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Commonwealth v. Jordan
772 A.2d 1011
Pa. Super. Ct.
2001
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*2 LALLY-GREEN, Before TODD and BROSKY, JJ.

BROSKY, J. from an order This is 6, 1999, dismissing entered on October hearing Appellant’s peti- second Act, Post Relief tion under the Conviction §§ 9541-9546. The presents question Appel- of whether lant’s counsel rendered ineffective failing assistance of counsel Appellant’s direct behalf. The issue, by Appellant, as raised is: failing court below erred in Whether the to file a grant Appellant leave pro appeal nunc tunc or hold eviden- Ap- tiary determine whether pellant requested at 4. Appellant’s Brief ¶2 On the basis of Commonwealth v. Hernandez, (Pa.Super.2000), 755 A.2d 1 — Pa.-, appeal granted allowance of (Pa.1/19/01), and Common (Pa.Su Garcia, wealth v. Ap per.2000), we find the issue raised pellant meritorious. We therefore reverse to the trial court and remand the matter hearing. Depending for an gathered proceeding, at that the evidence Appellant’s the trial court is directed that appeal rights should be reinstated pro tunc. ¶ Appellant, represented by who was Carsia, guilty entered a Attorney Bruce His plea and was sentenced. At- modification of sentence was denied. petitioned to withdraw torney Carsia request was representation. His granted 29,1988. In January the Public Defender’s Office tion on June of appointed. Thomassey, Esq., Patrick J. was then pointed Appellant. represent

