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Commonwealth v. Dixon
341 A.2d 147
Pa. Super. Ct.
1975
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*1 Appellant. Commonwealth v. Carter, Argued December 1973. Before Wright, P. Watkins, Jacobs, Hoffman, Cercone, Spaeth, JJ. J., absent). (Spaulding, Sigal, appellant.

Lenard H. for Richman, Attorney, David Assistant District him Ranney, James Attorney, T. Assistant District Richard Sprague, A. Attorney, First Assistant District and Arlen Specter, appellee. Attorney, Commonwealth, District

Opinion 24, 1975: June Curiam, Per This case is court for recon- remanded to the lower appellant’s sideration of that his sentence must claim reduced, light decision Court’s 340 A.2d Santiago, Commonwealth v. (1975). Appellant. v. Dixon,

Submitted 6, J., December 1974. Before Watkins, P. Jacobs, Hoffman, Cercone, Price, Voort, Van der and Spaeth, JJ. Packel, Maltby, DeMasse,

Lewis L. Elaine and John W. Defenders, Defender, Ziccardi, Assistant and Vincent J. appellant. Harry Spaeth, Sendrow, M. Mark and Steven H. Gold- Gafni, blatt, Attorneys, Assistant District Abraham J. Deputy Attorney, District Fitzpatrick, and F. Emmett District Attorney, for Commonwealth, appellee.

Opinion Per Curiam, June 1975: Judgment of sentence reversed and the record re- manded for a new trial. J., opinion

Hoffman, filed an support in reversal, in which Spaeth, J., joins.

Cercone, J., filed support an of reversal, in which JJ., join. Jacobs Spaeth, der J., dissenting

Van filed Voort, opinion, in which Watkins, J., Price, join. P.

Opinion Support Hoffman, Reversal J.: Appellant contends that his conviction should be granted reversed and a light new trial of Common wealth v. 321 A.2d (1974), *3 Commonwealth v. Demmitt, 456 475, Pa. 321 A.2d 627 (1974). 1 approximately

At p.m., 1972, 3, 7:30 on November Philadelphia Department Officer Colella of the Police responded reported to a radio call a in disturbance a Philadelphia. bar located at 9th and Clearfield Streets appellant The wrestling officer observed the floor on with request two to addi- other men. The officer left the bar Appellant concedes also contends and the Commonwealth illegal. appellant’s Appellant received con- sentence was charges year on of assault and current one to four sentences battery resisting battery The maximum and assault and arrest. imprisonment battery under the of for assault and term allowed §4708, Code, 24, 1939, §708, 872, P.S. Penal of June P.L. Act 334, 6, 1972, 1482, §5, repealed by No. the Act of P.L. December penalty 1973, years. 6, for two The maximum June was effective year’s duty obstructing performing im- his one an officer in was specific prisonment the a Under fine $500.00. §4314. and/or 275, Nelson, A. 2d 369 mandate charges as in the instant were involved (1973), in which same the sentencing. merged purposes Because case, for two offenses trial, issue. we do reach this new not we remand for a tional assistance. In the officer, another Edward interim, Mcllvaine, also answered the call. reentered As Colella bar, appellant he saw attack Mcllvaine with a bar stool. another, Appellant then knocked a woman from stool finally appellant attacked The Colella. officers subdued nightsticks. with According their to the officers’ trial testimony, through- appellant carried “like man” a wild out the incident. Stanley appellant handcuffed, officer,

After was a third Pables, transported emergency appellant room to the Turner, Episcopal Hospital. Both Pables and Edward Nursing hospital a a testified as Assistant at who witness, defense were stated that when handcuffs “very emergency room, appellant removed in became just wild” and that “he went berserk.” Appellant charged subsequently indicted and February 22, battery resisting assault and arrest. On appellant 1974, the case was called for trial at which time right heard jury. waived his the court date, On gave witnesses, including appellant all who own not contest account of the did incident. prosecution’s argued account, that he was sane but Appellant at the time of the testified incident. having couple remembered in the bar of drinks being thing that he recalled struck from The next behind. having waking up hospital. in the He admitted hospitalized days Trenton been at seventeen days in Hospital for seven State for observation and Hospital Philadelphia for treatment. General judge hearing appellant’s testimony, stated After *4 “total a adjudication and order that would defer May 1974, appellant psychiatric workup.” Finally, on 15, appel- rejected reappeared court which before the trial guilty bills. insanity on all found lant’s claim of and was years, to four pronounced of to The court sentence one battery charges and concurrently, the of assault run battery resisting assault and arrest.

