437 Mass. 84 | Mass. | 2002
In March, 1998, Robert Martinez was convicted of murder in the first degree on a theory of extreme atrocity or cruelty. Represented by new counsel, the defendant filed a motion for a new trial, which was denied without an evidentiary hearing by a judge who was not the trial judge.
The defendant now appeals from the jury verdict and from the denial of his motion for a new trial. As to the conduct of the trial, he challenges two evidentiary rulings of the judge, argues that a mistrial was necessitated by an outburst from the victim’s sister while she was testifying, and takes issue with various jury instructions. In addition, the defendant argues that trial counsel was ineffective in two respects: for failing to investigate and impeach witnesses with their criminal records, and for not attempting to suppress the defendant’s statement to police. As to his motion for a new trial, he argues that the prosecutor improperly withheld certain information concerning the criminal histories and dealings with the Commonwealth of three of its witnesses. He also challenges the denial of the motion without an evidentiary hearing and the denial of his request for postconviction discovery, and claims that a new trial is warranted because of what he argues is newly discovered evidence that another person confessed to the murder. There being no basis for order
1. Facts. Viewed in its light most favorable to the Commonwealth, the evidence is as follows. The victim lived with her infant child in a second-floor apartment on Warren Avenue in Brockton. The defendant lived with his family in the same building on the third floor. In the early hours of Sunday, August 8, 1993, the victim was repeatedly stabbed and killed while at home in her apartment.
The events preceding the murder were as follows. On Saturday, August 7, 1993, the defendant was at a gathering in the first-floor apartment drinking beer with several others, including Jose Camacho. The gathering broke up after midnight. Camacho left the building, but returned some time later looking for a place to sleep. As Camacho passed the victim’s apartment on the second floor, he overheard the defendant say in an angry tone from inside the apartment, “[Gjive me what I want and I won’t hurt you.” He heard a female voice, and what sounded like a muffled scream. Frightened, Camacho left the building.
Maureen Rautenberg, a neighbor living across the street, testified that, at approximately 1 a.m. on August 8, she heard a woman screaming for five minutes. Looking out her window, Rautenberg saw lights in the victim’s apartment, where someone was moving around. A man in a gray-hooded sweatshirt emerged from the building and walked to a nearby bridge carrying a small plastic bag. He returned to the building, and within minutes, the lights in the victim’s apartment went out. The man left the building again, and returned some thirty minutes later with four other men, two of whom went with the gray-hooded man into the building. The light in the victim’s apartment went on briefly, and the men then left. Rautenberg had earlier seen
Later that same Sunday, the defendant encountered Camacho, who saw that the defendant had a bloody knife. When asked for an explanation, the defendant responded that he “had slashed a bitch.” There was evidence that the knife was of the size and shape that was capable of inflicting the victim’s wounds.
In the course of the police investigation, the defendant hid from the police on multiple occasions, and provided them with a false name. On August 14, 1993, while the defendant was at the Brockton police department on another matter, he agreed to speak with a State trooper, and signed a form waiving his Miranda rights. He gave conflicting accounts of his whereabouts on August 7 and 8. He also admitted that he owned a knife, and said that he had either lost it, thrown it away, or left it at his mother’s house. Before the interview ended, he provided hair and fiber samples to the police and allowed them to photograph him.
The defendant made several inculpatory statements to others. Three to four hours after the body was discovered, he told his girl friend that they needed to pack their bags and leave for Puerto Rico because the police were “investigating]” him. He asked her to hide him, and to tell the police that he was elsewhere. After hiding from the police on the night the body was discovered, he asked an acquaintance if the police thought he had “murdered the girl.”
An informant who was incarcerated with the defendant testitied that, in 1997, the defendant told him he had had a sexual relationship with the victim, and repeatedly described the victim as being sexually provocative. He told the informant that he had gone to the victim’s apartment to collect money he was owed, and left when the victim said she did not have it. He returned later, he said, entered the unlocked apartment and found her
2. Evidentiary issues. The defendant challenges two evidentiary rulings of the trial judge. Defense counsel objected to both rulings, and we review for prejudicial error. Commonwealth v. Vinnie, 428 Mass. 161, 163, cert. denied, 525 U.S. 1007 (1998). First, the judge excluded evidence that the defendant told police that he was willing to undergo a polygraph examination. The defendant sought to have the evidence admitted in order to show his state of mind, a consciousness of innocence.
