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Commonwealth v. Johnson
399 A.2d 111
Pa.
1979
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*1 correctly post-sentence anee notes that motions to withdraw should be when withdrawal granted only necessary is Starr, Commonwealth v. injustice. correct a manifest Pa. 301 A.2d 592 ABA 2.1(a)(ii)(2) Section of the to Pleas of Relating Guilty (Approved 1968) Standards Draft provides injustice plea manifest exists where “the or wаs entered of the involuntary, knowledge without In charge.” the absence of an on-the-record explanation the nature charges against it cannot be appellant, concluded that was entered plea voluntarily, intelligent- Commonwealth v. ly, knowingly understandingly. Tabb, (1978). Thus, 477 Pa. 383 A.2d 849 the failure of colloquy adequately explain elements of the charges against establishes that withdrawal I, to correct a manifest necessary injustice. therefore, would judgments reverse the of sentence and remand for a new trial. Pennsylvania, Appellee,

COMMONWEALTH JOHNSON, Appellant. Robert Pennsylvania. Court of Submitted Jan. 1979.

Decided March 1979. *2 Easton, Defender, ap- Pasline, Asst. Public Harris S. pellant. Easton, for Goodman, Atty., appellee. Asst. Dist.

Allan B. O’BRIEN, ROBERTS, NIX, EAGEN, J., and Before C. LARSEN, JJ. MANDERINO

OPINION MANDERINO, Justice: 2, 1975, Johnson, Robert was convicted May appellant,

On conspiracy, possession criminal jury robbery, an- endangering offense prohibited weapon, recklessly trial, motions were de- suppression other Prior to person. denied, appellant were also nied. Post-verdict motions fifteen years sentenced and one-half to from seven ‍​‌​​​‌‌​‌‌​​‌‌​‌​​‌‌‌​​‌​‌​​‌‌‌​‌​​‌​‌​​‌​​‌​​​‌‍Court, raised In an prison. appeal him. As adversely various issues which were decided counsel, one issue involving effectiveness оf the Superior Court remanded the matter to the trial court for an eviden- Johnson, tiary hearing. Commonwealth v. 247 Pa.Super. 208, 372 A.2d 11 (1977). An evidentiary hearing has since been held and transcript forwarded to this Court. Ap- pellant petition filed a for allowance of appeal which this Court granted.

Appellаnt contends that all statements gave which he the police suppressed should have been because he was not properly advised of his constitutional rights. agree We therefore reverse the judgment grant sentence and appel- lant a new trial.

When the contends that prosecution an accused has waived a constitutional right, prosecution has a heavy burden of that an proving accused has exercised a knowing and intelligent waiver of Commonwealth v. right. *3 Romberger, 464 Pa. 347 A.2d 460 (1975), Commonwealth Goodwin, v. 460 Pa. 892 (1975), Commonwealth 333 A.2d v. Fogan, (1972). Pa. After reviewing record, we conclude that did appellаnt not knowingly waive intelligently his constitutional rights.

Appellant and his co-defendant were arrested for robbery a restaurant. were They taken to police head- quarters where their Miranda were read a version of they rights and then given a written of that copy to statement read. Appellant lаter same version of his Miran- signed da rights. Subsequently, appellant gave oral statements to the police. He refused to make written any statements without an attorney present. his Miranda rights by the

Appellant was informed following statements:

“Before we ask must you any questions, you understand your rights. You have the right to remain silent. Any- thing can be you say against used you court. You have the right to talk to a for advice before we ask you any questions, and to have him with you during question- ing. You right have this to the advice and presence of a. We have no lawyer even if you cannot afford to hire one. appointed you lawyer, giving will be but one a wav you go you, you wish, wish you to court. If if and when lawyer present, you without a now questions to answer time. any at answering questions to right stop have the time answering any stop You also have added.) (Emphasis talk to a lawyer.” until you statement read to of the portion The above underlined his inform fully appellant inadequatе have said that is While we there rights. constitutional a version determining whether to be applied one formula defective, the constitutionally warnings is of the Miranda is whether the: forth this Court test set “ give suspect more a likely version is . . offered . and a rights his constitutional understanding of a better his situation.” seriousness оf awareness of the heightened added.) (Emphasis 185, 190, Pa. 266 A.2d Singleton, v.

