COMMONWEALTH оf Pennsylvania v. Charles R.T. JONES, Appellant.
613 A.2d 587
Superior Court of Pennsylvania.
Argued June 1, 1992. Filed Aug. 19, 1992.
613 A.2d 587
Reversed and Remanded for proceedings not inconsistent with this opinion. Jurisdiction relinquished.
Marcie Marino, Asst. Dist. Atty., Allentown, for Com., appellee.
Before ROWLEY, President Judge, and WIEAND, CIRILLO, OLSZEWSKI, MONTEMURO, POPOVICH, JOHNSON, HUDOCK and FORD ELLIOTT, JJ.
MONTEMURO, Judge:
This appeal from the judgment of sentence of the Court of Common Pleas of Lehigh County, comes before an en banc panel of this Court after a hearing on remand. We affirm.
Appellant was initially sentenced, on May 13, 1986, to a term of consecutive and concurrent jail sentences totalling fifty to one hundred years. This sentence followed a sentencing hearing at which testimony was taken from the parents of some of the victims, the police officer who commenced the prosecution, and a psychiatrist whom appellant retained as an expert. The expert testified that appellant was suffering from pedophilia as a result of various events which had occurred during his childhood and adolescence. The expert also discussed the prospects for appellant‘s rehabilitation. After the sentence was rendered, appellant filed a motion for reconsideration which was denied. Appellant then appealed the judgment of sentence to this court.
In a memorandum decision, a panel of this court held that the sentence imposed was manifestly excessive. Commonwealth v. Jones, 367 Pa.Super. 648, 528 A.2d 257 (1987). The panel found that the lower court did not take into adequate consideration “appellant‘s background, his crime-free adult record, the relatively short time span during which the crimes occurred, his undisputed mental illness and expression of remorse, and the prospects of treatment of appellant‘s illness.” Superior Court memorandum, at 3. This court also criticized the lower court for “totally ignor[ing]” evidence which suggested that appellant could return to society as a contributing member “in a reasonable period of time and under proper treatment.” Id. at 3-4.
It is to be noted that the concern expressed by the Superior Court in this matter was that the trial court may have focused “nearly exclusively” upon the need to punish for the harm caused to the victims, and that in doing so proper consideration was not given to the mental illness under which petitioner labored at the time of these incidents and the prospects of treatment which petitioner was receiving for the malady. Nothing in the order of the Superior Court would preclude the trial court from reinstituting the same sentence if indeed that court did weigh those factors in arriving at the sentence imposed. The order of the Superior Court should not be viewed as usurping the trial court‘s exercise of discretion, but rather as attempting to assure that the trial judge properly weighed all of the relevant facts upon which the decision should have been made.
Id., 523 Pa. at 144, 565 A.2d at 732.
After the supreme court granted the motion to quash, the case was remanded to the lower court in accordance with the superior court panel decision. A sentencing hearing was held on August 13, 1990, and the lower court heard new evidence. After the hearing, the lower court reimposed the same sentence which had been imposed on May 13, 1986. Appellant then filed this timely appeal, in which he raises the following issues:
- Whether the sentencing court failed to follow the directive of the Superior Court to reconsider the sentence and give adequate consideration to appellant‘s background, his crime-free adult record, the relatively short time span dur-
ing which the crimes occurred, his undisputed mental illness, his expression of remorse, and the prospects of treatment of appellant‘s illness. - Whether the sentencing court failed to give proper reasons for its sentence and for ignoring the direction of thе superior court to impose a lesser sentence.
- Whether the sentencing court in its re-sentencing again totally ignored evidence which suggests that appellant, in a reasonable period of time and under proper treatment, may return to society as a contributing member.
- Whether the sentencing court failed to give proper weight to appellant‘s mental illness and the rehabilitative needs of the appellant and to the testimony at the re-sentencing hearing that treatment for appellant‘s mental illness was not available in the state system until he was within one or two years of cоmpleting his minimum term.
- Whether the sentence is manifestly excessive and comprises cruel and unusual punishment in that it comprises essentially a life sentence for the appellant.
On appeal, appellant challenges the discretionary aspects of his sentence and not its legality. In such a case, the appellant must set forth in his brief a concise statement of the reasons relied upon for allowance of appeal.