¶ 4 Subsequently, the Public Defender’s se PCHA was denied without a Office filed a notice of with this *3 24,1989. hearing August on Court. No Statement Matters Com- plained filed, Appeal of on was so we are ¶ 9, 1989, Appellant 7 On September unable to determine issues that were filed a with this Court notice of raised in appeal. The Public Defend- from the denial his PCHA er’s petition Office filed a to dismiss the This Court affirmed the denial of the granted. which we 8, 1991, petition January PCHA on finding states purpose brief in that provided trial counsel had ineffec- seeking this was Appel- dismissal to allow tive assistance there was no merit lant petition to file a guilty to withdraw his guilty plea contention that was plea in the trial court. the Pub- invalid. This stated that Appellant lic Defender’s never Office' filed such a repeatedly acknowledged plea that his petition, nor did the Public Defender’s Of- by promise was not a specific induced a fice any steps take protect additional to sentence, so he could not make such an Appellant’s right The post-conviction in seeking relief. Public Defender’s Office also did not file a Thus, citing Shaffer, Commonwealth v. 498 brief to assert that the was frivo- 342, 446 panel A.2d 591 lous and pursuant should be dismissed to found from its examination of the record California, 738, Anders v. 386 U.S. 87 had failed to make a show- 1396, (1967). S.Ct. 18 493 L.Ed.2d This ing prejudice order on the of manifest 19, Court’s February 1986 order dismiss injustice to a withdrawal support of his ing provided that the dismissal guilty plea sentencing. after was prejudice any without to rights Appel ¶ Appellant petition then filed another might lant under Post Conviction (“PCHA”), 1991, Hearing October of under the predecessor Act to PCRA.1 which asserted that he would at hearing an evidentiary prom- that he was ¶ Appellant’s pro se petition, PCHA ised a lesser sentence. Public De- 18, which 1986, he filed on December was appointed represent fender’s Office filed, denied the day same it was later, him. year More than a the Public represent without Appellant. counsel to Defender’s Office filed a motion to with- then a filed revised se draw as it in- counsel because had been petition 28, 1988, PCHA January on alleg- volved as direct counsel. The trial ing abandonment ineffective assistance granted court the motion. by counsel, Carsia, Attorney and al- leging plea guilty by was induced counsel, Attorney Present John promises of a lenient sentence. Elash, appointed represent was then Appellant. The Public He filed Petition for Relief Defender’s Office was appointed represent Appellant Pursuant to Conviction and filed the Post Relief Act Request Appeal motion to as counsel Nunc Pro Tunc withdraw because of granted September conflict. The trial court the mo- The trial court Lewis, Hearing 1. The Act Post-Conviction was modi- 1988. Commonwealth part, repealed part, 1998). fied in and renamed (Pa.Super. 1262 n. 2 Act, April the Post-Conviction Relief effective petition right post- to an dismissed PCRA on October is not absolute. conviction Com- of its giving requisite after notice Granberry, Pa.Super. monwealth v. intention dismiss 204, 208 A holding evidentiary hearing. This hearing if may to hold a decline peal, Elash Attorney filed on behalf of patently frivolous petitioner’s claim Appellant, followed. support either the is without a trace argues Appellant presently that he Id. A re- record or from other evidence. lost his to direct as a result appeal must examine viewing court on his first assistance of in the raised each the issues Thomassey, PCHA the record light of *4 also the filed the from dismissal of court erred the PCRA determine whether the petition with this Court. Attor- PCHA genuine no were concluding that there ney Elash asserts that Thomas- denying relief of fact and issues material sey framed the as one of trial coun- issue hearing. an Common- without whether, sel’s error instead of of because 450, Hardcastle, Pa. 701 A.2d wealth v. 549 ineffective assistance of direct (1997). 541, 542 Le., Office, counsel, the Public Defender’s petition instant PCRA Appellant’s 13 deprived of his constitution- date effective of was filed right al pre- PCRA. The 1995 amendments Appellant to requires amendment PCRA aspects 11 are There two to this case: evi- preponderance establish first, court de- whether trial re- or sentence dence that conviction petition nied the second PCRA without the errors or more of sulted from one or second, and hearing;2 whether the 9543(a)(2)3 § in 42 Pa.C.S. defects listed not to properly decided hold an evi- not been have and that raises the issues dentiary hearing to determine if Appellant can If previously litigated.4 tunc relief was warranted. previ- not been that have show the issues Initially, 12 a con we turn to show that also ously litigated, he must sideration of second not the denial have been allegations of error these waived, conditions petition hearing. or, if without waived5 (a)(2)(ii), 9543(a)(2)(i), and treating Appel- peal: 2. We are this as a denial of section (a)(2)(v). petition lant’s second PCRA the ini- defects listed The errors and petition tial the PCHA under assis- refer these subsections filed was the benefit of the United violations tance of counsel indigent has the assistance Pennsylvania States or Constitutions. counsel on first PCRA See Com- 16, Keeney, Pa.Super. v. 367 532 monwealth PCRA, 4. Prior to the 1995 amendments Thus, (1987). purposes A.2d 33 for of our 9544(a) has provided an issue section has filed one under review. highest appel- previously litigated been the PCHA and one under the PCRA.See Com- have could late court which 134, Brimage, Pa.Super. monwealth 398 merits of the ruled on the had review has (1990)(providing 580 A.2d 877 that a issue, and decid- or issue has been raised PCRA, peti- a previous filed under the after attacking proceeding collaterally ed in a PCHA, tion has been filed under the is treated conviction or sentence. petition). as a second 9544(a). § which Prior to the amendment of matter, 17, 1995, applicable section 5. As instant section took effect November 9544(b), 9544(b) § 9543(a)(2) 42 provisions Pa.C.S.A. set forth three waived, any "if application provided to this an issue has been which could

1015 9543(a)(3)(ii) (iii) 3) § conduct; either have been able basis for his course v. Travaglia, met[.]6 See Com. 541 Pa. probability there is a reasonable 108, 117, 352, 356 cert. in question, but for the act or omission denied, 1121, U.S. S.Ct. proceeding outcome of the would have (1996). L.Ed.2d 858 Jones, been different. Commonwealth v. (1996). 1181, 1188 546 Pa. If ¶ 14 Our Court has ex prong record shows that the third plained that the standard of for a review met, determine we need not second PCRA is as follows: the first two satisfied. prongs are Id. This reviewing [I]n claims relief in a sec- standard is the same PCRA relief ond or subsequent collateral attack on a based on a claim of ineffective assistance judgment sentence, conviction and Kimball, of counsel. Commonwealth v. request will not be entertained unless a (1999). strong prima showing facie is demon- miscarriage justice strated that a oc- ¶ A16 claim of ineffectiveness must Lawson, curred. Commonwealth v. possible be raised at stage the earliest appel- A.2d 107 “An *5 which allegedly the ineffective counsel no prima lant makes such a facie longer represents petitioner. the Com if he that pro- demonstrates either the Allen, 135, monwealth v. 557 732 A.2d ceedings which resulted his conviction (1999). 582, However, 587 a claim of inef were so unfair a miscarriage that fectiveness will not be deemed waived justice occurred no which civilized soci- petitioner layered where the has the claim ety tolerate, could or that he was inno- by alleging prior the ineffectiveness of all cent of the charged.” crimes Common- failing pursue counsel for the claim. Id. Morales, 400, wealth v. 549 Pa. (1997). 516 ¶ 17 validity The issue of the of the Fahy, 313, Commonwealth v. 558 Pa. 737 guilty plea previously has litigated been (1999). 223 Our standard of within the context of the PCRA. review for an denying post-convic- order Appellant might had another chal- have tion relief is limited whether the trial lenge that he to raise in a wished court’s supported determination is by evi- appeal, challenge such as a to the discre- dence of record and whether it is free of tionary aspects sentencing. Attorney legal error. Jermyn, Commonwealth v. Elash raised the issue now on at (1998). 856 stage the earliest in which the allegedly