Commonwealth when best, given appellant warnings At on the They suggest equivocal. this standard are judged by right to the assistance that one’s constitutional one hand is taken to when” the accused “if and triggered counsel one of a hand, state that accused the other court. On during police interrogation. attorney crime has a to an can not be said to be warnings inconsistent internally Such of his understanding a better suspect give “more likely awareness heightened constitutional Singleton, Commonwealth of his seriousness situation.” supra. used in this cаse of the Miranda adequacy

The *4 courts, circuit at least four federal by considered has been of analysis views. A review have in their split which dissenting opinion ‍​‌​​​‌‌​‌‌​​‌‌​‌​​‌‌‌​​‌​‌​​‌‌‌​‌​​‌​‌​​‌​​‌​​​‌‍the is contained in these decisions Court, which portions the Superior in Judge Spaeth follow: flowed, the fatally are for

“In view these my of Appeals reasons well stated the United States ex rel. Williams for the Circuit in United States Seventh which (7th 1972), 1249-50 Cir. 467 F.2d Twomey, substantially warnings. (Footnote involved identical omitted.) the court: Said

Appellant challenges adequacy the of the of his advice to an of the right attorney, light qualifying language, ‘We have way furnishing you with an attorney, wish, but one will be if appointed you, you you go when to court.’ requires warning

Miranda a clear and to unequivocal an accused of his constitutional rights, prior to the statement, taking of whether any exculpatory or incul- patory, during interrogation occurring after an accused is, cоurse, is taken into custody. One of those counsel, the the right presence to hired or appointed, before during any police to questioning. Referring of the necessary warning right appointed to counsel at this crucial stage of the accusatory process, Court said:

‘The warning right of a tо counsel would be hollow if not couched in terms that would to indi- convey gent person subjected most often to interroga- —the tion—the that he too knowledge right has a have present. counsel As with the warnings of the right counsel, remain silent and general right only by effective and express explanatiоn indigent of this can right there be assurance that he was in a truly position to exercise Arizona], it.’ Miranda 384 U.S. [v. at 86 S.Ct. 1602 at 16 L.Ed.2d 694 at 723. here majority warning given [The holds] not an ‘effective and express explanation;’ to the con- trary, it was equivocal ambiguous. In one breath appellant was informed that he had the appointed counsel during breath, In the questioning. next he was told that counsel could be until later. In provided words, other the statement that no provided can be at the moment and can only be obtained if and when the accused reaches court substantially restricts the absolute stated; to counsel it previously conveys contra- dictory alternative message indigent that an is first enti- tled to counsel upon an appearance court some

354 therefore, warning is

unknown, time. The entire future and, worst, consti- confusing at best, misleading and at indigent unsophisticated, to the temptation a tutes subtle critical right to сounsel at this forego to the accused moment. accused, of after interrogation an police

