COMMONWEALTH of Pennsylvania v. Roderick Herman FREY, Appellant.
No. 81-3-393.
Supreme Court of Pennsylvania.
Decided Feb. 3, 1989.
Reargument Denied April 25, 1989.
554 A.2d 27 | 520 Pa. 338
Argued Sept. 26, 1988.
Henry S. Kenderdine, Jr., Dist. Atty., John A. Kenneff, Asst. Dist. Atty., Robert A. Graci, Chief Deputy Atty. Gen., Brian P. Gottlieb, Deputy Atty. Gen., for appellee.
Robert E. Colville, Dist. Atty., Robert L. Eberhardt, Deputy Dist. Atty., for amicus curiae, The Pennsylvania Dist. Attorney‘s Assoc.
Frederick D. Giles, Grantville, for amicus curiae, D. Michael Fisher, Senator, 37th Senatorial Dist., and Jeffrey E. Piccola, Representative, 104th House Dist.
Before NIX, C.J., and LARSEN, FLAHERTY, MCDERMOTT, ZAPPALA, PAPADAKOS and STOUT, JJ.
OPINION OF THE COURT
FLAHERTY, Justice.
On May 14, 1980, Roderick Herman Frey was convicted of murder in the first degree in connection with the contract-murder of his wife. A verdict of death was returned by the jury pursuant to
The first contention raised by appellant is that statutory authority in this Commonwealth for inflicting the death penalty by means of electrocution is no longer valid. We do not agree. It is to be noted at the outset, however, that the validity of the sentence of death is not tied to the method of imposition. Commonwealth v. Terry, 513 Pa. 381, 408, 521 A.2d 398, 412 (1987), cert. denied, 482 U.S. 920, 107 S.Ct. 3198, 96 L.Ed.2d 685 (1987).
The legislature has designated electrocution as the method of execution to be employed in effectuating sentences of death. Act of June 19, 1913, No. 338, P.L. 528,
Every person, his aiders, abettors and counsellors, hereafter convicted of the crime of murder of the first degree, shall be sentenced to suffer death in the manner herein provided, and not otherwise. Such punishment, in every case, must be inflicted by causing to pass through the body of the convict a current of electricity of intensity sufficient to cause death, and the application of such current must be continued until such convict is dead. The said punishment shall be inflicted by the warden or deputy warden of the Western Penitentiary, or by such person as the warden shall designate, and shall be inflicted in a
building to be erected on the land owned by the Commonwealth....
Successive sections of the Act of 1913 prescribe transmittal of the trial transcript to the Governor, issuance of a warrant to proceed with the execution, confinement and visitation of the prisoner, observation of the execution, certification of the completed execution, postmortem examination and disposition of the body, and payment of expenses associated with the execution.
This act is intended to furnish a comprehensive and complete method of inflicting the death penalty. If any portion of this act shall be declared invalid or unconstitutional by the Supreme Court of Pennsylvania, the entire act shall thereupon be null and void.
Relying upon this provision, and asserting that the first clause in
This Court has vacated sentences of death and imposed sentences of life imprisonment in cases where death sentences were imposed under procedural statutes that were violative of the Eighth and Fourteenth Amendments. None of these cases involved the Act of 1913. Rather, most were decided under the Act of June 24, 1939, P.L. 872, § 701, as amended,
It is clear, of course, that mandatory sentences of death do not meet constitutional standards. Woodson v. North Carolina, 428 U.S. 280, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976); Commonwealth v. Moody, 476 Pa. at 232-33, 382 A.2d at 446-47; Commonwealth v. Cross, 508 Pa. 322, 333-36, 496 A.2d 1144, 1150-52 (1985). If the language in
However, as stated in Commonwealth v. Terry, supra, the current sentencing statute,
However, even assuming arguendo that the language in question had been construed as a sentencing provision, we would have no occasion to now declare it unconstitutional, since it is no longer in effect. Subsequent sentencing statutes, e.g.,
The next contention raised by appellant is that the jury instructions and verdict slip employed in the penalty phase of trial must be deemed deficient in light of the recent decision of the Supreme Court of the United States in Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988). This contention is without merit. In Mills, the jury instructions and verdict slip utilized at trial contained specific elements of language and form that created a substantial risk of jurors being misled to believe that, unless they agreed unanimously on the existence of any given mitigating circumstance, the circumstance could not be taken into account by any of the jurors during deliberations. 486 U.S. at 384, 108 S.Ct. at 1870, 100 L.Ed.2d at 400. The Mills decision is simply inapposite to the present case, however, for the jury instructions and verdict slip used in appellant‘s trial did not contain language similar to that found in Mills.
