Lead Opinion
Aсting on a petition for relief brought by the Commonwealth under G. L. c. 211, § 3, a single justice of this court reserved and reported the question “whether a judge has the authority to impose a global positioning system (GPS) monitoring device as an additional condition of probation in a probation
Background. On September 13, 1990, the defendant pleaded guilty in the Superior Court to three indictments charging rаpe of a child by force and one indictment charging kidnapping. On September 28, 1990, the judge sentenced the defendant to two concurrent State prison sentences of from ten to fifteen years on two of the rape convictions and a concurrent sentence of from nine to ten years on the kidnapping conviction. On the third rape conviction, the defendant received a sentence of from thirty to forty years in State prison, suspended for ten years, to be served from and after the committed sentences, with a special condition of probation that the defendant undergo psychiatric treatment. The defendant appealed from his sentence as to the third rape conviction and, after transferring the case from the Appeals Court, we concluded that the sentence was properly imposed. See Commonwealth v. Goodwin,
In our review, we summarized the facts of the defendant’s case as outlined by the prosecutor before the sentencing judge:
“The defendant had taken the victim, a seven year old boy, away from a social function the victim was attending with his parents by threatening to kill the victim if he refused to go along. The defendant first took the victim to an area underneath a bridge where an act of fellatio occurred. The defendant then brought the victim to the cellar of his (the defendant’s) parents’ house where other acts of fellatio were performed, and the defendant attempted to sodomize the victim. The victim was confined in the cellar overnight. The next morning the defendant committed an additional act of fellatio, after which the defendantsurreptitiоusly removed the victim from the house in a large cardboard box and sent him home in a taxicab.”
Id. at 89.
Before the defendant’s release from State prison in December, 2003, the Commonwealth filed a petition for his civil commitment as a “sexually dangerous person,” G. L. c. 123A, and he remained in custody until he was found sexually dangerous on July 7, 2005, and was civilly committed. On June 9, 2009, after a jury found him no longer sexually dangerous under G. L. c. 123A, § 9, he was released from the treatment center and began serving the probationary term on his third rape conviction.
On June 18, 2009, the probatiоn department sought modification of the defendant’s probation conditions. Over the defendant’s objection, the judge, who was not the original sentencing judge,
At a hearing on July 8, 2009, before another judge, the probation department requested that the defendant’s probation be further modified to require him (1) to remain in the care of the Department of Mental Health (DMH) and comply with its treatment plan, inсluding taking all prescribed medications and participating in sex offender treatment; and (2) to wear a GPS monitoring device and not enter certain exclusion zones that would include all parks, playgrounds, schools, and libraries. At a subsequent hearing on August 19, one day after the issuance of our decision in Commonwealth v. Cory,
The Commonwealth moved for reconsideration of the judge’s refusal to add probation conditions concerning the GPS device and geographic exclusion zones. On October 9, 2009, the judge denied the motion in a written memorandum and order. The Commonwealth did not file a notice of appeal, but on November 17, 2009, it sought relief, under G. L. c. 211, § 3, from thе judge’s memorandum and order. The case having been reserved and reported by the single justice, we first address the defendant’s contention that it is not properly before us, and then proceed to the merits.
Discussion. 1. Appropriateness of relief under G. L. c. 211, § 3. The defendant argues that relief under G. L. c. 211, § 3, is inappropriate because the Commonwealth could have, but did not, file a direct appeal in the Appeals Court of the judge’s denial of its motion to add GPS monitoring and exclusion zones as a condition of probation, or of the judge’s denial of its motion for reconsideratiоn. Our discretionary power of review under G. L. c. 211, § 3, is extraordinary and may not be sought “merely as a substitute for normal appellate review.” McMenimen v. Passatempo,
2. Modification of the defendant’s probation conditions. Probation is a legal disposition that conditions the release of a defendant on his compliance with conditions deemed appropriate by the sentencing judge. See Commonwealth v. Durling,
The two principal goals of probation are rehabilitation of the defendant and protection of the public. See Commonwealth v. Pike,
Under Mass. R. Crim. R 29 (a),
Under our common law, a judge has authority to modify or add conditions of probation “to serve ‘the ends of justice and the best interests of both the public and the defendant.’ ” Id. at 817, quoting Burns v. United States,
Where, as here, a defendant has complied with his conditions of probation, a judge’s authority under the common law to modify or add conditions of probation is significantly more limited. Where a probation condition is stated only in general terms, a judge may modify the condition to provide more detailed guidance to the defendant and probation officer as to what is required. See Commonwealth v. Delisle,
A judge may add or modify a probation condition that will increase the scope of the original probation conditions only where there has been a “material change in the probationer’s circumstances since the time that the terms of probation were initially imposed,” and where the added or modified conditions are not so punitive as to significantly increase the severity of the original probation. Buckley, supra at 818-819 n.5, 820. See Commonwealth v. Morales,
