COMMONWEALTH vs. JAMES KEEVAN.
Supreme Judicial Court of Massachusetts
August 10, 1987
400 Mass. 557
Middlesex. February 2, 1987. — August 10, 1987.
Prеsent: HENNESSEY, C.J., WILKINS, LIACOS, ABRAMS, NOLAN, LYNCH, & O‘CONNOR, JJ.
Where, at the trial of indictments for rape, kidnapping, and unarmed robbery, there was strong evidence of a joint venture between the defendant and another person which encompassed all of the acts allegedly committed, no substantial risk of a miscarriage of justice was created by the admission, without objection, of the victim‘s testimony that, before the other person took her money, he had told her that the defendant wanted him to take it. [561-562]
At the trial of an indictment for rape, defense counsel‘s general objection to the judge‘s charge to the jury saved no appellate rights with respect to his failure to give a requested instruction that “[o]btaining sexual intercourse through fraud and deceit is not rape.” [563-564]
A majority of the court concluded that, at the trial of an indictment for rape, no substantial risk of a miscarriage of justice was created by the judge‘s failure to give the jury a requested instruction that “[o]btaining sexual intercourse through fraud and deceit is not rape,” where the jury were correctly instructed on the elements of rape; where defense counsel had argued to them that consensual sexual intercourse is not rape, even if consent is obtained by fraud; and where, by also convicting the defendant of kidnapping the victim, the jury implicitly found that she did not consent even to being at the place where the rape allegedly occurred. [564-565] ABRAMS, J., concurring.
At a criminal trial the judge did not err in denying the defendant‘s motion that the prosecution be required to elect which of the alleged acts of sexual intercourse it relied upon to prove the offense of rape. [565-566]
Where the record of a сriminal trial reflected that the jury had acted unanimously in returning a guilty verdict on a charge of rape, no substantial risk of a miscarriage of justice was created by the judge‘s failure to give a “general unanimity” instruction, informing them that their verdict must be unanimous. [566-567]
Where, at a rape trial, the prosecution‘s evidence was sufficient to defeat a motion for a required finding of not guilty, no substantial risk of a
At the trial of indictments for rape, kidnapping, and unarmed robbery, a police detective‘s testimony, on cross-examination, that the defendant‘s alleged coventurer “confessed” did not infringe the defendant‘s right, secured by the Sixth Amendment to the United States Constitution, to confront the witnesses against him, in view of the circumstances that the challenged testimony did not directly name or implicate the defendant, that there was no testimony identifying the defendant as a participant in anything to which the other individual “confessed,” and that the judge‘s curative instructions were prompt and forceful. [567-571]
INDICTMENTS found and returned in the Supеrior Court Department on October 26, 1984.
The cases were tried before Thomas R. Morse, Jr., J.
The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.
Jane Larmon White, Committee for Public Counsel Services, for the defendant.
J.W. Carney, Jr., Assistant District Attorney, for the Commonwealth.
LIACOS, J. The defendant was convicted of aggravated rape, kidnapping, and unarmed robbery.1 On March 8, 1985, he was sentenced to three concurrent terms of from five to ten years at the Massachusetts Correctional Institution at Walpole (now Cedar Junction). In this appeal, he argues that there was insufficient evidence to support the robbery cоnviction absent certain hearsay evidence; that he was denied his constitutional right to confront a witness against him; and that the judge erred in denying his motion to require the Commonwealth to elect which alleged act of sexual intercourse was the rape charged in the indictment. He also claims error because the judge neglected to instruct the jury that their verdicts were required to be unanimous. Further, as to the alleged rape, he argues that the judge erred in his instructions to the jury. We affirm the convictions.
Sighting a police cruiser, the defendant drove to a second location in front of the Children‘s Museum. There, the two men searched the trunk of the automobile unsuccessfully for money. They then entered the automobile. Cobb put his hand over the victim‘s mouth and, with the defendant‘s help, forced her to the back seat. The defendant said that he would shoot her in the face if she made noise. The victims saw no gun at this time. The defendant drove the automobile while Cobb forced the victim to lie face down in the back seat. Cobb demanded that the victim perform fellatio on him; she complied.
