Opinion of the Court by
On April 24, 2000, the McCracken County Fiscal Court adopted and published Ordinance No.200(M, “An Ordinance Providing Regulation of Sexually Oriented Businesses and Their Employees.” The ordinance provides, in pertinent part, that employees (i.e. nude dancers) of sexually oriented businesses wear the de minimis covering of “pasties” and a “G-string,” 1 and that no sexually oriented businesses remain open at any time between 1 a.m. and 6 a.m. 2 The ordinance also prohibits entertainers and employees of such a business from having any physical contact with a patron during any performance. 3 Any person who violates the provisions of the ordinance would be guilty of a misdemeanor and subject to a fine of not less than one hundred dollars nor more than five hundred dollars, or be imprisoned in the county jail for not more than twelve months or both. 4
The Preamble to the ordinance states that its purpose is “to promote health, safety, and general welfare of the citizens of [McCracken] County, and to establish reasonable and uniform regulations relating to sexually oriented businesses.” By its terms, the ordinance seeks to prevent any negative secondary effects generally associated with sexually oriented busi
Shortly after the passage of the ordinance, Appellee Jameson was cited for operating his adult cabaret 5 (Regina’s II) in violation of several of the provisions of the ordinance. Specifically, Jameson was cited for violating the hours of operation requirement, allowing total nudity by dancers, and allowing physical contact between nude dancers and patrons.
Jameson filed a motion in McCracken District Court to declare the ordinance unconstitutional. On October 18, 2001, an evidentiary hearing was held during which several witnesses testified on his behalf. The first witness, Brent Stringer, a dispatcher with the Paducah/McCracken E-911 Communication Services, testified that E-911 had received numerous calls from Regina’s II, amounting to approximately two and one-half pages from that location alone, during the 2001 calendar year up to the date of the hearing. Stringer acknowledged, however, that he had received more calls from two nearby non-sexually oriented businesses, i. e. nightclubs, during that same period. 6 Stringer also testified that not all criminal investigations are reported on the E-911 call sheets, such as undercover investigations. However, as the Commonwealth points out, Stringer did not testify concerning the number of patrons that visit any of the establishments in a given time period, nor did he testify concerning the total revenues of any of the businesses. Significantly, Stringer did not testify as to whom, if anyone, would typically call 911 to report illicit sexual behavior occurring on the premises of this adult business. It does seem unlikely that one participating in illicit sexual behavior at such a business would call 911 and complain about it. Likewise, Jameson did not attempt to establish that Stringer was an expert in criminology.
Other witnesses, including Melissa Meyer, a day shift manager at The Playhouse, and Joanne Warner, owner of The Playhouse, also testified.
7
Specifically, the women testified about the “rules” in place at The Playhouse, which, as they testified, were in place to keep the patrons and employees safe. Among these were rules against drugs, acts “of any sexual nature,”
Warner also testified that although she had heard of incidents of sexual acts between patrons and dancers at other clubs, she insisted the rules at The Playhouse specifically prohibited such acts. At no point, though, did Warner or Meyer testify that requiring dancers to wear pasties and a G-string would not further the local government’s interest in preventing illicit sexual conduct between patrons and dancers. Moreover, Jameson did not offer similar evidence of “self-regulation” at Regina’s II.
Finally, a local realtor, George Wiley, testified via deposition as to several commercial real estate transactions that he had been involved with on the “south side of Paducah” 8 over the previous several years. Wiley opined that the value of “south side” real estate had “increased tremendously” over the past ten to fifteen years based on “what it’s selling for now” and “the fact that it wasn’t selling” in the time period prior to the previous fifteen years. However, he also admitted that much of this increase in general was due to the recent presence of a Wal-Mart in the area.
On May 31, 2002, the McCracken District Court, having conducted several evi-dentiary hearings and having heard the arguments of counsel, denied Jameson’s motion to declare the ordinance unconstitutional. Applying the United States Supreme Court’s holding in
Renton, supra,
as well as Kentucky Court of Appeals’ holding in
Restaurant Ventures, LLC v. Lexington-Fayette Urban County Government,
On April 9, 2003, the McCracken Circuit Court affirmed the district court, noting that McCracken County did not need to “conduct new studies or produce evidence independent of that already generated by other municipalities to demonstrate the problem of secondary effects” stemming from activities at sexually oriented businesses. Additionally, the circuit court concluded that whatever evidence the municipality relies upon, that evidence is reasonably believed to be relevant to the problem that the municipality addresses. The court further found that the ordinance was not vague or overbroad in its application, that it was not arbitrary or discriminatory in light of federal or Kentucky constitutional standards, and that the administrative inspection provision imposed on Regina’s II fell under the war-rantless search exception to the Fourth
Jameson then appealed to the Kentucky Court of Appeals, and on August 6, 2004, that court affirmed in part, vacated in part, and remanded the case for further proceedings. In its opinion, the Court of Appeals noted that “as between totally nude exotic dancing and exotic dancing that is accompanied by pasties and G-strings, we hold that any muting of the erotic message that occurs by prohibiting the totally nude exotic dancing is
de min-imis.”