¶ 15 In longer repre- order to ineffective counsel was no establish ineffec tive senting Appellant by lay- assistance of means of a must and 1) Thus, show: that merit underly there is to the ered ineffectiveness claim. issue 2) claim; ing that had no Attorney Thomassey counsel reason- whether rendered petitioner failed to raise it and if it could conviction or affirmance sentence of an trial, trial, have been raised before at the innocent individual. corpus proceeding in a habeas or (iii) allegation If the of error has been proceeding actually other conducted or in a waived, allegation the waiver of of error actually proceeding initiated under this trial, during post-trial pretrial, or direct subchapter.” peal proceedings does constitute a State procedural barring Federal habeas default (iii) 9543(a)(3)(h) provided: Subsections and corpus relief. (ii) If the of error has been (iii). 9543(a)(3)(h) § waived, alleged error has resulted post-sentence advising him to withdraw his failing assistance in ineffective de- Appellant’s right The PCRA court question of whether motions appeal was has not been affirmed denied him relief. This Court nied litigated previously or waived. either a different basis. court’s Supreme Both this Court and our Supreme 21 The stated Court recently question examined 9543(a)(2)(ii), requirement under section appellant alleging petitioner plead must rights through loss of his direct “so under- his counsel’s ineffectiveness assistance of counsel truth-determining process that mined the the PCRA or means of does so under inno- adjudication guilt no rehable petition for nunc tunc relief. amounts place”, could have taken cence prong ineffectiveness of prejudice This law has stat Court’s case Lantzy, A.2d at challenge discretionary counsel. that a ed unjusti- that an sentencing that must Court reasoned aspects of is a matter perfect in the of a direct failure of counsel to reviewed context fied be preju- in the con guaranteed and cannot be reviewed as constitutes Lantzy, the PCRA. A.2d at 567. In per text of Commonwealth dice se. circumstance, Pa.Super. A.2d 857 Wolfe, 398 held such a Bronaugh, In Commonwealth v. in Lant- appellant such as the petitioner Pa.Super. 670 A.2d 147 remaining require- meet zy could also alleged not have he did ments appeal by of a deprived he was his innocence or demonstrate the establish *6 appeal. failure to an The counsel’s file of the issues that would have been merits petition court dismissed the PCRA trial appeal. on a direct raised appeal hearing, citing a On Wolfe. Hitchcock, In 22 Commonwealth Bronaugh, in we that an ruled (Pa.Super.2000), appellant, must be petition on the PCRA Hitchcock, and was was convicted Ronald appellant’s held to determine whether 26, 1997. Hitch- on November sentenced appeal was a direct constitutional a his to file direct cock then asked counsel waived, If it was not we stated waived. refused advised appeal. Counsel pro nunc tunc would be the appeal that an proceed pro se or Hitchcock that could remedy. appropriate No- counsel. On privately with retained ¶20 Lantzy, 558 In Commonwealth v. se, 24, 1998, Hitchcock, acting pro vember petition seeking permission file filed a following his who was sentenced appellant, appeal and an motions post-sentencing filed guilty plea, originally entry of a had summarily pro tunc. trial court nunc appeal to motions and an post-sentencing Subsequent- Hitchcock’s petition. denied a negotiated His counsel then this Court. sponte re- ly, this Court sua appellant with- modified sentence and the matter banc treatment to for en ferred post-sentence motions drew his issue the trial consider the of whether However, modification fell when the peal. petition denying Hitchcock’s court erred a appellant not file apart, could pro tunc. appeal nunc to file his appeal because his withdrawal ¶23 that, when He This Court concluded motions and post-sentence petition filed on Novem- as- Hitchcock’s was the PCRA then filed under securing only means ber serting that counsel was interlocutory. rights of direct as Garcia then filed a appeal reinstatement had lost been because of ineffectiveness of proceed counsel was to outside of the reason, unexplained this 26 For an that, time, PCRA. reasoned at that an We appeal Garcia’s had reinstated position situated in that had to trial summari- quashed, been and the request pro nunc permission appeal ly because of dismissed the PCRA tunc, the alleged unless ineffectiveness sua with this Court. We implicate

