Lead Opinion
OPINION
This Court granted review to consider whether appellant was subject to custodial interrogation during an encounter
On June 30, 2011, while appellant was on parole following a drug conviction, his parole agent, Agent McCartin, received a voicemail from the father of appellant’s fiancée, who stated appellant possessed and had been discharging firearms, and may have been selling drugs at his home. Agent McCartin testified he found the voicemail reliable because the caller identified himself and his relationship to appellant, and knew of appellant’s recent approved vacation to Virginia.
On July 6, 2011, appellant went to the parole office to meet with Agent McCartin. Upon appellant’s arrival, Agent McCartin handcuffed him and searched him for weapons, finding none. Agent McCartin informed appellant that he and other agents were going to search his home for firearms and drugs based on a “course of action[.]” N.T. Trial, 5/10/12, at 96-97. He asked appellant if contraband would be found in his home; appellant became nervous and said he was unsure what agents would discover. Another parole officer, Agent Heidlebaugh, asked him whether firearms would be found in his home; appellant admitted a gun was in a drawer under the living-room couch. The agents transported appellant, still in handcuffs, to his home.
Four parole agents, including McCartin and Heidlebaugh, conducted the search. They recovered a .40 caliber handgun from the drawer identified by appellant and an empty .22 caliber handgun case from appellant’s bedroom. They also seized $3,200, one pound of marijuana, and plastic baggies. When confronted with the drugs, appellant admitted they
Appellant was charged with two counts each of persons not to possess firearms, 18 Pa.C.S. § 6105(a)(1), and firearms not to be carried without a license,
In its Rule 1925(a) opinion, the trial court held Miranda warnings were not required because appellant was neither in custody nor interrogated.
The Superior Court affirmed, holding Miranda warnings were not required during questioning by the parole agents because appellant’s statements were merely part of a parole interview rather than a custodial interrogation. Commonwealth v. Cooley, No. 1588 MDA 2012, unpublished memorandum at 12,
The court also determined there was no custodial interrogation because appellant “was not taken to an unfamiliar or
We granted allocatur to determine “[w]hether there was custodial interrogation, such that the failure to issue Miranda warnings violated [appellant]’s Fifth Amendment rights, requiring suppression of statements made.” Commonwealth v. Cooley,
Appellant contends a parole agent must issue Miranda warnings to a parolee when he is in custody and questioned about new crimes.
Appellant argues both the Superior Court and the trial court improperly relied on United States v. Randolph,
Appellant contends Commonwealth v. Knoble,
Appellant also claims the Superior Court erred in relying on 61 Pa.C.S. § 6153(d)(5). He asserts that section only involves the Fourth Amendment, and lawfulness of detaining a parolee during a home search is immaterial to a Miranda analysis.
The Commonwealth concedes parolees and probationers do not lose Fifth Amendment rights merely because of their status, but contends appellant was not in custody for Fifth Amendment purposes. The Commonwealth notes appellant had been on parole for 17 months without incident and was aware of the rules regarding his supervision; no weapons or other show of force was utilized, and the search was executed without undue delay. The Commonwealth contends the totality of the circumstances overcomes any inference of custody solely from the use of handcuffs.
The Commonwealth claims 61 Pa.C.S. § 6153 detention does not rise to the level of custody for Miranda purposes. The Commonwealth argues the detention of parolees is important for agents’ safety during their supervisory process, asserting “[a] precedent that the mere handcuffing of an individual elevates an interaction from detention into custody, requiring the safeguards of Miranda, without other factors demonstrating either force or compulsion, would severely handicap the entire parole process.” Commonwealth’s Brief, at 19.
