Lead Opinion
OPINION
This lаwsuit represents yet another dispute in the continuing controversy between “free press” and “fair trial.” The increasing frequency of these disputes and the mounting acrimony engendered graphically demonstrates the need for clear and decisive judicial direction in this area. One of the major reasons for the difficulty in obtaining acceptable solutions has been a lack of objectivity and flexibility in approaching the difficult problems involved. The issue too frequently is framed as one of competing unalterable principles, rending an accommodation unnecessarily difficult. The analysis employed in these controversies has been undermined by the temptation to extol the superiority of one right over the other and a lack of regard for the more pressing need to harmonize the respective interests.
The accused in the instant case is an elected state official who has been charged with sexually assaulting and supplying drugs to a 17 year old male high school student.
A representative of the Pittsburgh Press newspaper objected to the order and sought permission to intervene to protect the public and the Press’s interest in an open hearing. Judge Strauss granted the Press’s petition to intervene, then denied the Press’s motion for an open hearing. Judge Strauss also rejected the Press’s suggestion that the jury selection be completed prior to the suppression hearing and that the jury panel then be sequestered.
Following these rulings, Judge Strauss postponed the suppression hearing to provide the Press an opportunity to seek review by this Court. The Press filed a Petition for Stay which was granted by Mr. Justice O’Brien. The Press also filed a Petition for Exercise of Plenary Jurisdiction, asking the full Court to hear and decide the Press’s Petition for Summary Reversal of the Lower Court. The Supreme Court granted permission to all media organizations to intervene in this matter, and on March 11,1980, the full Court heard oral arguments on the Petition for Summary Reversal.
I.
The most recent pronouncement of the U.S. Supreme Court on the subject is illustrative of the fragmentation that results where the approach adopted is to attempt to assign a qualitative value to the various competing interests involved. In Gannett v. DePasquale,
Mr. Justice Stewart in an opinion joined by Chief Justice Burger and Justices Powell, Rehnquist and Stevens, upheld the trial court’s order of closure excluding the press from a pretrial suppression evidentiary hearing, where the prosecutor and the court agreed with the defense’s assessment that an unabated buildup of adverse publicity was jeopardizing the accused’s right to a fair trial. Mr. Justice Stewart justified his position by rejecting a claim that the Sixth Amendment accorded the public a right of access to public trials. Id. at 378-391,
Mr. Justice Powell joined the opinion for the Court, and also wrote a concurring opinion in which he considered the First Amendment issue. He expressed the view that the public has a right of access to both trials and pretrial hearings under the First Amendment and that right must be balanced against the defendant’s right to a fair trial. Id. at 398-402,
The dissenting view, authored by Mr. Justice Blackmun, maintained that the public has a right under the Sixth Amendment to attend criminal proceedings.
If we were to focus our inquiry upon whether the various interests reached constitutional proportions, Gannett would provide little guidance. Although five members of the Court rejected the claim that the Sixth and Fourteenth Amendments conferred upon the public a right of access, at least to pretrial suppression proceedings, a majority of the Court did, however, conclude the public’s right of access was constitutionally guaranteed. Although not accepting the four dissenters’ Sixth Amendment position, Mr. Justice Powell did find the right constitutionally protected under the First Amendment.
. I would hold explicitly that petitioner’s reporter had an interest protected by the First and Fourteenth Amendments in being present at the pretrial suppression hearing. As I have argued in Saxbe v. Washington Post Co.,417 U.S. 843 , 850,94 S.Ct. 2811 [2815],41 L.Ed.2d 514 (1974) (Powell, J., dissenting), this constitutional protection derives, not from any special status of members of the press as such, but rather because “[i]n seeking out the news the press . . . acts as an agent of the public atlarge,” each individual member of which cannot obtain for himself “the information needed for the intelligent discharge of his political responsibilities.”
Id. at 397,
However, whether or not the right of public access is of constitutional dimension is not critical to the problem usually raised in these disputes. Even if we interpret Gannett as establishing that the public right of access is constitutionally guaranteed, nevertheless, as noted by Mr. Justice Powell, it is not an absolute, unqualified right.
The right of access to courtroom proceedings, of course, is not absolute. It is limited both by the constitutional right of defendants to a fair trial, see, e. g., Estes v. Texas,381 U.S. 532 ,85 S.Ct. 1628 ,14 L.Ed.2d 543 (1965), and by the needs of government to obtain just сonvictions and to preserve the confidentiality of sensitive information and the identity of informants. Cf. Procunier v. Martinez,416 U.S. 396 , 412-413,94 S.Ct. 1800 [1810-1811],40 L.Ed.2d 224 [71 Ohio Ops.2d 139] (1974); Houchins v. KQED,438 U.S. 1 , 34-35,98 S.Ct. 2588 [2607-2609],57 L.Ed. 553 (1978) (Stevens, J., dissenting); Saxbe v. Washington Post Co., supra, [417 U.S.] at 872-873, 94 S.Ct. [2811 at 2825-2826,41 L.Ed.2d 514 ]. The task of determining the application of these limitations in each individual trial necessarily falls almost exclusively upon the court asked to exclude members of the press and public from the courtroom.
Id. at 398,99 S.Ct. at 2915 ,61 L.Ed.2d at 633 .
Moreover, the members of the Court who would not assign constitutional stature to the public right of access, nonetheless, recognized the great societal interest in the right.
There can be no blinking the fact that there is a strong societal interest in public trials. Openness in court proceedings may improve the quality of testimony, induceunknown witnesses to come forward with relevant testimony, cause all trial participants to perform their duties more conscientiously and generally give the public an opportunity to observe the judicial system.
Id. at 383,99 S.Ct. at 2907 ,61 L.Ed.2d at 623 . (Opinion of the Court).
It is thus readily apparent that where a less restrictive alternative is available for assuring the fair trial guarantee and the use of that alternative does not unduly burden the expeditious disposition of the cause, all of the views expressed by the members of the Gannett Court would have no serious disagreement with a requirement that the alternative procedure should be opted for in preference to closure.
II.
Turning next to the Constitution of this Commonwealth, it is to be noted that in addition to providing a right to the accused for “a speedy public trial,” Art. 1, § 9, it also has the additional requirement that “all courts shall be open.” Art. 1, § 11. It is suggested that Art. 1, § 11, which does not have a counterpart in the federal Constitution, places an added responsibility on the courts of this Commonwealth to protect the public’s right of access. Unquestionably, the “all courts shall be open” provision has a firm foundation in our constitutional history, having been provided for in the 1682 Frame of Government and 1776 Constitution. Nevertheless, most of the decisions construing this phrase have been in the context of a citizen’s right to a legal remedy for a wrong or injury. See, e. g., Parker v. Children’s Hospital of Phila.,
The few cases that have considered this portion of Art. 1, § 11 with reference to the public’s right of access have frequently intertwined the Art. 1, § 9 guarantee of a speedy public trial. This would suggest the implicit view that Art. 1, § 11 did not provide any greater right in this context than
It was thought the presence of the public generally would constrain a court, otherwise predisposed, to accord the witness a fair trial. Convictions by secret trials were therefore abolished. Public trials, with public records, were introduced and our Constitution perpetuates this practice. Id.,279 Pa. at 568 ,124 A. at 192 .