419 The held in Court Commonwealth v. supra, that the has the burden in a first Commonwealth degree proving beyond doubt murder case of a reasonable specific the intent held it was to kill. The Court prove his require reversible error the to accused preponderance defense of of the evi- intoxication a unshifting burden dence : “. the . . Commonwealth has an prove beyond a doubt all elements reasonable is, degree murder crime. of such elements in first One 389, course, specific of at 321 intent to kill.” 457 Pa. a supra, v. A.2d at 884. Commonwealth may prove a prosecution upheld Court the rule that testimony lay sanity by witnesses. See of defendant’s 469 Zlatovich, 388, 269 A.2d v. Commonwealth principle (1970). however, underscore did, rely upon longer can no of that “the Commonwealth law offer evidence presumption sanity, but instead must 321 483, sane.” 456 to show that Pa. [the accused] sanity is at issue question A.2d at 632. “When sanity disappeared presumption has finding support must be sufficient to A.2d at a reasonable 456 Pa. at 321 doubt.” holdings of contends that The Commonwealth retroactively. applied not be Rose and Demmitt should position Essentially, of the Commonwealth evidentiary matter of state because Rose was decided as a constitutionally holding mandated, law, not its e.g., application. See, not entitled to retroactive thus is 78 Milliken, A.2d Pa. support con language (1973). in Rose to There is con federal decision need not rest on clusion: “. . . our necessary speculate grounds. for us stitutional It is (1970)] Winship, Winship that the re 397 U.S. [In all proof beyond doubt of requirement encompasses disproof of other facts ... essential facts found, the nonexistence of an which, if establish would follows of which determination essential fact. .. . Our *5 420 presented evidentiary

issue is terms of state law.” 386, compelled at 457 Pa. A.2d at are to We 321 882-83. by hold that Rose Demmitt are retroactive a recent decision Supreme of the The filed the follow Court. Court ing per now, opinion: day curiam “And this 11th February, petition 1975, granted, for allocatur is affirming order of Superior judgment of Court sentence is reversed and a new trial is awarded. See Demmitt, Commonwealth 475, 456 Pa. 321 A.2d 627 v. (1974) Rose, 380, Commonwealth 457 321 v. Pa. 38, A.2d (1974).” 880 v. 462 Simms, Commonwealth Pa. (1975). dissenting opinion 333 A.2d 477 of Chief question per Justice Jones leaves no curiam retroactivity decided the “Even if issue: the new evidentiary expressed rule therein is it should extended, given not be also, retroactive effect.” See Simms, 365, v. Superior 111, 85, 324 A.2d Ct. (1974)2 (Hoffman, dissenting 371 opinion). Simms was tried in advance of the Rose and Demmitt Court’s decisions.3 only appellant’s question 2. of the Simms involved

ability right question specific to intent, form a of the but also the appellant jury psychiatric to have deliberate evidence degree to lessen the of offense due the actor’s “diminished capacity.” “[Appellant] . . . that since he introduced contends tending a lack to show as the criminal acts intent charged, he is entitled to an on the instruction doctrine responsibility. addition, appellant diminished maintains support plea guilty since this evidence was of his of not insanity, reason of the Commonwealth bear the burden should proving sanity beyond Superior Ct. doubt.” 228 reasonable Pa. 87-88, A. 2d at 324 3. Because our Court decided without the benefit of Simms Supreme decisions, Court’s Justice voted to remand ROBERTS apparent Superior Simms to our Court: “It decided this without the benefit of case our decisions Common- 380, (1974), wealth Pa. 321 A. 2d 880 and Common- 457 (1974). wealth v. Pa. 321 A. 2d 627 See Com- Simms, Superior (1974). monwealth v. Pa. Ct. 324 A. 2d 365 Therefore, because the given Court has retro- active effect to Bose and Demmitt, we appellant’s reverse conviction and remand the case trial new at which prove beyond Commonwealth must doubt was sane alleged at the time of the offense.

