COMMONWEALTH of Pennsylvania, Appellee v. David COPENHEFER, Appellant.
941 A.2d 646
Supreme Court of Pennsylvania.
Submitted Jan. 24, 2006. Decided Dec. 28, 2007.
104 941 A.2d 646
Bradley Henry Foulk, Erie, Amy Zapp, Harrisburg, Joseph P. Conti, Douglas Grant McCormick, Robert A. Graci, for the Com. of Pa., appellee.
BEFORE: CAPPY, C.J., CASTILLE, SAYLOR, EAKIN, BAER, BALDWIN and FITZGERALD, JJ.
OPINION
Justice EAKIN.
Appellant appeals from the order denying his petition under the Post Conviction Relief Act (PCRA),
Appellant was convicted of first degree murder and sentenced to death.1 On direct appeal, he claimed the trial court erred by failing to instruct the jury at the penalty phase that his lack of prior record constituted a mitigating circumstance.
This Court found no error because the verdict slip clearly indicated the jury considered mitigating evidence based on the lack of prior record. Id., at 1360. On a line of the verdict slip where jurors were to indicate any mitigating circumstances found, the jury wrote “first offense” but later crossed it out because of confusion surrounding the verdict slip instructions. Id., at 1364 (Appendix A). It was clear from the record the jury was confused regarding the verdict form itself, but not regarding the absence of mitigating circumstances. This Court did not find any support in the record suggesting the death verdict was the product of passion, prejudice, or any arbitrary factor. Id., at 1360. The only lack of certainty was regarding how the “complicated verdict slip was to be marked.” Id.2
Appellant did not seek review by the United States Supreme Court. He did petition for relief under the PCRA. While this petition was pending, he filed a pro se petition for a writ of habeas corpus with the United States District Court, which was dismissed without prejudice. See Copenhefer v. Horn, Civil Action No. 99-5E, unpublished memorandum at 12 (U.S. Dist. Ct. filed August 15, 2002) (citing Copenhefer v. Domonovich, Civil Action No. 92-49E, unpublished memorandum (U.S. Dist. Ct. filed February 11, 1992)). The PCRA court subsequently denied appellants PCRA petition; this Court affirmed, see Commonwealth v. Copenhefer, 553 Pa. 285,
Appellant filed a second PCRA petition, but later withdrew it. He filed a second habeas corpus petition with the United States District Court. The petition was referred for initial review to a magistrate judge, who recommended granting it because appellants penalty phase was constitutionally defective based on the issues raised on direct appeal. See Copenhefer v. Horn, Civil Action No. 99-5E, unpublished memorandum at 114 (U.S. Dist. Ct. filed August 15, 2002). The magistrate judge recommended denying relief regarding alleged error in the guilt phase of appellants trial; appellant does not raise those issues here. Id., at 115. A district judge accepted the magistrate judges recommendations; appellant and the Commonwealth appealed to the Court of Appeals for the Third Circuit, which stayed the appeal pending this Courts ruling here. Id.
On October 17, 2001, appellant filed a third PCRA petition based on this Courts decision in Commonwealth v. Rizzuto, 566 Pa. 40, 777 A.2d 1069 (2001) (where mitigating circumstance is presented to jury by stipulation, jury is required to find that mitigating factor) (abrogated on other grounds by Commonwealth v. Freeman, 573 Pa. 532, 827 A.2d 385, 400 (2003)). The PCRA court gave notice of its intention to dismiss the petition as untimely; appellant argued the time-bar exception in
Our standard of review is whether the PCRA courts order is supported by the record and free of legal error. Commonwealth v. Abu-Jamal, 574 Pa. 724, 833 A.2d 719, 723 (2003). We must first determine the propriety of the PCRA courts dismissal of appellants petition as untimely. Id. A PCRA petition, including a second or subsequent one, must normally be filed within one year of the date the judgment becomes final,
Appellant argues Rizzuto created a new constitutional right and should be applied retroactively, bringing his PCRA petition within
[W]here the absence of a prior record is not in dispute, as in this case, the sentencing jury has no discretion whether or not to find the existence of this fact as a mitigating factor. If we would grant the jury discretion to ignore stipulations of fact, we would be granting the right to arrive at a sentencing verdict in an arbitrary and capricious fashion. Such a conclusion would undercut the very purpose of the death penalty sentencing scheme as developed by our General Assembly. A sentence of death cannot be “the product of passion, prejudice or any other arbitrary factor.”
42 Pa.C.S. § 9711(h)(3)(i) .Accordingly, where a mitigating circumstance is presented to the jury by stipulation, the jury is required by law to find that mitigating factor. In the instant case, the jury was not directed to find the existence of (e)(1); nor did the jury herein find that (e)(1) had been proven by a preponderance of the evidence, despite the stipulation.