In Commonwealth ex rel. Paylor v. Cavell,
Our decisions do, however, make it clear that the courts of this Commonwealth may exclude members of the public from criminal proceedings where the interests of justice require. Commonwealth v. Principatti,
Nevertheless, we terminate this review of the state constitutional provisions, as we did with the federal Constitution, with the conclusion that the use of closure of a pretrial suppression proceeding may properly be limited where there is an effective and efficient alternative means to assure the accused’s fair trial rights. This position is virtually compelled by the language of Mr. Justice Roberts speaking for the Court in Philadelphia Newspapers, Inc. v. Jerome, supra,
We believe that any limitation on access should be carefully drawn. First, the right of access to court proceedings should not be limited for any reason less than the compelling state obligation to protect constitutional rights of criminal defendants and the public interest in the fair, orderly, prompt, and final disposition of criminal proceedings. Second, access should not be limited unless the threat posed to the protected interest is serious. Third, rules or orders limiting access should effectively prevent the harms at which they are aimed. Finally, the rules or orders should limit no more than is necessary to accomplish the end sought. Because the challenged Rules and orders are closely tailored to protecting both the constitutional right of defendants to a fair trial and the public’s interest in the fair and efficient administration of criminal justice, we denied relief.7
The view that any limitation on the public’s access to criminal judicial proceedings should be carefully drawn was reflected in all of the views expressed by the members of the Supreme Court in Gannett. As just mentioned, it was also the view of this Court in Jerome. The only point of difference was as to how stringent the requirements should be fashioned in determining the appropriate use of closure. For illustration, the dissenters in Gannett did
. not deny that the publication of information learned in an open proceeding may harm irreparably, under certain circumstances, the ability of a defendant to obtain a fair trial.
443 U.S. at 439 ,99 S.Ct. at 2936 ,61 L.Ed.2d at 659 .
While this recognition occasioned them to accept that closure in some instances would be acceptable, their determination as to when it could be used represented the most circumscribed view. Mr. Justice Powell, whose position probably represents the middle ground, also recognized the need to limit the use of closure.
Thus, where a defendant requests the trial court to exclude the public, it should consider whether there are alternative means reasonably available by which the fairness of the trial might be preserved without interfering substantially with the public’s interest in prompt access to information concerning the administration of justice. Similarly, because exclusion is justified only as a protection of the defendant’s right to a fair trial and the State’s interest in confidentiality, members of the press and public objecting to the exclusion have the right to demand that it extend no farther than is likely to achieve these goals.
Id., at 400,99 S.Ct. at 2916 ,61 L.Ed.2d at 634 (Powell, J., concurring).
Even the view of Mr. Justice Stewart, which refused to recognize public access as a constitutionally protected guarantee under the Sixth and Fourteenth Amendments, nevertheless, conceded:
We certainly do not disparage the general desirability of open judicial proceedings.
At 393,99 S.Ct. at 2912 ,61 L.Ed.2d at 630 .
The instant closure order was entered pursuant to Pa.R. Crim.P. 323(f)
It is conceded in the case at bar that sequestration in this case can fully protect the defendant’s fair trial rights. The court had previously scheduled this suppression hearing to be held immediately before the commencement of trial. Further, in view of the limited anticipated time to be consumed in this hearing, the use of sequestration will not be unduly burdensome, costly or inconvenient. In view of the availability of sequestration which, in this case, fully protects the accused’s fair trial rights and does not impede
IV.
The final question that must be considered is the defendant’s contention that, although sequestration will protect his Sixth Amendment rights, his right of privacy would be jeopardized by its use in this case. Of course, if the defendant prevailed in this contention, we could not find that sequestration was an adequate and viable alternative. This novel argument was raised in oral argument by the defense and not briefed. Carried to its logical conclusion, it would require closure in all suppression proceedings where the admissibility of evidence belonging to or taken from the possession of the defendant is challenged. Our research of the development of the law of privacy offers no support for the protection the defendant presently seeks.
In the American jurisprudential system, both tort and constitutional law recognize that an individual has the right to be free from unwarranted invasions of privacy. The origin of the tort cause of action for invasion of privacy was an 1890 Harvard Law Review
The number of tort cases asserting a cause of action for invasion of privacy blossomed.
Constitutional law is the second area of American jurisprudence which provides relief to invasions of an individual’s privacy. Although the United States Constitution does not explicitly mention an individual’s right to privacy, for almost a century the Supreme Court has recognized that the right of personal privacy does exist under the Constitution.
In varying contexts, the Court or individual Justices have, indeed, found at least the roots of that right in the First Amendment, Stanley v. Georgia,394 U.S. 557 , 564 [,89 S.Ct. 1243 , 1247,22 L.Ed.2d 542 ] (1969); in the Fourth and Fifth Amendments, Terry v. Ohio,392 U.S. 1 , 8-9 [88 S.Ct. 1868 , 1872-1873,20 L.Ed.2d 889 ] (1968), Katz v. United States,389 U.S. 347 , 350 [,88 S.Ct. 507 , 510,19 L.Ed.2d 576 ] (1967), Boyd v. United States,116 U.S. 616 [,6 S.Ct. 524 ,29 L.Ed. 746 ] (1886), see Olmstead v. United States,277 U.S. 438 , 478 [48 S.Ct. 564 , 572,72 L.Ed. 944 ] (1928) (Brandeis, J., dissenting); in the penumbras of the Bill of Rights, Griswold v. Connecticut, 381 U.S. [479,] at 484-485[ 85 S.Ct. 1678 ,14 L.Ed.2d 510 ]; in the Ninth Amendment, id., at 486 [85 S.Ct. 1678 at 1682] (Goldberg, J., concurring); or in the concept of liberty guaranteed by the first section of the Fourteenth Amendment, see Meyer v. Nebraska,262 U.S. 390 , 399 [43 S.Ct. 625 , 626,67 L.Ed. 1042 ] (1923). These decisions make it clear that only personal rights that can be deemed “fundamental” or “implicit in the concept of ordered liberty.” Palko v. Connecticut,302 U.S. 319 , 325 [,58 S.Ct. 149 , 152,82 L.Ed. 288 ] (1937), are included in this guarantee of personal privacy. They also make it clear that the right has some extension to activities relating to marriage, Loving v. Virginia,388 U.S. 1 , 12 [,87 S.Ct. 1817 , 1823,18 L.Ed.2d 1010 ] (1967); procreation, Skinner v. Oklahoma,316 U.S. 535 , 541-542 [62 S.Ct. 1110 , 1113-1114,86 L.Ed. 1655 ] (1942); contraception, Eisenstadt v. Baird, 405 U.S., [438] at 453-454 [92 S.Ct. 1029 , at 1038-1039,31 L.Ed.2d 349 ]; id., at 460, 463-465 [92 S.Ct. 1029 , at 1042, 1043-1044] (White, J., concurring in result); family relationships, Prince v. Massachusetts,321 U.S. 158 , 166 [64 S.Ct. 438 , 442,88 L.Ed. 645 ] (1944); and child rearing and education, Pierce v. Society of Sisters,268 U.S. 510 , 535 [45 S.Ct. 571 , 573,69 L.Ed. 1070 ] (1925), Meyer v. Nebraska, supra.
Roe v. Wade,410 U.S. 113 , 152-53,93 S.Ct. 705 , 720-727,35 L.Ed.2d 147 (1973).
In response to the frequent criticism that the constitutional concept of a right to privacy is largely undefined,
In the oral argument of the present case the defendant asserted a constitutional right to privacy, and in order to preserve his privacy rights, he wishes to prevent public disclosure of the private matters sought to be suppressed. The seeds of this right stem from the Fourth Amendment of the United States Constitution. The Fourth Amendment provides in part that:
[t]he right of the people to be secure in their person, house, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause .
In Boyd v. United States,
. to all invasions on the part of the government and its employes of the sanctity of a man’s home and the privacies of life. It is not the breaking of his doors, and the rummaging of his drawers, that constitutes the essence of the offense; but it is the invasion of his indefeasible right of personal security, personal liberty and private property, where that right has never been forfeited by his conviction of some public offense .
Id. at 630,6 S.Ct. at 532 .
V.
In conclusion, we wish to emphasize that our holding today is not intended to eliminate the right of the trial court to order closure of a pre-trial proceeding where such an order is to assure the defendant of his or her fair trial right.
Accordingly, the request for extraordinary jurisdiction is granted, the order appealed from is reversed and the cause is remanded.
Notes
. Mr. Justice Stewart, author of the opinion for the Court, framed the issue as:
The question presented in this case is whether members of the public have an independent constitutional right to insist upon access to a pretried judicied proceeding, even though the accused, the prosecutor and the trial judge all have agreed to the closure of that proceeding in order to assure a fair trial.