In the concise statement of the reasons relied upon for allowance of appeal contained in appellant‘s brief, he gives the following reasons for requesting appellate review of the discretionary aspects of his sentence: (1) that the sentence imposed by the lower court on remand is “manifestly unreasonable in view of any actual harm committed by defendant, and in view of the fact that he had a prior record score of zero“; (2) that the sentence imposed is “cruel and unusual in that it comprises a life sentence for conduct that did not endanger the lives of others“; and (3) that the sentencing court did not have adequate reason for imposing sentence and did not state adequate reasons for doing so. Appellant‘s first reason for allowance of appeal is essentially a claim that the lower court did not properly consider and/or weigh certain factors (i.e., the harm caused by appellant‘s acts, his prior record of no offenses). Such a reason does not state a substantial question which will permit appellate review of the discretionary aspects of sentence. See Commonwealth v. Smith, 394 Pa.Super. 164, 575 A.2d 150 (1990) (arguments concerning weight trial court gave to legitimate sentencing factors did nоt raise a substantial question entitling defendant to appellate review of discretionary aspects of sentence).
The second reason which appellant advances for requesting allowance of appeal, that the sentence imposed was “cruel and unusual,” sets forth at least a colorable argument that the trial judge‘s actions were contrary to the fundamental norms which underlie the sentencing process; this claim thus raises a substantial question. Appellant also raises a substantial question with his third stated reason for allowance of appeal. See Commonwealth v. Thomas, 370 Pa.Super. 544, 537 A.2d 9 (1988) (substantial questiоn raised where there is an allegation that sentencing court did not adequately explain its reason for the sentence). Thus, we will permit the appeal and will address the issues appellant raises.
Appellant is correct in arguing that the lower court was not required to follow the suggestion of the supreme court in this case to the effeсt that the same sentence which was originally imposed might be reimposed. Nevertheless, we cannot fault the lower court for what appears to be compliance, or at least agreement with the supreme court‘s admonition. We agree with that court‘s statement that the superior court‘s prior order “should not be viewed as usurping the trial court‘s exercise of discretion.” It is beyond question that the sentencing function is a matter vested in the sound discretion of the trial court whose judgment will not be disturbed by an appellate court in the absence of an abuse of discretion. Commonwealth v. Green, 494 Pa. 406, 431 A.2d 918 (1981); Commonwealth v. Meo, 362 Pa.Super. 328, 524 A.2d 902 (1987), allocatur denied, 516 Pa. 632, 533 A.2d 91 (1987). See also Commonwealth v. Jones, supra, 523 Pa. at 142, 565 A.2d at 734 (“[o]ne of the most imрortant functions performed by a trial judge is the fashioning of the sanction to be imposed for those who are convicted of violating our laws“). When reviewing sentencing matters, we must accord the sentencing court great weight as it is in the best position to view the defendant‘s character, displays of remorse, defiance or indifference, and the overall effect and nature of the crime. Common-
These basic and fundamental principles demonstrate the wisdom of the supreme court‘s dicta concerning the appropriate interpretation to be given the prior superior court decision in this cаse. Given the essentially unfettered discretion of the trial judge in sentencing, and the complete reliance on this principle throughout our sentencing law, it was not error for the lower court on remand to decide the case in a fashion consistent with the supreme court‘s dicta. We agree that the previous decision of the superior court, if we are to find it consistent with our well-established sentencing principles, may not be interpreted as providing the lower court with an irrefutable directive to reduce the original sentence. Such a directive would be a complete rejection of basiс principles of sentencing law, which we are quite sure the prior panel did not intend. Since we determine that the previous superior court decision did not bestow a directive on the lower court to reduce the original sentence, we find appellant‘s first issue on appeal without merit.
In his third issue on appeal, appellant argues that the lower court ignored evidence presented on remand by the National Center on Institutions and Alternatives (NCIA) in the form of a pre-sentence report prepared by that organization, and testimony offered at the hearing on re-sentencing by Hans Sеlvog, an employee of the NCIA. Appellant asserts that the lower court overlooked the conclusion of that evidence, which appellant characterizes as indicating that within a reasonable period of time and under proper treatment, appellant could be expected to return to society as a contributing member.
