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Commonwealth v. Dickerson
590 A.2d 766
Pa. Super. Ct.
1991
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*3 BECK, Before HOFFMAN, POPOVICH and JJ. HOFFMAN, Judge:

This appeal is from judgment of sentence imposed following appellant’s plea guilty to charges rape, involun- tary intercourse, deviate sexual and possessing instruments Appellant crime. contends that the sentence imposed was an abuse discretion because it was harsh and exces- sive under the addition, circumstances. he contends that sentencing counsel was failing ineffective for to object imposition of a mandatory pursuant sentence (2) object C.S.A. and the prosecutor’s erroneous computation of the sentencing guideline ranges. For follow, reasons that we disallow the as to appeal appellant’s claim, and we the judgment vacate and sentence remand for an evidentiary hearing on ineffec- tiveness claims. procedural relevant facts aptly have been summa- below,

rized the court follows: evening On the raped December Defendant involuntary committed deviate sexual intercourse two in the separate city women Chester. attacks similar, were separate but not related. Two sets of criminal informations resulted from the attacks. Both *4 were at point. attacks knife both instances Defendant the the street into an dragged women off abandoned p.m. One at 9:45 and the other building. attack occurred approximately p.m. 11:00 occurred 11, by a February 1988 Defendant was convicted On (Informa- to the attack. of the crimes related jury 13, 8988-86.) 1988 Defendant September tion No. On for imprisonment term aggregate was sentenced to an of (7V2) and attack of less than seven one-half the first not (15) filed nor more than fifteen Defendant years years. case sentence in that was appeal. judgment an 31, (See: on July the Court Superior affirmed 198[9]. 1988.) Philadelphia No. On April instant involves the second attack. case 1989, sepa- to three

4, pleas guilty Defendant entered informations related to the second attack. criminal rate rape, involun- charged appellant informations with [The intercourse, and instru- possessing deviate sexual tary pleas that the guilty At time were ments crime.] entered, the on notice of the fact that the Defendant was proceed mandatory intended to under the 9714 related to sentencing provisions 42 Pa. C.S.A. § offenses. subsequent second 10, was for the April On 1989 Defendant sentenced the second attack. The sentences were crimes related to to the designated consecutively imposed run sentences 8988-86, i.e., imposed Sep- Information Nos. those on on 13, aggre- 1988 related to the first attack. tember [The charges on ten-to-twen- gate imposed sentence these was 18, imprisonment.] April On 1989 Defendant ty years For A Modify/Motion a Motion To Reconsideration. filed 15, on Motion hearing May was scheduled vacating an was entered April Order On April 1989. This order was on imposed sentences retain jurisdiction entered so that the Court would over could held. hearing matter until At actually hearing, which was held conclusion a total Defendant resentenced to term May (7V2) not than seven and one-half imprisonment less years years. nor more than fifteen The sentences again designated consecutively run the sen- were No. On May tences under Information 8988-86. Modify/Mo- filed To Defendant another Motion alia, For Motion inter alleged, tion Reconsideration. This May that the reasons for the Court’s sentence on a hearing were unclear. On June was held on hearing this Motion. At the restated Court the rea- *5 sons for its sentence and the Motion was denied. This appeal followed.

Trial Opinion (footnotes Court at 1-8 omitted).

Appellant first contends that the imposed sentence by the court was an of abuse discretion it because was harsh and excessive under circumstances. Appellant’s complies requirements brief with 2119(f) Pa.R.A.P. Tuladziecki, and in it that contains a statement the reasons relied for upon allowance of appeal from the discretionary aspects sentencing. However, after close review this statement, we find that the claim does present not a sub stantial question that the imposed sentence was inappropri ate under the Sentencing Code as a whole. See Common Tuladziecki, wealth v. supra; 9781(b). Pa.C.S.A. of appellant’s 2119(f) bulk statement is argu devoted to an ment that sentence an was abuse discretion because it the sentencing guidelines. However, exceeded did not include specific this claim in his “Statement of Questions Involved,” and there is point no discussion of this argument Thus, in the of appellant’s section brief. we appeal cannot an point. allow other only 2119(f) claim identified in the argument statement is an that the sentences in inappropriate light mitigat were of certain ing Specifically, appellant argues factors. that: excessive sentences were in grossly spite