Slip Op. at 18. It also acknowledged that “when enacting ordinances aimed at combating the negative, secondary effects associated with sexually-oriented businesses, cities are entitled to rely on studies from other municipalities and even prior court precedents which tend to establish the link between sexually-oriented businesses and those negative, secondary effects.” Slip Op. at 21 (citing
City of Erie v. Pap’s A.M.,
However, the Court of Appeals found that Jameson’s “unrebutted” evidence before the district court tended to “cast doubt” on the fiscal court’s pre-enactment justification for Section VII(b)
10
of the ordinance. In vacating the ruling of the circuit court, the Court of Appeals, citing
City of Los Angeles v. Alameda Books, Inc.,
It is from this ruling that the Commonwealth appeals to this Court. Accordingly, the only issue before this Court is whether the Court of Appeals erred as a matter of law in concluding that Appellee Jameson provided evidence sufficient to cast “direct doubt” on the rationale proffered by the McCracken Fiscal Court for Ordinance No.2000-4 in order to shift the burden to the municipality to supplement the record with evidence renewing support for its ra
ANALYSIS
A. Standard of Review.
Our review of this matter requires this Court to interpret an ordinance adopted by the McCracken County Fiscal Court as it regulates sexually oriented businesses in that county. Since this review involves the construction and application of Ordinance No.2000-4, it is thus a matter of law, and “may be reviewed
de novo.” Bob Hook Chevrolet Isuzu, Inc. v. Com., Transp. Cabinet,
B. History and development of First Amendment jurisprudence as it relates to sexually oriented businesses.
The case at bar involves an ordinance directed at preventing the negative secondary effects generally associated with sexually oriented businesses. Specifically, McCracken County Fiscal Court adopted Ordinance No.2000-4 in an effort to protect the health, safety and welfare of the citizens of McCracken County and to establish “reasonable and uniform regulations relating to sexually oriented businesses.” Based in part on United States Supreme Court precedent, rationales offered by various other jurisdictions, and studies conducted in other communities, the ordinance purports to target negative secondary effects without the intent or effect of restricting or denying access by adults to sexually oriented materials or of imposing a limitation or restriction on the content of any communicative materials.
Prior to determining whether or not the Court of Appeals correctly determined that Jameson was successful in casting direct doubt on the rationale or findings of fact proffered by the fiscal court, a thorough analysis of the secondary effects doctrine and First Amendment jurisprudence as it relates to sexually oriented businesses and as developed by the United States Supreme Court is necessary. This task is complicated by the fact that, to date, there have been no clear majority standards formulated for evaluating nudity ordinances given that almost all of the decisions in this area were decided by plurality opinions.
Furthermore, the Supreme Court “has occasionally borrowed specific doctrines developed in one category of case[s] to apply to the other.”
Peek-A-Boo Lounge,
1. United States v. O’Brien 12
In 1966, David Paul O’Brien and several companions burned their Selective Service Registration cards on the steps of the South Boston Courthouse. Upon his arrest, O’Brien acknowledged that he knew he was violating federal law 13 by burning his card, but told the FBI agents that he did so because of his anti-war beliefs. O’Brien did not contest the fact that he destroyed the card and argued to the jury that he did it as a protest and in an attempt to influence others to adopt his anti-war beliefs. He was subsequently tried, convicted and sentenced.
On appeal, the Court of Appeals for the First Circuit held that the law was unconstitutional as they found the law was directed at public rather than private destruction of the certificates and thus “singl[ed] out persons engaged in protests for special treatment.”
O’Brien,
In evaluating O’Brien’s claims, the Supreme Court held that “when ‘speech’ and ‘nonspeech’ elements are combined in the same course of conduct, a sufficiently important governmental interest in regulating the nonspeech element can justify incidental limitations on First Amendment freedoms.”
Id.
at 376,
[A] government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.
Id.
at 377,
2. California v. LaRue
The existence of First Amendment freedom of expression rights in the context of sexually oriented businesses was first recognized in
California v. LaRue,
In O’Brien ... the Court suggested that the extent to which “conduct” was protected by the First Amendment depended on the presence of a “communicative element,” and stated: “We cannot accept the view that an apparently limitless variety of conduct can be labeled ‘speech’ whenever the person engaging in the conduct intends thereby to express in idea.”
LaRue,
Although the determination of constitutionality turned on the Twenty-first Amendment, this case is important for what it says about incidental restrictions on public acts. Significantly, the Court opined that “as the mode of expression moves from the printed page to the commission of public acts that may themselves violate valid penal statutes, the scope of permissible state regulations significantly increases.”
Id.
at 117,
3. Young v. American Mini Theatres, Inc.
In
Young v. American Mini Theatres, Inc.,
Significantly, the plurality opinion did not rest its decision to uphold the ordinance on the basis of the four-part test of
O’Brien, swpra.