Spaeth, joins in opinion. this Opinion Support op J.: Reversal Cercone, I reluctantly support simply reversal this case because, principles whenever no substantial would compromised by vigor this court should accommodation, ously strive equal to avoid affirmance based on division. In regard, Judge I have concluded that Hoffman’s. employed by estimation of the the standards lower court in evaluating appellant’s insanity likely defense are more As below, correct. indicated the courts of this Common uniformly rejected wealth had principle the current provided by Commonwealth v. 456 Pa. 475 (1974) prove the must the — that when defendant reasonable doubt some contrary. credible evidence has been offered to the hand, disagree opinion the the other the On I dissenters that herein failed to offer sufficient non-persuasion to the evidence to the “shift” risk of Com- monwealth; least, a matter of at not so hold as I would my on the being record view so, law. This I wish to still appeal. procedural aspect of this sitting without judge case tried before a This judge the February 22, received jury After on testimony he no had evidence, including Dixon’s adjudication of incident, postponed recollection of orderly procedure, Therefore, appellate I would in the interest of court Superior to that remand the order of the vacate light Demmitt.” 462 Pa. of Rose and for reconsideration at 477. 333 A.2d psychiatric neuropsychiatric case and ordered a

report prepared. receiving analyzing to be After May report, 22, 1974, judge entered the sentences complained of herein. sum, report found, indicated, judge as the trial very person

that Dixon “is a or hostile who is unable to impulses.” report conclude, refuses to control his did however, competent that Dixon was to stand trial. On this basis the court determined that “the defendant was able to have requisite mens rea at the time of any incident.” Nowhere in the there court’s is failing insanity by.the mention of Dixon’s to show his preponderance of the or even his failure evidence, presump- oifer credible evidence sufficient to overcome sanity. tion of Furthermore, sentencing hearing at the clearly insanity the court stated that it considered Dixon’s going defense as to his state of mind at the time offenses were committed: person totally

“If a then, of it out mentally, *7 course, he could not he have have mens rea. If does merely understanding doing some of he what and is person a hostile unable to or refuses to control who is impulses, very . . well would have mens rea. . “However, reports, he reading I that do feel after just argument your fails to control course, Of himself. himself, ability is he control doesn’t have the to psychiatrists does, whereas the feel that he to some degree, enough degree him or to make at least to of a competent.

“The then the conclusion Court would come to necessary there the act was mens rea to commit circumstances, charged. which he is those Under going guilty Bills of Indict- Court is to find him on all . . ment. authority does not of

One need an extensive recitation and, to know that the crime element mens rea of a is an beyond proved by therefore, must be the Commonwealth a reasonable See, e.g., C.J.S., doubt. Criminal Law §29 (1961). weighing the evidence in the instant case the lower court expressly stated that the Commonwealth proved beyond its case a Therefore, reasonable doubt. it would be not unreasonable to infer from the court’s beyond and the that it found, record doubt, that Dixon was sane the time the were offenses committed.

On the hand, other the court did have the benefit of Commonwealth Demmitt, (1974), v. which 456 Pa. 475 changed Pennsylvania the law in require prove sanity Commonwealth the accused’s a rea- sonable long doubt so as the accused has offered some credible evidence presumption sufficient to overcome that he applicable At the sane. time of the trial the appeared law to be Commonwealth v. Zlatovich, (1970), majority in which the had stated: complained

“It is next that the trial court erred its jury proof instructions to the as to the burden of insanity. charge, issue In the course stated, court burden part, the accused had the proving insanity by preponderance the evi- dence have to and that the Commonwealth did not affirmatively prove sanity. argues it Appellant however, jury; this was erroneous to so instruct rejected by majority of this same contention (1970)] Pa. 1 Vogel, [440 nothing gained by further discussion would here.” Id. at 393. unanimously agreed that:

However, in Demmitt the Court from repeat that there must be sufficient “We finding any support source whatsoever *8 beyond reasonable doubt.” Pa. 482. a 456 there case, there can no doubt In the instant be conclude, the court to evidence for sufficient only doubt, appellant was that the sane. reasonable employ question did, fact, court in is whether 424 any In the of

standard. absence indications to the con- trary in the and, indeed, record some indications that the “reasonable doubt standard” employed, I would prefer postponing remanding our decision in this case and so that the might clarify court the basis of its decision.1 The division highlights of this appropriateness court of that course. Unfortunately, compels that same division me to reach a decision on the basis of the state current of the record; and, only on slightly that basis amI more persuaded than necessary. not that a trial new Spaeth, JJ.,

Jacobs and join opinion. in this Dissenting by Opinion Voort, Van der J.: I respectfully must dissent.

