444 Mass. 416 | Mass. | 2005
Lead Opinion
A Superior Court jury convicted the defendant of assault and battery by means of a dangerous weapon (G. L. c. 265, § 15A [b}) and assault and battery on a child under the age of fourteen years causing substantial bodily injury (G. L. c. 265, § 13J [£>]). The trial judge sentenced her to five years in State prison for assault and battery by means of a dangerous weapon, and ten years’ probation for assault and battery on a child to run from and after incarceration. The defendant appealed, and the Appeals Court affirmed the defendant’s convictions. Commonwealth v. Isabelle, 60 Mass. App. Ct. 1117 (2004). We granted the defendant’s application for further appellate review to consider only whether the Commonwealth’s elicitation of testimony regarding the defendant’s request for an attorney amounted to reversible error. There was clear error.
Facts. The victim, the defendant’s daughter, was at the time a twenty-five month old child, who suffered numerous injuries between May 12
On April 30, 1999, the victim was returned to the defendant’s home after having been removed by the Department of Social Services (department) on April 16, 1999, due to concerns over domestic violence between the victim’s mother and father.
Niemic testified that the victim was in her care from May 20 until the morning of May 23, 1999, when she returned her to the defendant, and then again from the evening of May 23 until
Green testified that when they picked up the victim on May 25 for a meeting with the defendant’s attorney, she noticed some of the injuries. When questioned by Green, Niemic said the victim “took a digger.”
Green further testified that the defendant exhibited no reaction to the victim’s injuries until Green told the defendant that they were taking her to a hospital.
Discussion. Before trial, the defendant filed a motion in
In order for the defendant’s convictions to stand, we must be satisfied that the record establishes beyond a reasonable doubt that this improper reference did not contribute to the verdicts. Commonwealth v. Peixoto, 430 Mass. 654, 660 (2000), and cases cited. In making this determination and assessing the impact of a Doyle error, we consider the following factors: “(1) the relationship between the evidence and the premise of the defense; (2) who introduced the issue at trial; (3) the weight or quantum of evidence of guilt; (4) the frequency of the reference; and (5) the availability or effect of curative instructions” (footnotes omitted). Commonwealth v. Mahdi, 388 Mass. 679, 696-697 (1983).
Here, although the prosecutor was the one who elicited the erroneous testimony, this was the only reference to the defendant’s request for her attorney. Once the detective’s response was struck, the Commonwealth did not refer to it
Although the defendant argues that the prosecution deliberately elicited the defendant’s request for her attorney, the record makes clear that the prosecutor did not foresee the erroneous testimony. Moreover, while a curative instruction was not immediately given, the defendant did not request one. See Commonwealth v. Qualls, 440 Mass. 576, 584 (2003), citing Commonwealth v. Leonardi, 413 Mass. 757, 764 (1992) (no requirement that judge give curative instruction sua sponte). Additionally, when charging the jury, the judge instructed: “[Y]ou may not consider any answers that I struck from the record and told you to disregard. Do not consider such answers.” The jury are presumed to follow instructions to disregard testimony. See Commonwealth v. Qualls, supra, citing Commonwealth v. Cortez, 438 Mass. 123, 130 (2002).
In addition, the premise of the defense was that Niemic or another person injured the victim while she was in Niemic’s care. The defendant argues that the case came down to a test of credibility between her and Niemic, and the request for counsel stood out as the only “inculpatory” statement the defendant made. The defendant further argues that her statement had the potential to suggest consciousness of guilt, and therefore struck at the heart of the defendant’s story. However, we agree with the Appeals Court that the single reference to her wanting her attorney, followed by the fact that she subsequently gave statements to the police, did little to erode her credibility.
Moreover, in order to find the defendant credible, the jury would have had to disbelieve not only Niemic, but many other witnesses. There were multiple instances where jurors were
Furthermore, “[t]he defendant’s ultimate decision to give a statement to the police also mitigates any impermissible inference the jury may have drawn from [her] initial hesitation to speak with them.” Commonwealth v. Peixoto, supra at 661. Following her request for her attorney, the defendant proceeded to state that she did not know how the victim was injured because the victim had been with Niemic since May 12. As the Appeals Court noted, this is not a case where the jury were left to speculate as to why the defendant asked to speak with her attorney. Thus, her request to see her attorney did not “convey[] to the jury the impression that [she] was hiding relevant information from the police.” Id. at 658.
