COMMONWEALTH of Pennsylvania v. Robert JOHNSON, Appellant.
372 A.2d 11
Superior Court of Pennsylvania.
Submitted June 14, 1976. Decided March 31, 1977.
JACOBS and SPAETH, JJ., join in this dissenting opinion.
the testimony of the second victim in order to establish that appellee raped the prosecutrix.
Robert A. Freedberg, Assistant District Attorney, Easton, and Charles H. Spaziani, District Attorney, Easton, for appellee.
Before WATKINS, Presidеnt Judge, and JACOBS, HOFFMAN, CERCONE, PRICE, VAN der VOORT and SPAETH, JJ.
Appellant has been found guilty by a jury of robbery, criminal conspiracy, recklessly endangering another person and carrying a prohibited, offensive weapon and has been sentenced to a prison term of not less than 7 1/2 and not more than 15 years. His appeal from the sentence challenges (1) the refusal of the trial court to suppress evidence, (2) the effectiveness of assistancе rendered by trial counsel, and (3) the length of his sentence.
The background of the suppression issue lies in the circumstances of appellant‘s warrantless apprehension and his verbal admissions of guilt made before counsel was assigned to him.
Jay‘s Submarine Shop in Easton was robbed of about $350 in late evening by two black men armed with a sawed off shotgun. Two employees described the robbers to the police and statеd that one wore a green Army jacket and the other a black leather jacket. Shortly before the robbery a green Chevrolet had been observed by the police cruising near the scene of the robbery. Within minutes of the robbers’ getaway, this car was observed about two blocks from the scene of the crime traveling at a high rate of speed. A pursuing officer located the car near the Easton Centrаl Fire Station about five blocks from the scene of the robbery. It had just been parked there by the occupants and its engine was still warm. A fireman from the adjacent fire station informed the police that three black males had just rushed into an adjacent apartment building.
Two of the officers were directed to observe activities inside the apartment and did so by stationing themselves on the steps of a patio attached to the rear of the apartment for the use of anyone entering the building from the rear. Access to this patio was by a walkway at the rear of the apartment, but not adjacent to a public street.
From a position on the fourth or fifth step of the patio, the officers observed two black males and a white female through a four or five inch gap in the curtains on the
Appellant and his co-defendant were taken to police headquarters where they were read a statement of the Miranda rights and then given a written copy of that statement to read. Appellant signed an acknowledgement that he had read the statement, understood his rights and did not want а lawyer. Later in the same night at the police station, appellant orally admitted to one of the officers, “Well, I guess you got me” and made some other remarks implicating himself and others. However, he refused to make a written statement without the presence of an attorney.
At appellant‘s preliminary hearing held a few days later, he was not represented by counsel but the proceedings were рostponed for three days until counsel for appellant could be appointed and was present.
It was argued at the subsequent suppression hearing and is reiterated here that the testimony of the officers concerning what they saw from the patio steps should be suppressed because it constituted a search and seizure in violation of the rights of privacy of those within the apartment. However, the fаilure of appellant and those with him in the apartment to close the window shades negates appellant‘s argument that he was deprived of his privacy; and the fact that the observations of the police involved a trespass of private property is merely one factor to consider in determining the reasonableness of the visual intrusion: Commonwealth v. Soychak, 221 Pa.Super. 458, 462, 289 A.2d 119 (1972). See also Commonwealth v. Janek, 242 Pa.Super. 340, 363 A.2d 1299 (1976).
It is further argued that appellant‘s oral admission of guilt to a police officer should have been suppressed because the Miranda warning was ambiguous and, therefore, defective. The statement which was both read to appellаnt and given to him to read and on the basis of which he signed a waiver of his rights read as follows:
“Before we ask you any questions, you must understand your rights. You have the right to remain silent. Anything you say can be used against you in court. You have the right to talk to a lawyer for advice before we ask you any questions, and to have him with you during questioning. You have this right to the advice and presence of a lawyer even if you cannot afford to hire onе. We have no way of giving you a lawyer, but one will be appointed for you, if you wish, if and when you go to court. If you wish to answer questions now without a lawyer present, you have the right to stop answering questions at any time. You also have the right to stop answering at any time until you talk to a lawyer.”
“WAIVER: I have read the statement of my rights shown above. I understand what my rights are. I am willing to answer questions and make a statement. I do not want a lawyer. I understаnd and know what I am doing. No promises or threats have been made to me and no pressure of any kind has been used against me.”
A Miranda statement in this form was sustained as sufficient in Wright v. North Carolina, 483 F.2d 405, 406-7 (4th Cir. 1973), certiorari denied 415 U.S. 936, 94 S.Ct. 1452, 39 L.Ed.2d 494 (1974). A similar position has been taken by the 2nd and 5th Circuits, but a contrary conclusion was reached in the 7th and 9th Circuits, all reviewed in Wright. In our view, the statement read to appellant was adequate.