However, in a concurring opinion, Justice Powell found that the ordinance had an impact on the communication involved, i.e. the movies themselves, and thus analyzed the constitutionality of the ordinance utilizing the four-part test. Justice Powell thus found that the ordinance was justified because the city clearly had the power to enact the zoning ordinance and the ordinance would further the city’s substantial and important interest in having stable residential and commercial neighborhoods free from the deteriorating effects associated with “adult” movie theaters. As for the third and fourth prongs of the test, Justice Powell concluded that because this ordinance was already in existence “for a full decade before adult establishments were brought under it[,]” there was no serious argument that governmental interest in including adult establishments in the ordinance “was wholly unrelated to any suppression of free expression.”
Id.
at 80-81,
Although Justice Powell and Justice Stevens disagreed on the ultimate reasoning to uphold the constitutionality of the ordinance, both justices agreed that the ordinance was not an attempt to suppress expression. Similarly, Justices Powell and Stevens found that the ordinance was justified “by the city’s interest in preserving the character of its neighborhoods.”
Id.
at 71,
“The record disclosed a factual basis for the Common Council’s conclusion that this kind of restriction will have the desired effect.”
Id.
at 71,
Thus, for the first time the Court announced that zoning ordinances regulating sexually oriented businesses could be justified on the basis of preventing the nega
4. Schad v. Mount Ephraim
In
Schad v. Borough of Mount Ephraim,
Although at first blush Young, supra, would appear to be the controlling case for resolution of the issue in Schad, the Court found otherwise.
['Young ] emphasized that the challenged restriction on the location of adult movie theaters imposed a minimal burden on protected speech. The restriction did not affect the number of adult movie theaters that could operate in the city; it merely dispersed them. The Court did not imply that a municipality could ban all adult theaters-much less all live entertainment or all nude dancing-from its commercial districts citywide. Moreover, it was emphasized in that case that the evidence presented to the Detroit Common Council indicated that the concentration of adult movie theaters in limited areas led to deterioration of surrounding neighborhoods, and it was concluded that the city had justified the incidental burden on First Amendment interests resulting from merely dispersing, but not excluding, adult theaters.
Schad,
In contrast, however, the Court found that “Mount Ephraim [had] not adequately justified its substantial restriction of protected activity.”
Id.
(citation omitted). Although Mount Ephraim offered several justifications, it is interesting to note that
none
of those justifications concerned the possibility of negative secondary effects from
allowing all live entertainment.
Mount Ephraim did offer as justification that banning commercial live entertainment would “avoid the problems that may be associated with live entertainment, such as parking, trash, police protection, and medical facilities.”
Id.
at 73,
The Borough has presented no evidence, and it is not immediately apparent as a matter of experience, that five entertainment poses problems of this nature more significant than those associated with various permitted uses; nor does it appear that the Borough’s zoning authority has arrived at a defensible conclusion that unusual problems are presented by live entertainment.
Id. (citation omitted).
Thus, it became clear that the Court was prepared to analyze ordinances regulating adult entertainment under a heightened
5. City of Renton v. Playtime Theatres, Inc.
In
City of Renton v. Playtime Theatres, Inc.,
Although the majority relied heavily upon the analysis and reasoning supplied by Young, the Court in Renton offered a slightly different framework within which to analyze zoning ordinances. First, the Court determined that the ordinance did not ban adult theaters altogether, but rather provided that those theaters may not be located within 1,000 feet of any residential zone, single- or multiple-family dwelling, church, park or school. As such, it was characterized as a time, place and manner regulation.
In the next step of the analysis, the Court had to determine whether the ordinance was “content-neutral,” subjecting it to intermediate scrutiny, or “content-based,” subjecting it to a heightened level of scrutiny. The
Renton
Court found the ordinance at issue did not necessarily “fit neatly” into either category, but nonetheless concluded that the Renton ordinance was aimed “not at the
content
of the films shown at ‘adult motion picture theatres,’ but rather at the
secondary effects
of such theaters on the surrounding community,”
id.
at 47,
In the third and final step of the analysis, the Court had to determine whether, as a “content-neutral” regulation, the ordinance was designed “to serve a substantial governmental interest and allowfed] for reasonable alternative avenues of communication.”
Renton,
Renton
is significant in terms of providing an analytical framework that is not altogether different from the analysis provided in
O’Brien,
at least with respect to
As a result, the Court held “that Renton was entitled to rely on the experiences of ... other cities, and in particular on the ‘detailed findings’ summarized in the Washington Supreme Court’s
Northend Cinema
opinion, in enacting its adult theater zoning ordinance.”
Id.
at 51,
The First Amendment does not require a city, before enacting such an ordinance, to conduct new studies or produce evidence independent of that already generated by other cities, so long as whatever evidence the city relies upon is reasonably believed to be relevant to the problem that the city addresses.
Renton,
475 U.S at 51-52,
Finally, the Court held that the zoning ordinance allowed for reasonable alternative avenues of communication in that it left “some 520 acres, or more than five percent of the entire land area in Renton, open to use as adult theater sites.”