[t]hese (1) of the fact that the crimes evening committed on question first significant constituted Petitioner’s contact authorities; (2) he with the criminal showed remorse for crime; pleaded spare in order guilty his ... he testifying again the ordeal of court. victim Appellant allege Brief does not that the Appellant for unaware these circum- sentencing mitigating court was did not Instead, merely suggests he that the court stances. claim, This weigh type these factors. properly of the our simply judgment asks us to substitute court, present question does not substantial inappropriate Sentencing under sentence Tuladziecki, a whole. See Commonwealth Code as *6 515, 20; v. Pa. at 522 A.2d at Commonwealth 513 supra, (1989); 476, 481, 165, 168 563 A.2d Pa.Super. 386 Rogers, A.2d Billett, Pa.Super. 535 v. 370 Commonwealth 1182, (1988). ap- must disallow the Accordingly, 1185 we See, sentencing. e.g., of discretionary aspects from the peal Tuladziecki, supra. v. Commonwealth concern the al two claims remaining Appellant’s Although these of his counsel. ineffectiveness leged below, is appellant in the court now not raised claims were counsel, and, present counsel because by new represented opportunity at the first ineffectiveness claims raised the has counsel, by trial longer represented nowas appellant when See, Com appeal. e.g., direct consider them on may we 397, 3, Holmes, 97, 105 n. 393 A.2d 482 Pa. v. monwealth 506 (1978); DeGeorge, v. n. 3 see also Commonwealth 401 Counsel, course, (1984). 445, A.2d 1089 485 effective, demonstrating to and the burden presumed See, Common appellant. e.g., rests ineffectiveness (1987); Pierce, 153, 527 A.2d 973 Com 515 Pa. v. wealth (1984). 85, To 484 A.2d 365 506 Pa. Floyd, v. monwealth ineffectiveness, must show appellant prevail on claim merit, possesses arguable contention underlying that his basis had no reasonable course chosen counsel that the conduct interests, and that counsel’s to serve his designed 77, Davis, 518 Pa. v. him. Commonwealth prejudiced E.g., mind, (1988). With this standard 541 A.2d 318 claims. underlying turn to appellant’s we claims concern ineffectiveness Both sentencing.1 Appellant first performance during counsel’s discretionary aspects attempts challenge to a defendant 1. When grant appeal appeal, we will not allowance on direct question that of a substantial unless there is a demonstration Sentencing inappropriate Code as a under sentence however, Here, 42 because whole. See Pa.C.S.A. 9781. § failing underlying stewardship challenges to raise the counsel’s pos- questions sentencing questions, we whether those must consider Lee, arguable Pa.Super. v. merit. See Commonwealth sess 603, Jones, (1991) (citing denied, allocatur contends that counsel should have objected to the court’s imposition of a mandatory minimum sentence pursuant 42 Pa.C.S.A. 9714. At the pertinent time § to this appeal, provided, part, relevant as § follows: subsequent Sentences for § second and offenses

(a) Mandatory sentence.—Any person who is convict ed in any court of this Commonwealth of murder of the degree, third voluntary manslaughter, rape, involuntary deviate sexual intercourse, arson as defined in 18 Pa.C.S. 3301(a) (relating to arson offenses), related kidnap ping or robbery defined in 18 Pa. 3701(a)(1)(i), C.S. § (ii), (iii) or (relating robbery), or attempt commit any crimes, these or iswho aggravated convicted of assault *7 in which the offender intentionally, or reck knowingly lessly causes serious bodily injury to another under cir cumstances manifesting extreme indifference to the value life, shall, of human if they previously have been convict ed of a crime of violence specified as in (b), subsection be sentenced to a minimum sentence at least years five total notwithstanding any confinement provision other this title other or statute to the contrary.

