Lead Opinion
After a jury convicted the defendant of murder in the second degree for the shaking death of his two week old son, he filed a motion pursuant to Mass. R. Crim. P. 25 (b) (2),
Facts.
On the afternoon of June 28, 1998, the victim, a two week old infant boy, was rushed to Good Samaritan Hospital and was then “med flighted” to New England Medical Center in Boston, where he died as a result of “severe cerebral edema and sub-dural hematomas due to shaking.” The victim had bruises on his upper back muscles just below the neck on both sides. His body showed all the signs of shaken baby syndrome, which “essentially destroyed his brain.”
Discussion.
1. The Commonwealth’s appeal. “Pursuant to rule 25 (b) (2), a trial judge has the authority to reduce a verdict, despite the presence of evidence sufficient to support the jury’s original verdict.” Commonwealth v. Rolon,
A judge’s discretion to reduce a verdict is appropriately exercised where the weight of the evidence in the case points to a lesser crime even though it is technically sufficient to support
Therefore, we look to determine whether there was some weakness in the evidence that the defendant committed murder in the second degree, or evidence suggesting that he more likely committed involuntary manslaughter. If, as we conclude, the weight of the evidence is entirely consistent with murder in the second degree based on third prong malice, it was an abuse of discretion to reduce the verdict.
Here, the judge provided a written memorandum of decision outlining her reasons for reducing the verdict to involuntary manslaughter. See Commonwealth v. Gaulden, supra at 556 (judge should state reasons for reducing verdict). Those reasons were a lack of any evidence that the defendant had inflicted prior abuse or injuries on any of his children, especially the victim; the defendant’s culpable conduct consisted of one violent shaking lasting “only a few seconds,” while under the sway of
A fine line distinguishes murder in the second degree based on third prong malice from the lesser included offense of involuntary manslaughter. See Commonwealth v. Skinner,
The judge’s emphasis on the lack of evidence that the
That the episode was brief does not create a weakness in the evidence of third prong malice. Although even evidence of repeated blows does not necessarily require a finding of malice, Commonwealth v. Vizcarrondo,
Furthermore, the judge’s conclusion that the culpable conduct consisted only of one violent shaking that lasted only a few seconds misstates the evidence. The judge stated that it “was
Additionally, the judge noted that the defendant’s culpable conduct may have resulted from painful memories of the death of another son. See note 3, supra. The judge could find this only by crediting the defendant’s testimony. While a “judge is not foreclosed from considering the defendant’s testimony . . . and, if he believes it, relying on it,” Commonwealth v. Keough,
The judge’s reliance on her finding that the defendant was not a vicious man but one who succumbed to the frailty of the human condition and committed a momentary act of “extraordinarily poor judgment” was irrelevant to the consideration of third prong malice. The only consideration was what the defendant knew the circumstances to be, and it is uncontro-verted that the defendant knew he was vigorously shaking the victim. Based on the defendant’s knowledge, there was a plain and strong likelihood that the victim would die from the shaking.
The other factors relied on by the judge — the defendant’s being a steady worker with no prior criminal record who enjoyed the support of his wife, the victim’s mother — are insufficient to justify reduction of the verdict. Although a defendant’s personal circumstances may be considered in conjunction with evidence that points to a lesser degree of guilt, personal circumstances alone do not justify reduction of a verdict. Commonwealth v. Rolon,
The judge also noted that the jury may have been unduly affected by the image of a 300 pound adult man shaking a vulnerable seven pound baby. We disagree. Both the defendant’s size and the victim’s age and size were relevant to show that the victim was especially frail and susceptible to death at the hands of an adult. Moreover, the size of both could properly suggest that the injuries inflicted by the defendant, when viewed in light
As there was no error of law or substantial risk of a miscarriage of justice in the jury’s verdict, the judge abused her discretion in reducing the verdict to involuntary manslaughter where the weight of the evidence clearly supported a verdict of murder in the second degree.
