42 Mass. App. Ct. 730 | Mass. App. Ct. | 1997
A Superior Court jury convicted the defendant, a white man in his forties, of serious crimes against two African-American little boys, aged six and four at the time.
This case involves interracial and sexual crimes of violence. It is undisputed that the defendant timely moved for individual voir dire of prospective jurors pursuant to G. L. c. 234, § 28. See Mass.R.Crim.P. 20(b)(2), 378 Mass. 890 (1979). The judge denied the motion, explaining that the purpose of such a voir dire would be to protect a defendant against racial or ethnic bias, and unless the venire were “totally black” or “more than twenty percent who are African-Americans,” there would be no need for such a safeguard because “it hasn’t been established ... that whites are prejudiced against whites because they’re white.”
We think the judge read the teaching of the relevant cases too narrowly. See Commonwealth v. Sanders, 383 Mass. 637, 640-641 (1981); Commonwealth v. Hobbs, 385 Mass. 863, 873 (1982) ; Commonwealth v. Young, 401 Mass. 390, 398 (1987);. Commonwealth v. Stephens, 15 Mass. App. Ct. 461, 463 (1983) . The rule we derive from those cases is that, while the decision to conduct an individual voir dire is generally discretionary with the trial judge, it is mandated — upon an informed request by the defendant — in certain cases. Commonwealth v. Sanders involved interracial rape; Commonwealth v. Hobbs involved a sexual crime against a white child by a black defendant; Commonwealth v. Young involved interracial murder; and Commonwealth v. Stephens involved repeated interracial — intersexual violence.
Each of the aforementioned cases involved white victims
In the trial judge’s view, with a white defendant and a jury eighty percent or more white, the risk of racial prejudice as an extraneous issue was negligible. We disagree in two respects. Racial prejudice is irrational by its nature; so reliable predictions about its manifestations can not be made. Second, if the judge was correct in his assumption that white jurors are unlikely to disfavor a white defendant, then the risk of racial bias disfavoring the Commonwealth is palpable.
The judge’s analysis stopped short of the correct principle, we believe. The proper objective is the elimination of racial bias as a decisional factor from the trial. Cf. Powers v. Ohio, 499 U.S. 400, 415 (1991): “The Fourteenth Amendment’s mandate that race discrimination be eliminated from all official acts and proceedings of the State is most compelling in the judicial system.” In interracial cases, at least ones involving some combination of sex, violence, and children, race is an unavoidable extraneous issue. General Laws c. 234, § 28, posits, and so must we, that an individual voir dire is more conducive to juror candor in that matter than is a general question to the venire. Therefore, upon motion by the defendant, who must be cautioned about the risk of arousing latent prejudices, it is required.
The defendant also contends that the judge’s failure to instruct the jury concerning the voluntariness of statements
Commonwealth v. Benoit, 410 Mass. 506, 511 (1991), and related cases teach that a confession or admission, in order to be considered by the jury, must be voluntary and the product of a rational intellect. If either voluntariness or the declarant’s mental state is in question, the Commonwealth must prove the elements of admissibility beyond a reasonable doubt, first to a judge on voir dire, as was done here, and second — if the issue is a live one at trial — to the jury. If the Commonwealth does not sustain its burden, the statement must be excluded by the judge. If the statement is admitted in evidence, the jury may consider it only if they too find that the Commonwealth has met its burden. The statement to the orderly was admitted, but the jury were uninstructed concerning their independent threshold appraisal of it. See Commonwealth v. Berg, 37 Mass. App. Ct. 200, 203 (1994).
First, we reject the Commonwealth’s contention that the defendant did not request such an instruction. At a charge conference, the prosecution asked for a consciousness of guilt instruction with respect to the statement. The judge said he was “inclined” to give it. He said to the defense: “What about the confession or the statement? It’s not a confession.” The answer was: “I believe there would need to be an instruction in terms of Humane Practice.” It is true that the request was
Contrary to the Commonwealth’s assertion, the issue was a live one at trial. The hospital orderly was questioned about the defendant’s medical and mental condition when he made the statement; in his summation defense counsel urged the jury to disregard the statement in light of the defendant’s impaired state; and the judge referred specifically to the statement in his jury instruction concerning consciousness of guilt. Moreover, the issue was important as well as alive. The defense was one of mistaken identity. An inculpatory statement, if it is credited by the jury, is harmful to such a defense.
The Commonwealth argues that the omission was harmless because the defense was not one of diminished mental capacity and because the evidence of the defendant’s guilt was overwhelming. A defense of lack of responsibility is not a necessary predicate for a “humane practice” instruction. Finally, we cannot say with any degree of assurance that the omission of such an instruction was harmless.
The judgments of conviction are reversed, the verdicts are set aside, and the case is remanded for further proceedings consistent with this opinion.
So ordered.
There were twelve indictments. Two alleging civil rights crimes were nol pressed. The remaining indictments charged, as to each victim, kidnapping, mayhem, assault with intent to murder, assault and battery by means of a dangerous weapon, and assault with intent to rape. The defendant was convicted as charged on all of them, except those charging assault with intent to rape, as to which he was convicted of the lesser included offense of assault. The evidence depicted acts of unspeakable cruelty against the victims.
The judge later said to the venire, before empanelment began: “Now the victims in this case are African-Americans and the defendant in this case is white. Is there anything about that situation that could affect your judgment or your impartiality about this case?” No one asked to be excused on that basis. The record does not tell the race of either the trial jurors or the persons challenged or otherwise excused.
An individual voir dire is not required in all interracial criminal cases. See Commonwealth v. Grice, 410 Mass. 586 (1991) (armed robbery).
The judge remarked on that omission, but the record does not show that he denied the request for that reason.