The Commonwealth claims this case is similar to Murphy, which held because a probation interview is non-custodial, a probationer’s failure to invoke the Fifth Amendment during a probation interview makes his statements admissible. See Murphy, at 429-34,
The Fifth Amendment provides “no person ... shall be compelled in any criminal case to be a witness against himselfi.]” U.S. Const. amend. V. This prohibition not only permits an individual to refuse to testify against himself when he is a defendant but also “ ‘privileges him not to answer official questions put to him in any other proceeding, civil or criminal, formal or informal, where the answers might incriminate him in future criminal proceedings.’ ” Murphy, at 426,
With these principles in mind, we turn to the issue presented. A parolee does not lose the Fifth Amendment privilege against self-incrimination merely because of convic
An individual is in custody if he is “physically denied his freedom of action in any significant way or is placed in a situation in which he reasonably believes that his freedom of action or movement is restricted by the interrogation.” Commonwealth v. Johnson,
In Murphy, the United States Supreme Court addressed whether “a statement made by a probationer to his probation officer without prior warnings is admissible in a subsequent criminal proceeding.” Murphy, at 425,
The Supreme Court indicated the Fifth Amendment privilege against compulsory self-incrimination does not preclude voluntary incriminatory statements, and a probationer must claim the privilege if he desires its protection; otherwise, his statement will not be considered “compelled.” Id., at 427,
The Court concluded Murphy’s meeting with his probation officer did not amount to custody for Miranda purposes, as there was no formal arrest or its functional equivalent. Id., at 429-30,
This Court addressed a factually similar case in Knoble. Knoble was on probation and was required to complete a sex-offender program, but was terminated from the program for
The trial court and the Superior Court relied on Randolph in holding a parole interview is not the equivalent of custodial interrogation, such that agents may question parolees without Miranda warnings. Cooley, at 12 (citing Randolph, at 589 n. 3); Trial Court Opinion, 12/3/12, at 11 (same); Suppression Court Opinion, 3/26/12, at 5 (same). The opinion in Randolph only dealt with the Fourth Amendment and a motion to suppress physical evidence; the opinion noted “[a]t the oral argument today, Randolph withdrew his request to suppress statements[.]” See Randolph, at 588 & 589 n. 3. Yet, after determining the Fifth Amendment was not at issue, the court further opined that “[p]arole agents in any event may without Miranda warnings question parolees.” Id. In support of its determination, the court quoted a footnote from Murphy:
“Just as there is no right to a jury trial before probation may be revoked, neither is the privilege against compelled*133 self-incrimination available to a probationer. It follows that whether or not the answer to a question about a residential requirement is compelled by the threat of revocation, there can be no valid claim of the privilege on the ground that the information sought can be used in revocation proceedings. Our cases indicate, moreover, that a State may validly insist on answers to even incriminating questions and hence sensibly administer its probation system, as long as it recognizes that the required answers may not be used in a criminal proceeding[ ] and thus eliminates the threat of incrimination.”
Id. (quoting Murphy, at 435 n. 7,
This quotation concerned the Supreme Court’s inquiry whether a probationer’s failure to assert his privilege against self-incrimination would be excused when a probation officer “either expressly or by implication, asserts that invocation of the privilege would lead to revocation of probation[.]” Murphy, at 435,
Appellant’s challenges to application of Randolph are well taken. The case is not binding precedent, the language was dictum, and the Fifth Amendment was not at issue there. Further, Randolph involved a threat of parole revocation, which is not present here. Thus, we find that both the trial court’s and the Superior Court’s reliance on Randolph was misplaced.
While Murphy and Knoble are factually distinguishable because neither involved actual custody, we find portions of Murphy’s reasoning particularly instructive. The Murphy Court “emphasize[d] that Murphy was not under arrest and that he was free to leave at the end of the [probation] meeting[,]” and it noted “[a] different question would be presented if he had been interviewed by his probation officer
A state may require a probationer to appear and discuss matters that affect his probationary status; such a requirement, without more, does not give rise to a self-executing privilege. The result may be different if the questions put to the probationer, however relevant to his probationary status, call for answers that would incriminate him in a pending or later criminal prosecution.
Id., at 435,
The Murphy Court also addressed the difference between custodial interrogation and a routine probation interview, determining a probationer must invoke his privilege against self-incrimination when questioned during the latter, as the privilege is not self-executing, and a probation requirement to appear at the meeting and be completely honest does not violate a probationer’s Fifth Amendment rights. See id., at 429-37,
It is beyond cavil that no mere parole interview took place here. Appellant had been on parole for 17 months without incident, and just returned from an approved out-of-state vacation. There is no evidence any prior meeting involved handcuffing, but appellant was immediately restrained upon arrival. This may be understandable and legal, but that
After handcuffing, appellant was searched; nothing was found. There is no evidence the agents felt threatened after that, but the restraints were not removed. No one told appellant he was not under arrest or that he was restrained pursuant to routine policy. Instead, the parole agents stated he was being investigated for new crimes; their interrogation and search was unquestionably aimed at crimes for which he was not on parole. At that point, the parole agents’ conduct was the functional equivalent of that of police officers.