(b) Prior convictions for crimes of violence.—For purposes (a), an subsection offender shall be deemed to prior have convictions crimes violence if both following conditions hold:

(1) The offender was in previously convicted this or any Commonwealth other state or the District of murder, or in any Columbia Federal court of voluntary manslaughter, rape, involuntary deviate sexual inter course, robbery 3701(a)(1)(i), defined in 18 as Pa.C.S. § (ii), (iii), or in 3301(a), arson as defined 18 Pa. C.S. § kidnapping aggravated or assault in which the offender or intentionally, knowingly recklessly causes serious bodily to another under circumstances manifest- injury event, (1988)). underlying sentencing any A.2d claims by appellant, proper interpretation raised which concern the of recidi- legislation, question vist that the sentence offender raise substantial imposed inappropriate. Eyster, was See Commonwealth v. 401 Pa.Su- banc). (1991) (en per. life, an to the value of human ing extreme indifference laws of the crime under the equivalent (relating date of the effective Title in effect offenses) equivalent or an crime in anoth- to crimes conviction need not be for previous er jurisdiction. as the instant offense for section crime the same applicable. be previous conviction occurred within seven of the date of the commission of the instant

years offense, during time the offender except any which or other any penitentiary, prison incarcerated in computing shall not be included place of detention other period. Convictions for seven-year the relevant arising episode from the same criminal offenses previous offense shall not be considered convic- instant con- previous for the of this section. A purpose tions conviction, include or not any viction shall whether litigation pending concerning that conviction. Thus, that a minimum requires mandatory Id.2 § imprisonment sentence of on recidi- years five perpetrators vist certain enumerated violent crimes. inappli- that the enhancement is Appellant argues above rape previous cable because his first conviction was not a contemplated Appellant recognizes conviction as the first conviction resulted from criminal conduct (albeit hour) preceded little over an the criminal *8 in charges argues, conduct that led to the this case.3 He however, apply that the enhancement cannot because a Section 9714 was amended December to be effective in (b)(2) sixty days. only change was the substitution in sub-section phrase purposes previous of the of this section conviction shall "[f]or conviction, any judgment include whether or not of sentence has been phrase previous any or” for the conviction shall include “[a] conviction, id.., (Purdon Supp. whether or not.” See Historical Note 1990). Because the amendment did not take effect until after the committed, prior any crimes were it is the section that controls. In event, substantive, change, though disposi- the would not affect our tion. argues 3. We should note that nevertheless the two episode. light offenses constituted the same criminal In of our disposition infra, separate argument. we need not address this 258

conviction cannot a previous conviction for purposes 9714(b) unless the conviction for the § first offense occurs prior to the commission of the second offense. Although our research has no revealed cases directly on point, careful consideration cases interpreted that have provi- sions similar to 9714 and the principles that animate such recidivist provisions generally, convinces us that appellant’s position must be sustained.

This ago Court long articulated theory underlying legislation, habitual criminal as follows: It was not intended that the heavier penalty prescribed for the commission of a second offense should descend upon anyone, except the incorrigible one, who after being reproved, ‘still hardeneth his neck.’ If penal- the heavier violation____ ty prescribed for second is upon visited the one who has not had the reproof benefit of the of a conviction, then the purpose statute lost. Sutton, Pa.Super. 407, 413, 125 189 A. Commonwealth, (quoting Morgan v. 558 also, (1916)). e.g., See Common- Ky. S.W. 132 Eyster, wealth v. 477, 488-489, Pa.Super. Mourar, (1991)(en banc). (1986), vacated and re- A.2d 197 grounds,

manded on other a per curiam Court, Opinion this in seven joined by judges, history discussed in detail the and purpose of habit- ual offender statutes: long ago legislation least as as ad-