Appellant contends that his trial counsel was ineffective in the following respects: (1) that he failed to address himself properly to all the issues raised on the pre-trial motions, (2) that he did not demur to the evidence at the conclusion of the Commonwealth case, (3) that he did not raise appropriate and reasonable objections to the introduction of certain evidence, (4) that he did not submit proper points for jury instructions, (5) that he did not effectuate post-verdict motions, and (6) that he did not preserve all the issues that appellаnt wished to be raised on appeal.
While we have before us the transcript of the suppression hearing, the trial notes have not been transcribed and submitted to us. Consequently, the record before us is inadequate to enable us to determine whether appellant‘s trial counsel was ineffective and we must, therefore, remand this case for an evidentiary hearing on that issue: Commonwealth v. Dancer, 460 Pa. 95, 100, 331 A.2d 435 (1975); Commonwealth v. Twiggs, 460 Pa. 105, 111, 331 A.2d 440 (1975); Commonwealth v. Strachan, 460 Pa. 407, 410, 333 A.2d 790 (1975).
The sentence of 7 1/2 to 15 years is challenged on the ground that the Northampton County Court was making a
This case is remanded for an evidentiary hearing on the issue of the effectiveness of counsel. If after hearing, the court below finds that counsel was ineffective, it should vacate the sentence and grant a new trial. If it finds that counsel was not ineffective, the sentence should be affirmed.
SPAETH, J., files a dissenting opinion, in which HOFFMAN, J., joins.
SPAETH, Judge, dissenting:
I cannot agree that appellant was given adequate Miranda warnings.
1
Appellant complains of the underlined language in the following warnings, which were read to him and also given to him to read:
Before we ask you any questions, you must understand your rights. You have the right to remain silent. Anything you say can be used against you in court. You have the right to talk to a lawyer for advice before we ask you any questions, and to have him with you during questioning. You have this right to the advice and presence of a lawyer even if you cannot afford to hire one. We have no way of giving you a lawyer, but one will be appointed for you, if you wish, if and when you go to court. If you wish to answer questions now without a lawyer present, you have the right to stop answering questions at any time. You also have the right to stop answering at any time until you talk to a lawyer.
Appellant challenges the adequacy of the advice of his right to an attorney, in light of the qualifying language, “We have no way of furnishing you with an attorney, but one will be appointed for you, if you wish, if and when you go to court.”
Miranda requires a clear and unequivocal warning to an accused of his constitutional rights, prior to the taking of any statement, whether exculpatory or inculpatory, during interrogation occurring after an accused is taken into custody. One of those rights is, of course, the right to the presence of counsel, hired or appointed, before and during any police questioning. Referring to the necessary warning of the right to appointed counsel at this crucial stage of the accusatory process, the Supreme Court said:
“The warning of a right to counsel would be hollow if not couched in terms that would convey to the indigent—the person most often subjected to interrogation—the knowledge that he too has a right to have counsel present. As with the warnings of the right to remain silent and of the general right to counsel, only
by effective and express explanation to the indigent of this right can there be assurance that he was truly in a position to exercise it.” Miranda, 384 U.S. 436 at 473, 86 S.Ct. 1602 at 1627, 16 L.Ed.2d 694 at 723. We hold that the warning given here was not an “effective and express explanation;” to the contrary, it was equivocal and ambiguous. In one breath аppellant was informed that he had the right to appointed counsel during questioning. In the next breath, he was told that counsel could not be provided until later. In other words, the statement that no lawyer can be provided at the moment and can only be obtained if and when the accused reaches court substantially restricts the absolute right to counsel previously stated; it conveys the contradictory alternative mеssage that an indigent is first entitled to counsel upon an appearance in court at some unknown, future time. The entire warning is therefore, at best, misleading and confusing and, at worst, constitutes a subtle temptation to the unsophisticated, indigent accused to forego the right to counsel at this critical moment.
The practice of police interrogation of an accused, after informing him that counsel cannot be provided at the present time, is a practice anticipated and expressly prohibited by the Miranda decision.
“. . . if police propose to interrogate a person they must make known to him that he is entitled to a lawyer and that if he cannot afford one, a lawyer will be provided for him prior to any interrogation. If authorities conclude that they will not provide counsel during a reasonable period of time in which invеstigation in the field is carried out, they may refrain from doing so without violating the person‘s Fifth Amendment privilege so long as they do not question him during that time.” Miranda, 384 U.S. 436 at 474, 86 S.Ct. 1602 at 1628, 16 L.Ed.2d 694 at 724.