While the lower court did not adopt the conclusions of the NCIA report or its witness, appellant‘s claim that the lower court totally ignored this evidence is belied by the record. Prior to imposing sentence, the sentencing judge indicated that he “wаs very much impressed with,” and “read with a great deal [of] interest the Pre-Sentence Report of the Independent Agency.” The sentencing judge further stated that
Given these facts of record, we would be hard pressed to say that the lower court “totally ignored” the evidence which appellant cites as having been overlooked. The record establishes that the lower court read the independent pre-sentence report and heard the testimony of the NCIA expert. The sentencing judge further indicated that he was “impressed” with the information conveyed from these sources. The fact that the lower court did not accept the conclusions of this agency does not equate to a finding that the court “totally ignored” the evidence. The record amply supports the conclusion that the lower court did indeed consider the disputed evidence.
We do not find the lower court‘s failure to accept the recommendations of the NCIA to be an abuse of discretion. The record establishes that the lower court was also informed by a pre-sentence report issuеd from the county office of probation, and that the court relied upon this report in reimposing the original sentence. Where the sentencing court has been fully informed by a pre-sentence report, its discretion should not be disturbed. Commonwealth v. Devers, 519 Pa. 88, 546 A.2d 12 (1988). Since the lower court was fully informed by the pre-sentence report of the county probation office, it would be error for this court to interfere with that exercise of discretion and hold that the lower court was required to adopt the findings of the NCIA. We conclude that
Aрpellant also argues that the lower court failed to give proper reasons for its sentence. The standard for determining whether the sentencing judge properly stated the reasons for imposition of sentence is currently governed by the seminal case of Commonwealth v. Devers, supra. In Devers, it was held that the sentencing judge may satisfy the requirement of disclosure on the record of the reasons for imposition of a particular sentence where the judge indicates he/she has been informed by a pre-sentence report. Commonwealth v. Devers, supra, 519 Pa. at 101-02, 546 A.2d at 18 (“A pre-sentence report constitutes the record and speaks for itself“). The court held that the pre-sentence report informs the sentencing procedure, and having been thus informed, the sentencing court‘s discretion should not be disturbed. Id.
We have reviewed the record of the sentencing hearing on remand. At that hearing, the lower court stated on the record the reasons for its decision. The court also indicated that it had reviewed the pre-sentence report of the county probation office as well as other materials, and had relied primarily upon the probation office pre-sentence report in reaching its decision. We find the lower court‘s actions completely in conformance with the requirements of Devers.
Appellant contends that the sentencing court, in stating its reasons for re-imposition of sentence, was “clearly concerned only with the nature of the offenses and with the welfare of the victims.” This statement is inaccurate and belied by the record of the sentencing hearing. A reading of the transcript of that proceeding clearly indicates that the lower court was informed by and relied upon the pre-sentencing report of the county office of probation and that he also considered the independent pre-sentence report and other evidence in reaching his decision. We find no merit to appellant‘s contention that the lower court stated improper reasons for its decision.
Appellant‘s fourth contention on appeal is that the court failed to give proper weight to his mental illness and his
Appellant‘s final contention is that the sentence imposed by the lower court on remand “is manifestly excessive and comprises cruel and unusual punishment in that it comprises essentially a life sentence for the defendant.” Appellant contends that a sentence of incarceration for the rest of appellant‘s life is patently excessive, and that the alleged excessiveness of the sentence constitutes cruel punishment. Appellant cites no authority in support of his position that the alleged excessiveness of the sentence imposed by the lower court constitutes cruel punishment under the Eighth Amendment. Thus, for purposes of this appeal, appellant has waived his “cruel and unusual punishment” argument, as he has simply failed to advance an appellate argument on this sub-
Since appellant has waived the “cruel and unusual punishment” aspect of his last argument on appeal, his contention is reduced to an assertion that the sentence imposed was manifestly excessive. We have previously held that a claim of excessiveness of sentence does not raise a substantial question so as to permit appellate review where the sentence is within the statutory limits. Commonwealth v. Mobley, 399 Pa.Super. 108, 581 A.2d 949 (1990). The lower court‘s imposition of a sentence of fifty to one hundred years was well within the statutory limits. Invоluntary deviate sexual intercourse, of which appellant was convicted of twenty counts, is a felony of the first degree punishable by a sentence of up to twenty years incarceration.
