443 Mass. 714 | Mass. | 2005
Lead Opinion
The defendant was convicted of aggravated rape (two indictments), kidnapping, intimidation of a witness, assault and battery, assault and battery on a public employee, and resisting arrest. On appeal, he contends that the judge erred in ruling that he had no discretion to admit impeachment evidence that the complaining witness had been convicted as a common nightwalker. The defendant thus asks us to revisit whether the rape-shield statute, G. L. c. 233, § 21B, precludes introduction of convictions of the complaining witness under G. L. c. 233, § 21, if the convictions are for sex-related offenses, a question addressed but left unresolved by an equally divided court in Commonwealth v. Houston, 430 Mass. 616 (2000) (Houston). We conclude that it is within the judge’s discretion to admit evidence of such convictions pursuant to G. L. c. 233, § 21, but that the exercise of that discretion must take into consideration the objectives of the rape-shield statute. As such, the judge below erred in failing to exercise discretion when ruling on the defendant’s request to introduce the complainant’s conviction as a common nightwalker.
The defendant also alleges error in the prosecutor’s closing argument. Knowing that the rape-shield statute had precluded the defendant from introducing any evidence of the complaining witness’s history of prostitution, the prosecutor attacked the defendant’s theory of consensual sexual intercourse with a prostitute by arguing that there was no evidence that the complaining witness was a prostitute. We agree with the defendant that the prosecutor’s argument was improper and that it created a substantial risk of a miscarriage of justice. We therefore vacate the convictions of aggravated rape, kidnapping, intimidation of a witness, and assault and battery, and remand those indictments for a new trial.
1. Facts. The evidence at trial was as follows. At ap
The defendant followed her out of the bar, grabbed her by the arm, and pulled her across the street. He made a remark that he was “loaded,” which she took to mean that he had a gun. Once across the street, the defendant forced her down a stairwell, grabbed the back of her head, and pushed her against the wall. He proceeded to rape her twice, penetrating her both vaginally and anally. At some point during the encounter, he forced her to her knees. The defendant warned her not to “rat” on him and threatened to kill her if she did. Some noise distracted the defendant momentarily, and the complainant was able to break free. Crying, she ran up the stairs and back toward the bar, with the defendant in pursuit. A witness nearby telephoned the police, reporting that a woman was screaming and running down the street, with a man chasing and trying to strike her.
The complainant entered the bar, in a distraught state, followed by the defendant, who acted “nonchalant[].” The
The complainant was taken to a hospital. She showed the nurse bruises on her knees and a clump of hair (which she said the defendant had pulled from her head). Subsequent testing of the rape kit evidence yielded deoxyribonucleic acid (DNA) samples consistent with the defendant’s DNA.
The defendant’s version of events was that the complainant was a prostitute who had falsely accused him of rape when he had been unable to pay her the agreed price for consensual intercourse. He testified that he had arrived at the bar around 9:30 p.m. At some point, he had gone over to the complainant and offered to buy her a drink. She declined, as she already had a beer, but asked him if he “wanted a date,” which he understood to be an offer of sex in exchange for money. She told him that she would be leaving after she finished her beer and that they would meet outside. Later on, when the complainant headed to the door to leave, she turned and winked at him, which he understood as the signal to follow her. After a brief discussion about where they could go, they proceeded across the street and down the stairwell. He inquired about price, and the complainant told him that her price depended on “what [he] wanted.” He indicated that he wanted oral sex, and she got down on her knees and began to perform oral sex on him.