The practice provided be at the that counsel cannot him informing time, pro- anticipated expressly practice is a present the Miranda decision. hibited “ interrogate person they a police propose . . .if he lawyer to him that is entitled a must make known one, a will be he and that cannot afford If interrogation. authori- any prior for him provided during provide counsel that will they ties conclude in the investigation which time in period reasonable out, doing refrаin from so they may field carried privi- Fifth Amendment violating person’s the without during him that question as do not lege long so Miranda, 436 86 S.Ct. 1602 at 384 U.S. time.’ at 724. 16 L.Ed.2d 694 Wright v. North the analysis prefers The majority ‍​‌​​​‌‌​‌‌​​‌‌​‌​​‌‌‌​​‌​‌​​‌‌‌​‌​​‌​‌​​‌​​‌​​​‌‍denied, 1973), cert. Carolina, 415 (4th 483 F.2d 405 Cir. (1973), which is in 1452, 39 494 936, 94 S.Ct. L.Ed.2d U.S. v. of United States on reasoning the large part based 1971), and Massimo v. United (5th Lacy, 446 F.2d 511 Cir. denied, States, cert. 1972), 409 (2d 1171 Cir. U.S. 463 F.2d (Wright, Lacy 34 L.Ed.2d S.Ct. kind of as and Massimo also involved the same found Lacy in Williams In the Fifth Circuit here.) States, Lathers United two requirements 1968), met, that a namely, had been (5th 396 F.2d 524 Cir. right has that he must be informed defendant is to have an and that attorney, presence stated, syllable,’ he ‘before attorney ‘[T]hat utter[s] later seems to be until appointed was not attorney that he had the was informed immaterial since Lacy he until the time when answering any questions off at 513. In attorney.’ F.2d appointed did have an the de- reasoned that since Massimo Circuit Second attorney an he could have warned that fendant had been conclusion only during questioning, defеndant] [the *6 ‘[t]he on the basis reaching in justified been would have to have a entitled that, clearly he was since warning no lawyer and since during questioning lawyer present questioned.’ now be he could not be provided, could now to these objections 1174. I havé several 463 F.2d at analyses. sophisticated a

First, рossess defendants they require in illustrated the Circuit of As Seventh knowledge logic. seem- and ambiguous are Williams, the warnings quoted True, may some defendants inconsistent. internally ingly the through puzzle necessary the possess sophistication Massimo; such defendants but syllogism suggested attention the Court’s object Supremе were not the defend- advising the necessity In explaining Miranda. interrogation, the at an to counsel ants of their Court said: therefore his rights not know

The accused who does person be the may request does not make a counsel] [for theAs California who most needs counsel. has it: aptly

Court the imposition recognize we must ‘Finally, would discriminate request for the requirement the his rights. does not know defendant who against the counsel is the does not ask for The defendant who We cannot most needs counsel. defendant who very his con- who, understanding a defendant penalize request not make the formаl stitutional does rights, To his helplessness. such failure demonstrates by the would be to favor defendant require request fortuitously had or status sophistication whose Dorado, 62 it.’ v. People him to make prompted 177-178, 169, 398 P.2d 338, 351, 42 Cal.Rptr. Cal.2d J.). 361, (1965) (Tobriner, 369-370 470-71, 1602, 436, 86 Arizona, S.Ct. Miranda v. 384 U.S. 16 L.Ed.2d is con- Second, so far as at least Court] [the which variations cerned, by standard prescribed there is a judged; are be tested on the Miranda formulation Our standard, warnings in this case fail. Su- this Singleton, Court stated in Commonwealth preme (1970): Pa. 266 A.2d set failed to though Even Miranda] [in warning, of this a formulation single forth permissible from indicate that deviation however, clearly did of the various formulation prescribed when the offered permissible only be would version understanding suspect a better give likely more awareness heightened his constitutional seriousness of his situation. the pretzel-like maintained that seriously It cannot be ambigu- intertwining, contradictory, warnings here — *7 understanding ‘a better аppellant ous they gave as are — recitation rights’ straightforward than a his constitutional have.2 rights those would 2 height warnings may given appellant ‘a have In one sense the said, situation,’ of his ened awareness of the seriousness ‍​‌​​​‌‌​‌‌​​‌‌​‌​​‌‌‌​​‌​‌​​‌‌‌​‌​​‌​‌​​‌​​‌​​​‌‍you get way you can’t now ‘There is no can effect: decide, one, you one, you are whether still without afford but must However, questions.’ willing threats are cer veiled to answer our tainly not had in mind. what persuaded I not majority, unlike the am