Id. Accordingly, we vacated Rizzuto‘s sentence and remanded for a new sentencing hearing. Appellant asserts this holding brings his petition within the ambit of the time-bar exception in
This Court examined this exception in Commonwealth v. Abdul-Salaam, 571 Pa. 219, 812 A.2d 497 (2002), noting:
Subsection (iii) of
Section 9545 [(b)(1)] has two requirements. First, it provides that the right asserted is a constitutional right that was recognized by the Supreme Court of the United States or this court after the time provided in this section. Second, it provides that the right “has been held” by “that court” to apply retroactively. Thus, a petitioner must prove that there is a “new” constitutional right and that the right “has been held” by that court to apply retroactively. The language “has been held” is in the past
This Court has recognized Rizzuto created a new rule of law. See Commonwealth v. Marinelli, 589 Pa. 682, 910 A.2d 672, 681-82 (2006) (Opinion Announcing the Judgment of the Court);6 Commonwealth v. Johnson, 572 Pa. 283, 815 A.2d 563, 581-82 (2002). However, we have not held that new rule to be constitutional in nature,7 and clearly the ruling is based on interpretation of the statute. Neither have we held Rizzuto to applies retroactively.
Appellants direct appeal was exhausted 30 days after it was decided March 18, 1991, the time within which he could have filed a certiorari petition, and thus was not pending when Rizzuto was decided in 2001. Thus, he is not entitled to retroactive application of Rizzuto.
Because appellant has failed to demonstrate he met the requirements of
Order affirmed. Jurisdiction relinquished.
Chief Justice CAPPY and Justice CASTILLE join the opinion.
Justice SAYLOR files a concurring opinion.
Justice BAER files a dissenting opinion in which Justice BALDWIN and Justice FITZGERALD join.
Justice SAYLOR, concurring.
I agree with Mr. Justice Baer that the decision in Commonwealth v. Rizzuto, 566 Pa. 40, 777 A.2d 1069 (2001), has a constitutional dimension. See Dissenting Opinion at 112-13, 941 A.2d at 651. However, as the majority explains, the exception to the PCRA‘s one-year time bar set forth in
Appellant argues that the time bar is not reasonable as applied to his circumstance, and that it therefore violates relevant constitutional norms. In this regard, Appellant ob-
I recognize the paradoxical nature of Appellant‘s situation, given that he seeks application of a rule of law that overturned the holding of his own direct appeal. Nevertheless, in terms of the overall reasonableness of enforcing the time limitation on state collateral review, it bears mention that the sentencing jury did initially note the absence of prior offenses as a mitigating factor on the verdict slip, but subsequently rejected it by drawing a line through the words “first offense” in the mitigation category. It seems implausible that jurors who considered but rejected the notion that Appellant‘s lack of a criminal history represented meaningful mitigation would find that this factor offset the substantial aggravation that was established by the Commonwealth. Further, I remain of the view that the time bar is a rational and perhaps necessary legislative response to serial challenges raised by prisoners that undermine finality and tax government resources, and to effectively implement a limitation, exceptions by their nature must contain effective boundaries. See Bennett, 593 Pa. at 407-08, 930 A.2d at 1279 (Saylor, J., dissenting). As applied here, it forecloses a redundant effort to return to state court to assert claims for relief from a twenty-year-old sentence upon which Appellant already has obtained relief in federal court, subject only to the remaining federal appellate review.
As I am unable to credit Appellant‘s argument that the one-year time bar is unreasonable as applied to him, I join the majority opinion, subject only to the above difference.
Justice BAER, dissenting.
In Commonwealth v. Rizzuto, 566 Pa. 40, 777 A.2d 1069 (2001), this Court held that granting discretion to the jury in a capital case to ignore stipulated mitigating factors would result in arbitrary and capricious death sentences. Because
Where the jury finds one or more aggravating circumstances and no mitigating circumstance, the death penalty is mandatory.