The present instructions did not express a need for unanimity in determining the existence of mitigating circumstances. (N.T. 1388-91). Nor did the form of the verdict slip infer a need for such unanimity.2 The jury instructions
SENTENCING VERDICT
AND NOW, MAY 15, 1980, we the jurors empaneled (insert date) in the above captioned case unanimously sentence the defendant to DEATH (insert either death or life imprisonment)
If the sentence is death complete the following portion. (check only one block)
We the jury have found unanimously
[ ] At least one aggravating circumstance and no mitigating circumstance. The aggravating circumstance(s) (is) (are)
___________________________________________________
___________________________________________________
[x] One or more aggravating circumstances which outweigh any mitigating circumstances. The aggravating circumstance(s) (is) (are) MURDER BY CONTRACT
___________________________________________________
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[ JURORS’ SIGNATURES ]
Many of the remaining issues raised in this appeal warrant only brief discussion, for they are clearly lacking in substance. Inasmuch as this is the third time that this Court has been called upon to address appellant‘s sentence of death on appeal, issues having greater substance have, in the main, been resolved in the earlier appeals.
Appellant contends that the verdict slip employed in the penalty phase of trial was defective in that it did not require the jury to list any mitigating circumstances found. It is already well settled, however, that there is no requirement that mitigating circumstances be listed. Commonwealth v. Carpenter, 511 Pa. 429, 444, 515 A.2d 531, 539 (1986).
Appellant asserts that no instruction was given by the court indicating that a sentence of life imprisonment would be imposed if the jury failed to reach a unanimous verdict. This assertion is plainly contradicted by the record. (N.T. 1391).
It is further claimed by appellant that our decision in one of his earlier appeals, Commonwealth v. Frey, 504 Pa. at 440-41, 475 A.2d at 706, wherein we held that the fact that appellant was 42 years of age when he committed this crime could not in itself be regarded as a mitigating circumstance, unconstitutionally prevented the jury from considering factors such as “mid-life crisis,” “marital discord and tension,” and appellant‘s record of having “lived 42 years without being convicted of any criminal offense.” This claim is patently lacking in basis.
Appellant was permitted to introduce evidence of his age at the penalty hearing, and the jury was instructed that the “youth or advanced age” of the defendant could be considered as a mitigating circumstance. The claim of error
Next, appellant raises a group of issues consisting of a plethora of assertions of trial counsel‘s ineffectiveness. Many of these are restatements of matters addressed in earlier appeals and warrant little further comment. Others consist of allegations that omissions occurred in the presentation of potentially mitigating evidence. Examination of the record reveals, however, that counsel made a competent showing of such mitigating evidence as was available, including the testimony of appellant and testimony of character witnesses.
The allegedly omitted evidence can be classified generally as insignificant, irrelevant, or cumulative. For example, it is claimed that evidence should have been introduced that appellant was a member of the 4H Club and the Lions Club. In view of the seriousness of this crime and the extent of other evidence of character and record presented for the jury‘s consideration, it is inconceivable that appellant‘s club memberships could have affected his sentence. Similarly, it is asserted that counsel failed to present evidence that one
It is also claimed that the jury should have been informed that one of appellant‘s co-conspirators, who fired the fatal shot in this murder, received only a sentence of life imprisonment. Sentencing is a highly individualized matter, and we have already ruled that the cases against appellant‘s co-conspirators are not similar to appellant‘s case for purposes of proportionality review. Commonwealth v. Frey, 504 Pa. at 444-45, 475 A.2d at 708. The sentence received by a co-conspirator is not a mitigating circumstance as to appellant‘s role in the crime.
Next, appellant claims his defense was prejudiced by counsel‘s failure to present the testimony of a certain co-conspirator. This Court has already considered the testimony in question and determined that it would not have affected the verdict. Commonwealth v. Frey, 512 Pa. at 565-567, 517 A.2d at 1268-1270.
Counsel‘s effectiveness is also challenged through cursory arguments that voir dire was inadequate and that inflammatory details of the murder were admitted without objection. We have examined these claims and find no basis for relief.