was shown the truth-determin- sponte banc referred the case for en re- However, ing process. while Hitchcock’s recognized view. This that Garcia pending, with this Court was position caught procedural was in the same Supreme Court issued its decision Lant- Hitchcock, as and that a PCRA zy. Lantzy, supra, See pursuant would be to section time-barred A.2d 564. 9545(b) (unless could Garcia exceptions). meet one of the refused We

¶24 Hitchcock, In this Court observed apply Court’s decision that a application retroactive of the Su- Lantzy retroactively, finding such result preme Lantzy Court’s decision would af- unjust. would be were un- we persons fect a limited number able to determine from the record whether had the existing followed case law at the had, fact, requested Garcia his trial they sought time tunc. counsel to file notice of that, We concluded because Hitchcock’s request. counsel refused this counsel had unjustifiedly failed to file a requested appeal and Garcia, Accordingly, we reversed procedure Hitchcock had followed the the trial order court’s and remanded for obtaining redress that effect our evidentiary hearing on the in- issue. We time, at that law we had to reverse structed if Garcia were to court’s order and remand the his right was lost due to matter. Accordingly, we assistance, directed the trial his counsel’s ineffective the tri- court to enter an reinstating Hitch- al reinstating court should enter an order *7 appeal pro cock’s direct nunc rights tunc pro a nunc right appeal Garcia’s to direct appoint represent and to counsel to Hitch- Additionally, tunc. we ordered the trial cock, indigent. who was court appoint represent to counsel to Gar- cia, indigent. who was

¶25 appeal, The Garcia which was si- ¶ Hitchcock, multaneously Hernandez, considered with supra, 28 In this Court also resulted in reversing appel- this Court issue of and addressed the whether an remanding pro order of the lant appeal trial court was entitled to an nunc therein, appellant discretionary which had denied the tunc challenge aspects to Garcia, permission post-sen- entry Carlos to file of the rendered of sentence after pro motions or an tencing appeal guilty plea. nunc a The had directed that, tunc. after his a direct and the appeal Garcia contended he was counsel to file so, sentenced, requested convicted and but to file a counsel had done he failed to appeal, modify his counsel file a direct and motion to a concise sentence or of failing complained ap- counsel was ineffective for to do so. statement of matters on an appeal peal. Garcia filed with this Court from This decided in the direct challenge appeal appellant’s the trial court’s denial of his to file to the sentence, post-sentencing appeal aspects discretionary motions or an nunc of his pro therefore, quashed appeal tunc. This Court waived. had been

¶29 right to was sought that his direct Hernandez then leave pro assistance of appeal nunc tunc and was denied. On lost because of ineffective decision, Garcia, panel supra, from that of this since we do not see of the found that a review discre- Appellant sought to chal- know whether aspects tionary of Hernandez’s sentence validity than lenge anything other of appropriate, his counsel Also, was since failed an plea. his without evidentia- guilty perfect The appeal. majority his ry it cannot be determined wheth- hearing, in that the Hernandez reasoned confusion direct Defender withdrew the er Public Lantzy in- that the case fostered and the himself was re- Appellant because justice fundamental fairness terests the Public De- fusing cooperate with its dictated the trial abused appellate his preservation fender’s in denying discretion choosing to be rights.7 Appellant If was pro nunc tunc appeal. uncooperative longer he no de- Com- sired to the direct dissenting opin- 30 This wrote a author asserting may be monwealth correct expressing majority concern that the ion to a effectively right that he waived his discarding case law appeal. briefing proper and consideration of impact Supreme Lantzy Court’s foregoing 33 On the basis Bronaugh opinion on the eases. Wolfe law, trial order and we reverse the court’s grant Court’s allowance to the court for remand the matter clarify Hernandez should question time, matter. Until that this Court’s deci- did, fact, waive his us. sion Hernandez binds perfect right have counsel