. This portion of his emalysis has been criticized as being unclear as to whether the holding was intended to extend to trials or merely to pretrial hearings. The Supreme Court, 1978 Term, 93 Harv.L.Rev. 60, 65 (1979). The criticism is inspired by the last sentence of Mr. Justice Stewart’s Sixth Amendment analysis which flatly states, “members of the public have no constitutional right under the Sixth and Fourteenth Amendments to attend criminal trials.”
. Mr. Justice Stewart emphasized that in his view an accused did not have a right to a private trial.
While the Sixth Amendment guarantees to a defendant in a criminal case the right to a public trial, it does not guarantee the right to compel a private trial. “The ability to waive a constitutional right does not ordinarily carry with it the right to insist upon the opposite of that right.” Singer v. United States,
Id. at 382,
Also, Mr. Justice Stewart noted that:
The question in this case is not, as the dissenting opinion repeatedly suggests, post, at [406, 99 S.Ct. at] 2919, [
Id. at 382,
. Mr. Justice Stevens was the fifth member of the majority and he did not file a separate opinion.
. Id. at 406^449,
. See
In this decision the Court indicated that “in а broad sense the right to a public tried is a right of the public” but that right did not diminish the fact that the public trial provision was primarily designed to protect the accused and that the accused had the right to waive the right. Commonwealth ex rel. Paylor v. Cavell,
. Mr. Justice Roberts in a desperate attempt to provide legitimacy for his position has deliberately ignored the obvious distinctions between the facts presented in this record and those before the Court in Philadelphia Newspapers, Inc. v. Jerome,
. Pa.R.Crim.P. 323(f) provides:
The hearing, either before or at trial, shall be held in open court unless defendant moves that it be held only in the presence of the defendant, counsel for the parties, court officers and necessary witnesses. If the hearing is held after the jury has been sworn, it shall be held outside the hearing and presence of the jury. In all cases the court may make such order concerning publicity of the proceedings as it deems appropriate under Rules 326 and 327.
. We recognize that the question of who possesses the burden of persuasion and the quantum of proof necessary to show the need for closure crystallizes the differences of the members of the Gannett Court. Although a definitive resolution is not now required in view of our disposition in this matter, it would appear the limitations articulated by Mr. Justice Roberts in Jerome are in accord with the middle ground adopted by Mr. Justice Powell in his concurring opinion.
. Warren and Brandéis, The Right to Privacy, 4 Harv.L.Rev. 193 (1890).
. See, e. g., Mackenzie v. Soden Mineral Springs Co.,
. The Restatement of Torts provides:
§ 867. Interference With Privacy.
A person who unreasonably and seriously interferes with another’s interest in not having his affairs known to others or his likeness exhibited to the public is liable to the other.
. “Twelve states (plus Alaska and the District of Columbia) recognized legitimate privacy interests between 1890 and 1941; eighteen states had done so by 1956, and by 1960, thirty-one states had recognized privacy as a legitimate interest.” O’Brien, Privacy and the Right to Access: Purposes and Paradoxes of Information Control, 30 Admin.L.Rev. 45, 66 (1978).
. Prosser, Torts, 804 (4th Edit. 1971) [hereinafter Prosser]. Judge Cooley in his treatise, Cooley, Torts, 29 (2nd Edit. 1888), first coined the phrase the “right to be let alone.” Warren and Brandéis adopted this phrase as a summary definition of privacy. 4 Harv.L.Rev. at 195.
. Prosser, Privacy, 48 Cal.L.Rev. 383 (1963).
. The tort of intrusion upon the plaintiffs seclusion or privacy consists of an act of prying or intruding, an intrusion objectionable to the reasonable person, and the thing to which there is an intrusion is private. Prosser at 808.
. The tort of public disclosure of private facts consists of public disclosure by defendant of private information about the plaintiff and the matters disclosed are considered private by reasonable persons. Prosser at 809.
. The tort of placing the plaintiff in a false light consists of publication of facts about plaintiff by defendant which places plaintiff in a false light, the false light is objectionable to reasonable people, and malice on the part of the defendant where the published matter is in the public interest. Prosser at 812.
. This tort consists of the appropriation by defendant of plaintiffs name or likeness for the defendant’s commercial advantage. Prosser at 805.
. See the discussion in T. Gerety, Redefining Privacy, 12 Harv.L. Rev. 233 (1977).
. See, Restatement (Second) Torts §§ 625A-652I (1977).
. See, e. g., The Private I, University of Chicago Magazine, 7, 8 (Autumn 1976); Tribe, American Constitutional Law, Ch. 15 (1978).
. In his dissent in Olmstead v. United States, 277 U.S. 438, [478,]
. Roe v. Wade, [supra
. After an examination of the various views expressed by the members of the U.S. Supreme Court in Gannett v. DePasquale, supra, a consideration of Art. I, section 11 of the Pennsylvania Constitution, and an analysis of the asserted privacy claim, we find no basis for concluding that the provisions of rule 323(f) may not be used in appropriate situations.
. One of the inherent weaknesses of the procedure of sequestration is that it limits the Commonwealth’s right to appeal from suppression rulings. Once the jury is empanelled, double jeopardy considerations are triggered. Here, as cited in the text, this is apparently not a concern of the prosecution.
. We fully recognize that in many situations sequestration will not offer a viable alternative to closure. However, the horrors graphically depicted by Mr. Justice Roberts have no applicability to the case before us. (See dissenting opinion, Roberts, J., pages 347-350). Here the adequacy of sequestration is undisputed. We are duty bound to decide questions based on the record before us and not upon specters conjured up by those who would seek to find justification for reaching a particular result.
Concurrence Opinion
concurring.
The defendant, David Hayes, a Pennsylvania state legislator from Erie, Pennsylvania, was arrested and charged with two counts of rape, two counts of involuntary deviate sexual intercourse, one count of indecent assault, and one count of corruption of a minor.
Immediately prior to the commencement of trial, the Honorable Samuel Strauss (the trial judge) ordered the suppression hearing closed to the public and the media. The Pittsburgh Press Company intervened and petitioned this Court for the exercise of plenary jurisdiction and for a stay and reversal of the lower court’s order. We granted the stay and immediately heard oral argument from the attorneys for the Pittsburgh Press Company, Tribune-Review Publishing Company, Allegheny County District Attorney’s office and defendant.
I would hold that all criminal proceedings are open to the public and to the media. The public’s and the media’s right
Human institutions have a tendency toward corruption; only when certain checks and balances are permitted and/or imposed does this tendency become neutralized. The tendency of corruption in the judiciary becomes greatest when the public and the media (the public’s eyes and ears) are excluded from judicial proceedings. As I conceive of a democracy and of a free and informed citizenry, the right of the public and of the media to attend court proceedings must be absolute.
The rights of a litigant/defendant can be adequately protected by numerous judicial tools: change of venue, postponements, voir dire of prospective jurors, sequestration of jurors, etc.
Therefore, I would reverse the lower court’s order and remand for further proceedings consistent with this opinion.
. For a view of problems that some courts have had in attempting to resolve this issue, see Gannett v. DePasquale,
Concurrence Opinion
concurring.
To the extent that the Opinion of the Court reverses the Order of the trial court closing the pretrial suppression hearing, I join. However, in light of the fundamental,
I. FACTUAL BACKGROUND
This controversy initially arose as a result of criminal proceedings instituted by the Commonwealth against David Hayes in the Court of Common Pleas of Allegheny County. Because defendant is a representative in the State Legislature, and because he is charged with sexually assaulting and supplying drugs to a seventeen year old male high school student, this case has attracted the attention of both the public and press.
At the start of the suppression hearing, which had been scheduled to commence immediately prior to trial, defendant, by oral motion concurred in by the prosecution, requested the trial court to close the hearing to the public and the press.
Arguing against closure, The Press suggested that the jury be selected and sequestered prior to the hearing. Such a course of action, it was argued, would protect the jury from any exposure to media reports concerning the suppression hearing and would be convenient because the trial was scheduled to commence immediately. Without any effort by defendant to demonstrate that he would be deprived of a fair trial by an open suppression hearing, the trial court rejected the procedure proposed by The Press and ordered the hearing closed.