While I challenge do not findings my Brethren voting support regarding the reversal, retroactive application of Rose, Commonwealth v. 321 A.2d (1974) and Commonwealth v. Pa. 475, 321 A.2d (1974), challenge and I also do not fact that incorrect, support sentences are I feel those ing reversal seriously holdings have misconstrued and, those cases appellant herein, I further believe the on the record, basis is not entitled to take advant age the holdings in those cases. supra, Commonwealth v.

stated: emphasize upon

“We insistence our Com- prove beyond monwealth’s burden to doubt all require elements of the crime it to does not disprove negative. Thus, to enable a defendant negate specific seek to intent reliance on the fact intoxication, there must be evidence in the case concerning place sufficient in issue de- that fact Indeed, request Ms brief the does not that he basis, only granted a new trial this but that we remand asks by the court case for reconsideration below. *9 fendant’s mental condition. Such may adduced part the defendant case, as of his or, con- ceivably, may be found in the own Commonwealth’s case in chief or be through elicited cross-examination. Once a defendant has come forward with such evi- dence, or it is in the case the Common- otherwise, wealth, as we have indicated may above, introduce testimony it, to refute duty but is under no to do so.” 389-90, 457 Pa. at 821 A.2d at 884-5. In court noted “non-persuasion” that the risk of remains with the Commonwealth.

In Commonwealth supra, in- where discussed, defense specifically was it was held that: Pennsylvania in law

“[t]he is that in. order to insanity, establish a defendant must still meet at part two-pronged least one M’Naghten test. There must be evidence in the case from whatever source he quality did not know nature and wrong.” of his or act that he it did not know that was Pa. at 321 A.2d at 632. appellant guilty battery The was found of assault and battery resisting and was assault and arrest. There (3) appellant a total of three bills The was of indictment. City engaged in in the a disturbance in a tavern Philadelphia. police responded it and Two officers appellant fighting He was found with two other men. they kicking, punching shouting. tried to break When and bar up fight, appellant attacked the officers appellant “like acted stools. The officers testified Episcopal taken to wild man”. He was subdued and removed, he Hospital were where, the handcuffs when unruly testified third officer again and the became appellant “very The “just berserk.” went wild” happened nothing what he knew testified that himself the back of hit on except he was in the tavern had Appellant said he hospital. up in the head and woke days (17) hospitalized for seventeen in 1968 been psychiatric days again treatment and for seven (7)' clearly

The evidence indicated disorderly unruly. testimony There was no to the as psychiatric nature of hospitaliza- treatment either majority upon vague tion. holds that this equivocal testimony regarding instability the some mental *10 put proving Commonwealth is to the Herculean task of appellant disorderly. that sane at he the time became holdings This the extends in Rose and It ex- Demmitt. pands upon the demands unwise the Commonwealth to an extent. Super- Willis, Dr. Bernard Assistant J. Hospital appel-

intendent of Farview State that testified severely “seriously, lant time. Demmitt was insane at the I he quality think did not of his know the nature act. I do not think he he could was in a state where any exercise control over I think he was his behavior. my completely absolutely disassociated, insane ... right did not know the difference between corroborating wrong.” psychiatrists other offered Three testify testimony They to that of could Dr. Willis. testify insanity they the time of the offense but did appellant before that Demmitt been under treatment had killing schizophrenia. Our the for a serious condition testimony substantial held that with this insanity placed in question issue, and that the Com- presumption was overcome doubt. prove sanity monwealth must why majority in illustrates instant case accused presumption Demmitt retained testimony the Common- the flimsiest sane. Otherwise proving the burden of improperly put would be wealth sanity beyond reasonable doubt. together the testi- testimony,

Appellant’s own provide do not Commonwealth, mony adduced two-pronged part either supportive M’Naghten produced The evidence test. fails to establish quality did not know nature and of his wrong. act nor that he did not know his acts were compelled For these am to dissent from reasons I decision to reverse.

I would remand the cases affirm convictions and re-sentencing. J., J., join dissenting Watkins, Price, in this P. opinion. Specialty Appellant, Com G I

Commonwealth, v. pany. Appellant, Urban.

Commonwealth, K Amusement Appellant, v. &S Commonwealth, Company. Watkins,

Argued P. Before March Voort, Price, der Jacobs, Cercone, Van Hoffman, *11 Spaeth, JJ. Attorney General, Richard W. Assistant Hollstein, Deputy At- Moschzisker, him Michael District Von

Case Details

Case Name: Commonwealth v. Dixon
Court Name: Superior Court of Pennsylvania
Date Published: Jun 24, 1975
Citation: 341 A.2d 147
Docket Number: Appeal, 1108
Court Abbreviation: Pa. Super. Ct.
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