Lead Opinion
The defendant is charged with trafficking in cocaine in violation of G. L. c. 94C, § 32E (b). The cocaine' was seized by a State trooper, who, while on routine traffic patrol at about 9 p.m. on March 5, 1997, stopped a taxicab on Route 195 near Marion, after he had seen the taxicab drift over
Based on the evidence that he found credible, the judge made findings of fact. We accept those facts, see Commonwealth v. Colon-Cruz,
The trooper returned to the cruiser, recited the Miranda rights to the defendant, and questioned him. The defendant denied knowledge of the plastic bag or any cocaine. After citing the taxicab driver for a marked lane violation, the trooper allowed the taxicab to leave. He then took the defendant to the Bourne barracks for further questioning. At first, the defendant continued to deny any knowledge of the bag of white powder, which weighed approximately seventy-eight grams, but, eventually, he made inculpatory statements in the trooper’s presence.
1. In Pennsylvania v. Mimms,
We have not adopted Mimms.
“It is true that cases from [the Appeals Court] and the Supreme Judicial Court have cited approvingly to Mimms, without expressly stating that the police are not entitled to carte blanche authority to order drivers out of their vehicles. See, e.g., Commonwealth v. Ferrara,376 Mass. 502 , 505 (1978); Commonwealth v. Robbins,407 Mass. 147 , 151 (1990); Commonwealth v. Moses,408 Mass. 136 , 142 (1990); Commonwealth v. Lantigua,38 Mass. App. Ct. 526 , 528-529 (1995).
“However, a closer examination of these cases reveals that while explicit language requiring a ‘reasonable suspicion’ has not appeared, each case explored the factual basis for the officer’s suspicion. See Commonwealth v. Ferrara,376 Mass. at 505 (finding no basis for further interrogation and no need for further protective precautions, and reversing order denying motion to suppress); Commonwealth v. Robbins,407 Mass. at 152 (police officer’s actions proper where officer saw brown-handled object wedged in passenger seat and driver had just been arrested on outstanding warrant); Commonwealth v. Moses,408 Mass. at 138, 141-143 (police officer’s actions proper where officer feared defendants had access to a weapon, was outnumbered by defendants, and one defendant, upon making eye contact with the officer, ducked under dashboard).”
Commonwealth v. Williams,
We have expressly granted other protections to drivers and occupants of motor vehicles under art. 14 in a variety of areas, and we have done so to guarantee protections that, in some cases, may not be recognized under the Fourth Amendment. See Commonwealth v. Torres,
2. We now explain our reasons for reaching these conclusions and comment on some matters raised by the dissenting opinion in this case. A routine traffic stop, like the one in this case, presents a situation where citizens, both the vehicle’s driver and any passenger or passengers in the vehicle, expect a police officer to get the government’s business done quickly, so those detained can go on their way. This expectation is a reasonable one. A passenger in the stopped vehicle may harbor a special concern about the officer’s conduct because the passenger usually had nothing to do with the operation, or condition, of the vehicle which drew the officer’s attention in the first place. Citizens do not expect that police officers handling a routine traffic violation will engage, in the absence of justification, in stalling tactics, obfuscation, strained conversation, or unjustified exit orders, to prolong the seizure in the hope that, sooner or later, the stop might yield up some evidence of an arrestable crime. That a small percentage of routine traffic stops may result in the detection of more serious crime is no reason to subject the vast majority of citizens to orders to get out of their vehicles.
Such an intrusion into a driver or a passenger’s privacy is not minimal. As was expressed by a dissent in Mimms, “[a] woman stopped at night may fear for her own safety; a person in poor health may object to standing in the cold or rain; another who left home in haste to drive children or spouse to school or to the train may not be fully dressed; an elderly driver who presents no possible threat of violence may regard the police command as nothing more than an arrogant and unnecessary display of authority.” Pennsylvania v. Mimms, supra at 120-121 (Stevens, J., dissenting). Routine traffic stops may also pose unique hardships on minorities who, it has been argued, are often the subject of stops on pretext. See Harris, “Driving While Black” and All Other Traffic Offenses: The Supreme Court and Pretextual Traffic Stops, 87 J. Crim. L. & Criminology 544 (1997); Sklansky, Traffic Stops, Minority Motorists, and the Future of the Fourth
“Mimms [and Wilson] rested on the logic, which we do not contest, that there is danger for a police officer inherent in any auto stop. Mimms,
The rule we adopt also provides that the police will act in a reasoned way. As Justice Kennedy stated in his dissent in Wilson: “The distinguishing feature of our criminal justice system is its insistence on principled, accountable decisionmaking in individual cases.” Maryland v. Wilson, supra at 422 (Kennedy, J., dissenting). Bright-line rules, by their nature, tend to eliminate this feature. They should be allowed only in those circumstances where safety concerns clearly outweigh the intrusion on individual rights.