II. CONSTITUTIONALLY PROTECTED RIGHT OF ACCESS TO PRETRIAL SUPPRESSION HEARINGS
The threshold inquiry is whether the public has a constitutionally protected right of access to judicial proceedings in general, under either the United States or the Pennsylvania Constitution, and, if so, whether that right extends to pretrial suppression hearings.
A. The United States Constitution
In Gannett Company v. DePasquale,
I emphasize that the trial court should begin with the assumption that the Sixth Amendment requires that a pretrial suppression hearing be conducted in open court unless a defendant carries his burden to demonstrate a strict and inescapable necessity for closure.
Id. at 2938.
Although the majority in Gannett expressly reserved consideration of the applicability of the First Amendment,
Because of the importance of the public’s having accurate information concerning the operation of its criminal justice system, I would hold explicitly that petitioner’s reporter had an interest protected by the First and Fourteenth Amendments in being present at the pretrial suppression hearings.
Id. at 2914 (emphasis added) (footnote omitted).
B. The Pennsylvania Constitution
Article 1, Section 11 of the Constitution of this Commonwealth provides: “All courts shall be open.” This constitutional mandate has been a part of Pennsylvania jurisprudence since colonial days. The Pennsylvania Frame of Government of 1682, “[i]n many ways, [one of] the most influential documents protecting individual rights,” provided that in the Pennsylvania colony “all courts shall be open.” IB Schwartz, The Bill of Rights: A Documentary History 130, 140 (1971). This provision was later incorporated into Section 26 of Pennsylvania’s Constitution of 1776. Id. at 271.
Wigmore noted that public proceedings serve a vital societal function in that they move the court, the parties and the witnesses “more strongly ... to a strict conscientiousness in the performance of duty.” 6 J. Wigmore, Evidence in Trials at Common Law § 1834 at 438 (Chadbourne rev. 1976). Moreover, public proceedings were recognized as an important means of educating the public about the processes of government and of instilling confidence in the judgment of the courts:
Not only is respect for the law increased and intelligent acquaintence acquired with the methods of government, but a strong cоnfidence in judicial remedies is secured which could never be inspired by a system of secrecy.
Id. (footnote omitted). See In re Oliver,
In 1827, Jeremy Bentham forcefully commented on the relationship between public confidence in the judicial system and open proceedings:
Without publicity, all other checks are insufficient: in comparison of publicity all other checks are of small account. Recordation, appeal, whatever other institutions might present themselves in the character of checks,would be found to operate rather as cloaks than checks; as cloaks in reality, as checks only in appearance.
1 J. Bentham, Rationale of Judicial Evidence 524 (1827).
When construed in the light of its common law origins, there can be little doubt that the “open courts” clause of our Constitution was intended to establish a public right of access to adjudicative judicial proceedings. Indeed, the provision that “[a]ll courts shall be open,” unless it is to be construed as a mere constitutional frill, admits of no other reasonable interpretation.
In conspicuous contrast with some of the early state constitutions that provided for a public right to open civil and criminal trials, the Sixth Amendment confers theright to a public trial only upon a defendant and only in a criminal case.
Id. at 2908-09 (emphasis supplied). Among the “early state constitutions” referred to and quoted by Mr. Justice Stewart were the Pennsylvania Constitutions of 1682 and 1776, both of which provided that “[a]ll courts shall be open.” Id. at 2908-09 & nn.15-16. Thus, Mr. Justice Stewart recognized in Gannett that Article 1, Section 11 “providefs] for a public right to open civil and criminal trials.” Id. at 2908-09.
As was stated almost 100 years ago in a commentary on Article 1, Section 11:
The meaning of the words all courts shall be open, used in the Constitution of the Commonwealth, is that all courts shall be open for the administration of law, right аnd justice, in controversies between suitors, as matter of right, and not as of grace or favor. . . . The general public also have the right of admission to the court, as they are largely interested in the public administration of law and justice.
Pierce, J., All Courts Shall be Open, 30 Pitts.LJ. 362 (1883).
The concerns that prompted the framers of the Pennsylvania Constitution to provide the “open courts” guarantee described above are no less vital today. Indeed, confidence in the proper functioning of our judicial system is of particular concern in light of the general public distrust of government institutions engendered by recent disclosures of misconduct at all levels of government. Anything that impairs the open nature of judicial proceedings threatens to undermine the confidence of the public in judicial remedies and to impede the ability of the courts to function. Secret hearings will always be suspect, and public confidence cannot long be maintained if important judicial decisions are made behind closed doors. United States v. Cianfrani,
For this reason, the appearance of impropriety in the administration of criminal justice is as destructive as its reality. For, the tenuous fabric of public confidence in our criminal justice system will surely unravel when those cases
That the public’s right of access extends to pretrial suppression hearings is clear not only from the language of Article 1, Section 11,
In our criminal justice system as it has developed, suppression hearings often are as important as the trial which may follow. The government’s case may turn upon the confession or other evidence that the defendant seeks to suppress, and the trial court’s ruling on such evidence may determine the outcome of the case. Indeed, in this case there was no trial as, following the suppression hearing, plea bargaining occurred that resulted in guilty pleas. In view of the special significance of a suppression hearing, the public’s interest in this proceeding often is comparable to its interest in the trial itself.
Of equal importance, suppression hearings typically involve objections to the propriety of police or prosecutorial conduct. In fact, the suppression hearing may be the only point in the trial process at which the conduct of law enforcement officers is at issue. United States v. Clark,
III. A CAREFUL BALANCING IS NECESSARY FOR ANY LIMITATION ON ACCESS
The policies underlying the Pennsylvania Constitution’s guarantee that “[a]ll courts shall be open” require that there be a strong presumption in favor of public access to adjudicative judicial proceedings. This presumption, however, does not require that all proceedings be held in open court when to do so would deprive a defendant of a fair trial. The right of access is not absolute, and when faced with a demonstrable conflict between the public’s right of access and a defendant’s ability to obtain a fair trial, the rights of the criminal defendant must prevail. Any other balance would be unjust and would conflict with both the United States and Pennsylvania Constitutions. U.S.Const. amend. VI; Pa.Const, art. 1, § 9. See Lucas v. Michigan,
Although the right of access under Article 1, Section 11 does not absolutely prevent a trial court from ordering closure in those few exceptional cases where, on balance,
First, that there is a substantial probability that irreparable damage to his fair trial right will result from conducting the proceeding in public. Such a showing will necessarily involve evidence of the nature and extent of publicity prior to the closure motion and the impact of that publicity on the jury pool. In this regard, the trial court should be aware of the fact that “[i]n the overwhelming majority of criminal trials, pretrial publicity presents few unmanageable threats” to the right of the accused to a fair trial. Nebraska Press Association v. Stuart,
Second, a criminal defendant seeking closure must establish that there is a substantial probability that alternatives to closure will not adequately protect his right to a fair trial. Such a showing will necessarily involve consideration of the available alternatives, including continuance, severance, change of venue, change of venire,
Third, the accused must demonstrate that there is a substantial probability that closure will be effective in protect
Fourth, the defendant must establish the extent to which closure is necessary to ensure a fair trial. United States v. Cianfrani,
In light of the societal interests which are advanced by open judicial proceedings, the critical role of the organized
A responsible press has always been regarded as the handmaiden of effective judicial administration, especially in the criminal field. Its function in this regard is documented by an impressive record of service over several centuries. The press does not simply publish information about trials but guards against the miscarriage of justice by subjecting the police, prosecutors and judicial processes to extensive public scrutiny and criticism.
Sheppard v. Maxwell,
Finally, if the right of access is to have any real meaning, representatives of the press and public must be given a reasonable opportunity to be heard on the question of this exclusion from the courtroom.
As a critical part of the hearing procedure, the trial court must state on the record the findings it considered in balancing the alleged need for closure against the constitutionally protected right of access. This procedure was not followed by the trial court in this case. The record before us discloses nothing more than that the defendant sought closure, the prosecution did not object, and the trial court, without any balancing of the competing constitutionally protected rights, simply agreed.