2. Discussion, a. Impeachment of the complainant by prior conviction as a common nightwalker. Prior to trial, the Commonwealth filed a motion in limine based on the rape-shield statute, G. L. c. 233, § 21B, seeking to exclude the complainant’s “sexual history,” including the fact that she had “been convicted of prostitution in the past.” The defendant opposed the motion, arguing that he should be allowed to introduce the complainant’s prior convictions for the purpose of impeaching her. See G. L. c. 233, § 21. On May 24, 2002, the complainant had been convicted of being a common nightwalker, G. L. c. 272, § 53, for which a fine of one hundred dollars had been imposed. She also had two earlier convictions of common night-walking in 1999 and 2001, and had been placed on probation for both of those offenses. The judge allowed the Commonwealth’s motion in limine with respect to the common nightwalker convictions, on the ground that they were precluded by the rape-shield statute. He also noted that, irrespective of the rape-shield statute, only one of the common nightwalking convictions (the 2002 conviction that resulted in a fine) would satisfy the prerequisites for introduction under G. L. c. 233,
On appeal, the defendant contends that a judge should have discretion to admit evidence of a complaining witness’s conviction of a prior sexual offense for purposes of impeaching that witness, G. L. c. 233, § 21, notwithstanding the rape-shield statute’s prohibition against admitting evidence of a sexual assault victim’s “sexual conduct,” G. L. c. 233, § 21B. The court identified the potential conflict between these two statutes in Commonwealth v. Joyce, 382 Mass. 222, 231 n.8 (1981), but declined to decide the question. The court confronted the issue directly in Houston, supra, but were equally divided as to how the competing requirements of the two statutes should be resolved. Compare id. at 623-626 (Marshall, C.J., concurring) (§21 does not allow impeachment by conviction of sexual offense committed by witness entitled to protection of rape-shield statute), with id. at 626-629 (Lynch, J., concurring) (judges have discretion to admit evidence of such convictions under § 21, but should consider policies underlying rape-shield statute when exercising that discretion), and id. at 629-632 (Cowin, J., concurring) (same).
The parties have briefed extensively their respective interpretations of Houston, with varying views as to how the procedural history and status of that case should have caused the judge to follow one or the other of the concurring opinions. We need not resolve the arguments about how Houston itself should have been applied, as we are prepared to decide the issue that divided the court in Houston. We agree with the reasoning of the concurring opinions of Justice Lynch, id. at 626-629, and Justice Cowin, id. at 629-632, and hold that a judge has discretion to allow impeachment of a sexual assault complain
We begin with a brief overview of the two statutes involved. Under G. L. c. 233, § 21, a witness’s prior criminal conviction “may be shown to affect [the witness’s] credibility.” The theory underlying § 21 is that a witness’s “earlier disregard for the law may suggest to the fact finder similar disregard for the courtroom oath.” Commonwealth v. Fano, 400 Mass. 296, 302-303 (1987), quoting Commonwealth v. Roucoulet, 22 Mass. App. Ct. 603, 608 (1986). “One who has been convicted of crime is presumed to be less worthy of belief than one who has not been so convicted.” Brillante v. R.W. Granger & Sons, 55 Mass. App. Ct. 542, 545 (2002), quoting Labrie v. Midwood, 273 Mass. 578, 582 (1931). Thus, while we do not allow a witness to be impeached by evidence of prior bad acts, if those bad acts have resulted in a conviction, the conviction itself may be admissible under § 21. See Commonwealth v. Bregoli, 431 Mass. 265, 275 (2000); Commonwealth v. Atkins, 386 Mass. 593, 600 (1982); Commonwealth v. Clifford, 374 Mass. 293, 305 (1978); P.J. Liacos, M.S. Brodin, & M. Avery, Massachusetts Evidence § 6.10.3, at 329-330 (7th ed. 1999).
In order to be admissible for impeachment purposes, the convictions in question must meet specific requirements based on the degree of the offense (felony or misdemeanor), the nature of the disposition, and the timing and sequence of the convictions. G. L. c. 233, § 21. Even where a particular conviction meets those requirements, a judge has discretion to exclude evidence of the conviction.
The rape-shield statute, G. L. c. 233, § 21B, is applicable to proceedings involving certain sexual offenses.
