73 Mass. App. Ct. 526 | Mass. App. Ct. | 2009
Lead Opinion
Obviously false answers and nervous behavior by the defendant, Jamal Martin, during a brief street encounter with police led an officer to ask if he had any weapons. When the defendant failed to answer, the officer attempted to pat frisk him. The defendant pushed the officer’s hands away, but the officer continued with the frisk and discovered a loaded handgun. The defendant was convicted in a jury-waived trial of unlawful possession of a firearm in violation of G. L. c. 269, § 10(a); possession of a loaded firearm in violation of G. L. c. 269, § 10(n); and assault and battery on a police officer in violation of G. L. c. 265, § 13D.
1. Motion to suppress. The motion judge made the following relevant findings of fact. On October 8, 2006, around 10:30 a.m., Boston police Officer Ismael Henriquez and his partner were patrolling the Woodrow Avenue area of the Dorchester section of Boston, a high crime area where Officer Henriquez had previously participated in drug and firearm arrests. The officers, who were wearing plain clothes and driving an unmarked car, were
They made a U-turn and drove next to the defendant, who ignored them. At this point, the officers still could not see his face. They rolled down the window, identified themselves as police officers, and asked the defendant his name. After some hesitation he replied, “Jamal Daly,” which was not the name of the juvenile they were seeking. Also, the defendant was taller and stockier than that juvenile.
At that point, Officer Henriquez stepped out of the vehicle and approached the defendant while his partner remained in the car. The defendant was nervous and took a few steps backward. Officer Henriquez could now see the defendant’s face and knew he was not the wanted juvenile. The officer then asked the defendant if he had any weapons. When the defendant did not answer, Officer Henriquez attempted to pat frisk him.
The defendant argues on appeal that the judge improperly
In reviewing a motion to suppress, the judge’s findings of fact are “binding in the absence of clear error.” Commonwealth v. Alvarado, 420 Mass. 542, 544 (1995). However, we “independently review[] the correctness of the judge’s application of constitutional principles to the facts found.” Commonwealth v. Gentile, 437 Mass. 569, 573 (2002), quoting from Commonwealth v. Eckert, 431 Mass. 591, 593 (2000). While we affirm the judge’s ruling, we do so on different grounds.
Based on the judge’s factual findings we conclude that the defendant was not seized until the officer attempted the patfnsk. At that point the officer had a legitimate reason for being in the immediate proximity of the defendant and a reasonable belief that the defendant was armed and dangerous. Therefore, the motion to suppress the gun and ammunition found pursuant to the patfnsk was properly denied.
“A person is seized by the police only when, in light of all of the attending circumstances, a reasonable person in that situation would not feel free to leave.” Commonwealth v. DePeiza, 449 Mass. 367, 369 (2007). In the instant case, the officers approached in an unmarked vehicle, without activating blue lights or sirens. Contrast Commonwealth v. Smigliano, 427 Mass. 490,
In this context, the questions that followed the officers’ approach regarding name, age, and date of birth did not constitute a seizure. See Commonwealth v. Thinh Van Cao, 419 Mass. 383, 388, cert, denied, 515 U.S. 1146 (1995) (no seizure where an officer approached the defendant in a public parking lot and asked questions about his identity); Commonwealth v. DePeiza, 449 Mass, at 370 (no seizure when officers asked for identification and held it during a “brief conversation”). The Supreme Judicial Court has recognized that “the police do not effect a seizure merely by asking questions unless the circumstances of the encounter are sufficiently intimidating that a reasonable person would believe he was not free to turn his back on his interrogator and walk away.” Commonwealth v. Fraser, 410 Mass. 541, 544 (1991). See Commonwealth v. Murdough, 428 Mass. 760, 763 (1999) (“officers may make inquiry of anyone they wish ... so long as they do not implicitly or explicitly assert that the person inquired of is not free to ignore their inquiries”).
Although more significant, the additional question whether the defendant had a weapon is likewise not enough in these
The decision to pat frisk a defendant, however, transforms the encounter. At that point, there must be at a minimum “some legitimate basis for the officer being in immediate proximity to the person,” and the officer must reasonably believe that the individual is armed and dangerous. Commonwealth v. Fraser, 410 Mass, at 544 n.4. See Commonwealth v. Isaiah I., 450 Mass. 818, 824 (2008); Commonwealth v. Knowles, 451 Mass. 91, 97 (2008).
We conclude that Officer Henriquez had a legitimate reason for being in the immediate proximity of the defendant because the officer was attempting to apprehend a wanted juvenile who lived nearby, and he stopped the defendant to see if he was that individual. See Commonwealth v. Fraser, supra at 545 n.4 (officer was legitimately in the immediate proximity of the defendant when he came into contact with him while investigating a report of an armed man at that location). Although the officer had realized that the defendant was not the juvenile immediately before he asked the question about weapons, the defendant had in the meantime given the officer inconsistent answers and behaved nervously.