Finally, contrary to the defendant’s argument, this is not a case where the evidence tends equally to sustain either of two inconsistent propositions. Rather, there was substantial evidence of the defendant’s guilt. In addition to the challenges to the defendant’s version of events, there was other evidence that the jury could have considered. For example, after the victim was returned to her, the defendant refused to let employees of the department see the victim until a court ordered her to produce the victim. There was also evidence that the defendant smoked cigarettes but no evidence that Niemic or anyone in her house did, which may have had some relevance to the cigarette bums
Conclusion. Because we conclude that the record establishes beyond a reasonable doubt that the improper reference to the defendant’s request to speak with her attorney did not contribute to the verdicts, we affirm her convictions.
So ordered.
On May 12, a detective with the Fall River police department, at the defendant’s apartment on an unrelated matter, observed the victim, and testified that she was “a very interactive little girl,” talking and running around the apartment. The victim was wearing a “onesie” that exposed the skin of her arms and legs, and the detective did not observe any injuries to the victim.
The department originally became involved with the defendant’s family in September, 1998, because of allegations of substance abuse by the defendant, poor home conditions, and lack of supervision. At that time, the victim and the defendant’s other children were placed in foster care. All three children were again removed from the defendant’s home in April, 1999. Only the victim was returned to the defendant on April 30; the other two children remained in foster care.
The defendant denied this at trial, claiming that Green and Sullivan were lying.
Heidi Niemic is the niece of the victim’s father.
Niemic testified that she lied when she said this because she “was trying to cover” for the defendant.
Reddish bruises indicated injuries inflicted two to three days before a physical examination on May 25, and brownish and fading bruises were approximately seven to ten days old.
This bleeding between the brain and the skull resulted from a violent shaking episode that tore blood vessels in the victim’s brain one to two weeks before an MRI examination on May 27.
This red spot on the white of the victim’s eye resulted from a violent shaking episode less than one week before the examination.
The defendant denied this, testifying that she immediately began yelling at Niemic for abusing her child. Detective Teves testified that the defendant told her she was so upset that she vomited, a claim that Jacqueline Green’s testimony disputed.
The defendant testified that she was told to leave the hospital because the department had obtained a court order barring her from seeing the victim. No evidence of a court order was introduced at trial.
Specifically, the defendant requested that the Commonwealth be precluded from inquiring of the police witnesses the question they asked of the defendant immediately before she requested to speak with her attorney: “I asked her if she ever harmed [the victim].”
We allow the Commonwealth’s motion to expand the record and consider portions of the detective’s report and the prosecutor’s affidavit. The prosecutor’s affidavit states that she directed the detective to make no reference to the defendant’s request. We have no affidavit from the detective.
Dissenting Opinion
(dissenting, with whom Marshall, C.J., and Cordy, J., join). In violation of the judge’s ruling on the defendant’s motion in limine, the prosecutor elicited testimony that the defendant’s response to being asked whether she had hurt her baby was that she “wanted her lawyer.” This testimony was contrary to well-known constitutional principles, as a defendant’s exercise of the right to remain silent or to speak with counsel should not be burdened by allowing the exercise of that right to appear as an adoptive admission or as consciousness of guilt. See Doyle v. Ohio, 426 U.S. 610, 613-619 (1976) (Doyle); Commonwealth v. Mahdi, 388 Mass. 679, 694-695 & n.15 (1983), and cases cited. When it occurs, “[t]he nature of a Doyle error is so egregious that reversal is the norm, not the exception.” Id. at 698. “The circumstances under which [a Doyle error] will not occasion a reversal are few and discrete.” Id., quoting United States v. Edwards, 576 F.2d 1152, 1155 (5th Cir. 1978). In Une with the stringent standards by which we are to assess such an error, I see nothing in today’s case that would excuse it from the “norm” of reversal.