Id.
at 53,
6. Barnes v. Glen Theatre, Inc.
In
Barnes v. Glen Theatre, Inc.,
In the plurality opinion, written by Chief Justice Rehnquist, in which Justices O’Connor and Kennedy joined, the Court noted that Indiana had not banned nude dancing across the board, but it did prohibit public nudity across the board. In addressing Barnes’ contention that the restriction on nude dancing was a valid “time, place or manner” restriction under cases such as
Clark v. Community for
In applying
O’Brien,
Chief Justice Rehnquist, writing for the plurality, found that Indiana’s statute was justified “despite its incidental limitations on some expressive activity.”
Id.
at 567,
Although instructive, the plurality opinion does not constitute the holding of
Barnes.
Here, Justice Souter’s concurring opinion provided the narrowest grounds for the judgment of the Court, and thus, his concurrence constitutes the holding according to the rule of
Marks v. United States,
Justice Souter agreed with the plurality that the case was properly analyzed under
O’Brien.
However, Justice Souter disagreed with the plurality’s determination that the second prong of
O’Brien
was satisfied by the state’s substantial interest in protecting order and morality. In contrast, Justice Souter considered the limitations on nude dancing justified by the “State’s substantial interest in combating the secondary effects of adult entertainment establishments.”
Barnes,
Thus, Justice Souter found
Renton, Young,
and
LaRue, supra,
controlling. Although
Renton
and
Young
involved zoning ordinances, the Court in each of those cases found the states’ interest in preventing negative secondary effects associated with sexually oriented businesses to be a substantial interest, justifying the incidental limitations on the freedom of expression found to exist in those cases. Justice Souter found the type of entertainment provided by the Glen Theatre to be of the
It therefore is no leap to say that live nude dancing of the sort at issue here is likely to produce the same pernicious secondary effects as the adult films displaying “specified anatomical areas” at issue in Renton_ In light of Ren-ton ⅛ recognition that legislation seeking to combat the secondary effects of adult entertainment need not await localized proof of those effects, the State of Indiana could reasonably conclude that forbidding nude entertainment ... furthers its interest in preventing prostitution, sexual assault, and associated crimes.
Id.
at 584,
As for the third prong of
O’Brien,
Justice Souter found that Indiana’s interest in combating the secondary effects associated with sexually oriented businesses was “not at all inherently related to expression!;,]” but rather the secondary effects “are correlated with the existence of establishments offering such dancing, without deciding what the precise causes of the correlation actually are.”
Id.
at 585-86,
As to the fourth prong of
O’Brien,
that the restriction is no greater than is essential to further the governmental interest, Justice Souter succinctly stated that limitation requiring pasties and a G-string “is minor when measured against the dancer’s remaining capacity and opportunity to express the erotic message.”
Id.
at 587,
By contrast, Justice Scalia, concurring only in the judgment, found that the statute should be upheld not because it could survive First Amendment scrutiny under any level of evaluation, but because the statute was a “general law regulating conduct and not specifically directed at expression, [and thus] it [was] not subject to First Amendment scrutiny at all.”
Id.
at 572,
Although decided by a plurality of the Court,
Barnes
is important for what it says about the second prong of the
O’Brien
test. Justice Souter’s distinction with regard to the justification necessary to satisfy
O’Brien,
as well as the Court’s appropriate function in evaluating the justification offered for the regulation, suggests that evidence proffered by a party contesting the constitutionality of a regulation should be geared toward disproving
7. City of Erie v. Pap’s A.M.
In
City of Erie v. Pap’s A.M.,
The plurality opinion, written by Justice O’Connor, in which Chief Justice Rehnquist, Justice Kennedy, and Justice Breyer joined, “clarify[ied] that government restrictions on public nudity such as the ordinance at issue here should be evaluated under the framework set forth in
O’Brien
for content-neutral restrictions on symbolic speech.”
Id.
at 289,
As in the Court’s previous opinions, the plurality here found that Erie’s ordinance
does not attempt to regulate the primary effects of the expression, i.e., the effect on the audience of watching nude erotic dancing, but rather the secondary effects, such as the impacts on public health, safety, and welfare, which we have previously recognized are “caused by the presence of even one such” establishment.
Id.
at 291,
Much of the reasoning offered in
Pap’s AM.
was similar to that found in
Barnes.
However, the plurality had to contend with Justice Stevens’ dissent, in which he argued that the ordinance enacted a complete ban on expression. While recognizing that the public nudity ban had the effect of restricting one particular mode of expression, Justice O’Connor opined that “simply to define what is being banned as the ‘message’ is to assume the conclusion.”
Id.
at 293,
In support of this position, the plurality noted that “[t]he State’s interest in preventing harmful secondary effects is not related to the suppression of expression. ... [Rather,] the ordinance seeks to deter crime and the other deleterious effects caused by the presence of such an establishment in the neighborhood.”
Id.