Under Terry, a police officer is permitted to pat frisk a person stopped under suspicion of criminal activity where the police officer has reason to believe he is dealing with an armed and dangerous individual. See Terry v. Ohio,
The dissent in this case refers to forty-five States which it asserts have accepted Mimms or Wilson or both. This assertion should be looked at with a skeptical eye. While we agree that twenty-two States have considered Mimms, and in some instances Wilson, and accepted the rules in these decisions as a matter of State constitutional law or policy,
We also point out other relevant considerations. The Declaration of Rights was adopted in 1780, as part of the Massachusetts Constitution, some seven years before the United States Constitution was approved. The Declaration of Rights was written in the historical context of the abuses of governmental power inflicted on the colonists by British officials, and art. 14
The foregoing discussion explains the foundation of our rule that, once a stopped driver has produced the necessary papers and they are found to be in order, he and his passengers are to be promptly released, Commonwealth v. Torres,
3. We reject the Commonwealth’s arguments that the judge based his ruling on an erroneous interpretation of the timing of the officer’s exit orders, or, alternatively, that the judge erred in finding no reasonable basis for the actions of the trooper. It was not the timing of the trooper’s actions, but the insufficient reasons for the actions, on which the judge based his decision. We agree with the analysis made by the Superior Court judge and the Appeals Court in considering whether the trooper had a basis to order the defendant out of the taxi. Where, as here, the evidence consists solely of oral testimony, the determination of the weight and credibility of the testimony is the responsibility
Order allowing motion to suppress affirmed.
Notes
In reaching this conclusion, the judge expressly relied on Commonwealth v. Torres,
In Knowles v. Iowa,
The United States Supreme Court, in New York v. Class,
We question the assumption that asking a person at a traffic stop to get out of the car will be safer than keeping the person in the car. As Justice Stevens pointed out in his dissent in the Wilson case, there is no empirical evidence supporting this contention, and the available “statistics are as consistent with the hypothesis that ordering passengers to get out of a vehicle increases the danger of assault as with the hypothesis that it reduces that risk.” Maryland v. Wilson,
Bright-line rules also undermine the Fourth Amendment’s underlying touchstone of reasonableness. See LaFave, supra at 44. Sec also Dery, Sanctioning “Thousands Upon Thousands of Petty Indignities”: The Supreme Court’s Creation of a Constitutional Free Zone for Police Seizure of Innocent Passengers in Maryland v. Wilson, 54 Wash. & Lee L. Rev. 1419 (1997); Harris, Car Wars: The Fourth Amendment’s Death on the Highway, 66 Geo. Wash. L. Rev. 556 (1998); Harris, “Driving While Black” and All Other Traf
Terry v. Ohio,
Two of these States, California and Florida, had no choice in the matter because of amendments to their State Constitutions which require interpretations consistent with those of the United States Supreme Court in its construction of the Fourth Amendment. The other States are Colorado, Connecticut, Idaho, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, New Jersey,
While Iowa has not considered Mimms, it has upheld, under the State Constitution, a statute authorizing searches incident to traffic citations, making rejection of Mimms-Wilson unlikely. State v. Doran,
These States either have not decided the issues, have decided the issues after considering only Fourth Amendment arguments, or have done so with no citation to State constitutional authority. The States are Alabama; Arizona (but see State v. Webster,
Two of the States have expressly stated an interest in considering Mimms or Wilson on State constitutional grounds. These States are Alaska, State vs. Wystrach, No. A-6158 (Alaska Ct. App. May 28, 1997) (the court has not had “the opportunity to consider whether file Alaska Constitution requires a different rule”); Utah, State v. Shepard,
These States are as follows: Hawaii, State v. Kim,
The situation in Michigan and Oregon is unclear and we have not included these States in any category.
