Commonwealth v. KillingerCommonwealth v. Killinger
Wе are asked to revisit Pennsylvania’s Registration of Sexual Offenders Act (hereinafter, “Megan’s Law II” or the “Act”)
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to determine whether a subsection
Megan’s Law II requires any offender convicted of a predicate offense, upon release, parole, or commencement of a sentencе of intermediate punishment or probation, to register with the Pennsylvania State Police providing all “current or intended
The background of the case at bar is neither disputed nor complicated. Appellee, James Killinger, was convicted in June 2000 of Indecent Assault,
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a predicate crime under Megan’s Law II.
See
Immediately upon his release in February 2002, Appellee reported his address as 133 South Allegheny Street, Bellefonte, Pennsylvania. On September 23, 2002, he notified his probation officer, Jeremy Packer, of his move to 321 Bishop Street in Bellefonte. On January 28, 2003, Appellee reported to Officer Packer his move to another Bellefonte address, 401-33 Governor’s Park Road, and indicated that he had lived there since November 2002.
Officer Packer contacted Trooper W.F. Sasserman of the Pennsylvania State Police to report his concern that Appellee might have violated the Act. Trooper Sasserman consulted the Megan’s Law registry and discovered that Appellee had reported neither of the above-mentioned address changes to the Pennsylvania State Police. Police records still reflected Appellee’s immediate post-release address on South Allegheny Street. 8
On February 24, 2003, Trooper Sasserman filed a criminаl complaint charging Appellee with two violations of
Thereafter, Appellee filed a pre-trial motion seeking dismissal of the charges
on
the basis that the penalty provision stated in
As previously noted, in
Williams II
we held that the mandatory lifetime sanction of probation (at a minimum) pursuant to
In
Williams II,
we evaluated,
inter alia,
a chаllenge to the constitutionality of the registration, notification, and counseling provisions of Megan’s Law II. Since our decision in
Commonwealth v. Williams, 557
Pa. 285,
In assessing the character of the provisions, we reviewed the
Artway/Vemiero
test articulated by the United States Court of Appeals for the Third Cirсuit.
See Artway v. Attorney General of New Jersey,
(a) the measure’s adverse effects cannot be explained solely by its remedial purpose; (b) similar measures have historically been considered punitive; or, (c) if the legislature intended the measure to serve a mixture of deterrent and salutary purposes, the deterrent purpose is an unnecessary complement to, or overwhelms, the measure’s statutory operation, or the measure operates in an unusual manner or is inconsistent with its historically mixed purposes.
Id.
at 970-71. Finally,
Artway/Vemiero’s
third inquiry considers whether the “sting of a measure is so harsh as a matter of degree that it constitutes punishment.”
Id.
at 971 (quoting
Artway,
(1) whether the sanction involves an affirmative disability or restraint; (2) whether it has historically been regarded as punishment; (3) whether it comes into play only upon a finding of scienter; (4) whether its operation will promote the traditional aims of punishment — retribution and deterrence; (5) whether the behavior to which it applies is already a crime; (6) whether an alternative purpose to which it may rationally be connected is assignable for it; and (7) whether it appears excessive in relation to the alternative purpose assigned.
Williams II,
Applying the
Smith
inquiry, and focusing in particular on element seven of
Against this background, the trial court in the case at bar concluded thаt
Williams II
demanded the invalidation of the lesser sanction of a third-degree felony imposed by the former
The penalty provision applicable to the case at bar also provides an enforcement mechanism, with a disincentive for noncompliance. Although the disincentive for noncompli anee is admittedly smaller (the Commonwealth has stated that sentencing would proceed as in any other criminal case) than in the case of the sexually violent predator, the disincentive is a criminal penalty nonetheless. As with the case of the sexually violent predator, the substantive offense for which conviction would subject defendant to a criminal penalty, proceeds directly from the Megan’s Law II enforcement provisions, and, as in [Williams II], conviction would be a trivial matter.
Although the penalty provisions were enacted to enforce remedial legislation, they constitute criminal punishment as they subject an offender to increased incarceration, a recognized punitive measure. Conviction of a charge classified as a felony of the third degree seems to be in excess of what is needed to ensure compliance with the registration and notification procedures applicable to а defendant in this case.