On direct appeal, Appellant argued that the trial court erred in failing to charge the jury that Appellant‘s lack of a criminal record established the
In 1999 Appellant filed a federal habeas petition in the United States District Court for the Western District of Pennsylvania, arguing that the trial court had failed to instruct the jury properly regarding the stipulated mitigating factor. While this federal petition was pending, this Court decided Commonwealth v. Rizzuto, 566 Pa. 40, 777 A.2d 1069 (2001), which abrogated Copenhefer and adopted the position advanced by Appellant and the Copenhefer dissent, holding that where a mitigating circumstance is presented to the jury by stipulation, the jury is required to find that mitigating factor and must be instructed accordingly. The Rizzuto court recognized that if it granted the jury discretion to ignore stipulations of fact, the Court “would be granting the right to arrive at a sentencing verdict in an arbitrary and capricious fashion.” Rizzuto, 777 A.2d at 1089. Allowing such arbitrary and capricious sentences would, the Court reasoned, “undercut the very purpose of the death penalty sentencing scheme” in Pennsylvania, which prohibits a death sentence that is “the product of passion, prejudice or any other arbitrary factor.” Id., citing
With his federal habeas petition still pending, Appellant filed the current PCRA petition setting forth a claim for relief based on Rizzuto, arguing that his death sentence violated the Eighth and Fourteenth Amendments to the United States Constitution.2 Because this petition was filed outside of the
The PCRA court dismissed the petition on April 8, 2002, finding that Appellant had failed to establish the existence of an exception to the PCRA‘s one-year time bar because Rizzuto neither established a new constitutional right nor applied retroactively. See PCRA Court Notice of Intent to Dismiss, 2/13/02, at 3. On August 16, 2002, a federal magistrate entered a recommendation that Appellant‘s federal habeas claim be granted, concluding that the trial court had failed properly to instruct the jury regarding the stipulated mitigating factor, resulting in a violation of Appellant‘s Eighth Amendment right to be free from the imposition of an arbitrary death sentence. On December 9, 2002, the district court accepted this recommendation. After both parties appealed, the Third Circuit stayed further consideration of Appellant‘s habeas claim, pending this Court‘s ruling on the PCRA petition sub judice.
I cannot agree with the majority‘s conclusion in this regard. The Eighth Amendment to the federal constitution mandates individual assessment of the appropriateness of the death penalty, and bars the state from preventing the jury from considering and giving effect to mitigating evidence. See Penry v. Lynaugh, 492 U.S. 302, 318, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989) (holding that the trial court must specifically instruct the jury that it could give effect to the mitigating evidence by declining to impose the death penalty); see also Lockett v. Ohio, 438 U.S. 586, 604, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978) (“the Eighth and Fourteenth Amendments require that the sentence giver, in all but the rarest kind of capital case, not be precluded from considering, as a mitigating factor, any aspect of a defendant‘s character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death.“).
Appellants assertion on direct appeal, rejected by a majority of this Court, posited that the jury was required to find the mitigating circumstance that Appellant had no significant history of prior criminal convictions under
In holding in Rizzuto that permitting the jury to disregard a stipulated mitigating factor would lead to an arbitrary and
Moreover, Pennsylvania‘s sentencing scheme was adopted in order to comply with Furman and avoid “a substantial risk that it [the death sentence] would be inflicted in an arbitrary and capricious manner.” Commonwealth v. Cross, 508 Pa. 322, 496 A.2d 1144 (1985). The Pennsylvania Legislature, in order to meet the requirements of Furman, Gregg, and Commonwealth v. Moody, 476 Pa. 223, 382 A.2d 442 (1977), enacted
By concluding in Rizzuto that Appellant‘s sentence was arbitrary and capricious because the jury had the discretion to ignore a stipulated mitigator, we relied on the language employed in Eighth Amendment jurisprudence barring arbitrary and capricious sentences. Thus, our holding in Rizzuto recognized a new constitutional right requiring a jury to accept stipulated-to mitigating factors as a matter of Eighth Amendment jurisprudence.4 Without a proper and necessary instruction from the trial court, the jury disregarded the stipulated mitigator and consequently imposed an automatic death sentence, where state and federal law required it to weigh the aggravating factors against the stipulated mitigator.
I turn next to the question of Rizzuto‘s retroactivity. I note that this Court‘s opinion in that case did not discuss whether it would be applied retroactively. Significantly, Appellant does not argue that Rizzuto should be applied retroactively in accord with our established test for such application.5 Instead, Appellant argues that fundamental fairness requires that our Rizzuto discussion apply retroactively to him, citing Commonwealth v. Cruz, 578 Pa. 263, 851 A.2d 870 (2004). Cruz afforded relief to a PCRA petitioner whose co-defendant had previously been granted relief on an identical claim, accepting the petitioner‘s argument that this remedy was
Justice BALDWIN and Justice FITZGERALD join this dissenting opinion.
941 A.2d 655
COMMONWEALTH of Pennsylvania v. Willie COOPER, Appellant.
Commonwealth of Pennsylvania, Appellant v. Willie Cooper.
Supreme Court of Pennsylvania.
Argued April 17, 2007. Decided Dec. 28, 2007.
Notes
Any petition under this subchapter, including a second or subsequent petition, shall be filed within one year of the date the judgment becomes final, unless the petition alleges and the petitioner proves that:
* * *
(iii) the right asserted is a constitutional right that was recognized by the Supreme Court of the United States or the Supreme Court of Pennsylvania after the time period provided in this section and has been held by that court to apply retroactively.