(citing
Renton,
In upholding the validity of the Erie ordinance under the four-part
O’Brien
test, the plurality found that the secondary effects associated with nude dancing are “undeniably important.”
Id.
at 296,
in terms of demonstrating that such secondary effects pose a threat, the city need not “conduct new studies or produce evidence independent of that already generated by other cities” to demonstrate the problem of secondary effects, “so long as whatever evidence the city relies upon is reasonably believed to be relevant to the problem that the city addresses.”
Id.
(quoting
Renton,
Here, again, the plurality addresses the evidentiary basis necessary to support a government’s substantial interest in preventing the asserted secondary effects while minimally intruding on protected expression. In so doing, the plurality cites O’Brien, supra, for the fact that there, the Court did not require evidence
that the integrity of the Selective Service System would be jeopardized by the knowing destruction ... of draft cards. It simply reviewed the Government’s various administrative interests in issuing the cards, and then concluded that “Congress has a legitimate and substantial interest in preventing their wanton and unrestrained destruction .... ”
Id.
at 298-99,
Moreover, the Court acknowledged that
O’Brien
required no evidentiary showing
Finally, the plurality opinion recognized that the city council members were the individuals with first-hand knowledge of the particular problems associated with nude dancing establishments. Thus, the city council members could make “particularized, expert judgments about the resulting harmful secondary effects.”
Id.
at 298,
8. City of Los Angeles v. Alameda Books, Inc.
In
City of Los Angeles v. Alameda Books, Inc.,
The city of Los Angeles provided, as support for the ordinance, a 1977 study, which reported city crime patterns provided by the Los Angeles Police Department. “That report indicated that, during the period from 1965 to 1975, certain crime rates grew much faster in Hollywood, which had the largest concentration of adult establishments in the city, than in the city of Los Angeles as a whole.”
Id.
at 435,
The Supreme Court found the distinction inapposite. “The Court of Appeals’ analysis ... implicitly requires the city to prove that its theory is the only one that can plausibly explain the data because only in this manner can the city refute the Court of Appeals’ logic.”
Id.
at 437-38,
This is not to say, however, that the city had to disqualify other possible theories to support its rationale.
While the city certainly bears the burden of providing evidence that supports a link between concentrations of adult operations and asserted secondary effects, it does not bear the burden of providing evidence that rules out every theory for the link between concentrations of adult establishments that is inconsistent with its own.
Alameda Books,
More importantly, the Court recognized that a municipality cannot offer “shoddy data” as justification for an ordinance.
The municipality’s evidence must fairly support its rationale for its ordinance. If plaintiffs fail to cast direct doubt on this rationale, either by demonstrating that the municipality’s evidence does not support its rationale or by furnishing evidence that disputes the municipality’s factual findings, the municipality meets the Renton standard. If plaintiffs succeed in casting doubt on a municipality’s rationale in either manner, the burden shifts back to the municipality to supplement the record with evidence renewing support for a theory that justifies its ordinance.
Id.
at 439,
Justice Souter, whose concurring opinion in
Barnes, supra,
provided the narrowest grounds to support the Court’s decision and thus constituted the holding therein, dissented in
Alameda Books.
In his dissent, he suggests that the city “demonstrate, not merely by appeal to common sense, but also with empirical data, that its ordinance will successfully lower crime.”
Id.
at 439,
Moreover, the Court noted that “[a] municipality considering an innovative solution may not have data that could demonstrate the efficacy of its proposal because the solution would, by definition, not have been implemented previously.”
Id.
at 439-40,
C. Court of Appeals erred as a matter of law.
A number of federal court decisions have followed in the wake of
Alameda Books, supra,
including the Eleventh Circuit Court of Appeals’ decision in
Peek-A-Boo Lounge of Bradenton, Inc. v. Manatee County, Florida,
In
Peekr-A-Boo Lounge,
the Eleventh Circuit held,
inter alia,
that public nudity ordinances insofar as they are content neutral should be evaluated under the four-part
O’Brien
test and that zoning ordinances “regulating the conditions under which adult entertainment businesses may operate should be evaluated under the standards for time, place, and manner regulations set forth in
Renton
and reaffirmed in
Alameda Books.
”
Peek-A-Boo Lounge,
Thus, the Court of Appeals properly began its deliberation by determining whether Section VII(b) of the McCracken County ordinance was content neutral or content based. In concluding that the ordinance was content based, the Court of Appeals found that, unlike the ordinances at issue in Barnes and Pap’s A.M., supra, Section VII(b) “only prohibits nudity in a sexually-oriented business if an individual is ‘engaged in any live performance.’” Slip Op. at 16. Despite finding the ordinance was content based, the Court of Appeals held that the ordinance was aimed at controlling the negative secondary effects associated with sexually oriented businesses, that the requirement that dancers wear pasties and G-strings was de minimis, and thus could nonetheless be analyzed under the four-part test set forth in O’Brien. To date, there is no Supreme Court case which has held that a “content based” regulation may be analyzed under an intermediate level of scrutiny. 16 However, we find that the ordinance is content neutral for the reasons set forth below, and thus we will analyze it accordingly.