The foregoing standards articulate a burden of proof significantly higher than that adopted in this Court’s prior decisions. Philadelphia Newspapers, Inc. v. Jerome, 478 Pa.
Nevertheless, this Court held that any limitation on access should be carefully drawn to comply with the following standards: (1) the right of access should not be limited except for the compelling state obligation to protect the constitutional rights of criminal defendants and achieve the fair, orderly, prompt and final disposition of criminal proceedings; (2) the right of access should not be limited unless the threat posed to the protected interest is serious; (3) the right of access should not be limited unless the limitations imposed effectively limit the threatened harm and are no broader in scope than necessary to do so. Id.,
IV. CONCLUSION
It has long been held that “justice cannot survive behind walls of silence.” Sheppard v. Maxwell,
A democratic society ultimately can survive only so long as its leaders and institutions have the consent of its citizens. Secret judicial proceedings would be a significant first step in undermining that consent.
I would hold that the public and the press have a right of access to pretrial suppression hearings protected by both the
. On the record before us, it is impossible to measure the nature and extent of press attention in this case because the trial judge did not require evidence of either actual or potential prejudicial publicity.
. The motion for closure was made pursuant to Rule 323(f) of the Pennsylvania Rules of Criminal Procedure which provides:
The hearing, either before or at trial, shall be held in open court unless defendant moves that it be held only in the presence of the defendant, counsel for the parties, court officers and necessary witnesses. If the hearing is held after the jury has been sworn, it shall be held outside the hearing and presence of the jury. In all cases the court may make such order concerning publicity of the proceedings as it deems appropriate under Rules 326 and 327.
Pa.R.Crim.P. 323(f). See also Pa.R.Crim.P. 323(g), 326 & 327.
. Following this ruling, the trial court granted The Press a temporary stay in order to seek review by this Court. The Press filed a Petition for Stay which was granted by Mr. Justice O’Brien. The Press also filed petitions urging that this Court exercise its plenary jurisdiction, see 42 Pa.C.S.A. § 726 (Purdon Pamph.1979), and summarily reverse the trial court’s closure order. This Court agreed to exercise jurisdiction, granted permission to all media representatives to intervene, and, on March 11, 1980, heard oral arguments on the Petition for Summary Reversal.
. Because Mr. Justice Blackmun concluded that Sixth Amendment standards were sufficient to protect the right of public access, he deemed it unnecessary to reach the issue of access under the First Amendment.
. In my view, freedom of the press as guaranteed by the First Amendment embraces three essential rights: (1) right of access, (2) right of publication, and (3) right of circulation. Although none of these rights is absolute, arbitrary curtailment of any of them would
. Although Mr. Justice Stewart’s opinion in Gannett was denominated the “Opinion of the Court,” it obtained that designation only because Mr. Justice Powell joined in affirming the trial court’s closure order based upon his belief that the trial court had “recognized the constitutional right of the press and public to be present at criminal proceedings” and had “concluded, however, that in the ‘very unique situation’ presented to it, closure had been appropriate . . .”
. While reserving decision on the question of whether the First and Fourteenth Amendments guarantee public and press access, Mr. Justice Stewart concluded that, even if that were so, the trial court
. It is unclear whether the right of access is protected under the First or the Sixth Amendment. See United States v. Cianfrani,
. The Court in Gannett made clear that although a criminal defendant’s right to a public trial is guaranteed by the Sixth Amendment, the public trial clause does not guarantee to a criminal defendant the correlative right to waive a public proceeding and compel closure.
. Mr. Justice Nix correctly observed in the Opinion of the Court that some of our cases have inferred that the primary concern of Article 1, Section 11 was “to assure the accused of protection against star-chamber proceedings.” Opinion of the Court at 322. This protection, however, is fully covered by the independent constitutional guarantee found in Article 1, Section 9. To construe the open courts provision as nothing more than a guarantee of a “speedy public trial” would disregard the plain language of Article 1, Section 11 and in conflict with basic canons of constitutional interpretation, relegate it to a simple redundancy. See Commonwealth v. Russo,
. The Constitution of Pennsylvania should be interpreted in the light of ordinary language. Peoples Bridge Co. of Harrisburg v. Shroyer,
. The modem suppression hearing was unknown at common law where objections to the admissibility of evidence were made in open court during trial, and “[tjhere is no federal requirement that states conduct suppression hearings prior to trial.” Gannett Co. v. DePasquale,
. See Commonwealth v. Klinger, 75 D. & C.2d 664 (1976), in which the court held that since the Pennsylvania Constitution mandates that “all courts shall be open,” representatives of the media could not be excluded from a preliminary hearing on a charge of murder in order to prevent publicity which may be prejudicial to a defendant’s case. Id. at 664-65. The court, however, did note that an exception might be made if the court were confronted with unique and compelling evidence of a clear and present danger of uncorrectable prejudice to the right of the defendant to secure a fair trial. Id. at 665.
. On April 1, 1980, 42 Pa.C.S.A. § 8702 beсame effective and provides, in part:
§ 8702. Impaneling jury from another county (A) General rule. — If, upon motion and following a hearing, the court of common pleas determines that a fair and impartial jury cannot be impaneled in the county where the criminal complaint is filed, as an alternative to issuing an order for a change of venue the court may direct that jurors be impaneled from another county. The order for impanelment of a jury from smother county shall be certified forthwith to the Supreme Court which shall designate and notify the county of impanelment.
. Even a narrowly drawn closure order, however, may not adequately protect the public’s right of access. Delayed access to the transcript of a closed proceeding, for example, rarely will be an adequate substitute for attendance at the hearing itself. The inherent delay may defeat the purpose of a public proceeding because later events may diminish the public’s interest. See Bridges v. California,
. For example, it may be possible in many cases to determine the admissibility of evidence without disclosing the substance thereof. Issues often concern not so much the contents of a confession or the nature of evidence seized, but the circumstances under which the prosecution obtained the material. Gannett Co. v. DePasquale,
. Because of the unique position which the press occupies in our society, special consideration must be given to its role in evaluating the need for closure. This special consideration derives not because the press enjoys a special status, but because “[i]n seeking out the news, the press acts as an agent of the public at large,” each individual member of which cannot obtain for himself “the information needed for the intelligent discharge of his political responsibilities.” Saxbe v. Washington Post Co.,
. It should be noted that the trial court’s procedure in this case failed to satisfy not only the standards adopted in Gannett by Messrs. Justice Blackmun, Brennan, White and Marshall, but those advocated by Mr. Justice Powell as well. See
. Defendant Hayes made no effort to demonstrate that his right to a fair trial would be prejudiced by an open suppression hearing. Moreover, thе trial court failed to balance the defendant’s right to a fair trial against the constitutionally protected right of public access and failed to consider the alternatives to closure that were available.
. Although the origin and scope of the public’s federal constitutional right of access to pretrial suppression hearings remains unsettled, a majority of the Supreme Court has now expressly recognized such a right based solely on the United States Constitution. In Jerome, this Court premised its decision, at least in part, on the need to avoid delayed trials and retrials and the concomitant expenditure of public funds and judicial resources.
. Implicit in the conclusions which I have reached is a finding that Rules 323(f)-(g), 326 and 327 of the Pennsylvania Rules of Criminal Procedure must be read to include a requirement for evidentiary hearings as described in this opinion. Otherwise, those rules, which facially permit closure of a judicial proceeding simply upon motion by the defendant, would be unconstitutional.
. The matter should be remanded to the trial court for an evidentiary hearing to determine whether any restriction on access is strictly and inescapably necessary in order to protect defendant’s right to a fair trial. In making that determination, all available alternatives to closure should be carefully and expressly considered.
. The accused public official in this case asserted at oral argument that an open suppression hearing would jeopardize his right of privacy. I join the Opinion of the Court in rejecting this claim.
Dissenting Opinion
dissenting.