The defendant made a timely objection to the Doyle error, and we must therefore reverse the conviction unless we find that that error was harmless beyond a reasonable doubt. Commonwealth v. Peixoto, 430 Mass. 654, 660 (2000), quoting Chapman v. California, 386 U.S. 18, 24 (1967). Commonwealth v. Mahdi, supra at 696. In assessing the impact of a Doyle error, we consider the following factors: (1) the relationship
The premise of the defense was that the child had been in the exclusive care of Heidi Niemic throughout the period during which the injuries had been inflicted. Niemic acknowledged that the child had been with her during at least portions of that time period, but claimed that she had not had care of the child until May 20, 1999 (whereas the defendant testified that she had placed the child with Niemic on May 12) and that she had returned the child to Niemic’s care for approximately seven hours during the day of May 23 (whereas the defendant testified that the child had not been with her at all that day). Niemic claimed to have observed injuries on the child when she first arrived on May 20, and to have observed additional injuries when the child was returned to her on May 23 after allegedly spending the day with the defendant. The defendant claimed that the child had been uninjured when she turned her over to Niemic on May 12,
As to the second factor, the prosecutor introduced the evidence of the defendant’s request for an attorney. It was not a subject that had been opened up or alluded to by the defense, nor was there an arguable basis for the prosecutor to have introduced it. To the contrary, the issue had been the subject of a pretrial motion in limine, and the court’s ruling allowing that motion had alerted the prosecutor to an issue of constitutional dimension that should have been appreciated even without such a motion: references to the defendant’s invocation of her constitutional rights during police questioning would be improper. The court today opts to allow the Commonwealth to expand the record to introduce the prosecutor’s affidavit, in which she explains that she had advised the witness not to make any reference to the defendant’s request for a lawyer. Ante at 419 n.12. We do not have any affidavit from the witness, and are not in any position to assess precisely who is to blame for
The court today relies strongly on what it perceives to be the weight of the evidence, suggesting that because there was “substantial evidence” of the defendant’s guilt, the third factor tips the scales in favor of the Commonwealth. Ante at 421. When assessing the impact of a Doyle error, the fact that the evidence was sufficient to support the verdict, or even that it was “substantial,” does not operate to render the error harmless when other factors point in the opposite direction. Rather, when relying on this factor as the principal ground for finding a Doyle error harmless beyond a reasonable doubt, we ordinarily consider whether the evidence of guilt was “overwhelming,” such that the jury’s improper consideration of a defendant’s exercise of a constitutional right could not have affected the outcome. See, e.g., Commonwealth v. DePace, supra at 386 (Commonwealth’s evidence must be “truly overwhelming”). Where the evidence pointing toward guilt is “conflicting,” and other factors already point in favor of reversal, the error cannot be harmless beyond a reasonable doubt. Commonwealth v. Mahdi, supra at 698.
As discussed above, the evidence of the defendant’s guilt in this case was starkly “conflicting,” with the defendant and Ni-emic accusing each other of inflicting the injuries on the child. The court today points to aspects of the defendant’s testimony that were controverted by witnesses other than Niemic, correctly noting that the jury had ample grounds on which to conclude that the defendant was not trustworthy. Ante at 420-421. However, the jury had equally solid grounds for finding Niemic untrustworthy. Niemic had lied about the source of the child’s injuries, initially telling the social worker that the child’s injuries were the result of a fall. Despite allegedly observing successive injuries to the child, Niemic did nothing to obtain
The jury may well have had good grounds for determining that the defendant and the defendant’s neighbor were less credible than Niemic. For our present purposes, however, that is not the point. The issue is whether the evidence was “truly overwhelming.” Commonwealth v. DePace, supra. It was not. It was an entirely circumstantial case, with “conflicting” evidence as to whether the defendant even had the child in her care during the relevant time periods. Commonwealth v. Mahdi, supra. Where all but one of the other factors point in favor of reversing the convictions, the mere fact that there was “substantial” evidence of guilt, ante at 421, does not suffice to render the Doyle error harmless beyond a reasonable doubt.
On the final factor, there was no curative instruction given. The evidence was struck, without any explanation or instruction
The factors set forth above are “not exclusive or exhaustive” of what we may consider in assessing whether a Doyle error was harmless. Commonwealth v. Mahdi, supra at 697. Appropriately, the court today considers whether any other aspects of the trial operated to mitigate or reduce the harmful effect of such an error. From other evidence explaining that the defendant already had an attorney in connection with pending proceedings regarding custody of her other children, there would arguably be less sting from her statement that she wanted to consult with her attorney. See ante at 420. It is also true that the defendant, notwithstanding that she “wanted her lawyer,” gave a statement in which she denied injuring her child and claimed that the child had been with Niemic throughout — as such, the jury would not have been left with the impression that the defendant was “hiding relevant information from the police.” Commonwealth v. Peixoto, supra at 658. However, what the jury heard was that the defendant’s very first reaction to being confronted with the child’s injuries was that she wanted her lawyer. That she gave subsequent exculpatory statements would not erase the consciousness of guilt overtones from her immediate, spontaneous reaction to the detective’s accusation.