In
Pap’s A.M., supra,
a plurality of the Court found that the Erie ordinance, which, similar to Section VII(b) of the ordinance at issue here, had the effect of requiring exotic dancers to wear the
de minimis
covering of pasties and G-strings, was content neutral. Justice O’Connor explained that, “[t]o determine what level of scrutiny applies to the ordinance at issue here, we must decide ‘whether the State’s regulation
is related to the suppression of expression.’
”
Pap’s A.M.,
Justice O’Connor, relying on the
Barnes
decision, held that the government interest inherent in the Erie ordinance was that of “combating crime and other negative secondary effects caused by the presence of adult entertainment establishments ... and not at suppressing the erotic message conveyed by this type of nude dancing.”
Id.
at 291,
In applying this rationale to Section VII(b) of McCracken Ordinance No.2000-4, we find that the ordinance has the primary effect of combating crime, prostitution, the spread of sexually transmitted diseases and declining property values, otherwise known as the negative secondary effects generally associated with sexually oriented businesses. “If States are to be able to regulate secondary effects, then
de minimis
intrusions on expression such as those at issue here cannot be sufficient to render the ordinance content based.”
Pap’s A.M.,
Although the Court of Appeals erroneously found the ordinance here to be content based, it nonetheless found the correct standard to be applied was that set forth in
O’Brien.
However, the Court of Appeals stopped short of applying
O’Brien,
and instead remanded the case to the district court based on its interpretation of the Supreme Court’s opinion in
Alameda Books, supra,
wherein the Court clarified how a court is to interpret the third step of the
Renton
analysis and the second prong of the
O’Brien
test.
See Peek-A-Boo Lounge,
In applying the first prong of
O’Brien,
we find that the McCracken County Ordinance No.2000-4 is clearly within the constitutional power of the county to enact.
17
2. Furthering a Substantial Government Interest & Shifting the Burden.
Thus, the primary issue in this appeal is the Court of Appeals’ determination that the second prong of O’Brien — whether the ordinance furthers the government’s substantial interest — was unsatisfied, based on Jameson’s alleged ability to cast “direct doubt” on the rationale and findings offered by the McCracken County Fiscal Court in support of Ordinance No.2000-4. The Court of Appeals thus concluded that the burden then shifted to the McCracken County Fiscal Court to proffer supplemental evidence in support of its contention that requiring the dancers at Regina’s II to wear pasties and G-strings would further the government’s interest in preventing the negative secondary effects discussed throughout this opinion. We find the Court of Appeals erred in its ruling for several reasons.
“The asserted interests of regulating conduct through a public nudity ban and of combating the harmful secondary effects associated with nude dancing are undeniably important.”
Pap’s AM.,
Moreover, a city may rely upon any evidence “reasonably believed to be relevant” for demonstrating that completely nude dancing contributes to the deterioration of residential and commercial neighborhoods.
Alameda Books,
The Court of Appeals recognized these principles when it stated that “cities are entitled to rely on studies from other municipalities and even prior court precedents which tend to establish the link between sexually oriented businesses and those negative secondary effects.” Slip Op. at 21. Yet, it failed to articulate how Jameson’s evidence successfully cast “direct doubt” on McCracken County’s evi-dentiary findings, which were based in part on the findings of the various courts in Renton, Young, and Barnes, supra, as well as the County’s findings that illicit sexual behavior occurs in sexually oriented businesses. Absent its rationale as to how Jameson had presented “actual and convincing evidence” sufficient to cast “direct doubt” on the rationale and evidence proffered by McCracken County, we are left to our own review of the record.
Although an exact definition of what may constitute “actual and convincing evidence” sufficient to cast “direct doubt” on a municipality’s pre-enactment rationale has not yet been provided, we can surmise what it necessarily does not encompass. In
Alameda Books, supra,
the United States Supreme Court rejected the Ninth Circuit Court of Appeals’ conclusion that “the city [of Los Angeles had] to prove that its theory about a concentration of adult operations attracting crowds of customers ... is a necessary consequence of the 1977 study” relied upon by the city in enacting an ordinance prohibiting the operation of multiple adult businesses in a single building.
Alameda Books,
Furthermore, the Supreme Court has explicitly rejected the requirement that a municipality show, by empirical data, that its ordinance will successfully “cure” the secondary effects attributed to the establishments at issue in this case. “Such a requirement would go too far in undermining our settled position that municipalities must be given a ‘reasonable opportunity to
As for the burden-shifting analysis set forth in
Alameda Books,
we note that the procedure therein does not advance the notion that challengers, such as Jame-son, can merely devise their own theories of secondary effects. Instead, the challenger must present “actual and convincing evidence” that specifically rebuts the municipality’s rationale for the ordinance. To require otherwise would essentially require “the [county to] provide evidence that not only supports the claim that its ordinance serves an important government interest, but also does
not
provide support for any other approach to serve that interest.”