As to the second challenged evidentiary ruling, the prosecutor sought to establish that the motive for the murder was either “money or sex.” The judge permitted the defendant’s girl friend to testify that the day before the murder the defendant was sexually frustrated because of her unwillingness to bring him to orgasm. The judge noted that she did not think the evidence was “particularly prejudicial.” The evidence should not have been admitted. The defendant’s interrupted but consensual sexual relations with his girl friend the day before the murder
3. Witness outburst at trial. While the victim’s sister was testifying, the prosecutor asked her to authenticate photographs that had been taken at the crime scene depicting the victim’s body. On seeing the photographs, the witness became emotional,
Contrary to the defendant’s suggestion, the outburst was not
A. Jury instructions. The defendant points to four jury instructions that he claims are erroneous. He also argues that the cumulative errors denied him a fair trial. Each challenge is baseless, as we shall explain. First, during her charge on consciousness of guilt, the judge mentioned several examples of such evidence, such as the defendant may have fled, hid, made intentionally false statements, used a false name, destroyed evidence, or intimidated a witness. There was evidence that the defendant had disposed of the murder weapon, and the defendant argues that the judge’s instruction that “you may have heard evidence suggesting that the defendant may have intentionally tried to destroy evidence in this case,” was a signal by the judge to the jury that the defendant “had committed these acts.” The judge’s instruction was proper. She correctly reminded the jurors that it was for them to decide whether they believed such evidence, whether it in fact reflected feelings of guilt by the defendant, and whether, in turn, the evidence indicated actual guilt. See, e.g., Commonwealth v. Toney, 385 Mass. 575, 584-585 & n.6 (1982) (evidence of flight).
Second, in her instructions on extreme atrocity or cruelty, the judge correctly listed the Cunneen factors for the jury to consider. Commonwealth v. Cunneen, 389 Mass. 216, 227-228 (1983). The defendant takes issue with her instruction that “you may consider whether the defendant had knowledge of any pain caused to the victim, however, the Commonwealth need not prove that the defendant knew that his conduct was extremely
Third, the defendant challenges the judge’s instructions on identification in two respects: that she should have adhered to the language contained in the appendix to Commonwealth v. Rodriguez, 378 Mass. 296, 310 (1979), concerning the use of all of the senses to identify a person,
Finally, the defendant points to two alleged errors in connection with the judge’s instruction regarding the failure of the authorities to conduct certain tests or produce certain evidence.
5. Ineffective assistance of counsel. The defendant alleges ineffective assistance of his trial counsel in two respects: that he failed (i) to investigate and use the criminal records of Camaoho, Matías, and Rautenberg to impeach those witnesses, and (ii) to move to suppress the defendant’s statement to the police on the basis of an allegedly forged signature. We consider whether error, if any, “was likely to have influenced the jury’s conclusion.” Commonwealth v. Wright, 411 Mass. 678, 682 (1992).
Defense counsel filed a motion to be provided with the criminal records of the Commonwealth’s witnesses.
There is nothing beyond appellate counsel’s own statement to support a claim of forgery. Moreover, defense counsel did in fact raise the issue of voluntariness. He moved for a voir dire when the Commonwealth sought to introduce the defendant’s statement. The Commonwealth made an offer of proof, describing in detail the circumstances of the waiver of Miranda rights and the signing of the form. The judge found that the defendant had voluntarily waived his Miranda rights and had spoken voluntarily to the police. In light of these findings a motion to suppress would have been fruitless, and counsel cannot be found ineffective for failing to file such a motion. See Commonwealth v. Conceicao, 388 Mass. 255, 264 (1983). Trial counsel also used the statement to his client’s advantage: he highlighted the defendant’s cooperation with the police as evidence of innocence. See Commonwealth v. Squailia, 429 Mass. 101, 110-111 (1999) (failure to file motion to suppress was reasonable tactic as some statements supported defense strategy). The decision not to file a motion to suppress was not ineffective.
6. Motion for a new trial. The defendant challenges the denial of his motion for a new trial on several grounds. We consider separately the alleged errors at trial and the alleged errors at the motion for a new trial.