The combination of the following four factors produced the necessary reasonable belief that the defendant was armed and dangerous.
In sum, in these circumstances, the patfrisk was justified.
2. Admission of the notarized ballistics certificates. The defendant next claims that the trial judge erred by admitting the notarized ballistics certificates in evidence. At trial, the Commonwealth offered the firearm and ammunition certificates as exhibits. The certificates stated that, in the ballistics expert’s opinion, the weapon and the bullets found on the defendant met the statutory definitions of “firearm” and “ammunition.”
On appeal, the defendant argues that the certificates should have been excluded because the Commonwealth failed to provide him with notarized copies during discovery and because the unnotarized copies he did receive during discovery called into question the authenticity of the certificates admitted at trial.*
The ballistics certificates entered in evidence at trial were properly attested to and were therefore correctly admitted by the judge. To whatever extent the unnotarized discovery copies may have undermined the authenticity of these certificates, any deficiency went to the weight of the evidence and not its admissibility. Cf. Commonwealth v. Westerman, 414 Mass. 688, 700 (1993) (concluding that “any procedural or administrative errors [in a drag analysis certificate] affect only the weight of the evidence” and not its admissibility). Furthermore, we agree with the Commonwealth that it disclosed the substance of the certificates to the defendant in a timely manner and that the delay in providing the notarized copies had no adverse consequences on the defendant’s ability to prepare his case; the defendant does not argue that there is any substantive difference between the notarized and unnotarized certificates, nor do we observe any such difference. See Commonwealth v. Emerson, 430 Mass. 378, 380-381 (1999), cert, denied, 529 U.S. 1030 (2000), quoting from Com
3. The ballistics case notes. The defendant’s final claim of error concerns the ballistician’s case notes that accompanied the ballistics certificates. During the defendant’s cross-examination of Officer Henriquez, the following exchange took place:
Q.: “Were you there present when [the firearm] was tested?”
A.: “No, I was not.”
Q.: “Did you read the ballistician’s report?”12
A.: “Yes, sir.”
Q.\ “The way that gun was found that day it could not be operated, correct; it could not fire those bullets, correct?”
A.: “If that’s what it says • — ”
Prosecutor: “Objection.”
The court: “Overruled.”
Q.: “The way the gun was found that day it couldn’t be fired according to the ballistician’s report, correct?”
Prosecutor: “Objection. It doesn’t say that.”
The court: “No. He can testify as to what he knows. Does it say that or not, or do you know?”
A.: “Well, there’s another certification in there.”
Q.: “I’m not talking about the certification. I’m talking about his written report?”
*537 A.: “Correct.”
Defense counsel: “I have no further questions.”
The defendant, however, did not seek to admit the case notes in evidence, nor did he present any expert witnesses on the question.
During the defendant’s closing argument, counsel argued, “We know from the police officer’s testimony that the ballistician himself admitted that the gun was not fireable in the condition it was found on the defendant.” At that point, the judge interrupted him because the judge did not believe the police officer had given this testimony. The judge also correctly pointed out that the case notes were not in evidence.
On appeal, the defendant argues that the case notes should have been admitted under the doctrine of curative admissibility. “The curative admissibility doctrine allows a party harmed by incompetent evidence to rebut that evidence ... if the original evidence created significant prejudice.” Commonwealth v. Ruffen, 399 Mass. 811, 813-814 (1987). The defendant claims that the notarized ballistics certificates were incompetent evidence, and therefore, he should have been allowed to rebut them by entering the ballistician’s case notes, which he claims contain exculpatory evidence. Because, as discussed supra, the ballistics certificates were competent and properly admitted in evidence, the curative admissibility doctrine does not apply.
Judgments affirmed.
The assault and battery conviction was placed on file with the defendant’s consent, and is not before us. See Commonwealth v. Delgado, 367 Mass. 432, 438 (1975). The defendant was also charged with unlawful possession of ammunition in violation of G. L. c. 269, § 10(A), but this charge was dismissed voluntarily by the Commonwealth at the conclusion of trial.
It is not clear from the findings how much taller or stockier the defendant was than the juvenile, nor when the officers realized the discrepancy.
If the defendant had been bom on the date he gave the officers, he would have been nineteen, not seventeen.
The officer testified at the suppression hearing that he told the defendant that for safety, he (the officer) was going to pat frisk him.