They drove for about two hours, ultimately arriving at a boat dock. The defendant went to a boat, lit its lights, and returned to the automobile, armed with what apрeared to be a gun. The defendant and Cobb forced the victim onto the boat. While Cobb waited on deck, the defendant took the victim into the cabin and “told” her to have sex with him. She refused but then engaged in “regular” sexual intercourse with the defendant.
The two men returned the victim to the automobile. Again, the defendant drove, this time to a wooded area. Cobb led the victim from the automobile, saying that the defendant wanted him to take her into the woods so that the defendant, who would follow, could photograph them engaged in sexual acts. The victim never saw the defendant or a camera, but Cobb sаid that the defendant wanted a picture of them engaged in anal intercourse. She refused. Cobb then asked whether she would prefer to die, and she said, “I‘d rather die.” Cobb said they would pretend to have anal sex. They did so.
Detective Michael Giacoppo, a member of the Cambridge police sexual assault unit, used the registration number given to him by the victim to trace the automobile to the defendant‘s employer in Portsmouth, New Hampshire. By telephone, Detective Giacoppo asked the defendant to come to Cambridge for an interview; without asking why, the defendant agreed to come. The detective then obtained an arrest warrant and so advised police officials of Dover, New Hampshire, where the defendant lived. An officer of the Dover police department was detailed to watch the defendant‘s home. Whеn the defendant saw the officer‘s cruiser, he fled into a nearby wooded area. Police reinforcements were called, and the defendant was arrested at gunpoint.
The defendant made a statement in which he admitted that, on the night in question, he and Cobb had engaged a Combat Zone prostitute to perform oral sex. But he claimed that she voluntarily rode in the automobile because “she wanted to . . . have further sex with them” at no charge. He admitted that he had sexual intercourse with the woman on a boat, but he did not admit to forcing himself on her. He claimed that, after leaving the boat, he drоve Cobb and the woman to a house in Lexington; Cobb and the woman went inside; when the two emerged, the woman was upset; and, before she parted company with the two men, she had voluntarily returned the $50 which he claimed he had paid her.
The defendant testified in his own behalf.2 Amplifying on the statement he had given to police officers, the defendant said it was at the victim‘s suggestion that he first began driving while she performed consensual sexual acts with Cobb, and,
1. Unarmed robbery. The defendant argues that, in the absence of a hearsay statement which should not have been admitted, there was insufficient evidence as matter of law to link him to the commission of this crime. He asks that a finding of not guilty be entered.
The evidence tying the defendant to the robbery of the victim was her testimony that, before Cobb took her money, he told her that the defendant wanted him to take it.3 The Commonwealth sought to prove that Keevan was a joint venturer with Cobb in all the crimes charged, including the robbery of the victim. Thus, it was the Commonwealth‘s burden to demonstrate that the defendant “intentionally assisted the principal [Cobb] in the commission of the [robbery] and that he did this, sharing with the principal the mental state required for that crime.” Commonwealth v. Richards, 363 Mass. 299, 307-308 (1973). For the robbery charge to have been properly submitted to the jury, there must have been sufficient evidence of each of these elements to permit a rational trier of fact, when viewing the evidence in the light most favorable to the Commonwealth, to find each element beyond a reаsonable doubt. Commonwealth v. Barry, 397 Mass. 718, 719 (1986), and cases cited.
The victim testified that, when she and Cobb and Keevan were together, Keevan “gave the orders.” Keevan was not far
The Commonwealth does not dispute the characterization of Cobb‘s statement as hearsay. It points out, however, that no objection was lodged.4 “The defendant cannot now require that it be disregarded. Hearsay, once admitted, may be weighed with the other evidence, and given any evidentiary value which it may possess.” Mahoney v. Harley Private Hosp., Inc., 279 Mass. 96, 100 (1932). See Abraham v. Woburn, 383 Mass. 724, 726 n.1 (1981); P.J. Liacos, Massachusetts Evidence 74 (5th ed. 1981 & Supp. 1985). This being a criminal appeal, however, we review to inquire whether, due to the jury‘s consideration of objectionable hearsay, “there is a substantial risk of a miscarriage of justice.” Commonwealth v. Freeman, 352 Mass. 556, 564 (1967). We think there is not. As stated, the evidence of a joint venture between Cobb and Keevan for all the acts in question is strong. Additionally, the statement of Cobb was probably admissible under the so-called coconspirator‘s exception to the hearsay rule. See Commonwealth v. Borans, 379 Mass. 117, 145-148 (1979), and authorities cited. There was no risk of a miscarriage of justice.