It is also claimed that counsel should have objected when the prosecutor allegedly stated during closing arguments at the guilt determination phase of trial that two of appellant‘s co-conspirators were not called to testify because they would have invoked the Fifth Amendment. Examination of the record reveals that this claim is without merit. The prosecutor did not say that the co-conspirators would have invoked the Fifth Amendment, but rather stated that there were a number of reasons for his reluctance to call the co-conspirators to the stand, and that just one of those reasons was the possibility that they might assert their Fifth Amendment rights. Further, the prosecutor‘s comment was merely a response to defense counsel‘s closing argument in which it was inferred that the prosecution had an obligation to produce the co-conspirators’ testimony. Significantly, too, defense counsel‘s closing argument expressly informed the jury that the co-conspirators might have asserted their rights to remain silent if they had been called by the prosecution as witnesses. Thus, the prosecu-
The final issue presented for our review concerns the admissibility of testimony given by a prosecution witness, Sharon Bowers, at the penalty hearing. The fact that Bowers had knowledge pertinent to this case was not discovered by investigating authorities until after the close of the prosecution‘s case at the guilt determination phase of trial; hence, her testimony was offered only at the penalty hearing. Bowers testified that she became acquainted with appellant at her place of employment and stated that appellant often engaged her in conversations about his marital problems. She further testified that during one of these conversations, approximately six months before the present murder, appellant expressed a desire to murder his wife:
One of the times Rod [appellant] was complaining about Barb [his wife], I remember that he made the remark that he said I would kill the son of a b.... if I knew I could get away with it, and it really surprised me that he said it and, you know, I stopped what I was doing, because we were both always working, you know, back there at the same time. I said oh, come on, Rod, you don‘t mean that. And he said yes, I do. He said then she couldn‘t enjoy her money, or it was one of the times he was complaining about financial problems they were having that he made the remark.
It is argued that this testimony should not have been introduced, in that it was assertedly not pertinent to proof of any of the aggravating circumstances enumerated in the sentencing statute. See
Judgment of sentence affirmed.
NIX, C.J., files a concurring opinion.
LARSEN, J., joins the majority opinion and files a concurring opinion which is joined by PAPADAKOS, J.
NIX, Chief Justice, concurring.
The reasoning employed by the majority to sustain the validity of the Act of 1913, Act of June 19, 1913, No. 338, P.L. 528,
Every person, his aiders, abettors and counsellors, hereafter convicted of the crime of murder of the first degree, shall be sentenced to suffer death in the manner herein provided, and not otherwise. (Emphasis added.) 1
Notwithstanding the majority‘s protestations to the contrary, this language prescribes the punishment as well as the method for its imposition. This position is clearly stated in Commonwealth v. Meyers, 290 Pa. 573, 583, 139 A. 374, 378 (1927):
Appellant urges that the Act of 1925 attempted to amend the Act of 1913 by reciting the provisions of section 75 of the Act of 1860 which had been repealed.
Moreover, a brief history further confirms that the Act of 1913 imposed the punishment as well as the method for its execution. The Act of 1860, section 75, fixed the punishment for murder at death and provided for hanging as the means of executing the sentence. Both the 1860 Act and the Act of 1913 fixed the punishment for murder in the first degree at death. However, the Act of 1913 changed the means of execution from hanging to electrocution. It was not until the Act of 1925 that the punishment was fixed at either death or life imprisonment as the jury may determine.
In fairness to the majority, they were forced into the position articulated today by the holding of the Meyers Court. That Court construed the Act of 1860 as being amended by the Act of 1925 and dismissed the Act of 1913 as only having vitality as to prescribing the manner of death. In reaching its result, the Meyers Court invalidated the penalty provision which it admitted the Act of 1913 provided and made no effort to reconcile this action with section 12 of the Act of 1913.
Section 12 provides:
This act is intended to furnish a comprehensive and complete method of inflicting the death penalty. If any portion of this act shall be declared invalid or unconstitutional by the Supreme Court of Pennsylvania, the entire act shall thereupon be null and void.
There can be no question that this Court in Meyers found that the penalty portion of the Act of 1913 had been superseded by the Act of 1925. This clearly is an invalidation of that portion of the Act of 1913 by this Court. My quarrel with the majority is that candor requires that we acknowledge that section 12 has been offended. No
I concur in the result.
LARSEN, Justice, concurring.
