50 Mass. App. Ct. 215 | Mass. App. Ct. | 2000
The defendant appeals from the denial of his second motion for a new trial, filed nearly thirty years after his conviction in 1968 of second degree murder. In a brutal attack, the victim was kicked in the stomach, probably multiple times, tearing loose his bowel attachment, leading to bleeding in the abdominal cavity and death. See Commonwealth v. Hicks, 356 Mass. 442, 444 (1969). The defendant was represented by new counsel in his direct appeal and again in his first motion for a
That was a proper disposition of the claims that could have been raised earlier: in particular, that the Commonwealth failed to disclose the loss of exculpatory evidence prior to trial and that trial counsel rendered ineffective assistance concerning that evidence; and that the trial judge instructed erroneously on reasonable doubt and joint venture. The judge was correct in ruling that those issues had been waived by the defendant’s failure to raise them at the earliest possible time — in the direct appeal (the first two issues) or in the new trial motion in 1973 (the latter two issues). The defendant had been tried and convicted and had. appealed, under the provisions of G. L. c. 278, §§ 33A-33G, as then in effect. See Commonwealth v. Hicks, 356 Mass. at 443. The principle applicable to cases tried thereunder is that a “defendant [must] present all his claims of error at the earliest possible time,” a practice that “aid[s] in the proper allocation of limited legal and judicial resources.” Commonwealth v. Pisa, 384 Mass. 362, 365-366 (1981). Subject to an exception for grounds not generally known and available at the time of earlier proceedings including proceedings post appeal, the failure to raise a claim of error at the first opportunity constitutes a waiver of the claim. See id. at 367 & n.6 (claims known but not raised in earlier proceedings not “new” for purposes of § 33E).
Two of the issues now raised, however, should have been considered by the judge, because the theories on which the defendant’s arguments are premised had not been sufficiently developed at the time of his direct appeal or of his first motion for a new trial. See DeJoinville v. Commonwealth, 381 Mass. 246, 251 (1980); Commonwealth v. Adrey, 397 Mass. 751, 753 (1986); Commonwealth v. Bowler, 407 Mass. 304, 307 (1990); Commonwealth v. Amirault, 424 Mass. 618, 639 (1997). The principles on which the arguments are grounded were set forth in Mullaney v. Wilbur, 421 U.S. 684 (1975), and Sandstrom v. Montana, 442 U.S. 510 (1979).
The motion was heard by a judge other than the trial judge, who retired many years ago. We are in as good a position as the motion judge to consider the defendant’s arguments. No good purpose would be served by a remand.
1. Manslaughter instruction. The defendant argues that the judge’s instruction on manslaughter shifted to the defendant the burden of proving provocation. “[I]n any case tried before our decision in Commonwealth v. Rodriguez, [370 Mass. 684, 691692 (1976)], ‘this court will review the constitutional adequacy of the instructions to the jury as to the burden of proof . . . where the evidence adequately raises the issues of self-defense or provocation, even though die defendant addressed no objectians or exceptions to that issue.’ ” Commonwealth v. Fitzgerald, 380 Mass. 840, 842 (1980), quoting from Commonwealth v. Collins, 374 Mass. 596, 599 (1978). The defendant in this case addressed no objections or exceptions to the charge on
2. Mandatory presumption of malice. The defendant argues that the judge instructed the jury that the defendant (a) had committed assault and battery on the victim and (b) that malice was implied from the assault and battery. If that characterization were correct, the judge’s instruction would be erroneous under the Sandstrom principle. See Commonwealth v. Callahan, 380 Mass. 821, 822-826 (1980). However, the characterization is not correct. The judge’s statement that there was evidence of an assault and battery did not tell the jury that they had to find an assault and battery, particularly where it was followed im
As to the alleged mandatory presumption of malice, the judge instructed the jury, in both his original and supplemental charges, that “[mjalice can be implied from any deliberate or cruel act against another, however sudden” (emphasis supplied). This instruction did not mandate a presumption of malice; it permitted the jury to draw the inference. Compare Commonwealth v. Pierce, 419 Mass. 28, 37-38 (1994) (instruction that malice “may be implied ... in every deliberate or cruel act to another” [emphasis original] did not “reliev[e] the Commonwealth of its burden of proof on the element of malice,” particularly in view of judge’s correct instructions on Commonwealth’s burden of proving every element of the crime).
Finally, because an instruction on manslaughter was not warranted (see section 1, supra), the alleged error was harmless. See Commonwealth v. Medina, 430 Mass. 800, 802-811 (2000) (instructions creating presumption of malice were harmless because evidence did not raise reasonable doubt as to killer’s malice).
Order denying motion for new trial affirmed.
The principle of finality applicable to cases tried and appealed under §§ 33A-33G, as then in effect, if not already applicable implicitly to criminal cases generally, see Commonwealth v. McLaughlin, 364 Mass. 211, 229 (1973), was expressly made applicable to all new trial motions by the adoption of rule 30(c)(2) of the Massachusetts Rules of Criminal Procedure, 378 Mass. 901 (1979).
Even if waiver were not to apply to the two issues not raised in the 1973 motion, the defendant could not have prevailed on those issues. The use of examples from jurors’ personal lives in the instruction on reasonable doubt, viewed in the context of the instruction as a whole, was not reversible error. See Commonwealth v. Smith, 381 Mass. 141, 145-146 (1980). Accord Commonwealth v. Rembiszewski, 391 Mass. 123, 128-132 (1984). Likewise, the joint venture instruction was not rendered inadequate by the absence of an express instruction that the accessory must share with the principal the requisite intent for the crime (see Commonwealth v. Elliot, 430 Mass. 498, 499 [1999]), because the judge instructed specifically to the effect that each defendant must be found to have acted with malice to be convicted of murder.
If we were to reach the issue, we would rule that the judge’s instructions, read in their entirety, did not shift the burden of proof on provocation. In this case, as in Commonwealth v. Fitzgerald, 380 Mass. 840, 842-843 (1980), the judge charged on the presumption of innocence, the Commonwealth’s burden of proving every essential element of the offense, proof beyond a reasonable doubt, and the requirement that the defendant receive the benefit of any reasonable doubt. He stated that the burden of proof remains with the government as to the degree of the crime “as fully as upon the . . . question . . . whether the crime itself was committed.” See id. at 842-843. He explained the concept of provocation, but did not repeat the Commonwealth’s burden of proof when he charged on provocation. However, he “was not constitutionally required to do so in the circumstances.” Id. at 846. As in Fitzgerald, “[njothing in [the judge’s] remarks on provocation was inconsistent with his statements that the Commonwealth bore the burden of proof.” Id. at 846. The same was true of the judge’s supplemental instructions.