Only two years ago this Court, presented with precisely the same question now before us, denied by a unanimous vote a petition for extraordinary review challenging those provisions of our Rules of Criminal Procedure which allow the trial court to close pretrial suppression of evidence hearings on a showing of a serious threat to the fair trial rights of an accused. Philadelphia Newspapers, Inc. v. Jerome,
Whatever then may be said about the public interests involved in the resolution of the merits of this issue, surely any “need for clear and decisive judicial direction,” Opinion
The exercise of extraordinary jurisdiction in this case is plainly inappropriate. This is so not only because this Court has only recently unanimously rejected the appropriateness of such an intrusion. Today’s exercise of extraordinary jurisdiction is particularly irresponsible given that those voting to exercise that jurisdiction cannot agree on what, if any, error the trial court in this case has committed.
Mr. Justice Nix votes to exercise extraordinary jurisdiction only to offer his advice that the trial court should consider, as an alternative to closure, the novel procedure of selecting and sequestering a jury before the suppression hearing and then permitting the hearing to be open to the media. But Mr. Justice Nix does not suggest that our guidelines established in Jerome permitting closure on a showing of a serious threat to the fair trial rights of an accused are no longer controlling. Nor does he suggest that the trial court, on reconsideration, may not reinstate its order of closure. Remarkably, then, Mr. Justice Nix votes to exercise extraordinary jurisdiction merely to ask the trial court to consider a proposal which the record establishes the trial court has already сonsidered and properly rejected.
Finally, Mr. Justice Larsen and Mr. Justice Flaherty also vote to exercise extraordinary jurisdiction so that they may also now express their views on the question of closure. In contrast with Mr. Justice Nix and Mr. Justice Kauffman, however, Mr. Justice Larsen and Mr. Justice Flaherty would hold, as an absolute rule, that all criminal proceedings should be open to the public and the media. These two Justices, in refusing to acknowledge the possibility of any limiting considerations, thus adopt a position not seriously advocated by any prior caselaw or scholarship and, indeed, a position which the media itself has never purported to advance. This position, if accepted, would plainly deny to those citizens involved in cases of widespread publicity rights expressly-guaranteed by both the federal and state Constitutions.
Thus, in complete disregard of the defendant’s right to a speedy trial and the public interest in the prompt resolution of criminal proceedings, a majority of this Court has interrupted and delayed the present criminal case in order to do little more than create a forum for the expression of the
THE NARROW ISSUE PRESENTED HAS ALREADY BEEN DECIDED BY THIS COURT
It is important to make clear what issues are not involved in this case. Not presented here is any question concerning the propriety of closing from the public or the media the trial of any criminal case.
Not presented here is any question concerning the permissibility of an order preventing the media from publishing any material or information in their possession or from writing about whatever they please. The order authorizing closure of the pretrial suppression proceeding is not a prior restraint on the media. Gannett, supra at 393 n. 25,
Finally, not presented here is any objection by the defendant to closure of the hearing. Our rules clearly permit closure only on the defendant’s own motion.
The narrow substantive question presented by this case is the propriety, on motion of the defendant and the prosecution, of temporarily excluding the press from a pretrial suppression proceeding in a criminal case when the trial judge is satisfied that public disclosure of the information to be adduced at the hearing will likely prejudice the defendant’s rights at his subsequent public jury trial. Crucially, however, the issue today is even narrower, for we are required to consider the need for addressing the question presented on a petition for extraordinary review.
This is precisely the issue we decided in Jerome, where this Court unanimously dismissed such a petition because
THE CONSTITUTIONAL RIGHT TO A FAIR TRIAL REQUIRES THAT THE JURY NOT CONSIDER EVIDENCE INADMISSIBLE AT TRIAL
Both the federal Constitution and our state Constitution guarantee to the criminally accused a fair trial by an impartial jury. U.S.Const., Amends. VI & XIV; Pa.Const, art. I, § 9. And minimum standards of due process require that the “impartial jury” will base its verdict only on evidence properly received in open court, and not from outside sources. Sheppard v. Maxwell,
“The theory of our system is that the conclusions to be reached in a case will be induced only by evidence and argument in open court, and not by any outside influence, whether of private talk or public print.”
It is now well-established that evidence obtained in violation of a defendant’s constitutional rights is not admissible at the defendant’s trial. Mapp v. Ohio,
In response to this constitutional obligation to allow a defendant the opportunity, outside the hearing of the jury, to test the admissibility of the evidence obtained by the Commonwealth, our Rules of Criminal Procedure provide the defendant a pretrial hearing. Pa.R.Crim.P. 323. Generally these hearings are open to the public. Yet in the ordinary case testimony taken at such a suppression hearing will receive little if any public attention, and those jurors eventually sworn to judge a defendant’s case will neither have heard any of the evidence before nor be aware if any evidence has been excluded.
This is not so, however, in cases of high publicity. In such cases, should there be a suppression hearing, any evidence or testimony produced at the hearing will likely reach the general public, including potential jurors. Even in the event that all the challenged evidence is found admissible there is
In cases receiving substantial media attention the possibility that a significant portion of the jury pool will become aware of inadmissible evidence is not speculative or imaginary. Indeed, courts have not infrequently been required to reverse convictions when it has appeared that jurors have been exposed to prejudicial pretrial publicity. E. g., Sheppard v. Maxwell, supra; Estes v. Texas,
In Philadelphia Newspapers, Inc. v. Jerome this Court considered challenges to the permissibility of trial court orders under this section of our Rules. There this Court was asked to assume extraordinary jurisdiction to review orders by three trial judges closing three pre-trial suppression hearings. Each case involved a serious crime and was an event of high-publicity. One of these three cases, Commonwealth v. Boyle, was the nationally reported murder trial of former United Mine Workers President W. A. “Tony” Boyle.
Jerome began by carefully reviewing the purposes served by our Rules of Criminal Procedure. This review started with the recognition that the Rules “are intended to provide for the just determination of every criminal proceeding,” and “to secure simplicity in procedure, fairness in administration and the elimination of unjustified expense and delay.” Pa.R.Crim.P. 2. Our unanimous Court clearly explained the genuine public advantage to be served by the use, in an appropriate case, of our Rules concerning closure:
“These Rules are designed to promote the clear public interest in having persons accused of crime tried fairly, expeditiously, economically, and only once. If prejudicial publicity occurs, the trial court may have to continue the case, change venue, resort to extensive voir dire to assure that the attitudes of jurors have not been influenced by disclosure, or use the costly and inconvenient device of jury sequestration. See Simmons v. United States,390 U.S. 377 ,88 S.Ct. 967 ,19 L.Ed.2d 1247 (1968); Jackson v. Denno,378 U.S. 368 ,84 S.Ct. 1774 ,12 L.Ed.2d 908 (1964). If the trial court takes inadequate remedial measures, an appellate court would be compelled to reverse a conviction, starting the trial process anew.
Prejudicial publicity from pre-trial suppression hearings injures the Commonwealth as well as the accused. Prejudicial disclosures may taint a trial or require a trial court to delay trial until publicity subsides. Neither delayed trials nor retrials present as favorable opportunities for establishing truth as timely first trials. By precluding prejudicial disclosures arising from pre-trial suppression hearings, the Rules promote the speedy and effective enforcement of the criminal laws, ensure swift convictions deterring crime, see A. von Hirsch, Doing Justice (1976), and avoid unnecessary expenditures of public funds and judicial resources.”
Jerome next fully considered claims by the media that a right of access to pretrial proceedings is guaranteed by the first and sixth amendments as applied to the states through the due process clause of the fourteenth amendment. We acknowledged the important interest in public trials and in maintaining the judicial process open to public view. Without doubt open judicial proceedings serve to advance the quality of justice by insuring that all participants act conscientiously and by enhancing the possibility that those with information or evidence will be alerted or will be willing to come forward. And, indeed, the mere possibility of public scrutiny certainly promotes public confidence that the process of criminal justice is operating as it should.
“First, the right of access to court proceedings should not be limited for any reason less than the compelling state obligation to protect constitutional rights of criminal defendants and the public interest in the fair, orderly, prompt, and final disposition of criminal proceedings. Second, access should not be limited unless the threat posed to the protected interest is serious. Third, rules or orders limiting access should effectively prevent the harms at which they are aimed. Finally, the rules or orders should limit no more than is necessary to accomplish the end sought.”