(a) Trial issues. In his motion for a new trial the defendant argued for the first time that the prosecutor engaged in misconduct by allegedly withholding evidence of the criminal records of Camacho, Rautenberg, and Matías, and evidence of Camacho’s dealings with the Commonwealth regarding his criminal charges. Because the motion judge addressed the issue on its merits, we consider whether error, if any, prejudiced the defendant’s trial. See Commonwealth v. Hallet, 427 Mass. 552,
As to all three witnesses, the defendant claims that the nondisclosure of their criminal records violated the Commonwealth’s duty to provide the defense with exculpatory evidence in its possession. See Brady v. Maryland, 373 U.S. 83, 87 (1963); Commonwealth v. Tucceri, 412 Mass. 401, 404-405 (1992). The defendant did not request that the district attorney’s office turn over the criminal records of these witnesses. Nor could the district attorney have done so, if he indeed possessed them. See G. L. c. 6, § 172. The proper route for the defendant to obtain prior convictions of prospective witnesses from the Commonwealth is by requesting the judge to order the probatian department to produce them. See Mass. R. Crim. P. 14 (a) (2), 378 Mass. 874 (1979). Defense counsel made the appropriate motion. See note 8, supra. The defendant’s claim that the prosecution withheld these documents is baseless.
Next, the defendant claims the prosecutor improperly withheld evidence of a claimed inducement from the Commonwealth to Camacho in exchange for his testimony. He suggests that Camacho materially changed his story immediately following an appearance in court on July 10, 1996, and received favorable treatment from the Commonwealth in connection with a separate complaint charging armed robbery for which he had pleaded to a lesser included offense six months before the defendant’s trial. We note preliminarily that the defendant has not shown that trial counsel did not have the records from which the defendant now infers an undisclosed arrangement between Camacho and the Commonwealth. See note 9, supra. In any event the records, viewed in conjunction with the trial testimony, do not bear out the defendant’s claim of prosecutorial misconduct.
The defendant says that, after Camacho’s July, 1996, court appearance, Camacho changed his testimony to the effect that he heard the defendant inside the victim’s apartment on the night of the murder, and that the defendant later told him that he had murdered the victim. In fact, however, as defense counsel established at trial, Camacho had already disclosed that informa
(b) Denial of motion for a new trial. The defendant challenges the denial of his motion for a new trial in three regards: the judge (i) failed to grant a new trial on the basis of newly discovered evidence that another person admitted to the murder; (ii) failed to grant postconviction discovery; and (iii) failed to hold an evidentiary hearing in connection with the motion. Each of these decisions is committed to the sound discretion of the motion judge. See Commonwealth v. Grace, 397 Mass. 303, 306-307 (1986) (newly discovered evidence); Commonwealth v. Dalton, 385 Mass. 190, 194 (1982) (posttrial discovery); Commonwealth v. Stewart, 383 Mass. 253, 257 (1981) (evidentiary hearing). The judge did not abuse his discretion.
The claimed newly discovered evidence is to the effect that Rui Monteiro, the boy friend of the victim at the time of the murder, had “confessed” to the killing. An informant of the Federal Bureau of Investigation and State police told police two months after the trial that a man known as “Rui” admitted to the killing to the informant’s brother-in-law, Antonio Nogueira, while the two were in Cape Verde. The informant said that Nogueira told her that “Rui” said that he had stabbed a girl thirty-six times and left a baby on top of her, adding that Nogueira had made a tape recording of the conversation.
The alleged admission is both unreliable and inadmissible hearsay. The police contacted Nogueira in Cape Verde. He denied having or recording a conversation about any crime
Moreover, Rui’s alleged confession is inadmissible hearsay. Even if his out-of-court statement were sufficiently corroborated to qualify under the penal interest exception, see Commonwealth v. Drew, 397 Mass. 65, 75-76 (1986), the declarations of Nogueira and the informant themselves are hearsay, for which the defendant has identified no exception that would permit admitting such evidence. The motion judge properly exercised his discretion to deny a new trial on the basis of the proffered evidence of the alleged confession.
As to the defendant’s request for postconviction discovery, Mass. R. Crim. R 30 (c) (4), 378 Mass. 900 (1979), requires that the defendant by affidavit “establish a prima facie case for relief” before a “judge . . . may authorize such [postconviction] discovery as is deemed appropriate.” The motion judge concluded that the defendant had failed to show “a sufficient basis to warrant additional postconviction discovery beyond the extensive discovery regarding Rui Monteiro that has already been voluntarily supplied ... by the District Attorney.”
