65 Mass. App. Ct. 27 | Mass. App. Ct. | 2005
Convicted of armed assault with intent to kill (G. L. c. 265, § 18[b]),
Background. The jury could have found the following facts. In the early morning (about 1:00 a.m.) of September 13, 2001, Carlos Costa went from his second-floor apartment in New Bedford into the unlit, “pitch black” backyard of the apartment house in pursuit of his sister’s puppy, a six month old miniature
Having heard the events outside, Costa’s mother and sister came downstairs and saw Costa and the defendant facing each other, Costa bleeding profusely from his wound and the defendant holding a knife covered with blood. The defendant turned and mounted his moped, ignoring the sister’s demand that he not leave, and raced out of the backyard. He momentarily lost control of his vehicle, crashed into something, and fell over, but then hopped back on and rode off, as Costa’s sister hurled a rock at him. The police and an ambulance soon arrived and took Costa (who had fallen to the ground and felt faint) to the hospital, where he underwent surgery for a pierced liver and spent five days recovering from his wound.
The police spent over a month searching for the defendant, who had been unhesitatingly identified by Costa and his sister and who never returned to the neighborhood after the incident. He could not be located by the police, despite constant searches for him and several visits to his last known addresses without success. He was finally arrested when encountered in the New Bedford District Court house sitting outside the probation office.
In a statement to the police, the defendant said that he had been visiting a friend and was in the backyard repairing his moped with his pocket knife when the dog charged up to him, barking and nipping at his legs. A man (he did not recognize Costa) then came up to him, saying, “Don’t yell at my dog.” While he was bending over at the waist to slash at the dog with his knife, he was struck in the back by the man. Swinging his
Discussion. The defendant faults the prosecutor for four alleged errors in his closing argument, to all of which he objected: (1) leaving the photograph of Costa’s abdominal wound (characterized as “graphic” and “grisly” by the defendant) on the court room’s television monitor for much of his argument; (2) asserting that the nature of Costa’s wound suggested that the defendant had used “a double-edged knife”; (3) deriding the defendant’s theory of accident by saying:
“An accident, you apologize. You don’t flee, when [Costa’s mother and sister] tell him to wait, and he knows that the police are coming. He gets on his moped and drives away not to be seen again at that address ever, although he had been a frequent visitor. He doesn’t know what he did? He doesn’t have a guilty knowledge of what he did?”
and (4) telling the jury:
“You know from your life experience that there are people in this world whose paths we would choose not to cross. In the daytime we see them, and we know to keep clear of them. And if we were unfortunate enough as human be*30 ings to bark at them, or in Pudgy’s case bark at them, they would just as soon stab you as look at you. . . . Carlos Costa didn’t know that when he went into the backyard and ran into Keith Correia, that he was one of those people. But you know from the evidence in this case that he is.”3
The defendant contends that by this latter comment the prosecutor was arguing that the jury should consider the defendant’s “bad character,” as a violent person who stabbed people frivolously, and as evidence that he was predisposed to and did commit the crimes charged. We agree, however, with the Commonwealth that the challenged conduct of the prosecutor during his closing either was within the bounds of proper argument or could not have prejudiced the defendant.
1. As to the display of the photograph, which the defendant attacks as “calculated to appeal to the jury’s sympathy,” the trial judge expressly found that “the Commonwealth did not unduly dwell on it. In fact, he moved it different times so the jury was not even looking at the television. I watched that. It was on my screen, but their eyes were following — as usual, they follow both of you when you make final argument.” Moreover, as the judge noted, and defense counsel acknowledged, “[t]he jury will have it for a longer time in front of them while they deliberate.”
In any event, “ ‘whether the inflammatory quality of a photograph outweighs its probative value and precludes its admission is determined in the sound discretion of the trial judge.’ Commonwealth v. DeSouza, 428 Mass. 667, 670 (1999), and cases cited. ‘In order to find an abuse of discretion, “it is necessary to decide that no conscientious judge, acting intelligently, could honestly have taken the view expressed by [her].” ’ Commonwealth v. Jaime, 433 Mass. 575, 579 (2001), quoting Commonwealth v. Medeiros, 395 Mass. 336, 351 (1985). The defendant has failed to [address, much less] meet[,] this heavy burden.” Commonwealth v. Anderson, 445 Mass. 195, 208-209 (2005).