Based on the totality of the circumstances, we find a reasonable parolee would not feel free to terminate the encounter and leave the parole office.
In determining whether this error requires the grant of a new trial, we must consider whether the error was harmless. Appellant claims the admission of his incriminating statements substantially prejudiced him because an essential element of his crimes was possession, and his statements identified the location of the firearms and admitted possession of the firearms and drugs. “An error is harmless if it could not have contributed to the verdict. In other words, an error cannot be harmless if there is a reasonable possibility the error might have contributed to the conviction.” Commonwealth v. Wright,
In sum, we hold appellant was subject to custodial interrogation such that his parole agents’ failure to issue Miranda warnings violated his Fifth Amendment rights, the courts
Judgment of sentence vacated. Case remanded for new trial. Jurisdiction relinquished.
Former Chief Justice CASTILLE and former Justice McCAFFERY did not participate in the decision of this case.
Chief Justice SAYLOR, Justice BAER and Justice TODD join the opinion.
Justice STEVENS files a dissenting opinion.
Notes
. Miranda v. Arizona,
. The Commonwealth later withdrew one firearms count.
. Appellant also filed a motion to suppress the physical evidence, but for purposes of this appeal, appellant only challenges admission of his statements.
. The opinion denying appellant's motion to suppress contains analysis substantially similar to the Rule 1925(a) opinion. See Suppression Court Opinion, 3/26/12, at 5-6.
. In its entirety, § 6153(d)(5) provides:
(d) Grounds for personal search of offender.—
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(5) The offender may be detained if he is present during a property search. If the offender is not present during a property search, the agent in charge of the search shall make a reasonable effort to provide the offender with notice of the search, including a list of the items seized, after the search is completed.
Id., § 6153(d)(5).
. Appellant notes this is an issue of first impression before this Court but points to other jurisdictions that have held Miranda warnings are required during custodial interrogation by a parole agent regarding new crimes. See Appellant’s Brief, at 13 (citing United States v. Newton,
. Appellant proposes Steele is persuasive, as it "provides a cogent rule that clarifies how Miranda applies to a custodial interrogation of a suspect on probation or parole about new crimes.” Appellant’s Brief, at 18 (quoting Steele, at 1386-87) ("[T]he proper rule is that while statements made to a probation or parole officer without the Miranda warnings being given are properly admitted in a parole revocation hearing where various types of hearsay may be used to inform the court as to the parole violation, [ ] when these statements are used to prove an entirely separate offense against the defendant and he is in custody and under the compulsion of discussing matters with his parole or probation officer, Miranda warnings must be given before such testimony can be admitted ... in the trial involving the separate offense.”).
. "We have held Article I, § 9 of the Pennsylvania Constitution affords no greater protections against self-incrimination than the Fifth Amendment to the United States Constitution.” Knoble, at 979 n. 2 (citation omitted).
. Another exception to the need to assert the privilege exists when “the government in any way asserts that a probationer’s claiming of the privilege would lead to probation revocation[.]” Knoble, at 982 (citing Murphy, at 435,
. "[O]ne of the primary stages of sex offender treatment is for an individual to take a sexual history therapeutic polygraph in order to objectively assess a participant's self-reported sexual history.” Knoble, at 978.
. Parolees may not feel free to terminate a parole meeting and leave the parole office before the meeting has ended; however, as Murphy noted, “any compulsion [a parolee] might ... fe[el] from the possibility that terminating the meeting would have led to revocation of probation [is] not comparable to the pressure on a suspect who is painfully aware that he literally cannot escape a persistent custodial interrogator.” Murphy, at 433,
. Handcuffing appellant was entirely reasonable under the Fourth Amendment, though it resulted in custody for purposes of Miranda. Likewise, 61 Pa.C.S. § 6153 allows his detention during the home search. However, the lawfulness of custody does not mean there was no custody, and as such does not preclude appellant’s Fifth Amendment claim. We also observe the burden of reciting Miranda warnings is not an onerous one.
. A court views the totality of circumstance in each case; we accordingly limit our holding to the facts presented here and recognize the outcome might be different with factual variations. We also express no opinion as to whether the privilege is self-executing when, during a routine interview or home search, a probationer or parolee is required to answer questions that may incriminate him in a future criminal prosecution.