Killinger, 64 Pa. D. & C.4th at 380 (citations omitted). Accordingly, the trial court concluded that our decision in Williams II necessarily invalidated the lesser sanction imposed upon a non-SVP offender who fails to comply with the Act’s registration provisions.
The Commonwealth disagrees. First, the Commonwealth argues that this Court’s refusal in
Williams II
to invalidate the entire sanction scheme for non-compliance
The Commonwealth then turns to our reliance in
Williams II
on the United States Supreme Court’s decision in
Apprendi
that “any judicial finding which results in punishment beyond the statutory maximum must be submitted to a jury and proven beyond a reasonable doubt.”
Williams II,
Appellee maintains that the trial court correctly determined that
Williams II
effectively precluded application of any criminal sanction to non-SVP offenders who violated the Act’s registration provisions and left to the Commonwealth only civil contempt proceedings for purposes of enforcing compliance. He argues that the trial court in this case properly was concerned with the possible asymmetry of punishing non-SVP offenders who fail to comply with the Act’s requirements with a long sentence of incarceration while permitting the Commonwealth to enforce the more stringent requirements imposed on SVP offenders only through contempt proceedings. He rejects as “unsubstantiated” the Commonwealth’s argument that
Williams II
left open the possibility that SVP offenders might still be sanctioned pursuant to the provisions applicable to non-SVP offenders, arguing that SVP offenders
simply are excluded under the plain language of the subsection aрplicable to enforcement against non-SVP offenders.
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Finally Appellee contests the Commonwealth’s
The trial court’s opinion and the arguments of the parties reflect a failure to grasp fully Williams II’s supervention upon the United States Supreme Court’s holding in Apprendi that any increase in a penal sanction beyond the statutory maximum for the underlying offense may only occur upon findings of fact proved to a jury under a reasonable doubt standard. In Williams II, we held that the sanctions constituted an increased penalty as a consequence of a party’s SVP status. That status under the Act, howеver, does not require proof beyond a reasonable doubt as found by a jury. Instead, under Megan’s Law II, SVP status is determined by a judge upon a showing by the Commonwealth by clear and convincing evidence that the offender is, in fact, an SVP. Thus, the sanctions specifically targeting SVP offenders for enhanced punishment, insofar as they depended on that underlying finding by a diminished standard of proof, violated Apprendi. It is true that we couched our ruling in that case in terms of “manifest excessiveness,” and that the sanction faced by the offеnder in that case far exceeded the sanction presented in this case insofar as, at a minimum, it entailed a sentence of lifetime probation. The excessiveness of the penalty in Williams II, however, merely underscored the impropriety of the penalty under Apprendi. Indeed, the penalty’s excessiveness affected the outcome only insofar as excessiveness was an aspect of the inquiry regarding the punitive nature of the penalty called for under Apprendi pursuant to the factors enumerated in Mendoza-Martinez.
In the instant case, however, Appellee committed a predicate offense under Megan’s Law II and thus was subject, upon conviction by proof beyond a reasonable doubt, to such punishment as attaches by law to that offense. Thus, Appellee was subject to the penalty for the underlying offense, the applicable registration provisions of Megan’s Law II, and the sanctions imposed upon violation of these provisions, all of which are plainly visible on the face of the governing statute, and none of which depend on judicial fact-finding under a diminished standard of proof. This case, therefore, is categorically distinguishable from Williams II. Upon his unchallenged conviction of indecent assault, Appellee’s sentence entailed all that the Legislature imposed for such an offense, including the various measures incident to Megan’s Law II.
For the foregoing reasons, we hold that the sanction challenged in this case does not offend the United States Constitution under
Apprendi
and progeny. The sanction attaches to Appеllee pursuant to his conviction for a predicate offense under the Act, an event that in itself does not implicate the constitutional issue addressed by
Apprendi.
No judicial fact-finding, nor any fact-finding by a diminished
Notes
. Act of May 10, 2000, P.L. 74, No. 18 (as amended,
. As a "pure question of law,” our review of this-statute is plenary.