[A]t persistent dressed the offenders proper disposition of language imprecise contained as as [sentenc- ing] have statutes which guidelines, regulatory some (and penal multiple mandate sanctions violations their into case Con- way authority). which have found into the immediacy to the trial court’s inclusion trary case, in all of priority Pennsylvania concept priority statutes the cases recidivist interpreting commission preceding of a conviction lies its Turpack rel. Commonwealth ex enhanced. offense to be

259 Ashe, Commonwealth 403, (1940); v. 15 A.2d 359 339 v. Rouch McDermott, (1909); v. 427 73 A. v. Commonwealth, 78 Pa. 490 Commonwealth (1875); Lane, Common (1975); A.2d 233 345 Pa.Super. 236 Calio, (1944); wealth v. 38 Pa.Super. 155 A.2d 351 Ashe, 132 Pa.Super. rel. v. Flory ex Commonwealth Sutton, v. (1938); Commonwealth 125 Pa.Su Neill, v. Commonwealth (1937); A. 556 per. this does (1901). concept The Pa.Super. antiquity its nothing validity. diminish convictions must antedate prior hypothesis eligible offense principal commission of fact, is, in majority as sentence enhancers application not Annot., in 24 A.L.R.2d country, rule in approach this Commonwealth. only traditional offense, it fact, carrying that a with the “rule second [is] not, contemplation committed legal is penalty a severer Id. for a offense.” until there has been conviction statutes, criminal or have habitual Thirty-one states defines convictions expressly case which authority principal of the preceded those have commission as that: reasoning is the notion consistent with offense. pun- Legislation authorizing imposition increased persist is directed at those who ishment on recidivists of an once been convicted criminality having after alleged essential generally offense. It is thus date of the offense preceded have conviction shall to be sought punishment for which the increased imposed. con- 6. The theme is Habitual Criminals

39 Am.Jur.2d one in this unwavering, only exception with stant and Vandemark, Commonwealth [see Pa.D. & (1948) ], extrapolated as well and can be C. 351 303.7(g) guidelines] from section [of statutory provisions. previous from 589-93, Id. (footnotes A.2d at 201-03 *10 260

omitted).4 See also Commonwealth v. Wolfe, 349 Pa.Su 415, per. 503 A.2d (1986), 435 allocatur granted, 514 Pa. 617, 521 A.2d (1986), 932 appeal dismissed, 406, 517 Pa. 537 (1987). A.2d 1370 Accord Becker, 366 54, Pa.Super. 64-65, 888, 530 A.2d (1987) 893-94 (en banc), denied, allocatur 213 (table); Kearns, v. 365 Pa.Super. 13, 18-19, 528 A.2d (1987). 994 Although Mourar and involved Wolfe the sentencing guidelines, the discussion of the general purpose behind such recidivist provisions is no applica less ble to Indeed, 9714. both Mourar and § recognized Wolfe that the structure of provided 9714 further support § for the conclusion that convictions for prior crimes must pre cede commission of the second crime to be included as sentence enhancers. As the Mourar Court noted:

Guidance on this point may be drawn from 42 Pa.C.S. 9714(b) designates a five-year § enhancement for perpetrators recidivist of certain enumerated violent crimes. Unless this section is read to provide not only a terminus a but quo also ad for quern prior offenses, it sense, makes no and when aligned with section 303.7(g) the sentencing guidelines], must require that [of convic- tion for the (enhancing) offense predate commission of the principal offense escape the imputation of a sophis- tic intent to both. 593-94, at Pa.Super. (footnote 504 A.2d at omitted).