. We acknowledge appellant, in his brief, argued in the alternative that his sentence was unconstitutional pursuant to Alleyne v. United States, — U.S. -,
Dissenting Opinion
dissenting.
I differ with the majority’s conclusion that the use of handcuffs transformed Appellant’s interaction with parole agents at his pre-arranged meeting into the functional equivalent of an arrest for Miranda
Preliminarily, as the majority acknowledges, the United States Supreme Court has addressed the issue of Fifth Amendment application to probationers in Minnesota v. Murphy,
In analyzing whether, in the absence of Miranda warnings, Murphy’s statements to the probation officer were admissible in a subsequent criminal proceeding, the Supreme Court relevantly concluded Murphy was not “in custody” for Miranda purposes. Id., at 430,
In so holding, the Supreme Court went to great lengths to discuss why Murphy (a probationer who attended a prearranged meeting with his probation officer) was not in custody. Specifically, the Supreme Court emphasized that:
Not only is custodial interrogation ordinarily conducted by officers who are ‘acutely aware of the potentially incriminatory nature of the disclosures sought,’ ... but also the custodial setting is thought to contain ‘inherently compelling pressures which work to undermine the individual’s will to resist and to compel him to speak where he would not otherwise do so freely.’ To dissipate ‘the overbearing compulsion ... caused by isolation of a suspect in police custody,’ the Miranda Court required the exclusion of incriminating statements obtained during custodial interrogation unless the suspect fails to claim the Fifth Amendment privilege after being suitably warned of his right to remain silent and of the consequences of his failure to assert it. We have consistently held, however, that this extraordinary safeguard ‘does not apply outside the context of the inher*139 ently coercive custodial interrogations for which it was designed.’
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Even a cursory comparison of custodial interrogation and probation interviews reveals the inaptness of the Minnesota Supreme Court’s analogy to Miranda. Custodial arrest is said to convey to the suspect a message that he has no choice but to submit to the officers’ will and to confess. It is unlikely that a probation interview, arranged by appointment at a mutually convenient time, would give rise to a similar impression. Moreover, custodial arrest thrusts an individual into ‘an unfamiliar atmosphere’ or ‘an interrogation environment ... created for no purpose other than to subjugate the individual to the will of his examiner.’ Many of the psychological ploys discussed in Miranda capitalize on the suspect’s unfamiliarity with the officers and the environment.
Murphy,
Thus, the Supreme Court pointed to the following factors in rejecting the claim Murphy was in custody: (1) Murphy’s regular meetings with his probation officer should have served to familiarize him with her and her office and to insulate him from psychological intimidation that might overbear his desire to claim the privilege; (2) the coercion inherent in custodial interrogation deriving in large part from an interrogator’s insinuations that the interrogation will continue until a confession is obtained was lacking; and (3) Murphy was not physically restrained and could have left the office such that any compulsion he might have felt from the possibility that terminating the meeting would have led to revocation of probation was not comparable to the pressure on a suspect who is painfully aware that he literally cannot escape a persistent custodial interrogator. Id., at 433,
In distinguishing Murphy from the instant case, and thus concluding Appellant was in custody when he was handcuffed at the parole office, the majority concludes “no mere parole
Additionally, the majority points to the fact Appellant was handcuffed at the parole office. Majority Opinion at 134-35,
In the instant case, Appellant voluntarily arrived for a prearranged meeting at the parole office, where had had been on many occasions. He met with the parole agent, who had been supervising Appellant for approximately eighteen months. The supervision of Appellant during this time period included, inter alia, urine screens, office visits, and searches of Appellant’s approved residence. Appellant had been on parole for this period without incident and had recently returned from an out-of-state travel pass. Upon arriving at the parole office, the agent handcuffed Appellant, told him he had received information Appellant was in possession of firearms, and informed Appellant his approved residence would be searched. When asked if firearms would be found in his home, Appellant admitted there was a gun in a drawer under the living-room couch.
Based on the totality of the circumstances, I find Appellant was not in custody at the parole office. Similar to the
. Miranda v. Arizona,
. As it relates to Appellant's remaining statements, which he made at his approved residence and prior to the search of his vehicle, I would find any error with regard to the admission thereof to be harmless. Commonwealth v. Wright,