It is implicit in the judge’s findings of fact that he rejected the trooper’s testimony that the defendant’s nervousness and hand motions provided him with an objectively reasonable fear for his safety. In his findings of fact, the judge said, “Because the defendant appeared to be nervous, [the] trooper . . . ordered him to exit the vehicle.” In discussing his reasons for allowing the defendant’s motion to suppress the evidence gathered as a result of the search, the judge said, “No gesture or conduct indicated the presence of a weapon on defendant’s person or in his immediate vicinity. Although certainly the trooper had every right to be careful for his own safety, he had no objective basis upon which to order the defendant out of the vehicle and to continue his investigation. The trooper was simply following a ‘hunch’. ...”
Concurrence Opinion
(concurring). I join in the opinion of the court and fully agree with its conclusion that, in the context of automobile exit orders, art. 14 of the Declaration of Rights of our State Constitution provides greater protection to Massachusetts citizens than the United States Constitution. As we were once reminded, “The right question ... is not whether a state’s guarantee is the same as or broader than its federal counterpart as interpreted by the Supreme Court. The right question is what the state’s guarantee means and how it applies to the case at hand.” Massachusetts v. Upton,
I write separately, however, to stress the dangers posed by unfettered police power to order individuals out of automobiles without any justification. The grant of such power is certainly, as the majority notes, “a clear invitation to discriminatory enforcement of the rule.” Ante at 664. This is precisely the type of power “that art. 14 was adopted to guard against,” Commonwealth v. Blood,
Indeed, the New Jersey Attorney General’s office has recently admitted that such racial profiling in traffic stops is “real, not imagined.” Bradley Puts Race at Center Of Campaign, The Star-Ledger (Newark, N.J.), Apr. 21, 1999, at 8. “Of the stops examined by the [New Jersey] Attorney General’s Office, roughly 60 percent involved white drivers, 27 percent blacks, 7 percent Hispanics, and 4 percent Asians. Few of those stops[,] less than 1 percent[,] resulted in searches. But when they did, 77 percent of the searches involved blacks or Hispanics. Only 21 percent of the searches involved whites.” Belated Acknowledgment an Essential First Step To Ending Racial Profiling, The Record (Northern N.J.), Apr. 22, 1999, at L8.
Other courts have also recognized racial profiling and “DWB” as a real cause for concern. See United States v. Leviner,
As the court’s opinion indicates, ante at 663-664, the rules in Pennsylvania v. Mimms,
Dissenting Opinion
(dissenting, with whom Lynch, J., joins). Twenty-two years ago the Supreme Court of the United States announced a rule intended better to assure the safety of police officers against the sometimes lethal dangers of routine traffic stops. Today the court, invoking the Constitution of this State, rejects that rule. Virtually every other State has accepted the Supreme Court’s rule. Indeed, until today we too had always cited the Supreme Court’s rule with approval. Because I believe today’s decision to be unwarranted in principle and unwise in policy, I respectfully dissent.
I
In Pennsylvania v. Mimms,
“The State freely concedes the officer had no reason to suspect foul play from the particular driver at the time of the stop, there having been nothing unusual or suspicious about his behavior. It was apparently his practice to order all drivers out of their vehicles as a matter of course whenever they had been stopped for a traffic violation. The State argues that this practice was adopted as a precautionary measure to afford a degree of protection to the officer and that it may be justified on that ground. Establishing a face-to-face confrontation diminishes the possibility, otherwise substantial, that the driver can make unobserved movements; this, in turn, reduces the likelihood that the officer will be the victim of an assault.
“We think it too plain for argument that the State’s*672 proffered justification — the safety of the officer — is both legitimate and weighty. ‘Certainly it would be unreasonable to require that police officers take unnecessary risks in the performance of their duties.’ Terry v. Ohio, [392 U.S. 1 , 23 (1968)]. And we have specifically recognized the inordinate risk confronting an officer as he approaches a person seated in an automobile. ‘According to one study, approximately 30% of police shootings occurred when a police officer approached a suspect seated in an automobile. Bristow, Police Officer Shootings — A Tactical Evaluation, 54 J. Crim. L.C. & P.S. 93 (1963).’ Adams v. Williams,407 U.S. 143 , 148 n.3 (1972). We are aware that not all these assaults occur when issuing traffic summons, but we have before expressly declined to accept the argument that traffic violations necessarily involve less danger to officers than other types of confrontations. United States v. Robinson,414 U.S. 218 , 234 (1973). Indeed, it appears ‘that a significant percentage of murders of police officers occurs when the officers are making traffic stops.’ Id., at 234, n.5.