See also Commonwealth v. Wolfe, supra Pa.Super. at 421-22, 503 A.2d at 438. Accord Commonwealth v. Kearns, 19-20, supra at 528 A.2d at 995. We should note that the principles expressed in Mourar and were reaffirmed a recently by unanimous en banc Wolfe panel this Court. Commonwealth Eyster, supra (construing 2154). 42 Pa.C.S.A. § by Supreme 4. The en banc decision in Mourar was remanded our Sessoms, light Court for reconsideration of Commonwealth v. which had held that decision, guidelines Supreme were unconstitutional. Court how- ever, way question validity analysis in no calls into of the provisions recidivist found in the en banc decision in Mourar. for we hold that foregoing authority, with the Consistent pursuant as an enhancer to serve prior conviction commission the conviction of the precede must § holding to the case of this application later offense.5 arose first conviction straightforward. Appellant’s bar is little the instant offense preceded from conduct offense did for the first The conviction more than an hour. months over thirteen February not occur until record, it instant offense. On of the after commission court to treat the trial was error 42 Pa.C.S.A. conviction under as a conviction *11 from logically 9714 follows of Because our construction § Wolfe, in Mourar as from the and as well the decisions and constant longstanding of 9714 and language § in this Common- legislation offender to habitual approach objected counsel should have wealth, claim that appellant’s merit. In arguable possesses 9714 application to the § sentence, at addition, the court based its it is apparent 9714: mandatory language part, least on the § it the court that was appellant informed and Commonwealth to pursuant minimum sentence a seeking mandatory it “con- 9714, on the record and the Court stated § imposing sentencing mandatory aspects sidered the the sentence.” See 13, recognize 5. N.T. June 1989 at We that the actual and one- imposed—seven minimum sentence years-—exceeded minimum term re- mandatory half Nevertheless, five minimum year quired by § (and floor) began from the court served as the basis Thus, prejudiced sentencing analysis. its challenge applicability to failure to raise counsel’s 9714 enhancement. the § however, here, there not end because inquiry

Our does ineffective- hearing no evidentiary has been course, suggest holding, that the sentencer is not meant 5. This fashioning offense in its sen- cannot consider the fact “ connections, of whatever tence. As the Court noted: 'Prior Wolfe nature, among unquestionably authorities are with law enforcement ” sentencing].’ Pa.Super. 349 circumstances to be scrutinized [in 422, (quoting Lupatsky, A.2d at Commonwealth v. 341 503 439 338, 340, 845, (1985)). Pa.Super. 847 491 A.2d 262

ness claims. Accordingly, trial counsel has not had an opportunity explain whether his decision not to object to the application of 9714 had a reasonable basis designed to effectuate his client’s interests. See Commonwealth ex rel. Washington v. Maroney, 599, 605, 235 A.2d 349, (1967). 353 Although it is unlikely that a reasonable basis exists for particular inaction, “we must consider that possibility.” Commonwealth v. Gray, 339 385, 390, 489 A.2d (1985). circumstances, such rather than finding counsel ineffective now remanding for resentencing, the “better course” is to remand the case for an evidentiary hearing at which counsel will have an opportunity explain the reasons for the course chosen. See Commonwealth v. Spotts, 341 Pa.Super.

A.2d see also (1985); Turner, (1976); 365 A.2d Pursell, 403 Pa.Super. (plurality opinion per Wieand, J.); Commonwealth v. Gray, supra.