I join the majority opinion. Regarding appellant‘s specious argument that his sentence of death could not be legally executed because the statute adopting electrocution as the method of execution in this Commonwealth is unconstitutional, I join the majority in rejecting said argument for the reasons set forth in my previously filed dissenting opinion to this Court‘s grant of appellant‘s application for a stay of execution. I am gratified that the majority has now adopted my views on this issue, albeit belatedly. My previous dissenting opinion is incorporated herein and is set forth below in its entirety, and states as follows:
On June 9, 1988, a majority of the members of this Court, over this writer‘s dissent, granted petitioner‘s [appellant‘s] request to stay his execution that had been scheduled by Governor Casey for June 14, 1988. This stay was granted and oral argument was scheduled for September 26, 1988, in order to allow petitioner [appellant] an opportunity to contest whether the method of execution by electrocution is
This method of execution was established by the legislature by the Act of June 19, 1913, P.L. 528, §§ 1-12,
Murder in the first degree to be punished by electrocution
Every person, his aiders, abettors and counsellors, hereafter convicted of the crime of murder of the first degree, shall be sentenced to suffer death in the manner herein provided, and not otherwise. Such punishment, in every case, must be inflicted by causing to pass through the body of the convict a current of electricity of intensity sufficient to cause death, and the application of such current must be continued until such convict is dead.....
Effect of partial invalidity
This act is intended to furnish a comprehensive and complete method of inflicting the death penalty. If any portion of this act shall be declared invalid or unconstitutional by the Supreme Court of Pennsylvania, the entire act shall thereupon be null and void.
On a technicality created by these underscored phrases, petitioner [appellant] attempts to “cheat the hangman” (or, in this Commonwealth, the electrocutioner). The first sentence of section 1 requires a sentence of death for “every person ... convicted of the crime of murder of the first degree.” Mandatory sentences of death, i.e., sentences imposed wherein the jury (or judge) has been precluded from considering mitigating circumstances concerning the character and record of the defendant and the nature of the offense, have been declared unconstitutional by the United States Supreme Court. E.g., Woodson v. North Carolina, 428 U.S. 280, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976) and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978). Therefore, petitioner [appellant] argues, the mandatory proviso of section 1 of the Act of 1913 requiring the death penalty for all convictions of murder of the first degree has been implicitly “declared invalid or unconstitutional by the Supreme Court of Pennsylvania” in our decisions striking down the death penalty in this Commonwealth pursuant to those and other decisions of the United States Supreme Court. See, e.g. Commonwealth v. Moody, 476 Pa. 223, 382 A.2d 442 (1977); Commonwealth v. Bradley, 449 Pa. 19, 295 A.2d 842 (1972); Commonwealth v. McKenna, 476 Pa. 428, 383 A.2d 174 (1978). Alternatively, petitioner [appellant] asserts that if our decisions have not implicitly struck down as unconstitutional the mandatory proviso of section 1 of the Act of 1913, then we must now do so explicitly. In either event, if “any portion of this act [of 1913] shall be declared invalid or unconstitutional by the
Petitioner‘s [appellant‘s] argument is fatally flawed in its assumption that this Court has declared or must declare the mandatory proviso of section 1 of the Act of 1913 unconstitutional. The Act of May 14, 1925, P.L. 759, gave the jury the authority to determine whether the penalty for a conviction for murder of the first degree should be set at death or life imprisonment. See Commonwealth v. Meyers, 290 Pa. 573, 139 A. 374 (1927) (upholding constitutionality of the “split verdict” Act of 1925). This authority to determine whether the punishment for a conviction of murder of the first degree should be death or life imprisonment has been repeatedly granted the jury or court since that time through subsequent legislative enactments, including the Act of June 24, 1939, P.L. 872, the Act of December 6, 1972, P.L. 1482, No. 334, and the Act of March 26, 1974, P.L. 213, No. 46. These enactments maintained the sentence for murder of the first degree as either death or life imprisonment, and established sentencing procedures for arriving at the appropriate sentence. It was these sentencing procedures that have been declared invalid by this Court. Moody; Bradley; McKenna. The current legislative enactment regarding sentencing procedures for murder of the first degree is set forth at
It is clear beyond question that these subsequent legislative enactments, including the current, valid enactment set
It is apparent that the Act of 1913 was not intended to fix for all time the penalty for all convictions of murder of the first degree at death, but was rather concerned solely with establishing the manner of execution when a sentence of death was imposed. As this Court stated in upholding the constitutionality of the so-called “split verdict” Act of 1925, the “Act of 1913 did nothing more than provide that, in cases where death was fixed as the penalty, the method of executing the sentence should be electrocution.” Commonwealth v. Meyers, supra at 290 Pa. 585, 139 A. 374. The first sentence of section 1 of the Act of 1913 must therefore be seen for what it unquestionably is—prefatory language which was in line with the prevailing substantive law at the time of enactment which set the punishment for all murders of the first degree at death, and which merely “set the stage” for the remainder of the Act which deals exclusively with the “comprehensive and complete method of inflicting the death penalty.”