The majority prefers the analysis of Wright v. North Carolina, 483 F.2d 405 (4th Cir. 1973), cert. denied, 415 U.S. 936, 94 S.Ct. 1452, 39 L.Ed.2d 494 (1973), which is in large
First, they require defendants to possess a sophisticated knowledge of logic. As the Seventh Circuit illustrated in Williams, the warnings quoted are ambiguous and seemingly internally inconsistent. True, some defendants may possess the sophistication necessary to puzzle through the syllogism suggested in Massimo; but such defendants were not the object of the Supreme Court‘s attention in Miranda. In explaining the neсessity of advising defendants of their right to counsel at an interrogation, the Court said:
The accused who does not know his rights and therefore does not make a request [for counsel] may be the person who most needs counsel. As the California Supreme Court has aptly put it:
“Finally, we must recognize that the imposition of the requirement for the request would discriminate against the defendant who does not know his rights. The
defendant who doеs not ask for counsel is the very defendant who most needs counsel. We cannot penalize a defendant who, not understanding his constitutional rights, does not make the formal request and by such failure demonstrates his helplessness. To require the request would be to favor the defendant whose sophistication or status had fortuitously prompted him to make it.” People v. Dorado, 62 Cal.2d 338, 351, 42 Cal.Rptr. 169, 177-178, 398 P.2d 361, 369-370 (1965) (Tobriner, J.). Miranda v. Arizona, 384 U.S. 436, 470-71, 86 S.Ct. 1602, 1626, 16 L.Ed.2d 694 (1966).
Second, at least so far as this court is concerned, therе is a prescribed standard by which variations on the Miranda formulation are to be judged; tested by this standard, the warnings in this case fail. Our Supreme Court stated in Commonwealth v. Singleton, 439 Pa. 185, 190, 266 A.2d 753, 755 (1970):
Even though the Court [in Miranda] failed to set forth a single permissible formulation of this warning, however, they did clearly indicate that deviation from the prescribed formulation of the various warnings would be permissible only when the offered version is more likely to give a suspect a better understanding of his constitutional rights and a heightened awareness of the seriousness of his situation.
It cannot seriously be maintained that the pretzel-like warnings here—intertwining, contradictory, and ambiguous as they are—gave appellant “a better understanding of his constitutional rights” than a straightforward recitation of those rights would have.2
Finally, the warnings contain a misstatement of fact. The police do have a way of giving a suspect a lawyer, at least to the extent of putting him in touch with a lawyer.
(11) In any other situation were [sic; “where“] representation is constitutionally required.
16 P.S. § 9960.6(a)(11) .
From this duty imposed by statute on the Northampton County Public Defender‘s Office, it follows that to “give” appellant an attorney even before he went to court, the policе needed only to provide him with a telephone and a telephone number of the Defender‘s Office.
2
Even if all of the United States Circuit Courts of Appeal and the United States Supreme Court were to approve the formulation of warnings here in question, I would still urge that we hold them inadequate under our state Constitution.
Although the decisions of the United States Supreme Court are dispositive in defining rights under the federal Constitution, the stаte courts remain responsible for defining and protecting rights under the state Constitution. Commonwealth v. Triplett, 462 Pa. 244, 341 A.2d 62 (1975). See also People v. Disbrow, 16 Cal.3d 101, 127 Cal.Rptr. 360, 545 P.2d 272 (1976); State v. Johnson, 68 N.J. 349, 346 A.2d 66 (1975); State v. Santiago, 53 Haw. 254, 492 P.2d 657 (1971). See generally Brennan, State Constitutions and the
3
Finally, unlike the majority, I am not persuaded that appellant understood his right to counsel, and waived it, from the mere fact that he refused to put his oral statement into written form without an attorney present. Laymen tend to think that attorneys are required only when it comes time to “put it in writing.” Appellant apparently thought so; and to me this signifies that he thought either that he could make oral statements with impunity, or that he had no means of getting an attorney‘s advice about making such statements. I suggest that this apparent misunderstanding of his constitutional rights very likely resulted directly from the misleading warnings here at issue. Cf. Commonwealth v. Scoggins, 451 Pa. 472, 304 A.2d 102 (1973) (although warnings did not clearly say that defendant was entitled to counsel during questioning, held that Commonwealth proved waiver by (1) defendant‘s testimony (“[T]hey said I didn‘t have to say nothing without my lawyer present.“) and (2) clear and adequate warnings given three times in two days before the complained-of warnings).
Furthermore, it must be noted that the majority has misplaced the burden of proof of waiver. Thus it says: “The ruling of the trial court that his verbal statements to the police might be admitted in evidence was correct, the Commonwealth having proved that appellant received his Miranda warnings, and there being no showing that he
Since the warnings were inadequate, and since the Commonwealth has not proved that appellant knowingly and voluntarily waived his right to remain silent and his right to counsel, appellant‘s statements to the police should have been suppressed.
HOFFMAN, J., joins in this opinion.
Notes
Warning as to Rights
Before we ask you any questions, it is our duty as police officers to advise you of your rights and warn you of the consequences of waiving your rights.
You have the absolute right to remain silent.
Anything you say to us can be used against you in court.
You have the right to talk to an attorney before answering any questions and to have an attorney present with you during questioning.
You have this same right to the advice and presence of an attorney whether you can afford to hire one or not. We have no way of furnishing you with an attorney, but one will be appointed for you, if you wish, if and when you go to court.
If you decide to answer questions now without аn attorney present, you will still have the right to stop answering at any time. You also have the right to stop answering any time until you talk to an attorney.