Appellant’s remaining ineffectiveness claim also con cerns the usage rape the first conviction to enhance his sentence. Specifically, appellant argues that counsel should objected have when the prosecutor handed the *12 court guideline sentence form on appellant’s prior record score was calculated as a “3.” The “3” resulted appellant’s from first rape conviction. In of the light au above, appellant’s thorities discussed claim that the first rape improperly conviction was included in calculating the prior record score clearly possesses arguable merit. See Eyster, supra; Commonwealth v. Mou rar, supra; Commonwealth v. Wolfe, supra. Com however, argues, monwealth that appellant preju was not diced the by Sentencing erroneous calculation because the in Guidelines effect at the time committed the Com instant offenses declared unconstitutional in were Sessoms, monwealth v. (1987), 532 A.2d 775 and thus “the trial court utilized them guidelines] only [the Appellee Brief for in sentence.” guidance imposing for Sessoms, no that a defendant question In there is light imposed ex the sentence simply is not because prejudiced sentencing guide prior in the ceeded the recommendations consist purports However, if to sentence lines. the court errone guidelines guidelines, applies with the but ently Here, obviously prejudiced. defendant has been ously, the record, guidelines apparent it is reviewing after sentence. At appellant’s in formulation of a role played to second motion hearing appellant’s on June sentence, fully that it aware the court stated “was modify I in matter and felt that implications this guideline of the for under all the the sentence that I was called addition, in 8. In its circumstances.” N.T. June 1989 at that, although court it was aware opinion, explained Sessoms, it was guidelines that the had been invalidated that, notwithstanding also this Court had held aware Sessoms, sentencing may guidelines courts consider fashioning appropriate sen guide “a useful reference Common tences.” See Trial Court (citing at 8-9 Opinion Smart, 1,n. A.2d wealth v. appeal granted, 513 n. 1 (1990)). then noted that the sentence court range guidelines of the imposed was within the standard See the offenses. which had in effect at the time of been course, id. regard, at 9. The court’s conclusion this prior record premised erroneously was on an calculated facts, appel score. of these we are satisfied that light object lant counsel’s failure to to the prejudiced by calculation of record score. Once improper however, an oppor note that counsel has not had again, we had a regard whether his inaction this tunity explain effectuate his client’s inter designed reasonable basis Thus, evidentiary hearing ests. we remand for an claim an may opportunity as well so that counsel have *13 See Common for the course chosen. explain reasons Spotts, wealth v. see also Commonwealth v. Turn supra; er, supra; Pursell, supra; Common wealth v. Gray, supra.

For the foregoing reasons, we disallow the appeal as to appellant’s claim, and we vacate the judgment sentence and remand for an evidentiary hearing on appel- lant’s claims of ineffective assistance of counsel. If counsel is found to have ineffective, been a new sentencing hearing must be held. If counsel is determined to have acted reasonably, however, sentence shall reimposed.

Appeal in part; disallowed judgment of sentence vacated and case remanded for proceedings consistent with this Opinion. Jurisdiction relinquished.

POPOVICH, J., files a dissenting statement.

POPOVICH, Judge, dissenting: Having concluded that counsel’s actions prejudiced appel- lant at the time of I sentencing, would remand for resen- tencing.

I do not agree with the majority’s conclusion that an evidentiary is needed hearing to determine whether coun sel’s failure to to the object application of 42 Pa.C.S.A. 9714 and his failure to object improper calculation of appellant’s prior record score had reasonable bases de signed to effect interest. This jurist cannot imagine any reasonable basis for counsel to stand silent and permit a sentencing court to misapply sentencing stat utes guidelines in a manner clearly prejudicial his client. Undoubtedly, present facts, under the remand for an evidentiary hearing simply precious would be a waste of Schultz, resources. Cf., Commonwealth v. judicial (1984) (new 148 n. 4 trial granted hearing, rather than evidentiary where court finds counsel’s actions unsubstantiated and remand for evidentia time). ry hearing would be a waste of judicial I Consequently, respectfully opinion dissent from the since I majority conclude an evidentiary hearing *14 unnecessary, and case should be remanded for resen- tencing. 2d 774 A. Darryl

In the Interest of BOSKET. Appeal Pennsylvania. of COMMONWEALTH of

Superior Pennsylvania. Court of

Argued March 1991.

Filed May

Case Details

Case Name: Commonwealth v. Dickerson
Court Name: Superior Court of Pennsylvania
Date Published: Oct 3, 1991
Citation: 590 A.2d 766
Docket Number: 01673
Court Abbreviation: Pa. Super. Ct.
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