As to a hearing, a judge may, in his or her discretion, decide a motion for a new trial without an evidentiary hearing where “no substantial issue is raised by the motion or affidavits.” Mass. R. Grim. P. 30 (c) (3), 378 Mass. 900 (1979). See Commonwealth v. Stewart, supra at 257. In determining whether a hearing under rule 30 was warranted, we look “not only at the seriousness of the issue asserted, but also to the adequacy of the defendant’s showing on the issue raised.” Id. at 257-258. The defendant raised no substantial issue on his motion for a new trial. An evidentiary hearing was not required.
7. General Laws c. 278, § 33E. We have reviewed the record. There is no reason to exercise our power under G. L. c. 278, § 33E, to order a new trial or to reduce the verdict.
Judgment affirmed.
Order denying motion for a new trial affirmed.
The victim was stabbed thirty-six times. Sixteen wounds penetrated her chest cavity, and four cut through to her ribs. There was expert testimony that she had been conscious and had suffered pain for several minutes.
Testimony at trial was to the effect that, of the several pubic hairs recovered from the crime scene, only one could not be matched to the victim, but it also could not be matched to the defendant.
We have noted that consciousness of innocence evidence is inherently of little value because of the numerous and complex reasons for which someone might act in a manner consistent with innocence. See Commonwealth v. Oeun Lam, 420 Mass. 615, 620 (1995).
The transcript does not reflect the nature of the “outburst” from the witness.
The Model Jury Instructions on Homicide include in the instruction on extreme atrocity or cruelty: “The inquiry focuses on the defendant’s action in terms of the manner and means of inflicting death, and on the resulting effect on the victim.” Model Jury Instructions on Homicide 13 (1999).
The defendant requested that the judge instruct: “In general, a witness bases any identification he makes on his perception through the use of his senses. Usually the witness identifies an offender by the sense of sight — but this is not necessarily so, and he may use other senses.” Commonwealth v. Rodriguez, 378 Mass. 296, 310 (1979).
The judge, over the Commonwealth’s objection, instructed the jury: “|l]f you determine, after considering the evidence in this case, that certain tests that should have been conducted in this case were not conducted by the police, or certain police procedures that should have been followed were not followed, those failures could raise a reasonable doubt in your mind as to the defendant’s guilt of this crime, but there is no duty on the Commonwealth to gather every piece of evidence that may be potentially exculpatory.”
The defendant requested that the “Criminal History Systems Board and/or the Commissioner of Probation be ordered to furnish him [defense counsel] with the criminal records of convictions of [the prosecution’s anticipated] witnesses.”
At least as to Camacho, the record suggests the opposite. Discovery provided to the defendant included police reports detailing one of Camacho’s previous Brockton arrests. Defense counsel was also aware that a fellow inmate was going to testify that the defendant threatened Camacho while they were all in jail together. Matías had four convictions that appear to have been admissible for purposes of impeachment: two of assault and battery by means of a dangerous weapon, one of malicious destruction of property, and one of larceny of a motor vehicle. Although there was testimony of Rautenberg that she “owed some old fines,” there is nothing in the record to indicate that she had a criminal record that could have been used to impeach her.
Trial counsel brought out inconsistencies between Rautenberg’s statement to the police in 1993, her grand jury testimony in 1996, and her trial testimony. She gave inconsistent accounts, for example, of the skin color of the man in the gray-hooded sweatshirt, his clothing at the time of the murder, and the status of the lights on the second and third floors of the victim’s building. When confronted with police reports, Rautenberg claimed that the police either misinterpreted her statements or incorrectly memorialized them.
Matias failed to tell police that he had purchased crack cocaine on the night of the murder. Despite several meetings with the police over three years, Camacho failed to tell them all he knew about the murder and he claimed this was because of threats against him by the defendant. Despite his alleged fear, trial counsel elicited that less than one year after the murder Camacho revealed inculpatory evidence against the defendant, including that the defendant had shown him a bloody knife.
The Commonwealth also points out that the court records on which the defendant relies do not establish that Camacho was in fact present in court on July 10, 1996, much less that there was any interchange that day between Camacho and the Commonwealth that influenced Camacho’s later trial testimony.
The defendant requested:
(1) The production of the probation reports of all Commonwealth witnesses and that defense counsel be provided with their respective dates of birth.
(2) The production of the names, birthdays and social security numbers, and addresses of all alibi witnesses of Rui Monteiro, including but not limited to the names of the members of his band.
(3) The production of any police reports dealing with the investigation of the killing of the victim and cases involving Jose Camacho and Rui Monteiro.
(4) The production of any and all information relative to welfare checks.
(5) The production of all information that might corroborate the “confes