2. As to the prosecutor’s suggestion that the defendant had used a “double-edged knife,” the judge concluded that no such inference could be drawn from the photographic evidence of the wound, a subject that required expert testimony, and explicitly directed the jury that they could not infer the use of such a knife because there was insufficient evidence on which to base it. Consequently, even if error occurred, it was fully corrected and could not have influenced the jury. See Commonwealth v. Leno, 374 Mass. 716, 719 (1978); Commonwealth v. Pillai, 445 Mass. 175, 190 (2005) (jury presumed to follow judge’s instructions).
3. The defendant’s attack on the prosecutor’s mocking of his claim of accident (by referring to his flight after the stabbing when he knew the police were coming and his consciousness of guilt) fails. Prosecutors are entitled to argue theories supported by the evidence and to suggest fair inferences from the evidence (which inferences need only be reasonable and possible, not necessary or inescapable). See Commonwealth v. Kozec, 399 Mass. 514, 516 (1987); Commonwealth v. Dinkins, 415 Mass. 715, 725 (1993); Commonwealth v. Christian, 430 Mass. 552, 564-565 (2000).
The prosecutor’s statements here did not exceed the bounds of fair inference from the evidence, and the jury — admonished by both the judge and counsel to apply their common sense and experience in their deliberations — did not have to engage in
Finally, when examined in context, the prosecutor’s remarks could reasonably be viewed by the jury as fairly commenting on the inherent implausibility or unreliability of the defendant’s claim of accident. See Commonwealth v. Andrews, 403 Mass. 441, 457 (1988); Commonwealth v. Moore, 408 Mass. 117, 128 (1990). Cf. Commonwealth v. Glass, 401 Mass. 799, 807 (1988) (“As an attack on the defendant’s self-defense contention, expressed as hyperbolic ridicule, the argument was arguably tolerable”). There was no impropriety.
4. The prosecutor’s challenged statement regarding the
Viewed in context, the prosecutor’s remarks would have been seen by a rational juror as directed not at the defendant’s character but at his shocking conduct, in legitimate response to the defendant’s improbable alternative claims of accident or provocation and lashing out in the heat of passion. The defendant’s cold and calculated behavior was also circumstantial evidence of his purposeful state of mind, a proper subject for argument given the Commonwealth’s burden of establishing the specific intent required to prove assault with intent to cause death. See Commonwealth v. Nardone, 406 Mass. 123, 131 (1989). It could also be fairly deemed the type of wanton or reckless conduct resulting in harm to another that is the legal equivalent of intentional conduct for purposes of establishing
As our appellate courts have frequently observed, “[w]e have never criticized a prosecutor for arguing forcefully for a conviction based on the evidence and on inferences that may reasonably be drawn from the evidence,” Commonwealth v. Kozec, 399 Mass. at 516, and “ ‘enthusiastic rhetoric, strong advocacy, and excusable hyperbole’ are not grounds for reversal.” Commonwealth v. Wilson, 427 Mass. 336, 350 (1998), quoting from Commonwealth v. Sanna, 424 Mass. 92, 107 (1997). To the degree the prosecutor’s statement could be deemed “inflammatory, that was inherent in the odious and brutal nature of the crime[] committed.” Commonwealth v. Ingram, 14 Mass. App. Ct. 999, 999 (1982) (armed assault, aggravated rape, armed robbery). “To the degree that the argument might have warmed the passions of the jury, it did so by reference to [the evidence] that, when recalled, would have that effect. That is permissible.” Commonwealth v. Garofalo, 46 Mass. App. Ct. 191, 194 (1999) (assault and battery). Accord Commonwealth v. Lyons, 426 Mass. 466, 472-473 (1998) (murder by stabbing).