2. The defendant’s appeal. Because we reverse the judge’s order reducing the verdict to involuntary manslaughter and reinstate the verdict of murder in the second degree, we address the defendant’s appeal from his conviction. The defendant argues that the judge erred by (1) admitting three photographs depicting the victim after surgical alteration of his body where the cause of death was not a contested issue at trial; (2) failing to instruct the jury that malice requires proof that the defendant was aware of the life-endangering risk posed by his conduct; and (3) sustaining the prosecution’s objection to the introduction of the death certificate of the defendant’s son Andrew. We disagree.
a. Admission of autopsy photographs. At trial, the Commonwealth introduced three autopsy photographs of the victim over the defendant’s objections. The defendant now argues that the judge abused her discretion in admitting the photographs where the cause of death was not contested and the photographs did not depict the victim’s injuries.
As we have previously stated, “whether the inflammatory quality of a photograph outweighs its probative value and precludes its admission is determined in the sound discretion of the trial judge.” Commonwealth v. DeSouza,
The judge admitted the photographs only after the Commonwealth had laid a foundation indicating that the photographs were relevant to establishing the severity of the victim’s injuries. The defendant argues that this was an abuse of discretion because the nature, extent, and cause of the fatal injuries were not issues before the jury. While we agree with the defendant that the photographs were disturbing, we do not agree that they lacked relevance. A critical issue in the case was the amount of force used to shake the victim. As the nature of the injuries supported an inference concerning the amount of force used to inflict the injuries, the photographs were relevant to that issue. Additionally, the final photograph admitted, showing no injury to the back of the victim’s head, was relevant to contradict the defendant’s testimony that the victim hit his head in the bathtub. Furthermore, the judge appropriately mitigated any potential prejudice by cautioning the jury not to be affected by the nature of the photographs, and by instructing them that the photographs were to be used only to draw attention to a clinical medical status or the nature and extent of the victim’s injuries.
“In order to find an abuse of discretion, ‘it is necessary to decide that no conscientious judge, acting intelligently, could honestly have taken the view expressed by [her].’ ” Commonwealth v. Jaime,
b. Third prong malice instruction. The defendant argues that the judge erred in failing to instruct that subjective awareness of the risk of death is required for a murder conviction. This argument is without merit, as a murder conviction based on third prong malice requires only that “in the circumstances known to the defendant, a reasonably prudent person would have known that, according to common experience, there was a plain and strong likelihood that death would follow the contemplated act.” Commonwealth v. Woodward,
c. Exclusion of death certificate. Last, the defendant argues that the judge erred in excluding the death certificate of the defendant’s other son, Andrew. At trial, the defendant attempted to admit the death certificate, which stated the cause of death as myocarditis. The judge sustained the Commonwealth’s objection, finding it a collateral issue, but offered to instruct the jury
“Where there is a risk of confusing the jury, the judge must weigh the probative value of any proffered evidence against such danger.” Commonwealth v. Ellis,
“[W]e give broad discretion to trial judges who have valid concerns about trying a case within a case.” Commonwealth v. Ellis, supra at 758-759, citing Commonwealth v. Franklin,
Conclusion.
Because we conclude that the judge abused her discretion in reducing the verdict to involuntary manslaughter where the weight of the evidence clearly supported murder in the second degree, and the defendant’s claims of error lack merit, we vacate
So ordered.
Notes
There was bleeding on the surface of the victim’s brain and inside the brain itself. The victim’s brain was soft and swollen. Additionally, there was injury to the nerves in the victim’s brain.
Although the defendant claimed that the shaking went on for five to fifteen minutes, an expert on shaken baby syndrome testified that there was no way a perpetrator could sustain the type of necessary vigorous shaking for longer than twenty seconds at most. To inflict such injury, typically, the shaking would have to go on from three to twenty seconds.
The defendant had a son, Andrew, who died of natural causes when he was approximately one year old. The defendant found the child dead in his crib.
There was in fact evidence that the defendant was overly forceful with his older children.
The judge did not specify what she found implausible.
The first picture showed the victim’s skull after the skin had been peeled back and the top of the skull had been removed. The next picture showed the back of the victim after the skin had been peeled back to expose the trapezia muscles. The final picture depicted the back of the victim’s head.