Based on these standards this Court concluded that the media petitioners in Jerome had not demonstrated such an invasion of their rights as required extraordinary relief and this Court denied their petitions. On appeal to the United States Supreme Court the case was dismissed for want of a substantial federal question, 443 U.S 913,
This was the very same day the Supreme Court decided Gannett, in which the Court rejected the claim that the “public trial” clause of the sixth amendment guarantees the public or the media any right to attend pretrial suppression hearings. In addition, the Court, although reserving consideration of any right of access under the first amendment, indicated that if any such right exists, it had been satisfied by the trial court, which had entertained media arguments in favor of access before deciding to close the suppression hearing in that case.
In the circumstances of the present case, it is unnecessary to predict exactly what place the first amendment will eventually find. Rather it is sufficient to note that Gannett forecloses any claim that the first amendment requires a showing of strict necessity in order to authorize an order of closure. I am convinced that Jerome’s approval of closure orders based on a showing of a “serious threat” to fair trial rights gives adequate protection to both sixth and first amendment values and that the guidelines established in Jerome will survive any subsequent federal constitutional scrutiny. Moreover, I do not understand any member of this Court to suggеst otherwise.
Similarly, the Pennsylvania Constitution does not preclude the possibility of closure in the circumstances described in Jerome. As Mr. Justice Nix acknowledges, nothing in our prior cases suggests that either art. I, § 9 or art. I, § 11 of our state Constitution can be read as guaranteeing the media a right to attend pretrial suppression hearings in every case. And it must be emphasized that only three Justices purport to find any basis in our state Constitution for requiring that closure orders must be limited more strictly than this Court suggested in Jerome.
These three Justices focus on art. I, § 11, which provides:
“All courts shall be open; and every man for an injury done him in his lands, goods, person or reputation shall have remedy by due course of law, and right and justice administered without sale, denial or delay. Suits may be brought against the Commonwealth in such manner, in such courts and in such cases as the Legislature may by law direct.”
“Public trials, with public records, were introduced, and our Constitution perpetuates this practice; but it must not be carried to an illogical and, requiring unreasonable or impossible things . . . .”
Id.,
Indeed, all three Justices who rely on art. I, § 11 simply fail to locate any single prior decision of this Court or any contemporary historical materials which support their views.
Notwithstanding the absolutist view of Mr. Justice Larsen or Mr. Justice Flaherty, it must be obvious that the provisions of our Constitution must be read together. Accordingly the blanket refusal of these two Justices to consider those provisions of our Constitution which guarantee criminal defendants the right to a fair trial before an impartial jury, art. I, §§ 6, 9, is entirely inappropriate. Their approach evidences remarkable disregard for the realities of our criminal justice system and for established principles of fairness and due process.
Although Mr. Justice Kauffman acknowledges the constitutional requirеments of a fair trial, I am convinced that his test of strict and inescapable necessity, if followed, would in
“It is difficult to imagine a case where closure could be ordered appropriately under this standard. A rule of such apparent inflexibility could prejudice defendants’ rights and disserve society’s interest in the fair and prompt disposition of criminal trials. As a result of pretrial publicity, defendants could be convicted after less than the meticulously fair trial that the Constitution demands. There also could be an increase in reversal of convictions on appeals. In either event, it seems to me that the approach suggested . . . would not adequately safeguard the defendant’s right to a fair trial, a right of equal constitutional significance to the right of access. The better course would be a more flexible accommodation . —an accommodation under which neither defendant’s rights nor the rights of members of the press and public should be made subordinate.”
Gannett, supra at 399,
EXERCISE OF EXTRAORDINARY JURISDICTION IS PLAINLY INAPPROPRIATE
The present case is a prosecution for sex offenses brought against a state legislator. There is no doubt that it has
This Court’s view in Jerome of the acceptability of pretrial closure orders explicitly rested on our unanimous judgment that other procedural precautions would not always serve to insure the citizen accused a fair trial or serve to protect the public interest in fair, orderly proceedings. Voir dire, continuance, cautionary instructions, sequestration and change of venue were all considered and difficulties with each of them described.
By their very nature, decisions concerning the conduct of pretrial and trial proceedings will, in the individual case, be left to the considered judgment of thе trial court. It is the trial court which must shoulder the basic affirmative responsibility to provide a fair trial. Sheppard v. Maxwell, supra. And in large measure appellate courts must, here as in many other areas, rely upon the trial court to perform that responsibility properly. Commonwealth v. Stewart, supra; Commonwealth v. Bruno, supra; see Commonwealth v. Knight,
In substantial part it was an appreciation of these considerations which led this Court to reject the exercise of extraordinary jurisdiction in Jerome. Now, having identified the important constitutional values which must be weighed when a defendant moves to have a suppression hearing closed, we must, as an initial matter, trust to the wisdom of the trial judge to consider those values and to
“The task of determining the application of these limitations in each individual trial necessarily falls almost exclusively upon the trial court asked to exclude members of the press and public from the courtroom. For it would be entirely impractical to require criminal proceedings to cease while appellate courts were afforded an opportunity to review a trial court’s decision to close proceedings.”
Gannett, supra, 398,
In this case, where there is absolutely no affirmative showing that the trial court has acted erroneously in ordering closure, the disruptive exercise of extraordinary jurisdiction is glaringly inappropriate. Here the trial of the underlying criminal case has been significantly delayed awaiting these attempts at extraordinary review. Such delays, at the behest of parties other than the defendant or the Commonwealth, ignore the defendant’s right to a speedy trial, U.S. Const, amend. VI (speedy trial); Pa.Const. art. I, § 9 (same); Pa.R.Crim.P. 1100 (accused must be brought to trial within 180 days of initiation of criminal proceedings), and ignore the independent public interest in swift and fair proceedings, Barker v. Wingo, supra. No interest is served by today’s unwise attempt at supervision.
THE PROPOSED SEQUESTRATION SCHEME IMPOSES ENORMOUS COSTS, PLAINLY FRUSTRATES THE ADMINISTRATION OF CRIMINAL JUSTICE AND MANIFESTLY THREATENS THE RIGHT TO A FAIR TRIAL
Finally, but importantly, the sequestration scheme suggested by Mr. Justice Nix will impose upon the trial court, the defendant, the prоsecution and the Commonwealth a completely impractical, unfair and burdensome procedure. The proposal of selecting and swearing a jury prior to the suppression hearing and of sequestering that jury from the time of the hearing until the end of the trial would place pressures and difficulties upon all involved that make such a scheme a clearly unworkable and impermissible alternative.
Of course under this scheme even the shortest delay between the suppression hearing and the trial will not obviate the need to maintain sequestration of the jury throughout the trial, at least in the likely event that the public suppression hearing produces testimony or evidence which will be inadmissible at trial. Clearly the decision to sequester a jury prior to the suppression hearing carries with it the commitment to continue sequestration until a verdict is reached. Thus, this scheme will require sequestration of a jury during the full course of the trial in cases where a closure order may obviate the need for any sequestration whatsoever. Even in the event that trial sequestration may be necessary, under today’s proposal any delay between the suppression hearing and the trial will obviously increase the time period during which the jury must be sequestered. As a practical matter this sequestration procedure will result in enormous cost to the counties of this Commonwealth, and cause severe problems of administration and fairness.
First, the Commonwealth must pay, house and feed all twelve jurors and two alternates throughout the entire time of their sequestration. Court administrators in this Commonwealth uniformly report that the average cost for food and lodging alone for only one day is, at a minimum, $600.00. These costs, however, are just the beginning. Sequestration also demands court personnel to supervise and attend to the jurors and security personnel to insure against impermissible contact with the outside community. These groups are necessarily paid at increased rates of compensation for this
The financial costs of this procedure are indeed substantial. But economic objections are overshadowed by the extreme unfairness this procedure poses for the defendant.
Having sequestered a jury at such heavy public expense, pressure will inevitably fall upon the trial judge to hurry his disposition of the suppression claims, as well as all other pretrial matters. At a minimum, judicial control of pretrial proceedings will be compromised and matters normally requiring last minute attention or rearrangement quite possibly will be brushed aside.