Finally, it, counsel, waived and understood his state- his oral the mere fact that he refused from attorney present. an written form without ment into only requirеd are attorneys tend to think that Laymen Appellant it ‘put writing.’ it time to when comes so; that he signifies and to me this thought apparently oral statements with either that he could make though an getting he attor- or that had means impunity, I suggest such statements. ney’s making advice about his misunderstanding of constitutional that this apparent misleading from likely directly resulted very Scoggins, here issue. Cf. Commonwealth warnings did (1973) (although 451 Pa. was entitled to counsel that defendant clearly say proved Commonwealth held that during questioning, waiver (1) defendant’s testimony (‘[T]hey said I didn’t have to say nothing without my lawyer present.’) (2) clear and adequate warnings given three times in two days before the complained-of warnings).’ Johnson, Commonwealth v. 216-222, 247 Pa.Super. at A.2d at 14-18. agree

We with the analysis reasoning quoted above. The majority opinion in the Court also suggests that appellant’s waiver purported was effective because after the policе read their version of the Miranda warnings, appellant did not show that he misunderstood these warn- ings. 247 Pa.Super. 14 (1977). A.2d This analysis is misplaced. only Not were the defective, Miranda warnings but once questioning continues without the presence of an the burden is attorney, on the prosecution not the defendant to demonstrate that “the defendant knowingly intelli- gently waived privilege against self-incrimination and [the] to retained or appointed counsel.” [the] Miranda v. Arizona, 384 U.S. at S.Ct. at 16 L.Ed.2d at 724.

Because the appellant was not properly advised concern- his ing constitutional rights, appellant’s statements made to the police should have been suppressed.

Appellant raises three other issues which involve the ille- gality search of his porch apartment and the seizure of evidence, physical the excessiveness of the sen- tence of seven and one-half to fifteen years in prisоn, and *8 the ineffectiveness of trial counsel for not raising pre- serving certain issues during and after trial. In view of our disposition case, of this there is no need to consider these issues.

The order of the Superior vacated, Court is judgment of reversed, sentence is and appellant is granted a new trial. LARSEN, J., filed a dissenting opinion.

LARSEN, Justice, dissenting.

I dissent and adopt decision (opinion by Judge Van Der Voort) in this matter found at 247 Pa.Super. 208, 372 A.2d 11 (1977) in quote part therefrom: ‍​‌​​​‌‌​‌‌​​‌‌​‌​​‌‌‌​​‌​‌​​‌‌‌​‌​​‌​‌​​‌​​‌​​​‌‍this form was sustained as

A Miranda statement in Carolina, 483 F.2d 405, 406-7 v. North Wright sufficient 936, 94 denied 415 U.S. S.Ct. (4th 1973) Cir. certiorari taken A similar has been position L.Ed.2d 494 Circuits, conclusion was contrary the 2nd and 5th but by Circuits, 7th and 9th all reviewed reached in the view, was the statement read Wright. In our adequate. event, by appellant. it was not misunderstood

In any that of the construction capable While the statement his trial until assigned not be appellant would knew he had a that appellant it is demonstrable began, to the statement making any to counsel before his first confrontation upon know this because We police. the Miranda statement he refus- following with the police into written form without comments ed to his verbal he The record also shows that lawyer. of a presence hearing his preliminary counsel аt represented court and, course, ruling The of the trial at the trial. might be admitted police that his verbal statements correct, having proved in evidence was the Commonwealth received his Miranda and there warnings, that appellant misunderstood the he being showing to him. given Pennsylvania

COMMONWEALTH KUEBLER, Appellant. Freda Pennsylvania. Supreme Court Argued Jan. 1979. March 1979.

Decided

Case Details

Case Name: Commonwealth v. Johnson
Court Name: Supreme Court of Pennsylvania
Date Published: Mar 16, 1979
Citation: 399 A.2d 111
Docket Number: 477
Court Abbreviation: Pa.
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