Thus, closing arguments by prosecutors that have been challenged as prejudicial character attacks in such cases as the following have been viewed indulgently by our courts (at least where the judge gave proper instructions and the Commonwealth’s case was strong: Commonwealth v. Anderson, 411 Mass. 279, 285-287 (1991) (on charge of assault and battery by means of a dangerous weapon, a razor, by one prison inmate on another, prosecutor’s characterization of the prison as a “sewer” and of defendant as one of “the kind of people you are dealing with” who made the prison a sewer, held permissible as supported by the evidence and as “a dramatic flourish that was probably not meant to be taken literally. The jury undoubtedly were aware that the prosecutor was arguing his view, and they had the capacity to discount hyperbole”); Commonwealth v. Dixon, 425 Mass. 223, 230-231 (1997) (on charge of murder by shooting, prosecutor’s referring to the defendant and his witnesses as “these people” who come from “a world unlike anything you’ve ever experienced ... a whole different planet . . . havfing] a whole different moral code,” had a foundation
Even if a prosecutor’s closing argument is objected to and subsequently deemed improper, no cognizable prejudice is created when, in light of the entire record, the Commonwealth’s
Even more significant for the negation of prejudice were the judge’s impeccable instructions, most significantly his admonishing the jury no less than five separate times (both at the beginning and at the end of the case) that the arguments of counsel were not evidence and could not be considered by them as evidence, while separately cautioning them multiple times that the only evidence they could consider consisted of the testimony of the witnesses at trial and the admitted exhibits; that they were to decide the case solely on that evidence; that anything counsel or the judge himself may have said that was contrary to the jury’s recollection of the evidence was to be ignored; and that they could not let their consideration of the evidence be swayed by any sympathy, prejudice, or personal feelings. Further, he repeatedly instructed them concerning the presumption of the defendant’s innocence, the Commonwealth’s unremitting burden of proof, the requirement that such proof be beyond a reasonable doubt, and that the burden never shifts to the defendant.
In light of those comprehensive charges, as well as the defendant’s failure to have sought further or curative instructions on any of the arguments claimed to have been improper,
Judgments affirmed.
The original indictment had been for armed assault with intent to murder.
In closing argument, defense counsel had contended that the stabbing had been either accidental or committed as a response to provocation in the heat of passion or sudden combat, both theories aimed at negating the requisite element of specific intent to murder. His appellate argument addresses solely the theory of accident.
The defendant did not object at trial to a subsequent statement by the prosecutor that “it takes a special kind of person to take a knife and sleeve it into a person’s body,” but on appeal assigns it as an error as egregious as that just quoted.
Since the defendant objected to this and the other challenged remarks, except as described in note 3, supra, the standard of review is “prejudicial error,” i.e., “whether we can say with fair assurance that the error ‘did not influence the jury, or had but very slight effect.’ ” Commonwealth v. McCoy, 59 Mass. App. Ct. 284, 290 (2003), quoting from Commonwealth v. Flebotte, 417 Mass. 348, 353 (1994).
The defendant asserts that the prosecutor’s reference to flight disregarded earlier rulings by the judge as to the issue of flight; but when examined in context, those rulings involved other evidentiary issues and were, in any event, ambiguous. What is clear is that the judge did not sustain the defendant’s objection to this line of argument, the defendant did not move for a mistrial, and he did not request any curative instructions as to the issue. See Commonwealth v. Simmons, 419 Mass. 426, 434-436 (1995); Commonwealth v. Perry, 15 Mass. App. Ct. 932, 933 (1983).
Even if these prosecutorial statements could be deemed error, given the strength of the Commonwealth’s case against the defendant, the judge’s careful and correct instructions, the defendant’s expressed satisfaction with those
See Commonwealth v. Toro, 395 Mass. 354, 360 (1985) (the absence of a request for such instructions indicates that “the now challenged aspects of the prosecutor’s argument were not unfairly prejudicial”). Cf. Commonwealth v. Perry, 15 Mass. App. Ct. 932, 933 (1983) (even though defendant objected to