There are two reasons for this limitation. First, the constitutiоnal guarantee against double jeopardy protects a defendant not only against a second prosecution for the same offense after acquittal or conviction but also against “multiple punishments for the same offense.” Aldoupolis v. Commonwealth,
Second, where a guilty plea is tendered in return for, and cоntingent on, a sentence recommendation, “the judge shall inform the defendant that he will not impose a sentence that exceeds the terms of the recommendation without first giving the defendant the right to withdraw his plea.” Mass. R. Crim. P. 12 (c) (2), as appearing in
Here, the judge correctly found that there had been no material change in the defendant’s circumstances after the terms of probation were initially imposed that would justify the proposed additional probation condition of GPS monitoring and exclusion zones. The defendant had spent the nineteen years since he was sentenced in 1990 either incarcerated or civilly committed, and had just been found by a jury to be no longer sexually dangerous. In the short time he was on probation, he was fully compliant with the conditions of his probation. As a probationer under “maximum supervision,” he was meeting with his probation
The judge also correctly concluded that, even with a material change in circumstances, the law did not authorize her to add GPS monitoring and exclusion zones, where neither monitoring nor geographic exclusion had been included as a prоbation condition by the sentencing judge. In Cory, supra at 570, we recognized that a GPS device burdens a defendant’s liberty in two ways: “by its permanent, physical attachment to the offender, and by its continuous surveillance of the offender’s activities.” Wearing the device at all times is a “serious, affirmative restraint” that is “dramatically more intrusive and burdensome” than being required to register as a convicted sex offender, which itself is “continuing, intrusive, and humiliating.” Id., quoting Doe, Sex Offender Registry Bd. No. 8725 v. Sex Offender Registry Bd.,
Conclusion. For the reasons stated, we affirm the judge’s denial of the probation department’s request to add a probationary condition that would require the defendant to wear a GPS monitoring device and not enter geographic exclusion zones that would encompass all parks, playgrounds, schools, and libraries.
So ordered.
Notes
The original sentencing judge had left the Superior Court to serve as a judge of the United States District Court for the District of Massachusetts.
The defendant did not appeal from the addition of these conditions.
The judge also ordered the defendant to sign release forms, so that his probation officer could communicate freely with his various mental health providers to monitor his compliance with treatment obligations.
We also note, as counsel for the defendant acknowledged at oral argument, that the issue is of general importance, well briefed, and likely to recur. See District Attorney for the Northwestern Dist. v. Eastern Hampshire Div. of the Dist. Court Dep’t,
Where a defendant is placed on “straight” probation, a judge finding a violation of a condition of probation has the discretion to impose any sentence that does not exceed the statutory maximum. See Commonwealth v. Power,
If the case is appealed, the sixty-day limitation refers to the date of receipt of the rescript by the trial court of the affirmance of the judgment or dismissal of the appeal, or the date of entry of an order or judgment of an appellate court denying review or otherwise upholding the judgment. See Mass. R. Crim. P. 29 (a),
There is no statutory authority for the postsentencing modification of probation conditions. See Buckley v. Quincy Div. of the Dist. Court Dep’t,
The only limitation is that, where a probation condition infringes on a defendant’s constitutional rights, it must be “reasonably related” to the goals of sentencing and probation. Sеe Commonwealth v. Lapointe,
In Buckley, supra at 816, the defendant was sentenced in the Dedham District Court but reported to the probation department of the Quincy District Court. The motion to modify probation conditions was heard in the supervisory District Court in Quincy rather than the sentencing District Court in Dedham. Id. at 816-817. Our holding that a material change in circumstances was needed for a judge to add a probationary condition that the defendant attend an alcohol abuse evaluation program was limited to modifications of probation by a supervisory court, not a sentencing court. Id. at 820. We did not “outline those situations in which the sentencing court might modify the terms of probation” (emphasis in original). Id. Where the probation department or the Commonwealth seeks to add or modify a defendant’s conditions of probation without alleging a violation of a condition of probation, we expect that the motion will be heard by the sentencing judge, unless the judge is no longer sitting or is otherwise unavailable. Cf. Commonwealth v. Christian,
In Commonwealth v. Morales,
We need not and do not consider when the addition or revision of a probationary term crosses the line to be in violation of the prohibition against double jeopardy in the Fifth Amendment to the United States Constitution, which is applicable to the States thrоugh the Fourteenth Amendment to the United States Constitution.
Rule 12 of the Massachusetts Rules of Criminal Procedure, as appearing in
Dissenting Opinion
(dissenting, with whom Spina and Cowin, JJ., join). I continue to conclude, as I did in my dissent in Commonwealth v. Cory,