The common-law rule excluding evidence of the complainant’s specific sexual conduct with others, and the rape-shield statute that later codified that aspect of the common-law rule, was premised on the fact that “such evidence has little probative value on the issue of consent.” Commonwealth v. Joyce, supra at 227. See Commonwealth v. McKay, supra at 227 (“victim’s consent to intercourse with one man does not imply
We now confront the issue of how to harmonize these two statutes when the prior conviction that the defendant seeks to introduce for impeachment purposes under § 21 is for a sexual offense, and thus overlaps with the § 21B prohibition against introduction of the complaining witness’s “sexual conduct.” The Commonwealth argues that § 21B, being the more recent
Moreover, it is difficult to define which of the two statutes is
Rather than mechanically applying the concept that the more “recent” or more “specific” statute (whichever one that is) trumps the other, we should endeavor to harmonize the two statutes so that the policies underlying both may be honored. Implied repeal of a statute is disfavored, and we should not impliedly repeal a portion of § 21 unless it “is so repugnant to, and inconsistent with, the later enactment [§ 21B] that both cannot stand.” LaBranche v. A.J. Lane & Co., 404 Mass. 725, 728 (1989), quoting Boston v. Board of Educ., 392 Mass. 788, 792 (1984). See Houston, supra at 628 (Lynch, J., concurring), and cases cited. Given that the common-law rule excluding evidence of a complainant’s sexual conduct had long operated in tandem with impeachment by way of convictions under § 21, see note 8, supra, we do not believe that the mere codification of that common-law rule in § 21B suddenly makes it impossible for it to stand alongside § 21. Moreover, “[a] statute is not to be deemed to repeal or supersede a prior statute in whole or in part in the absence of express words to that effect or of clear implication.” Commonwealth v. Hayes, 372 Mass. 505, 512 (1977), quoting Colt v. Fradkin, 361 Mass. 447, 449-450 (1972). Here, we encounter legislative silence on how these two statutes should relate to each other, not “express words” or “clear implication” that § 21B is to be given priority over § 21.
As we attempt to harmonize these statutes, it is not for us to
When the prior conviction is of a sexual offense and is being offered to impeach the complaining witness in a sexual assault case, the judge’s consideration of the “prejudicial effect” of introducing the conviction should take into account the important policies underlying the rape-shield statute.
The judge below thus erred in declining to exercise any discretion when ruling on the Commonwealth’s motion in
b. Prosecutor’s closing argument. During closing argument, the prosecutor refuted the defense theory of the case by pointing out that there was no evidence that the complaining witness was a prostitute. She further suggested that the complainant was not a prostitute because a prostitute would have known enough to insist on payment in advance and would have had more than
Under the rape-shield statute, the defendant was precluded from introducing any evidence of the complainant’s history of prostitution. The Commonwealth erroneously suggests that the only evidence that had been excluded under the rape-shield statute was the 2002 common nightwalker conviction that the defendant sought to introduce as impeachment evidence. While that was the sole evidence the defendant sought to introduce, it was not the entirety of the evidence that would have been available to the defendant, but for the prohibition codified in the rape-shield statute. At a minimum, the three Lowell District Court convictions of common nightwalking (the most recent of which stemmed from an arrest just two weeks after the alleged rape) would have given defense counsel a good faith basis to
It was improper for the prosecutor to suggest to the jury that the absence of any evidence that the complainant engaged in prostitution meant that she was not a prostitute. The Commonwealth contends that all the prosecutor was referring to was the absence of any evidence that the complainant was engaged in prostitution “on the night in question.” While some of the argument did include references to the complainant’s behavior “this night,” the context, as reasonably understood by the jury, went beyond the confines of that specific night. At the outset, the prosecutor sought to explain the complainant’s demeanor on the stand by invoking a sense of righteous indignation that she would be called a prostitute, suggesting to the jury that what they had seen was an emotional reaction to the ostensible falsity of that offensive label. At the time she made that argument, the prosecutor knew that the label was in fact accurate, and that prosecutors in her own office had proved its accuracy on three separate occasions. Immediately thereafter, the prosecutor asked the jury “what evidence” they had before them that would indicate that the complainant was a prostitute, thereby offering an open invitation to consider the absence of evidence on the entire subject. The prosecutor’s next line of argument, the implausibility that a prostitute would fail to ask for payment in advance, was legitimately linked to the specific events of that night, but was phrased in a way that, following on the heels of the previous improper argument, suggested to the jury that the complainant could not have been a prostitute because no experienced prostitute would conduct business that way. Similarly, the references to the complainant’s remaining at the bar (without having been seen going in and out) would properly relate to the night in question, but that proper argument would take on further meaning from the prior improper argument — it was but one example of the lack of any evidence to show that the complainant engaged in prostitution at all. The over-all mes
Counsel may not, in closing, “exploit[] the absence of evidence that had been excluded at his request.” Commonwealth v. Carroll, 439 Mass. 547, 555 (2003). Such exploitation of absent, excluded evidence is “fundamentally unfair” and “reprehensible.” Commonwealth v. Haraldstad, 16 Mass. App. Ct. 565, 568 (1983). “[A] party’s success in excluding evidence from the consideration of the jury does not later give that party license to invite inferences (whether true or, as in this case, false) regarding the excluded evidence.” Commonwealth v. Mosby, 11 Mass. App. Ct. 1, 9 (1980). As illustrated by the Commonwealth’s motion in limine, the Commonwealth objected to introduction of any evidence that would link the complainant to prior acts of prostitution. Having succeeded in excluding all such evidence, the prosecutor could not then ask the jury to infer that the absence of such evidence meant that the complainant could not be a prostitute. The argument was improper.