The Commonwealth сoncedes that the requested instruction is correct as a general proposition of law, Commonwealth v. Goldenberg, 338 Mass. 377, 384 (1959); but see Commonwealth v. Helfant, 398 Mass. 214, 221 n.5 (1986) (questioning the vitality of Goldenberg, supra). The Commonwealth does not dispute that the defendant was entitled to the instruction; it argues instead that the instructions, as given, effectively conveyed the substance of the instruction sought. The judge instructed the jury that, to constitute rape, intercourse must be accomplished against the victim‘s will and by force or threat of bodily harm.
We consider first whether the defendant adequately preserved his rights for appellate review. The judge stated at a conference, prior to instructing the jury, that he would not give the defendant‘s requested instruction concerning consent obtained by fraud because the prosecution had not “asked or suggested consent obtained by fraud.” Despite the irrelevance of the judge‘s comment, the defendant did not explain why the instruction was sought.
Consequently, we review only to determine whether such error as there may have been “was of a type and seriousness which should lead us to reverse in the absence of a proper exception. The test is whether there is a substantial risk of a miscarriage of justice.” Commonwealth v. Freeman, supra at 563-564. In the circumstances of this case, where the jury were correctly instruсted on the statutory elements of rape, where they heard argument from defense counsel that consensual sexual intercourse is not rape, even if consent is obtained by fraud, and where the jury, by convicting the defendant of kidnapping, impliedly found that the victim did not consent even to her presence at the scene of the alleged rape, there is little doubt the jury found that intercourse was forced upon the victim, against her will and without consent, fraudulently ob-
The defendant also maintains that the judge erred in denying his motion that the Commonwealth be required to elect which act of intercourse it was relying on to prove the offense of rape. There was no error. “Where a crime can be committed in any one of several ways, an indictment properly charges its commission in all those ways . . . . Then the defendant should be convicted if it is proved that he committed the crime in any of those ways.” Commonwealth v. Dowe, 315 Mass. 217, 219-220 (1943). Accord Commonwealth v. Sullivan, 354 Mass. 598, 615 (1968), cert. denied, 393 U.S. 1056 (1969) (degrees of murder).
On appeal, the defendant now asserts that, because his motion to require an election was denied and because the judge did not instruct the jury on the requirement of unanimity, the conviction of aggravated rape must be reversed. The judge‘s ruling denying the motion was correct; thus there is no merit to that contention. As to the failure of the judge to instruct on the need for unanimity, thе defendant rejected the judge‘s suggested instruction on this issue. Moreover, experienced defense counsel did not request a unanimity instruction and did not object to its omission after the judge concluded the jury instructions. See
In cases in which the indictment alleges an offense, but the evidence shows multiple acts of allegedly criminal conduct, we have addressed the effect of giving only a general unanimity instruction and omitting a specific unanimity instruction. See Commonwealth v. Comtois, 399 Mass. 668, 675-677 (1987). See also Commonwealth v. Lemar, 22 Mass. App. Ct. 170 (1986). A general unanimity instruction informs the jury that thе verdict must be unanimous, whereas a specific unanimity
With regard to the omission of a general unanimity instruction, the record reflects general unanimity on the conviction of aggravated rape. The transcript reveals that, when the jury returned the verdicts, the jurors affirmed the verdicts.7 The transcript also reveals that the jury had questions concerning the armed robbery and kidnapping instructions. The record does not reflect any questions or difficulty with the aggravated rape instructions. In these circumstances, the lack of a general unanimity instruction did not create any substantial risk of a miscarriage of justice.