¶31 holdings in the Pursuant peal his behalf. We further cases, appears it foregoing both to a direct proves right Public Defender’s Office and appeal was lost due counsel’s Thomassey might provided ineffec- assistance, in Her- holdings based on failing to en- Garcia, tive assistance of counsel nandez the trial court should sure that receive direct reinstating Appellant’s enter an Critically, Attorney request Elash filed the pro tunc. appeal nunc September tunc on remanded. 34 Order reversed and when this Court’s decision relinquished. Jurisdiction before Lantzy was effect and the Su- case. preme Court had entertained the ¶ TODD, J., Concurring files a *8 Thus, majority reasoning that led Statement. that the trial court in Hernandez to find TODD, J., Concurring: granted appellant’s peti- have should tunc is tion for a direct mindful Majority’s 1 I ex- am applicable present case. equally pression for a defendant of concern unwittingly right to a Moreover, may lost his recognize the need we through guilty plea his to evidentiary hearing for office had tions to from his seeking of the direct directed In dismissal alleged in the to Public Defender Petition See 2 to Common- been refused. Exhibit Dismiss or in the Alternative Remand Act to Post Conviction Relief wealth's Answer Purposes Filing a Petition Withdraw Petition. Guilty Plea Nunc Pro Tunc communica- appellate petitioner counsel’s ineffectiveness. While I concur “force a issues often by in the result Majority, ‘layered’ reached I frame his as claims ineffective- separately clarify claims, write usually the state of the ness because there has record this and set forth why I by been waiver previous counsel’s failure agree that properly this matter is before preserve.” to raise or v. Commonwealth us. Pursell, 233, 252, 293, 302 555 Pa. requires Our notes, 2 As the Majority Appellant was statutory language “strict adherence to the represented initially will post-convic- afford Office, the Public Defender’s then Attor- petitioner tion review where shows ney Thomassey, and now Elash. exceptions statutory to waiver petition, Appellant In his PCRA does not apply, petitioner PCRA where explicitly layered assert a ineffectiveness properly raises claims of counsel’s ineffec- claim of all counsel as the Majority tiveness.” Id. at A.2d at Rather, implies. Appellant hinges his claim for relief on the ineffectiveness of ¶ Therefore, the most technical the Public Defender’s Office in failing to sense, Appellant not properly has framed guilty plea. his layered the issue as a claim. In his amended PCRA implicit the factual back- states: “Petitioner denied his consti- ground set forth is what tutionally guaranteed right to effective may be as an At- construed representation Public when the Defender’s torney Thomassey’s ineffectiveness. For faded protect Office Petitioner’s consti- reason, judicial this and in interest of tutionally protected to a economy (i.e., yet to avoid another ineffec- (Amended Petition, peal.” 9/30/98, claim), agree Majority tiveness I with the 3-4.) prayer at In his for relief he further the matter us. before “WHEREFORE, states: Petitioner re- I premise, With concur in disposi- this quests find Honorable Court that the tion by Majority. of the case Public Defender’s Office rendered ineffec- tive assistance of grant counsel and re- (Id., 5.) ...” at

lief.

¶ 3 An allegation of the Public Defend-

er’s ineffectiveness could have been raised by Attorney Thomassey Appellant’s first CORPORATION, Appellant, IDT filed in 1988. As it was not, it is now waived. See Commonwealth v. Griffin, SERVICES, CLARITI LTD. CARRIER (1994) (ineffectiveness claims are & Clariti Telecommunications

waived not at the earliest stage raised International, Ltd., Appellees. proceedings allegedly at which ineffec- Superior Pennsylvania. counsel is no longer representing tive 9544(b). § petitioner); Thus, *9 Argued Feb. it Thomas- April Filed sey’s key ineffectiveness that is the Jordan’s

¶ 4 coupled pro- PCRA waiver rules with preservation regarding

cedural rules

Case Details

Case Name: Commonwealth v. Jordan
Court Name: Superior Court of Pennsylvania
Date Published: Apr 11, 2001
Citation: 772 A.2d 1011
Court Abbreviation: Pa. Super. Ct.
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