Alameda Books,
Justice Kennedy, in his concurring opinion in
Alameda Books,
recognized that local governments are in a much better position to evaluate the conditions that exist in their cities and that courts should not second-guess their assessments of such.
Alameda Books,
3. Municipality is not required to prove “local” secondary effects.
In reversing and remanding the case to the district court, the Court of Appeals held that Jameson had successfully shifted the burden back to the McCracken County Fiscal Court by dem
Initially, we note that
Alameda Books
retained the Court’s holding in
Renton, supra,
wherein a substantial government interest could be furthered by “any evidence reasonably believed to be relevant.”
Alameda Books,
Peek-A-Boo Lounge
is distinguishable not only because the regulation at issue there was more restrictive, but also because the adult business, which challenged the regulation, hired actual expert witnesses and submitted volumes of evidence directly attacking the studies relied upon by the county.
See Peek-A-Boo Lounge,
In
Renton,
the Supreme Court addressed the Ninth Circuit’s holding that the city of Renton had improperly relied on the findings of other cities “in lieu of evidence about the effects of adult theaters on Renton,” and thus the city’s justifications for the ordinance were conclusory and speculative.
Renton,
[u]nder [City of] Erie [v. Pap’s A.M.], the government is not required to demonstrate actual adverse effects in its particular locality. It is enough to show that it is aware of the problems in other locales and the ordinance was passed to prevent or reduce those effects. It need not await localized proof of those effects.
Restaurant Ventures, LLC v. Lexington-Fayette Urban County Government,
Indeed, requiring a city to conduct its own studies would require that these conditions already exist, obviating the need for any form of burden shifting analysis.
See Wall Distributors, Inc. v. City of New
In this case, Jameson failed to present “actual and convincing evidence” sufficient to cast “direct doubt” on the fiscal court’s rationale or findings or that the secondary effects generally associated with sexually oriented businesses are merely a pre-tex-tual justification for the suppression of protected expression. Merely presenting evidence showing a lack of some heal secondary effects is insufficient to override the fiscal court’s rationale and findings. In validating this argument, the Court of Appeals erred.
A Testimony offered by Jameson’s witnesses.
During the hearing before the district court on October 18, 2001, Jameson presented the testimony of several witnesses in an effort to invalidate the secondary effects rationale relied upon by the fiscal court. Such evidence did not attack the county’s reliance on the studies, but only some of the county’s conclusions as to the probable validity of those studies. The district court then denied Jameson’s motion to declare the ordinance unconstitutional, and this ruling was affirmed by the McCracken Circuit Court. The Court of Appeals, however, reversed, and found the testimony given by these witnesses was sufficient to shift the evidentiary burden back to the fiscal - court, and Jameson would likewise have this Court find that the testimony and evidence offered was sufficient. We cannot agree, and again we find that the Court of Appeals erred in concluding that the testimony and evidence offered was sufficient to shift the eviden-tiary burden back to the McCracken County Fiscal Court.
Initially, we note that, at the time of the hearing in the district court, Alameda Books had not been decided. Thus, the burden-shifting analysis set forth in that case was not available at that time. However, this does not change our analysis of the Court of Appeals’ decision, nor does it change the outcome of this appeal. With that, we turn to the witnesses and evidence offered by Jameson in his attempt to invalidate the rationale offered by the fiscal court in support of Ordinance No.2000-4.
Mr. Brent Stringer, chief dispatcher for Paducah/McCracken E-911 Communications Services, testified to raw police call data, selected by Jameson’s counsel, and which compared the number of calls for police service at Regina’s II and The Playhouse to the number of calls for police service at several non-sexually oriented nightclubs in the same area of town. Mr. Stringer also testified that not all criminal investigations are reported on the E-911 call sheets, specifically in regard to undercover investigations. Nor did he testify as to whom, if anyone, would typically call 911 to complain about observing or engaging in illicit sexual behavior or other unwholesome or unhealthy activity on the premises of an adult business.
While the raw police call evidence may certainly be useful for some other purpose, it is insufficient to establish that the fiscal court used elevated crime as a pre-textual justification for the ordinance, if nothing else because it fails to compare incidents
Moreover, Jameson did not attempt to qualify Mr. Stringer as an expert in secondary effects associated with sexually oriented businesses or that he had experience in analyzing raw police cah data as it rationally relates to sexually oriented businesses. While Mr. Stringer may be an expert in his designated field of employment, he is not otherwise an expert in this critical area, and thus the Court of Appeals’ reliance upon this evidence in finding that Jameson had met his “heavy burden” was erroneous.
Jameson also offered the testimony of Mr. George Wiley, a local real estate agent, who testified to his experience as to the prices paid for various properties sold on the “south side of Paducah” from 1994 to 2001. Significantly, Mr. Wiley merely testified to what property on the “south side of Paducah” is selling for now and that the property was not selling fifteen to twenty years prior to 2001. This evidence failed, however, to provide any historical or scientific relevance that prices for real estate on the “south side of Paducah” had increased or decreased over time, aside from the impact of the entrance of Wal-Mart into the area.