In determining whether an error in closing argument requires reversal, we consider whether defense counsel made a timely objection; whether the judge’s instructions mitigated the error; whether the error was central to the issues at trial or concerned only collateral matters; whether the jury would be able to sort out any excessive claims or hyperbole; and whether the Commonwealth’s case was so strong that the error would cause no prejudice. Commonwealth v. Santiago, 425 Mass. 491, 500 (1997), S.C., 421 Mass. 298, and 428 Mass. 39, cert. denied, 525 U.S. 1003 (1998), and cases cited. Here, there was no objection, but that is the only factor that favors the Commonwealth. All of the remaining factors support the defendant’s claim for a new trial. The judge’s standard instructions to the effect that closing arguments were not evidence and that the jury’s verdict had to be based solely on the evidence would not ameliorate the prosecutor’s improper reference to the absence of evidence concerning the victim’s experience as a
3. Conclusion. For the foregoing reasons, the convictions of assault and battery on a public employee and resisting arrest are affirmed (see note 1, supra). The remaining convictions are reversed, the verdicts set aside, and the matter is remanded for a new trial. On retrial, if the defendant seeks to impeach the complainant with evidence of a prior conviction of a sex-related offense, the judge should exercise discretion with respect to the admission or exclusion of that impeachment evidence under G. L. c. 233, § 21, and that exercise of discretion should include consideration of the purposes underlying the rape-shield statute, G. L. c. 233, § 21B.
So ordered.
The conviction of kidnapping was placed on file, and is therefore technically not before us. See Commonwealth v. Ford, 424 Mass. 709, 713 n.2
The convictions of assault and battery on a public employee and resisting arrest, neither of which involved the complaining witness or relied on her testimony, were not affected by either of the errors raised on appeal. Indeed, the defendant’s testimony acknowledged commission of both of those offenses. Those convictions are therefore affirmed.
The complainant also testified that she telephoned her boy friend, telling him that she had been raped. However, on cross-examination she testified that her boy friend was already at the bar when she returned.
Neither the complainant nor the bartender telephoned the police. The complainant testified that she would have called the police, but that they arrived before she could do so.
The two earlier convictions had resulted in probation, which does not qualify as a “sentence” for purposes of a misdemeanor conviction offered under G. L. c. 233, § 21, First. See Commonwealth v. Rossi, 19 Mass. App. Ct. 257, 259 (1985), and cases cited.
The exercise of discretion is not limited to cases involving admission of a defendant’s prior conviction, but extends as well to the proffered admission of the conviction of any witness. See Houston, supra at 623-624 n.9 (Marshall, C.J., concurring), and cases cited; Commonwealth v. Manning, 47 Mass. App. Ct. 923 (1999); Commonwealth v. Gore, 20 Mass. App. Ct. 960, 961-962 (1985).
Specifically, it applies to proceedings charging rape or aggravated rape (G. L. c. 265, § 22), assault with intent to rape (G. L. c. 265, § 24), indecent assault and battery (G. L. c. 265, § 13H), rape of a child (G. L. c. 265, § 23), rape of a child by force (G. L. c. 265, § 22A), assault with intent to rape a child (G. L. c. 265, § 24B), indecent assault and battery on a child (G. L. c. 265, § 13B), and indecent assault and battery on a mentally retarded person (G. L. c. 265, § 13F). G. L. c. 233, § 21B.
Section 21B was enacted in 1977 (St. 1977, c. 110), whereas § 21 dates back to a Nineteenth Century codification of a common-law rule. See Rev. St. (1836) c. 94, § 56; St. 1851, c. 233, § 97. At common law, a witness was not permitted to testify if he had been convicted of an “infamous” crime, the theory being that such a conviction made him “unworthy of credit for truth.” Utley v. Merrick, 11 Met. 302, 302 (1846). The 1836 statute codified that common-law rule, but provided an exception permitting a witness who had been convicted in another State to testify, subject, however, to impeachment with evidence of that out-of-State conviction.