“The hazard of accidental injury from passing traffic to an officer standing on the driver’s side of the vehicle may also be appreciable in some situations. Rather than conversing while standing exposed to moving traffic, the officer prudently may prefer to ask the driver of the vehicle to step out of the car and off onto the shoulder of the road where the inquiry may be pursued with greater safety to both.” (Footnote omitted.)
Id. at 109-111. In extending that rule to passengers in Wilson, the Court stated that “danger to an officer from a traffic stop is likely to be greater when there are passengers in addition to the driver in the stopped car. While there is not the same basis for ordering the passengers out of the car as there is for ordering the driver out, the additional intrusion on the passenger is minimal.” Wilson, supra at 414-415. One cannot insist too much on the statistics cited by the Court showing the number of fatal killings of police officers in connection with traffic stops, including routine traffic stops. Since Mimms was decided, at least two police officers in this Commonwealth have been murdered in connection with traffic stops. See Boston Herald v. Superior Court,
n
The court finds this rejection of the Supreme Court’s Fourth Amendment jurisprudence to be compelled by the similarly worded provision of art. 14 of the Massachusetts Declaration of Rights, a provision we have never before cited in this context. There is no such constitutional compulsion. This is a pure judgment of policy, a policy judgment that appeals to a majority of this court, though not to the United States Supreme Court. In the past, when we have declined to follow the Supreme Court in this area of the law, we have pointed to decisions in our
The Supreme Court’s decision in Mimms
Of course there is a balancing of competing interests in these decisions, but what the court misses today is what might be called the second-order balancing that weighs the advantages of a myriad of complex individual determinations against the clarity of a readily understood and readily administered bright-line rule.
HI
Now what does the court offer as a basis for rejecting the balance struck in a long line of Supreme Court decisions,
No, this is pure policy. And what is the basis for this policy? That the intrusions on operators and passengers are not so minimal as the Supreme Court and almost every other State
Unfortunately the court chooses to bolster its policy judgment by invoking the inflammatory issue of race: “Routine traffic stops may also pose unique hardships on minorities who, it has been argued, are often the subject of stops on pretext.” Ante at 663. What work is the word “pretext” doing here? Is the traffic stop justified, or is it not? If it is not, then of course it constitutes an unlawful seizure and resulting searches are also unlawful. What the court must mean is that the traffic stop is lawful, but the discretion to make the stop is invoked discriminatorily against minorities, as the materials cited by the court and the concurrence clearly indicate. And that discriminatory imposition may then be the occasion for imposing, in a discriminatory way,
So it comes down to two policy judgments: that of the Supreme Court and of almost all other State courts, or the one this court promulgates today in the name of our State Constitution. I prefer the Supreme Court’s judgment and the judgment of State courts across the nation. May not the majority of this court prefer its own? Is there no principle of choice, no metric of judgment here? This is an utterly false dilemma, and the maxim, in dubiis libertas, cuts sharply against what the court does today. For the Supreme Court’s rule leaves the Legislatures of this nation — which, after all, have the mandate, the experience, and the means to make policy judgments — free to enact more stringent measures if they deem it appropriate. This court’s action today removes that option from the Legislature. Our Legislature has, on several occasions, enacted procedural protections against police practices more stringent than we were prepared to impose in the name of the Constitution. Even now, as the court’s and the concurring opinion’s citations indicate, the problem of discriminatory enforcement of traffic laws has caught the attention of our and other State Legislatures and State and Federal executive policy makers. Quite apart from the
IV
Finally, I must respond to the court’s invocation of history to justify, maybe even to compel, its unwise and idiosyncratic decision. This is the argument that John Adams made me do it. Of course we have a duty to come to our own conclusion about the meaning of our own Constitution, and no one asserts otherwise. This is particularly so if the wording of our Declaration of Rights is more stringent than that of the Bill of Rights. See, e.g., Commonwealth v. Amirault,
As for history, research shows that many of the complexities we have thrown up about the process of investigating, prosecut
For these reasons, I respectfully dissent.