The motion judge concluded that there was no basis to justify a search of the defendant until he pushed the officer’s hands away. Because we conclude that the patfrisk was justified on other grounds, we need not consider, as the motion judge did, whether the defendant’s pushing away Officer Henriquez’s hands provided probable cause to arrest justifying the subsequent patfrisk. See Commonwealth v. Moreira, 388 Mass. 596, 601 (1983) (“in the absence of excessive or unnecessary force by an arresting officer, a person may not use force to resist an arrest by one who he knows ... is an authorized police officer, engaged in the performance of his duties, regardless of whether the arrest was unlawful in the circumstances”); Commonwealth v. Gomes, 59 Mass. App. Ct. 332, 341-343 (2003).
The defendant argues that the “deflective movement of pushing Officer Henriquez’s hands away” was not sufficiently separate from what he claims was an illegal patfrisk to dissipate the taint of that alleged illegality. The Supreme Judicial Court has held that “the commission of a new, ‘unrelated’ crime after an illegal [search or] arrest may provide the basis for a valid
We did not reach the question in Fletcher regarding whether the patfrisk was constitutionally justified. Commonwealth v. Fletcher, 52 Mass. App. Ct. at 171-172.
We recognize that there were also factors that weighed against a reasonable belief that the defendant was armed and dangerous. For example, the time of day, which was in the morning, the absence of a furtive movement such as reaching for his waist, and the absence of flight. However, the factors that were present, when taken together, were nevertheless sufficient.
We also note that both of the ages provided by the defendant rendered him too young to own a firearm legally. General Laws c. 140, § 131(á)(iv), prohibits an individual under age twenty-one from obtaining a firearm license.
The expert therefore certified that the gun was capable of discharging a shot or bullet and the bullets were “designed for use in any firearm, rifle or shotgun.” See definitions of “[a]mmunition” and “[fjirearm” in G. L. c. 140, § 121, as appearing in St. 1998, c. 180, § 8.
The defendant also argued that a typographical error in the certificates, stating that the ammunition and firearm were submitted to be tested on “January 1st in the year of 1900,” called into question “the entire nature of the certificate[s] [themselves].” The defendant has abandoned this argument on appeal.
The defendant also argues in his brief that “[e]ven if there is no error in the judge’s discretion on this issue, the actual ballistic tests’ findings were never specified at trial and thus proof of the defendant’s guilt was incomplete.” The defendant did not raise this claim below, but even if he had, it is without merit because the certificates were admitted into evidence and their contents need not be additionally read into the record or otherwise admitted through live testimony. See Commonwealth v. Nieves, 43 Mass. App. Ct. 1, 4 (1997) (admission of the ballistics certificates is an alternative to the testimony of persons familiar with the guns or persons who handled the gun).
Defense counsel is presumably referring to the document entitled “Ballistic Unit Case Notes” prepared by the ballistician who prepared the ballistics certificates.
We are also unconvinced that the ballistician’s case notes would establish that the gun found on the defendant was not a “loaded” firearm. Officer Henriquez testified that the ammunition described in the ballistician’s certificate was found in the gun taken from the defendant. The ballistician’s certificates opined that the weapon found on the defendant was a firearm and that the “two rounds of 7.65 ammunition” met the definition of “ammunition” in G. L. c. 140, § 121. While it appears from the ballistician’s notes that the bullets and gun seized from the defendant were not capable of firing together, the expert concluded that they nevertheless individually met the statutory definitions of “firearm” and “ammunition.” We note that when the Legislature defined the term “loaded” firearm in 2006, it adopted the same definition of “ammunition” as that found in G. L. c. 140, § 121. See G. L. c. 269, § 10(c), inserted by St. 2006, c. 48, § 7 (a firearm is “loaded” when “ammunition is contained in the weapon or within a feeding device attached thereto,” and the ammunition need only be “designed for use in any firearm” [emphasis added]). Compare Commonwealth v. Bartholomew, 326 Mass. 218, 220 (1950) (“While
We reject the defendant’s argument that the notes were in evidence because they came in through Officer Henriquez’s testimony. It was defense counsel who sought, through his questions, to interject the notes into the trial without actually introducing the notes. The officer’s testimony was minimal and unclear in relation to the notes.
Dissenting Opinion
(dissenting). I respectfully dissent, as there is, in my view, an unclear line between Commonwealth v. Barros, 435 Mass. 171 (2001), and Commonwealth v. DePeiza, 449 Mass. 367 (2007), and, in any event, the factual circumstances in the case before us exceed even the dictates of the DePeiza decision.
In the factual scenario here we have a young man walking down the street at 10:30 in the morning, who is nervous upon being questioned by the police. His inconsistent answers were not germane to any crime being investigated, nor were there any visible signs that he was carrying a weapon, such as an unusually heavy pocket, or an odd gait. He did not make any furtive movement. Only after the police had ascertained that he was not the person they were seeking to apprehend was he asked whether he had a gun.
I note that requiring an individual to respond to a specific question may in certain circumstances precipitate self-incrimination problems.