Clearly, under such self-imposed pressure, any suppression claims will be hastily decided, including those which may require research and reflection. A decision rendered in these circumstances will undoubtedly provide grounds for subsequent appellate review. An erroneous suppression decision may well require that any conviction be reversed and a new trial granted.
Surely those urging this sequestration scheme do not mean to suggest that the Commonwealth or the defendant will not be permitted a continuance after the suppression hearing should they require more time in order properly to prepare for trial. These normal and necessary delays will pose substantial difficulties, however, when a jury waits, impatiently sequestered. In addition, this sequestration scheme is plainly inconsistent with our established rule that the Commonwealth has a right of appellate review, before
Once the jury is selected and sworn jeopardy attaches. Crist v. Bretz,
Fairness will of course require that the trial judge inform members of the jury pool that if selected they may be sequestered for a substantial period of time, for a period far longer than the time required for the trial alone. Thus we may. safely anticipate an extended and burdensome selection process as large numbers of potential jurors seek to be
Additionally, it is well known that a sequestered jury is at best an impatient jury, and that such juries are likely to develop hostility or resentment toward the defendant. State v. Allen, supra at 141,
Today’s novel sequestration scheme will also force the defendant to select a jury before he knows what the Commonwealth’s evidence will be. In truth, this scheme deprives both the defendant and the Commonwealth of a pretrial suppression hearing altogether. Yet the opportunity to test the admissibility of Commonwealth evidence in order to prepare for trial is an important benefit to the defendant. And no less, the usual pretrial hearing provided
“The suggestion that sequestration may serve as an alternative to closure is impractical when a pretrial proceeding is involved. Generally at that stage there are no jurors to sequester and to delay the hearing until the jury has been, or is about to be drawn, would deprive the accused, and often the prosecutor, of the benefit of a pretrial ruling— that is, advance warning and time to prepare for trial on matters essential to the case.”
Westchester Rockland Newspapers, Inc. v. Leggett,
Perhaps worst of all, this scheme will place considerable pressure on a defendant to avoid these difficulties by foregoing his right to a suppression hearing. New defendants will look happily upon the opportunity to argue their case before a jury which has been left isolated for days or weeks prior to trial. Basic notions of fairness and due process do not
The proposed sequestration scheme will place onerous burdens on the resources and administration of our criminal justice system. Today’s proposal will frustrate and delay prosecutions of criminal trials, will impose severe burdens on sequestered jurors and will create pressures which can operate only to deprive citizens of a fair trial. Inevitably this scheme will force those citizens it affects to face a criminal process significantly more hostile and less fair than ever anticipated by our Rules. It will also create a system clearly contrary to established concepts of due process.
CONCLUSION
Surely, as Jerome acknowledged, generally open judicial proceedings promote public confidence in the judicial system. But, equally, courts do not gain or retain public confidence by the denial of fair treatment to those citizens involved in our criminal process. Today’s ad hoc departure from the established limitations on our exercise of extraordinary jurisdiction is plainly misguided and today’s action, at the expense of the proper and orderly administration of criminal justice and at the expense of those citizens involved in the criminal justice system, manifestly disservеs the interests of justice. One can only hope that a majority of this
. The media litigants in this case make no claim that their right of access is greater than that of the public. See Pell v. Procunier,
. The permissibility of closing the trial of a criminal case, in so far as the question is controlled by the federal Constitution, is raised by a case presently pending before the United States Supreme Court, Richmond Newspapers, Inc. v. Virginia, juris, postponed,
. Both the federal Constitution, Amends. VI & XIV and our state Constitution, art. I, § 9, insure the “accused” a “public trial.” This case does not require consideration of whether these constitutional guarantees provide a defendant an absolute right to public pretrial proceedings.
On the other hand, Jerome, in allowing a trial judge to close pretrial suppression hearings only when the defendant’s constitutional right to a fair trial and the public’s interest in orderly prompt criminal proceedings are seriously threatened,
. The Supreme Court has squarely rejected any system which permits the jury to hear such evidence and relies on cautionary instructions to the jurors that they must disregard incriminating evidence they believe impermissibly obtained. Clearly it is unrealistic to believe that, having heard such impermissible evidence, jurors will be able to exclude it from their minds. “The naive assumption that prejudicial effects can be overcome by instructions to the jury, . all practicing lawyers know to be unmitigated fiction.” Krulewitch v. United States,
. Rule 323(f) provides:
“(f) The hearing, either before or at trial, shall be held in open court unless defendant moves that it be held in the presence of only the defendant, counsel for the parties, court officers and necessary witnesses. If the hearing is held after the jury has been sworn, it shall be held outside the hearing and presence оf the jury. In all cases the court may make such order concerning publicity of the proceedings as it deems appropriate under Rules 326 and 327.”
Rule 326 grants the trial court authority to issue orders governing witnesses and parties and concerning other procedures in widely-
. Mr. Justice Powell, a member of the majority, wrote separately to indicate his belief that the first amendment guaranteed media access absent a showing that without closure the defendant’s right to a fair trial would likely be jeopardized.
. Mr. Justice Nix is correct in noting that nearly all our prior cases concerning this provision have construed it as a guarantee of a legal remedy for a wrong or injury. Opinion of Mr. Justice Nix, ante at 321.
. It must be noted that Mr. Justice Kauffman’s proposed solution was squarely rejected by the Supreme Court in Gannett, supra, at 376-78,
. Mr. Justice Kauffman bases his determination to exercise extraordinary jurisdiction on an erroneous belief that because there was no extended evidentiary hearing in the trial court that therefore the trial court necessarily gave no consideration whatsoever to claims of public access or to the possibility of alternative procedures. Ante at 330 n. 6, 337 n. 19. These inferences are wholly impermissible. It is manifestly clear that the trial court did consider the very claims for sequestration now pressed upon this Court, and there is, quite simply, no reason to believe that the trial court failed properly to consider media claims of access. Even assuming that some or all of the elaborate procedural requirements suggested by Mr. Justice Kauffman are appropriate, the possibility that they may not have been followed in this case is simply not a sufficient basis for extraordinary intrusion into this criminal proceeding. Whatever the defendant’s burden may properly be when he moves for an order closing the suppression hearing, Mr. Justice Kauffman overlooks the obvious fact that it is the party seeking extraordinary review in this Court, here the media, that always has the affirmative burden of showing such a denial of clear rights as to require this Court’s intervention.
. As this Court said in Jerome:
“Courts in the past have attempted to deal with prejudicial disclosure by lengthy voir dire of potential jurors, extensive continuances, burdensome sequestration, and cautionary instructions. Because these techniques do not eliminate prejudicial disclosure, but only may reduce some of its effects, all have proven unsatisfactory in many cases. Only one other method, change of venue, may in some cases put a case beyond the physical range of disclosure, but it may not be effective in cases of statewide or national attention, such as Commonwealth v. Boyle, or Estes v. Texas,
Through voir dire, a court attempts to minimize the effect of pre-trial publicity by excluding from the jury those whom publicity has biased. But it cannot hope to eliminate all jurors who have been exposed to prejudicial information. In a highly publicized case, effective voir dire may distort the composition of the jury by screening out all those who take an active interest in news and public affairs. Neither a defendant nor the Commonwealth has an interest in seating such a jury. Other methods of dealing with prejudicial disclosure, such as sequestration, continuances, or cautionary instructions to the jury, do not realistically reduce premature prejudicial disclosure to which a jury is exposed.
Finally, many of the methods for eliminating the effects of prejudicial disclosure have other drawbacks. A continuance allows evidence to become stale and lengthens the period during which charges remain unresolved and the accused confined or held on bail pending disposition of the charges. Cf. Gerstein v. Pugh,
Concurrence Opinion
concurring.
Quite simply, our Constitution plainly states, “All courts shall be open,” thus proscribing the closing of a court proceeding. There are no exceptions and no discretion to be exercised, other than to utilize available alternatives, such as change of venue, sequestration, and the like; but, in no event is the closure of a court proceeding constitutionally permissible.