In light of the subsequent statutes on death penalty sentencing procedures which must be read in pari materia with the Act of 1913, section 1 of that Act must now be read as if amended to state: “every person convicted of murder of the first degree, and sentenced to death thereon by a jury or judge, shall be executed in the manner herein provided, and not otherwise.” This is made clear through several rules of statutory construction, namely:
In ascertaining the intention of the General Assembly in the enactment of a statute the following presumptions, among others, may be used:
(1) That the General Assembly does not intend a result that is absurd, impossible of execution or unreasonable.
(2) That the General Assembly intends the entire statute to be effective and certain.
(3) That the General Assembly does not intend to violate the Constitution of the United States or of this Commonwealth....
* * * * *
§ 1932. Statutes in pari materia
(a) Statutes or parts of statutes are in pari materia when they relate to the same persons or things or to the same class of persons or things.
(b) Statutes in pari materia shall be construed together, if possible, as one statute.
* * * * *
§ 1936. Irreconcilable statutes passed by different General Assemblies
Whenever the provisions of two or more statutes enacted finally by different General Assemblies are irreconcilable, the statute latest in date of final enactment shall prevail.
It would be absurd and unreasonable to suggest that the General Assembly, in enacting statutes setting the penalty for murder of the first degree at death or life imprisonment and establishing elaborate sentencing procedures for making such determination, nevertheless intended that every person convicted of murder of the first degree would be electrocuted pursuant to section 1 of the Act of 1913, although this is the construction which petitioner [appellant] urges upon us. Such a construction would, moreover, require us to find that the General Assembly intended to
Furthermore, the non-severability proviso of section 12 of the Act of 1913 has also been repealed by the Statutory Construction Act of 1972, which provides in relevant part:
§ 1925. Constitutional construction of statutes
The provisions of every statute shall be severable. If any provision of any statute or the application thereof to any person or circumstance is held invalid, the remainder of the statute, and the application of such provision to other persons or circumstances, shall not be affected thereby, unless the court finds that the valid provisions of the statute are so essentially and inseparably connected with, and so depend upon, the void provision or application, that it cannot be presumed the General Assembly would have enacted the remaining valid provisions without the void one; or unless the court finds that the remaining valid provisions, standing alone, are incomplete and are incapable of being executed in accordance with the legislative intent. (emphasis added).
* * * * *
§ 1971. Implied repeal by later statute
(a) Whenever a statute purports to be a revision of all statutes upon a particular subject, or sets up a general or exclusive system covering the entire subject matter of a former statute and is intended as a substitute for such former statute, such statute shall be construed to supply and therefore to repeal all former statutes upon the same subject.
(b) Whenever a general statute purports to establish a uniform and mandatory system covering a class of sub-
(c) In all other cases, a later statute shall not be construed to supply or repeal an earlier statute unless the two statutes are irreconcilable.
Under the Statutory Construction Act of 1972, therefore, even if this Court were to declare the mandatory proviso of section 1 of the Act of 1913 invalid or unconstitutional, that proviso would be severed from the Act, leaving intact the remaining procedures concerning the method of execution.
Finally, I know of no reason why the method of execution would have to be established by the legislature. In the absence of a valid legislative scheme regarding the method of execution, it would seem to me that the judiciary or the executive branches of government would have the inherent, constitutional authority to “fill the gap” and set the method of execution by any means which did not constitute cruel and unusual punishment.
Petitioner‘s [appellant‘s] argument that he cannot be executed by means of electrocution is, therefore, a meritless, technical argument which evaporates upon scrutiny and it should not take protracted litigation to reach this conclusion. The argument should have been immediately addressed and laid to rest by this Court to eliminate this procedural ploy as a delaying weapon in the arsenal of those who seek to avoid society‘s ultimate punishment for their aggravated taking of another‘s life through ceaseless frivolous appeals, motions, petitions and writs. I dissent to the majority‘s willingness to go along with these delaying tactics by indulging such frivolous petitions—imposition of the death penalty is far too serious a business to tolerate such procedural games.
[End of dissenting opinion]
PAPADAKOS, J., joins in this concurring opinion.