Statute 1851, c. 233, § 97, eliminated the 1836 statute’s witness exclusion rule. It amended what had been the common law, permitting (for the first time) a witness to testify even if the witness previously had been convicted of an “infamous” crime in Massachusetts. Utley v. Merrick, supra. The 1851 statute simultaneously adopted the approach of the 1836 statute, permitting
Later amendments each carried forward the substance of the 1851 statute, but made certain classes of convictions inadmissible for impeachment purposes. See, e.g., St. 1913, c. 81 (making certain misdemeanor convictions inadmissible); St. 1914, c. 406 (making certain felony convictions inadmissible); St. 1974, c. 502 (making certain traffic violations inadmissible).
As a legislative enactment making certain evidence admissible, § 21 and its predecessor statutes superseded any prior common-law evidentiary rule excluding such evidence. Thus, a statement in 1846 to the effect that evidence of a witness’s prostitution was inadmissible to impeach her, Commonwealth v. Churchill, 11 Met. 538, 539 (1846) (see post at 739 n.1 (see post at 734 n. 1), would not take precedence over a statute enacted five years later that made “any” criminal conviction admissible to impeach a witness. St. 1851, c. 233, § 97. After that statute’s enactment, this court repeatedly stressed that it made “any” conviction admissible for impeachment, without regard to whether the particular conviction would have been admissible at common law, and without regard to the court’s view as to whether a specific conviction was particularly germane to credibility. “The statute puts all convictions of crime on the same footing, — those which would formerly have excluded a witness, those which have heretofore gone to credibility, and those which formerly would not have been admissible at all” (emphasis added). Quigley v. Turner, 150 Mass. 108, 109 (1889). See Commonwealth v. Hall, 4 Allen 305, 306-307 (1862) (statute allowed impeachment by conviction of “keeping a house of ill fame,” rejecting argument that conviction could only be introduced if it would previously have rendered witness incompetent to testify). Thus, while the court still expressed its own view that evidence of a witness’s sexual conduct would not be admissible to impeach her, the court simultaneously acknowledged that, under the statute, a conviction would nevertheless be admissible. See Commonwealth v. Vandenhecke, 248 Mass. 403, 404-405 (1924).
It was only when the rape-shield statute was enacted in 1977, prohibiting the introduction of all such evidence under any rubric, that the prior common-law rule barring introduction of specific incidents of sexual conduct was placed on a par with the statute allowing convictions to be used for impeachment, and thus gave rise to the interpretive dilemma this court recognized in Commonwealth v. Joyce, 382 Mass. 222, 231 n.8 (1981).
The scant legislative history available does not provide any such clear signal on the subject. From the fact that § 21B was ultimately modeled on the Senate version of the bill (which had no reference to the use of convictions, see 1977 Senate Doc. No. 752), instead of any of the proposed versions in the House (which expressly referenced, in differing terms, the use of convictions
Nor can such an intent be gleaned from a statement in a press release. Post at 736 n.5, 737 n.6. The statement in question was made in criticism of the pending legislation, not in support of it. The chairman of the House Judiciary Committee “questioned whether the bill was workable,” and opined that “there were too many instances where it could create greater harm than justice.” State House News Service Press Release, Feb. 18, 1977. To illustrate the perceived “harm” in the proposed rape-shield bills, the Chairman asked, “What are we going to do about the person who’s screwing all over town?,” and noted that “some prostitutes would be able to use the law to claim they were raped.” Id. It has long been observed that critics and opponents of legislation are a particularly poor source for insight into the meaning and scope of a statute, as “they understandably tend to overstate its reach.” NLRB v. Fruit & Vegetable Packers & Warehousemen, Local 760, 377 U.S. 58, 66 (1964). See Ernst & Ernst v. Hochfelder, 425 U.S. 185, 203-204 n.24 (1976); United States v. Calamaro, 354 U.S. 351, 357-358 n.9 (1957); Schwegmann Bros. v. Calvert Distillers Corp., 341 U.S. 384, 394-395 (1951); United States v. International Union of Operating Eng’rs, Local 701, 638 F.2d 1161, 1168 (9th Cir. 1979). To the extent that the Chairman “ultimately supported” the particular rape-shield legislation that was enacted (see post at 736 n.5), that may signify that he was later convinced that that version of the bill was not as far reaching as he had feared. Whatever weight we should give to the chairman’s apparent dismay that a rape-shield statute would enable prostitutes to claim they were raped, nothing in his statement — or anywhere else in the press release — addresses the specific issue of the use of convictions.