Appendix.
A Survey of the Permissibility of Automatic Exit Orders to Lawfully Stopped Drivers and Passengers
I. Automatic Exit Orders Permissible as to Both Drivers and Passengers (twenty-five States and the District of Columbia).
The following jurisdictions either applied the holding of Pennsylvania v. Mimms,
Alaska:
State vs. Wystrach, No. A-6158, slip op. at 1 (Alaska Ct. App. May 28, 1997) (overturning suppression of evidence found on passenger in vehicle stating “[t]he record in [this] case is not clear whether [the defendant] was ‘asked’ or ‘directed’ to roll down her window. . . . However, even assuming that [the defendant] was ordered to roll down her window, it appears that this directive was a lesser intrusion than is authorized under Wilson”).
Arizona:
State v. Webster,
Arkansas:
Wright v. State,
California:
People v. Wilson,
Connecticut:
State v. Wilkins,
Thomas v. United States,
Florida:
Bratcher v. State,
Georgia:
Thomas v. State,
Illinois:
People v. Gonzalez,
Indiana:
Warr v. State,
Iowa:
State v. Doran,
Louisiana:
State v. Drake,
Maryland:
Graham v. State,
Minnesota:
State v. Ferrise,
Missouri:
State v. Reynolds,
Montana:
State v. Roberts,
New York:
People v. Robinson,
Ohio:
State v. Robinette,
Pennsylvania:
Commonwealth v. Rodriguez,
Rhode Island:
State v. Milette,
South Dakota:
State v. Ashbrook,
Josey v. State,
Utah:
State v. Shepard,
Virginia:
Harris v. Commonwealth,
Wisconsin:
State v. Kehler,
Wyoming:
Houghton v. State,
II. Automatic Exit Orders Permissible to Drivers.
A. Silent as to Passengers (sixteen States).
The following jurisdictions have accepted Mimms but have not had cause to address the issue as it pertains to passengers. As these jurisdictions have accepted Mimms, there is no reason to believe that Wilson is not similarly the law of the State.
Alabama:
Ex parte Carpenter,
Colorado:
People v. Carlson,
Delaware:
Hall vs. State, No. C.A. 97M-03-001 (Del. Super. Ct. May 11, 1998) (ratifying automatic exit order to driver).
Idaho:
Sprague v. Burley,
Kansas:
State v. Burks,
Kentucky:
Docksteader v. Commonwealth,
State v. Izzo,
Michigan:
People v. Bloyd,
Nebraska:
State v. Crom,
New Hampshire:
State v. Hamel,
New Mexico:
State v. Lovato,
North Carolina:
State v. Hamilton,
North Dakota:
State v. Mertz,
Oklahoma:
Loman v. State,
South Carolina:
State v. Smith,
West Virginia:
State v. Boswell,
B. Automatic Orders to Passengers Not Permitted (decisions preceding Wilson) (two States).
The following jurisdictions accepted Mimms but, prior to Wilson, declined to implement a bright-line rule allowing exit orders as to passengers.
New Jersey:
State v. Arthur,
Tennessee:
Johnson v. State,
C. Automatic Orders to Passengers Not Permitted (decisions rejecting Wilson) (one State).
The following jurisdiction has accepted Mimms but has decided that passengers in a vehicle have additional rights under the State Constitution which prevent their being asked to exit a vehicle without particularized suspicion.
Washington:
State v. Mendez,
HI: Automatic Exit Orders Not Permitted as to Either Drivers or Passengers (two States).
The following jurisdictions have, in one case explicitly and the other implicitly, rejected the Supreme Court’s balancing of the interests and have not allowed law enforcement officers to issue automatic exit orders.
Hawaii:
State v. Kim,
State v. Morton,
IV: No Authority or Undecided (three States).
The following jurisdictions either have not clearly ruled on the issue of the permissibility of automatic exit orders or have not dealt with the issue at all in a published opinion.
Mississippi:
No authority found.
Nevada:
No authority found.