The Commonwealth’s objection was based on the fact that the medical examiner had recently reviewed the case and determined that Andrew did not die from myocarditis. At the time of trial the medical examiner’s office was not able to determine a definitive cause of death other than natural causes.
Dissenting Opinion
(dissenting, with whom Marshall, C.J., and Cowin, J., join). “In a noncapital case such as this, we do not conduct an independent analysis when a trial judge reduces a verdict to a lesser offense.” Commonwealth v. Woodward,
As we noted in Woodward, supra at 670, quoting Commonwealth v. Sires,
In the end, she concluded that “[tjhis was a tragic case of an overwhelmed father and husband who, alone and unaccustomed
The court weighs the evidence differently from the trial judge, concluding that it “clearly supported a verdict of murder in the second degree.” Ante at 297. This is not our role. While there is little doubt that the evidence supported the jury’s verdict of murder in the second degree, that is neither the test nor the standard under rule 25 (b) (2). See Woodward, supra at 666 (“the responsibility [under rule 25 (b) (2)] may be exercised by the trial judge, even if the evidence warrants the jury’s verdict”); Commonwealth v. Gaulden, supra at 555 (rule 25 [b] [2] “empowers] a judge ... to ‘order the entry of a finding of guilty of any offense included in the offense charged in the indictment,’ without regard to the fact that the evidence warranted the jury’s verdict of guilty of the greater offense”). In our constrained assessment of a verdict reduction under that rule, we are not to reweigh the evidence and second guess the trial judge’s assessment of it. “Rule 25 (b) (2) places the matter in the hands of the judge who heard the witnesses, and we should not undertake to substitute our judgment for [hers].” Id. at 557.
We have consistently followed this admonition until now. Since 1979, when the Legislature amended G. L. c. 278, § 11 (now embodied in rule 25 [b] [2]), to grant trial judges the power to enter a finding of guilty of any lesser included offense in criminal cases, appellate courts have reversed verdict reductions on only three occasions.
The court notes that the authority given trial judges by rule 25 (b) (2) is “similar to our power to review capital cases under G. L. c. 278, § 33E, and a trial judge’s decision on [such a motion] ‘should be guided by the same considerations.’ ” Ante at 291, quoting Commonwealth v. Gaulden, supra at 555. While this is a fair enough statement of the law, the court seems to have forgotten an observation made a long time ago: “[U]nder § 33E review, this court has proceeded . . . with the disadvantage of not seeing and hearing the witnesses.... A trial judge does not have that disadvantage” (citation omitted). Commonwealth v. Gaulden, supra at 554. Even with that disadvantage, the court, in Commonwealth v. Kinney,
Although the evidence was sufficient to warrant the jury’s verdict as a matter of law, Commonwealth v. Gaulden, supra at 553-555, there was no abuse of discretion in the judge’s decision that justice would be more nearly achieved if the verdict was reduced from murder in the second degree to involuntary manslaughter.
The court finds that the judge could not rely on Lyons’s testimony as a ground to reduce the verdict because uncontroverted testimony at trial discredited Lyons’s account of the events of June 28, 1998, and because the judge acknowledged Lyons’s “implausible” accounts to the police and paramedics. Ante at 295-296. Nothing in our case law, however, suggests that a judge is not permitted to credit some, but not all, of a defendant’s testimony, in deciding on a motion under Mass. R. Grim. R 25 (b) (2),
The court cites Commonwealth v. Starling,
In Commonwealth v. Woodward,
The power to reduce verdicts is sparingly exercised by trial judges. In the past twenty-six years, the Commonwealth has appealed from such reductions in only thirteen cases: Commonwealth v. Rolon,
The appellate courts have affirmed verdict reductions on nine occasions, without disturbing the judges’ assessment of the weight of the evidence. In Commonwealth v. Aguiar, supra, this court considered but did not decide the verdict reduction issue, as the conviction was reversed on other grounds. See note 4, supra.