That is the approach adopted by the dissent, which views a conviction of prostitution to have “little — or nonexistent — probative value,” whereas the rape-shield statute combats “prejudice against. . . rape victims.” Post at 737.
Many convictions for prostitution-related offenses will not satisfy those requirements. In the present case, two of the complainant’s three convictions as a common nightwalker failed to satisfy the prerequisites for admission because they had resulted in probation, not in a “sentence.” See note 4, supra.
We note that certain policies underlying the rape-shield statute are not at issue in the admission of prior convictions under § 21. With respect to evidence of prior convictions, there is no potential that such evidence will “prolong the trial" by a diversion into the prior incidents, Commonwealth v. Joyce, 382 Mass. 222, 227 (1981), nor that the witness will be required to relate any embarrassing details of those incidents. When a conviction is introduced under § 21, all that is introduced is the fact of the conviction — neither side may seek to introduce the particulars of how the offense was committed or the circumstances surrounding it. See Commonwealth v. McGeoghean, 412 Mass. 839, 843 (1992), and cases cited; Commonwealth v. Velasquez, 48 Mass. App. Ct. 147, 152-153 (1999). Instead, the evidence of prior convictions is extremely brief and is introduced in almost clinical fashion, usually just a single question asking the witness to acknowledge the date, the court, and the technical term for the offense committed. Allowing defense counsel to introduce a complainant’s prior conviction of a sex-related offense does not create an effective opportunity to divert the jury’s attention or to make the complainant run an embarrassing gauntlet of questions about her sex life.
Nor does the introduction of a witness’s conviction of a sexual offense constitute an “invasion[] of privacy.” Houston, supra at 626 n.13 (Marshall,
The judge should also consider whether the defendant has available other impeachment evidence, in particular, whether- there are other convictions of nonsexual offenses that may be used to impeach the complainant. Houston, supra at 632 (Cowin, J., concurring). And, as is customary, if the prior conviction is admitted in evidence under § 21, an appropriate limiting instruction should be given. Id. We reject the argument that a limiting instruction will be ineffective. Contrast id. at 626 (Marshall, C.J., concurring). We have long held that a testifying defendant may be impeached with prior convictions, including convictions of offenses similar to the offense being tried, and we rely on limiting instructions to cure the otherwise obvious prejudice in such situations. See Commonwealth v. Whitman, 416 Mass. 90, 94-95 (1993); Commonwealth v. Walker, 401 Mass. 338, 345-346 (1987); Commonwealth v. Boyer, 400 Mass. 52, 56-59 (1987). If we rely on limiting instructions to guarantee a defendant a fair- trial despite the jury’s awareness of the defendant’s criminal past, we can rely on them to guarantee the Commonwealth and the complainant a fair trial despite the jury’s awareness of the complainant’s criminal past.
The prosecutor’s closing included the following:
“Now, you saw [the complainant] get upset on the stand. And what did she get upset on the stand about?
“She got upset about being called a prostitute. Here she is being brutally raped, being kidnapped, being assaulted by this defendant. She has to go through all of this. She has to come into court. She has to tell all of this stuff to you in open court and she’s being called a prostitute?
“Now, what evidence do we have that [the complainant] was a prostitute, ’cause, let me tell you, if [the complainant] was a prostituting [sic] this night, she’s a really bad prostitute. If someone is a prostitute and that’s their business and that’s how they make their money, do you think they’re going to get their money up front? Do you think they’re just going to believe some guy that they meet in the bar that he’s going to pay them later; or, do you think they’re going to ask for their money up front?
“If someone’s a prostitute, do you think they’re going to be sitting at a bar all night, or they’re only going to have one customer?
“Do you think she’s actually going to be observed by maybe the bartender, maybe some other people in the bar to be getting up, going outside for a short period of time, coming back, getting up, going outside for a short period of time, coming back? No. She was there as a customer. She’s sitting at the'bar. She was not acting as a prostitute.”