And, considering factors beyond the four comers of the nonexclusive list set forth in Commonwealth v. Mahdi, supra at 696-697, we must give some weight to the fact that this particular error occurred despite the judge’s ruling on a motion in limine. Attorneys do not bring such motions as empty gestures. Rather, they go to the effort of filing motions in limine because of their assessment that the issue is important to their strategy, that there is a likelihood that the error may occur, and that they do not want to rely on post hoc remedies, such as curative instructions or the striking of evidence, to undo the
We cannot allow the rigorous standards that we apply to preserved Doyle errors to degrade into something akin to the substantial risk of a miscarriage of justice standard that we apply to unpreserved errors, and we certainly should not tolerate
Although there was only a single reference, the trial itself was quite short, with the presentation of evidence taking barely more than one day. As such, this was not a case where the impact of the error would have dissipated over time or been offset by voluminous or complex evidence.
A detective had seen the child that day, while at the defendant’s apartment on another matter, and had seen no injuries on her at that time.
Evidence that the defendant had had no reaction to observing the child’s injuries on May 25, that she had remained passive while the social worker took the child into the hospital, and that she subsequently left the hospital, are arguably reflective of consciousness of guilt, but they are far more amorphous than the defendant’s response to a direct accusation on the subject of the child’s injuries. Moreover, oddity in the defendant’s reactions to these events must be interpreted in light of other circumstances — the defendant was utterly destitute (living in an apartment without food, telephone, or electricity); her boy Mend (the victim’s father) had been arrested for beating and raping the defendant on May 11, Mggering the need to place the child elsewhere; she had a longstanding drug addiction; and two of her other children had already been taken away from her and placed with foster families. That her behavior on seeing her obviously injured child on May 25 was not that of a “typical” concerned mother is not clear evidence reflecting consciousness of guilt. In apparent recognition that this evidence did not amount to consciousness of guilt, there was no instruction on consciousness of guilt.
Niemic claimed that she had placed an anonymous telephone call to the Department of Social Services (department) when the child had been turned over to her in an injured state on May 20, but she then avoided answering questions and did not follow through with any actual report. She attributed that failure to report to her desire not to “get involved.” However, if she did not want to “get involved,” why would she have made any telephone call to the department in the first place? And, whatever her disinclination to “get involved” may have been when she saw the first set of injuries, why was there no response when the child was allegedly returned to her care on May 23 with additional, fresh injuries?
The forensic evidence yielded a range of estimates as to when the various injuries had been inflicted on the child. Other than the day of May 23 itself, Niemic acknowledged that the child was with her from May 20 until May 25. In order for the defendant to have inflicted certain of the injuries discovered, the child would have to have been in the defendant’s care at some point during that time frame. Hence, the dispute concerning the child’s whereabouts on May 23 is of great significance to determining whether the defendant was responsible for the child’s injuries.
When the detective testified to the defendant’s request for a lawyer, and defense counsel objected, the judge ruled, “Yes. Sustained. Stricken. It’s stricken.” Testimony then resumed. The Commonwealth relies on the fact that, during his final instructions, the judge told the jury not to consider “any answers that [he] struck from the record and told [them] to disregard.” At the time the Doyle error was committed, the jury heard only the word “stricken” — they were not told what was being “stricken,” nor were they told to “disregard” the detective’s answer.
The court correctly notes that defense counsel did not request any specific curative instruction. Ante at 420. In assessing the impact of the Doyle error, however, we should consider what the jury did and did not hear, not what additional precautions might have been requested. It is particularly unfair to hold it against the defendant that she did not ask for an additional instruction, when her counsel had already filed —■ and prevailed on — a motion in limine to keep this evidence from the jury in the first place.
Ironically, the detective’s report places the defendant’s request for her attorney at the end of her statement, and indicates that “[questioning ceased immediately.” If the report is accurate as to the sequence, the jury were given erroneous information as to the defendant’s initial reaction to questioning. If the sequence was that testified to at trial by the detective, it would appear that questioning did not “cease[] immediately” in response to the defendant’s invocation of her rights.
The motion in limine had described the subject matter defense counsel was seeking to exclude (“references to the defendant having requested an attorney during questioning by police on May 25, 1999”), and then asked specifically that the “Commonwealth be precluded from inquiring of its police or other witnesses regarding the question asked of the defendant immediately prior to her request for an attorney: ‘I asked her if she ever harmed [her baby].’ ” The quoted question was then attributed to the report of the detective, by name, who had questioned the defendant. The Doyle error was committed when that same detective was on the stand. She testified that she asked the defendant “if she knew what happened to her baby or if she harmed her baby.” The prosecutor then asked, “And what did she say?” The detective replied, “She said she wanted her lawyer.”