In addition, there was evidence of record which supports the need for a lengthy sentence. At the original sentencing hearing, appellant‘s expert testified that appellant is suffering from a fixated (incurable) pedophilia. The experts at both hearings agreed that a substantial period of incarceration is necessary. Both experts also testified that even after a lengthy jail term, it would be necessary for appellant to be subject to a long period of probation with very strict controls.
Under the Sentencing Code, the court may impose a sentence of total confinement under the following circumstances:
if, having regard to the nature and circumstances of the crime and the history, character, and condition of the defendant, it is of the opinion that the total confinement of the defendant is necessary because:
(1) there is undue risk that during a period of probation or partial confinement the defendant will commit another crime;
(2) the defendant is in need of correctional treatment that can be provided most effectively by his commitment to an institution; or
(3) a lesser sentence will depreciatе the seriousness of the crime of the defendant.
While the sentence imposed is indeed substantial, it is within the permissible length of sentence which the legislature has provided for the crimes involved, and it does not violate any of the provisions of the Sentencing Code. In sentencing matters, the issue of a defendant‘s mental illness is addressed through the legislative directive that the sentencing court consider the rehabilitative needs of the defendant. See
Judgment of sentence affirmed.
I respectfully dissent. In my judgment a sentence of imprisonment for not less than fifty (50) years nor more than one hundred (100) years for homosexual acts committed by this thirty-eight year old pedoрhile was grossly excessive and unnecessary either to protect society or to punish the offender.
When the appeal was initially before a three judge panel of the Superior Court, our colleague, Judge Beck, wrote a dissenting opinion which, in my judgment, provides an excellent analysis and correct disposition of this appeal. Therefore, I adopt her opinion and incorporate the same herein.
“In its memorandum vacating the trial court‘s original sentence of fifty (50) to one hundred (100) years imprisonment, [the panel] ordered the trial court to ‘correct [] its manifestly excеssive sentence.’ The panel found that on the basis of the record before it, it was improper for the trial court to consign appellant to prison for what amounts to the rest of his life. The majority concludes that the prior panel did not intend to direct the court to reduce the original sentence. In the context of this case, I disagree.
“Clearly, the circumstance which factored most heavily and which ultimately persuaded the prior panel to find that the length of the sentence was manifestly excessive was the fact that the original sentence ‘effectively ensure[d] that appеllant will spend at least the next fifty years of his life in jail.’ Further, the panel found that, in imposing this sentence, the trial court did not afford sufficient consideration to several ameliorating factors among which were appellant‘s background, his mental illness and his prospects for treatment. [The Superior Court] noted that the record ‘suggest[ed] that appellant, in a reasonable period of time and under proper treatment, may return to society as a contributing member.’ In my view, the import of our previous decision was that the trial court failed properly to weigh these factors and genuinely balanсe them against the undeniable gravity of these offenses in imposing its sentence. The record indicated that the sentence imposed was ‘nearly exclusively’ premised on the
need to punish and achieve retribution for the considerable harm done to the young victims here. In imposing a sentence which ignored even the potential for rehabilitation and discounted entirely appellant‘s psychological history, the panel found the court had abused its admittedly broad discretion. “On remand, the trial court was presented with a report which outlined a sentencing plan for appellant. The reрort compared the original sentence given appellant to guidelines imposed in other jurisdictions for comparable offenses. The range of sentences suggested elsewhere, according to the report in evidence, [was] dramatically less severe than the original sentence imposed here. The report recommended a significant period of incarceration accompanied by treatment and followed by lengthy out-patient monitoring. It also argued for treatment as a reasonable alternative to salvage the life of appellant and allow him to successfully re-enter society eventually. However, despite the clear directive of this court to give adequate consideration to these indispensible features of the sentencing determination, the trial court reimposed its original sentence. This action was based on a record which did not significantly differ from the record upon which the panel was forced to remand in the first place. If anything, the record presented even greater support for the mitigating factors which this court found the trial court had originally ignored. Therefore, I conclude that the trial court‘s sentence continues to constitute an abuse of discretion. For these reasons, I dissent.”