In considering the omission of a specific unanimity instruction, we have determined that there is no substantial risk of a miscarriage of justice if the evidence satisfies each element of the statute and is sufficient to defeat a motion for a required finding of not guilty. Commonwealth v. Comtois, supra at 676-677.8 Here the Commonwealth introduced sufficient evidence to satisfy each element of
3. Cobb‘s “confession.” Detective Giacoppo was pеrmitted to testify to the substance of what the victim told him on September 6, 1984. On cross-examination, defense counsel sought to impeach this testimony by asking, “In fact, you don‘t have any mention of this interview with [the victim] on September 6th in your police report, do you, officer?” The detective replied, “My police report ends on September 5th at Mr. Cobb‘s confession.” Defense counsel immediately requested a mistrial but never moved to strike the statement and never sought cura-
Relying on Bruton v. United States, 391 U.S. 123 (1968), the defendant argues that reversal of all the convictions is compelled because his constitutional rights to confront the witnesses against him9 were violated by the testimonial revelation of the fact that Cobb had “confessed.”10 We disagree.
We are persuaded that Bruton is not implicated by the circumstances of this case. Bruton teaches that, where a nontestifying codefendant‘s confession inculpates another defendant,
The defendant argues, however, that an inculpatory connection “may be supplied by the content of the statement taken in connection with other evidence in the case” (emphasis in original). Commonwealth v. LeBlanc, 364 Mass. 1, 8 (1973). He observes that, at trial, he did not dispute his presence during the actions which the Commonwealth calls a joint venture with Cobb to kidnap, rob, and rape the victim; instead, he based his defense on his own testimony that the victim consented to her travels and sexual encounters with Cobb and himself and his denial of the facts of kidnapping and of robbery. Viewed in the light cast by all the evidence, the defendant argues, the revelation of the bare fact that “Cobb confessed” carried with it an implicit declaration by Cоbb that he, too, was guilty. From the defendant‘s perspective, the likelihood that the jury would draw a broadly inculpatory inference was enhanced by the detective‘s implication that Cobb‘s confession was damning enough to obviate the need to write down what the victim had to say about Keevan.
While we have recognized that “a statement which does not plainly refer to a codefendant may nevertheless be inculpatory if the codefendant could easily be connected with the statement,” Commonwealth v. Cifizzari, 397 Mass. 560, 573 (1986), referring to LeBlanc, supra, consideration of the other
In the circumstances of this case, the risks of contextual inculpation cited by the defendant are counterbalanced by the complete lack of reference to Keevan as a participant of any kind in anything “confessed” by Cobb. In the circumstances of this case, speculation would be required before harm could befall a defendant. Consequently, we do not think that the logic of Bruton requires reversal.11
In any event, if there was a Bruton-type error, it was harmless beyond a reasonable doubt because we do not believe it possible that the challenged statement “influenced the jury adversely to [the defendant].” Chapman v. California, 386 U.S. 18, 23-24 (1967). See Commonwealth v. Marini, 375 Mass. 510, 520-521 (1978). “[T]he jury would not have found the Commonwealth‘s case significantly less persuasive if [Cobb‘s confession] had been handled with more circumspection.” LeBlanc, supra at 9-10. The defendant‘s defenses were more devastated
Judgments affirmed.
ABRAMS, J. (concurring). I again raise the question whether Commonwealth v. Goldenberg, 338 Mass. 377 (1959), is still good law. See Commonwealth v. Helfant, 398 Mass. 214, 221 n.5 (1986). Recent scholarship on the crime of rape creates serious doubt as to the validity of the Goldenberg rule. See generally S. Estrich, Real Rape (1987); S. Brownmiller, Against Our Will: Men, Women and Rape (1975).
Notes
THE PROSECUTOR: “After [Cobb forced you to have intercourse], what next oсcurred?”
THE WITNESS: “I put my pants back on. Then he told me that Keevan also wanted him to take my money, so I gave him my money.”
The defendant‘s appellate counsel seeks to raise, in her reply brief, the claim of ineffective assistance of trial counsel because of his failure to object. This argument is not timely; as it cannot be raised for the first time in the reply brief. Leigh v. Board of Registration in Nursing, 395 Mass. 670, 684 n.14 (1985).