The Commonwealth points in particular to the tape recording of the 911 call to the police (which was admitted substantively as a spontaneous utterance), contending that the caller’s version of a man chasing after a fleeing woman was inconsistent with the defendant’s version of the two merely arguing as they returned to the bar. However, as the Commonwealth’s closing argument acknowledged, the quality of the tape recording of that 911 call was “pretty poor” and would require repeated listening to decipher. Defense counsel’s closing argument also asked the jury to listen to the tape recording, contending that the tape contained evidence of “argument back and forth” between the defendant and the complainant, consistent with the defendant’s version.
Concurrence in Part
(concurring in part and dissenting in part, with whom Greaney, J., joins). I concur with the court’s conclusion that the defendant is entitled to a new trial because the prosecutor’s closing argument was improper. I respectfully dis
In Commonwealth v. Houston, 430 Mass. 616 (2000), I noted that “the Commonwealth’s legitimate interest in protecting rape victims sets an important limit on a judge’s discretionary authority to admit prior convictions submitted generally to impeach a complainant witness.” Id. at 621 (Marshall, C.J., concurring). It has always done so, both before and after the enactment of the general impeachment statute, G. L. c. 233, § 21, and its predecessor statutes.
Today, the court concludes that juries will be permitted to infer that an alleged rape victim is more likely to be fabricating an accusation of rape because she has been convicted of a crime involving sexual conduct, such as being a “common nightwalker.” The court reasons that the Legislature, in enacting the rape-shield statute, G. L. c. 233, § 21B, inserted by St. 1977, c. 110, gave no “clear implication” that it intended to prohibit such use of an alleged rape victim’s past conviction. Ante at 725. I disagree. The legislative intent to that effect could not be more clear. Moreover, the rape-shield statute is a specific statute, adopted later in time than the impeachment statute, G. L. c. 233, § 21, and with a clear purpose. To the extent that any provision of the 1977 rape-shield statute conflicts with the Nineteenth Century general impeachment statute, well-settled principles of statutory construction require that the more recent statute be given full effect.
As to legislative history, when the rape-shield statute was under consideration in 1977, the Legislature affirmatively chose not to permit impeachment of alleged rape victims by evidence of sexual conduct convictions. For more than one century it had been the established law of this Commonwealth that the credibility of an alleged rape victim may not be challenged simply because she had previously engaged in specific acts of sexual intercourse.
Specifically, in early 1977, the Senate referred to its Committee on the Judiciary four “rape-shield” bills. Three of the bills had originated in the House; all three contained an exception to the rape-shield provisions that would have permitted impeachment of a rape complainant by her prior convictions.
The Legislature’s decision not to enact the proposed House bills is convincing, if not conclusive, evidence of legislative intent. See Green v. Wyman-Gordon Co., 422 Mass. 551, 556 (1996) (declining to read into statute a provision contained in predecessor bills but omitted from enacted statute). See also 2A N.J. Singer, Sutherland Statutory Construction § 48.04, at 431-433 (6th ed. 2000) (“[W]here the language under question was rejected by the legislature and thus not contained in the statute it provides an indication that the legislature did not want the issue considered”); Transportation Ins. Co. v. Maksyn, 580 S.W.2d 334, 338 (Tex. 1979) (“The deletion of a provision in a pending bill discloses the legislative intent to reject the proposal. Courts should be slow to put back that which the legislature has rejected”). Contrary to the court’s reasoning, ante at 725 n.9, the “signal on the subject” from the Legislature is indeed clear: it had before it three bills that would permit impeachment of a complaining witness with a prior conviction of sexual conduct. It rejected all three in favor of a statute that does not permit impeachment by a criminal sexual conduct conviction. The court disregards this clear legislative choice. It creates an exception to the scope of rape-shield statute that the Legislature rejected, substituting its judgment for that of the Legislature on an important matter of social policy.
The Legislature’s 1977 decision not to permit impeachment of an alleged rape victim by a prostitution conviction, for example, was entirely reasonable. In the years leading up to the enactment of the rape-shield statute, reports had described the difficulty of obtaining convictions in rape cases because of court room prejudice against alleged rape victims. See, e.g., H. Kalven, Jr. & H. Zeisel, The American Jury 249-254 (1966) (reporting study finding that juries acquit rape defendants because of the victims’ “contributory fault”); Berger, Man’s Trial, Woman’s Tribulation: Rape Cases in the Courtroom, 77 Colum. L. Rev. 1, 71 (1977) (“Studies have shown that judges — although less so than jurors — tend to distrust the complaining witness”).