Eagle Envtl., L.P., v. Commonwealth, Dep’t of Envtl. Prot.,
. The stаtute defines a "sexually violent predator,” in relevant part, as
A person who has been convicted of a sexually violent offense as set forth in section 9795.1 (relating to registration) and who is determined to be a sexually violent predator under section 9795.4 (relating to assessments) due to a mental abnormality or personality disorder that makes the person likely to engage in predatory sexually violent offenses.
. The repealed sanctions before this Court provide, in relevant part:
(d) Penalty.—
(1) An individual subjеct to registration under section 9795.1(a) who fails to register with the Pennsylvania State Police as required in this section commits a felony of the third degree.
(2) An individual subject to registration under § 9795.1(b)(1), (2) or (3) who fails to register with the Pennsylvania State Police as required in this section commits a felony of the first degree and shall be sentenced to a mandatory minimum sentence of probation for the remainder of the individual's lifetime and may be sentenced to a period of incarceration of up to the individual’s lifetime.
. Since the events that precipitated the instant litigation, the General Assembly has amended
We are not called upon to assess the constitutionality of the penalties presently prescribed in
. The subsection governing registration provides, in relevant pаrt:
(a) Registration.—
(1) Offenders and sexually violent predators shall be required to register with the Pennsylvania State Police upon release from incarceration, upon parole from a State or county correctional institution, or upon commencement of a sentence of intermediate punishment or probation. For purposes of registration, offenders and sexually violent predators shall provide the Pennsylvania State Police with all current or intended residences....
(2) Offenders and sexually violent predators shall inform the Pennsylvania State Police within ten days of:
(i) Any change of residence or establishment of an additional residence or residences.
.
See
. It appears that Appellee, in fact, notified the state police of his move to Governor’s Park Road on January 19, 2003, more than a week before he notified Officer Packer of that move. Nevertheless, this evidence reveals an approximate two-month delay between Appellee's move to that addrеss and his reporting of that move to the police, well in excess of the ten-day notice requirement set forth in the Act, in addition to his prior unreported move to Bishop Street.
. Between Appellee’s registration in February 2002 and the criminal complaint underlying this litigation, the Legislature amended § 9795(a). See Act of Oct. 17, 2002, P.L. 880, No. 127, § 4 (effective in 60 days). Appellee raises no challenge to the Commonwealth's reliance on the provision in effect at the time of the complaint and we see no cause to question its propriety.
. We have jurisdiction pursuant to
‡ ^ í|í ¡1»
(7) Matters where the court of common pleas has held invalid as repugnant to the Constitution, treaties or laws of the United States, or to the Constitution of this Commonwealth ... any statute of this Commonwealth....
. This subsection has remained unmodified throughout the time period relevant to this litigation and to the time of this filing.
. In severing thе offending provisions, we noted that statutes that do not contain a provision concerning severability are presumed severable.
Williams II,
.
Compare
. The Commonwealth appears to treat this case as an opportunity not only to аddress the matter directly at hand — i.e., the constitutionality of the Act’s sanctions for non-SVP offenders who fail to comply with the Act’s requirements — but also to clarify our prior ruling with regard to its precise effect on the remedial scheme applicable to non-compliant SVP offenders. For the reasons stated in note 15, infra, we decline the Commonwealth's invitation.
. The Commonwealth notes that SVP offenders are subject to the lifetime registration, notification, and counseling requirements we found constitutional in Williams II, and argues, in effect, that SVP offenders, as a fortiori non-SVP offenders, are at least subject to thе sanctions imposed upon non-SVP offenders for non-compliance — under the circumstances of this case, the third-degree felony sanction imposed by § 9795(d)(1). Appellee, however, correctly observes that SVP offenders are not among those specifically identified in subsection (d)(1), and thus contends that they necessarily are excluded from the subsection (d)(1) sanction. This presents an interesting question, but one clearly outside the ambit of the issue before us in the instant case. Furthermore, insofar as thеse provisions have since been repealed, there is no guarantee that the question will ever arise. In any event, we leave consideration of this question for an appropriate case.
.
Cf. Williams II,