Even were we to accept the Court of Appeals characterization of the evidence concerning property values and reported calls for police service, we would still find the evidence insufficient to shift the evi-dentiary burden in this case. As we have previously stated, the ordinance would still serve at least one valid governmental interest to satisfy the “substantial government interest” requirement of
O’Brien. See, e.g., Fantasyland Video,
We note that
Alameda Books
does not require this court to re-weigh the evidence relied upon by the fiscal court, “nor does it empower a court to substitute its judgment in regards to whether a regulation will best serve a community, so long as the regulatory body has satisfied the
Renton
requirement that it consider evidence ‘reasonably believed to be relevant to the problem’ addressed.”
G.M. Enterprises,
[t]o cast direct doubt, the challenger must present evidence that is directly contrary to the municipality’s evidence, not simply produce a general study refuting all secondary effects. This is not a new or heightened evidentiary standard as this interpretation is consistent with the holding in Renton, which established the proper evidentiary burden of the parties.
City of Elko v. Abed,
Finally, we note that were we to accept the Court of Appeals’ reading of
Alameda Books,
the burden would shift to the municipality to proffer supplementary evidence as justification for a regulation whenever a challenger presents evidence which casts
any
doubt on the municipality’s rationale. “Parties to these cases would [then] be on a never-ending merry-go-round of burden shifting.”
Abed,
For the reasons outlined above, we find that McCracken County Ordinance No.2000-4 satisfies the second prong of O’Brien in that the ordinance furthers the county’s substantial governmental interest in preventing and combating the negative secondary effects associated with sexually oriented businesses. Furthermore, Appel-lee Jameson has not presented evidence sufficient to shift the evidentiary burden back to the fiscal court by creating a jury issue that the rationale relied upon by the legislative body during its enactment was a pretext for suppression. The Court of Appeals erred in concluding otherwise.
CONCLUSION
For the reasons set forth herein, we reverse the judgment of the Court of Appeals insofar as it remands this case to the district court for further evidentiary hearings and requires the McCracken County Fiscal Court to proffer supplementary evidence in support of Ordinance No.2000-4, and thus we reinstate the prior holding of the district court regarding the constitutionality of the ordinance.
Notes
. McCracken County Ordinance, No.2000-4, Section VII(b).
. Id. at Section IV(e).
. Id. at Section VII(d).
. Id. at Section XI.
.As the Court of Appeals notes, there is no dispute that Regina's II is an "adult cabaret” as that term is defined in Section 11(3) of McCracken County Ordinance No.2000 — 4:
" ‘Adult Cabaret’ means a night club, bar, restaurant, or similar commercial establishment which regularly features: (a) Persons who appear in a state of nudity or semi-nude; or (b) Live performance which are [sic] characterized by the exposure of 'specified anatomical areas’ or by 'specified sexual activities'; or (c) Films, motion pictures, video cassettes, slides or other photographic reproductions which are characterized by the depiction or description of 'specified anatomical areas' or ‘specified anatomical areas.’ "
. Jameson's counsel subpoenaed the call logs relating to the non-sexually oriented businesses in an attempt to discredit the findings of the fiscal court upon which the ordinance was founded.
. Joanne Warner was also cited for misdemeanor violations of the ordinance for activities occurring at The Playhouse, another sexually oriented business located in McCracken County.
. The "south side of Paducah” is an undefined geographical area in which Regina’s II, as well as several other non-sexually oriented businesses, i.e. nightclubs, and other businesses and residences are located.
. Those who have read and are familiar with the Debates of the 1890 Kentucky Constitutional Convention could only imagine the humorous confrontation which would have occurred had these rights been asserted at the convention.
. Section VII(b) provides: “No person shall appear nude or in a state of nudity while engaged in any live performance on the premises of any sexually oriented business.”
. The Court of Appeals is referring to the second prong of the four-prong test set forth in
United States v. O’Brien,
.
. 50 U.S.C.App. § 462(b), amended by Act of 1965, 79 Stat. 586. When Congress amended the statute in 1965, it added language so that at the time O’Brien burned his certificate, an offense was committed by any person "who forges, alters, knowingly destroys, knowingly mutilates, or in any maimer changes any such certificate.”
. In
44 Liquormart, Inc. v. Rhode Island,
. Appellee Jameson cites to
Edenfield v. Fane, 507
U.S. 761, 770-71,
. Jameson has attempted to argue that a heightened level of scrutiny, reserved only for content based regulations, is the appropriate test in this case for analyzing the McCracken County ordinance. Yet, Jameson failed to file a cross-appeal on this issue, and we did not grant review on that basis. Thus the question of whether a heightened level of scrutiny must be applied is not before this Court.
. KRS 67.803(3)(z) provides: "The fiscal court shall have the power to carry out governmental functions necessary for the operation of the county. Except as otherwise pro