Vermont:
State v. Caron,
The killing in Commonwealth v. Colon-Cruz,
Courts across the nation have realized that the purpose of Mimms and Wilson is not for courts to decide whether having occupants wait inside or outside the vehicle is safer, rather, it is to allow the experienced officer in the field to make this determination in the particular circumstances present. See, e.g., State v. Webster,
The Supreme Court of Oregon has not ruled on this issue but the Oregon Court of Appeals appears to have rejected the Mimms rule on statutory grounds. See State v. Lanig,
Much of the materials the court cites to draw the teeth of my demonstration that the step it takes today is at odds with the prevailing law across the nation, are either dubiously characterized or beside the point. The court gives some importance to the fact that some of the States that have followed Mimms or Wilson “have not expressly considered the issues in Mimms or Wilson under their State Constitutions.” Ante at 666-667. The contention that the absence of an explicit reference to a provision of the State Constitution indicates a failure of these courts to consider that issue is unconvincing. Both the courts and the defense bar are aware of the existence of State Constitutions and it is unreasonable to suggest that motions to suppress are regularly denied where the State Constitution would require a different result. Even where the State Constitution is not explicitly mentioned, courts often use broad and inclusive language that does not indicate that the decisions are solely contemplating the Fourth Amendment to the United States Constitution. See, e.g., State v. Reynolds,
Equally misleading is the court’s claim that “[t]hree States have rejected Mimms or Wilson on State constitutional grounds.” Ante at 667. In fact, only one other court in the entire nation has done what this court does here today. State v. Kim,
The court similarly attempts to manufacture indecision where none exists. The court claims that the situation in Michigan is “unclear.” Ante at 667 n.10. The only basis for such a contention is a case in which an appeals court reversed itself on reconsideration after initially holding that the Michigan Constitution provided greater rights than that afforded by the Supreme Court decision in Mimms. People v. Harmelin,
The court today characterizes Pennsylvania v. Mimms,
See Sklansky, Traffic Stops, Minority Motorists, and the Future of the Fourth Amendment, 1997 Sup. Ct. Rev. 271, 291-298, citing sources including Amar, Fourth Amendment First Principles, 107 Harv. L. Rev. 757, 758, 761 (1994); Amsterdam, Perspectives on the Fourth Amendment, 58 Minn. L. Rev. 349, 417 (1974); Dworkin, Fact Style Adjudication and the Fourth Amendment: The Limits of Lawyering, 48 Ind. L.J. 329 (1973); Wasserstrom, The Fourth Amendment as Constitutional Theory, 77 Geo. L.J. 19, 20 (1988).
This, in my view, is the best explanation of our unwillingness in Commonwealth v. Macias, post 698, 701 (1999), to follow the Supreme Court in lowering the standard for a no knock warrant to reasonable suspicion. In that case a judicial officer makes the decision to dispense with the knock and announce requirement at the same hearing at which he determines whether a warrant should issue at all. There is, in the context of that process, none of the need for a split-second intuitive judgment to engage in a protective measure as there is here and in a Terry stop.
The majority opinion cites numerous cases from this court and the Appeals Court as examples of protections guaranteed by art. 14 that “may not be recognized under the Fourth Amendment.” Ante at 662. In fact, each and every one of the examples given is entirely consistent with Fourth Amendment requirements. These cases simply stand for the proposition that, in order to extend a stop beyond the time necessary to complete the purpose for which the stop was made, the police must have probable cause. This is required by the Fourth Amendment. See Knowles, supra. The Mimms-Wilson doctrine does not authorize extended detention or any search without probable cause. It simply allows the officer, for his own .safety, to have the occupants of a vehicle wait outside the vehicle, where their actions can be observed, rather
It should only be added that when our cases speak of the production of a “valid” license and registration as terminating the officer’s grounds for further detaining a motorist, this must include the time it takes to check by radio or computer whether the documents produced are indeed valid.
See Sklansky, supra at 282-291.
The court relies on “the principles expressed in the Santana decision.” Ante at 662. But Commonwealth v. Santana,
In arguing that the intrusion is not minimal, the majority states that the driver, and especially any passengers, have an interest in having the stop concluded quickly. The Mimms-Wilson rule is mindful of this concern. The Fourth Amendment does require that the stop not be extended in duration without probable cause. The Mimms-Wilson rule does not allow officers to extend the duration of a lawful stop but only to determine where the occupants wait for the time necessary to effectuate the purpose for which the stop was made.