Not only is it a fundamental premise of our system of criminal justice that the jury will pay heed to and follow the judge’s instructions, see Commonwealth v. Leno, 374 Mass. 716, 719 (1978); Commonwealth v. Barbosa, 399 Mass. 841, 849 (1987); Commonwealth v. Viriyahiranpaiboon, 412 Mass. 224, 231-232 (1992); but our law also presumes (as the cases cited above illustrate) (a) that the jury are aware (when properly instructed, as they were here) that “closing argument is identified as argument . . . [and] is not evidence,” Commonwealth v. Kozec, 399 Mass. at 517; (b) that “the jury should realize that the statements of counsel are arguments and not dispassionate recitations of fact,” Commonwealth v. Loguidice, 420 Mass. 453, 456 (1995); (c) that “[t]he jury [can] be expected to take [closing] arguments with a grain of salt,” Commonwealth v. Bradshaw, 385 Mass. 244, 277 (1982); (d) that the jury — charged with using their common sense and experience — are aware that the prosecutor’s position is that the defendant being tried committed the acts with which he is charged, Commonwealth v. Deveau, 34 Mass. App. Ct. at 11; (e) that “the jury know[] that the prosecutor is an advocate and [they] may be expected ... to discount [overzealous] remarks as seller’s talk,” Commonwealth v. Coleman, 366 Mass. 705, 714 (1975) (citations omitted); (f) that jurors are “able to recognize [the prosecutor’s] arguments as advocacy and not statements of personal belief,” Commonwealth v. Wilson, 427 Mass. at 352, and, “aware that the prosecutor was arguing his view, . . . [are able] to discount [prosecutorial] hyperbole,” Commonwealth v. Anderson, 411 Mass. at 287; and (g) that the jury possess “[a] certain measure of . . . sophistication in sorting out excessive claims on both sides,” Commonwealth v. Kozec, 399 Mass. at 517, particularly the capability of “sorting out [both] hyperbole and speculation.” Commonwealth v. McLaughlin, 431 Mass. at 512. There are, of course, cases in which the judge’s instructions are not pointed enough to neutralize claimed errors in the prosecutor’s argument. See, e.g., Commonwealth v. Shelley, 374 Mass. 466, 469-471 (1978) (prosecutor characterized defendant’s expert psychiatric witnesses in murder case, in disclaimer form, as “bought,” “mercenary soldiers,” and “prostitutes,” but judge did not give curative instructions and the Commonwealth’s case was not overwhelming); Commonwealth v. Kelly, 417 Mass. 266, 269-272 (1994) (in a case “close ... on the facts,” the prosecutor supported police witnesses by not only stating evidence not in the record but also improperly suggesting that the defendant had an obligation to produce evidence, and request for particularized curative instructions was ignored); Commonwealth v. Coren, 437 Mass. 723, 731 (2002) (prosecutor misstated important aspects of the testimony going to the central issue in the case beyond fair inferences, and the judge declined to give particularized instructions); Commonwealth v. Gallego, 27 Mass. App. Ct. 714, 717-720 (1989) (prosecutor appealed to ethnic stereotypes and xenophobic feelings by repeatedly referring to the defendant as one of a “tightly knit organization” of “Colombian drug dealers,” despite lack
The defendant did not object to the prosecutor’s reference to the “special kind of person” it takes to “sleeve [a knife] into a person’s body,” so that it is reviewable, assuming error, under the “substantial risk of a miscarriage of justice” standard. See Commonwealth v. Kozec, 399 Mass, at 518 n.8. The absence of any objection “rightly appears to be of large, if not necessarily conclusive, importance upon appellate review.” Commonwealth v. Cobb, 26 Mass. App. Ct. 283, 288 n.7 (1988). Since we conclude that no reversible error occurred even under the more favorable (to the defendant) “prejudicial error” standard applicable to preserved errors, any argument that this remark created a substantial risk of a miscarriage of justice would be unavailing if made; but the defendant does not even advance such an argument, which is accordingly waived. See Mass.R.A.P. 16(a)(4), as amended, 367 Mass. 921 (1975).
The defendant argues that the “cumulative effect of his four assignments of error in the prosecutor’s closing requires reversal.” As there was, at most, one arguable error, that argument fails. Commonwealth v. Degro, 432 Mass. 319, 329 (2000).
While we are firmly persuaded that the challenged prosecutorial remarks here — even the exuberant final one — came nowhere near depriving the defendant of a fair trial or meriting reversal, we nonetheless express our dismay that yet another prosecutor has exposed himself to charges of having “sailed unnecessarily close to the wind,” Commonwealth v. Redmond, 370 Mass. 591, 597 (1976), essentially by ignoring the clear guidelines on the subject that our courts have frequently announced, Commonwealth v. Masello, 428 Mass. 446, 453 (1998), quite likely as the result of lack of thoughtful and careful preparation, Commonwealth v. McLeod, 30 Mass. App. Ct. 536, 541 (1991), with the consequence that the court’s time and energy must be devoted — again, unnecessarily — to the difficult task of evaluating the propriety and impact of challenged closing statements in the context of the entire proceedings. We remind prosecutors of our recent admonition that “[o]ur conclusion that no misconduct occurred here should by no means be read as an endorsement of the prosecutor’s actions. . . . While the government here managed to skate a fine line between proper argument and reversible error . . . there was no justification for cutting things so fine. Were the facts changed but slightly, the outcome here easily could [have] be[en] different.” Commonwealth v. Beaudry, 63 Mass. App. Ct. 488, 499-500 (2005), further appellate review granted, 445 Mass. 1101 (2005).