General Laws c. 233, § 21, permits the use of a prior conviction solely “to affect [the witness’s] credibility.” In a case such as this, where the witness is a rape complainant who claims lack of consent, the issue of her credibility mirrors precisely the issue of her consent. The law is settled that a rape complainant’s prior instances of sexual conduct are not admissible to prove consent to sexual intercourse. Commonwealth v. Gardner, 350 Mass. 664, 668 (1966). But if a judge may now permit evidence of an alleged rape victim’s prior conviction of criminal sexual conduct to be introduced to impeach her credibility, i.e., to show that she is fabricating her testimony to the effect that she did not consent to sexual intercourse, that evidentiary rule is vitiated. And, while in any particular case the evidence of a prior conviction of prostitution or some other sexual offense may be “extremely brief,” I cannot regard introduction of that evidence as “almost clinical.” Ante at 727 n.12. Courts have long recognized the difficulty in persuading juries that prostitutes are the victims of rape. Any evidence that reinforces juror prejudice may be decisive.
Established canons of statutory construction reinforce this conclusion. Application of those principles here is not “problematic,” as the court suggests, ante at 724, nor would application be merely “mechanical[].” Ante at 725. “When a new provision conflicts with a prior statute, the new provision, as the last expression of the Legislature, controls.” Doe v. Attorney Gen. (No. 1), 425 Mass. 210, 215 (1997). See 2B N.J. Singer, Sutherland Statutory Construction § 51.02 (6th ed. 2000) (“Where two statutes are involved each of which by its terms applies to the facts before the court, the statute which is the more recent of the two irreconcilably conflicting statutes prevails or one of the statutes can be deemed an exception to the general rule enunciated in the other statute”). The evidence
There is no need to create artificial constraints — discussing the need to harmonize and alluding to possible implied repeal, ante at 725 — to arrive at the result. The rape-shield statute requires that the evidence be excluded. The court’s contrary conclusion eviscerates the statute, subverts the Legislature’s intent to protect rape victims, and leaves the most vulnerable of victims, almost always women, subject to being put on trial themselves for conduct the Legislature and this court has deemed irrelevant to a jury’s consideration. I respectfully dissent.
In 1846, Chief Justice Shaw repudiated the then prevailing doctrine that “evidence is admissible to impeach the credibility of a female witness, which
The reference in the rape-shield statute, G. L. c. 233, § 21B, to evidence of “specific instances” of a victim’s sexual conduct, employing almost the precise language used by this court in Commonwealth v. Gouveia, 371 Mass. 566, 569 (1976), and Commonwealth v. Gardner, 350 Mass. 664, 668 (1966), confirms that the 1977 statute codified the common law.
See 1977 House Doc. No. 2228 (“Nothing in this section shall limit the right of either the state or the accused to impeach credibility by the showing of prior felony convictions”); 1977 House Doc. No. 2586 (same); 1977 House Doc. No. 4133 (allowing “evidence of conviction of a crime of the victim, solely to impeach her credibility”).
The bill as reported by the Senate Committee on the Judiciary was in substance identical to the enacted legislation, but for minor editing. For example, the phrase, “[r]eputation evidence,” used in the bill, was changed to “[e]vidence of the reputation” in the enacted statute. Compare 1977 Senate Doc. No. 1433, with St. 1977, c. 110.
The implications of the legislative choice were not in doubt. The chairman of the House Judiciary Committee expressly noted his concern that the proposed bill would protect “prostitutes” who claimed they had been raped. As the court notes, the chairman had remarked, “What are we going to do about the person who’s screwing all over town?” The chairman nevertheless ultimately supported the bill as enacted. See State House News Service Press Release, Feb. 18, 1977; Pines, Press Release, Apr. 19, 1977 (coauthor of rape-shield statute expressing “gratitude” to chairman for his “important role[] in the passage of the law”).
The coauthor of the rape-shield statute noted that rape was “the fastest growing category of violent crime” in the United States, but that victims were hesitant to testify against their accusers because they risked being “intimidate[d]” and “humiliate[d]” on cross-examination. Pines, Press Release, supra.