*1 A.2d 564 Appellee/Cross-Appellant, Pennsylvania, COMMONWEALTH COLLINS, Appellant/Cross-Appellee. Ronald Pennsylvania.
Supreme Court 27, 2004. Submitted Jan. 27, 2005. Dec.
Decided *5 Wiseman, Philadelphia, Michael for Ronald Collins. Burns,
Hugh Philadelphia, Amy J. Zapp, Harrisburg, Com. *6 C.J., CAPPY, CASTILLE, NIGRO, NEWMAN,
Before SAYLOR, EAKIN, BAER, JJ.
OPINION Chief Justice CAPPY. Collins, herein, Appellant
Ronald appeals from the order of the of Court Common Pleas of Philadelphia County denying guilt phase claims under the Relief Post-Conviction Act (PCRA), § 42 9541 et seq. Pa.C.S. The ap- peals order, from granted that same which Appellant relief in the form of a penalty phase new For hearing. the reasons herein, stated affirm the Order of the Court of Common Pleas. 21, 1994,
On October
a jury convicted
of
Appellant
two
counts of first degree murder and one count each of aggravat-
assault,
ed
reckless endangerment,
possession
and
of an in-
strument of crime.1
Following
penalty phase hearing, the
jury found
aggravating
two
circumstances related to each of
the murders
one mitigating
jury
circumstance.2 The
then
found that
the aggravating circumstances outweighed the
mitigating circumstance in both cases and fixed the penalty at
death. This court affirmed the sentences of death on Novem-
underlying Appellant's
1. The facts
convictions are set forth at Common-
Collins,
46,
(1997).
wealth v.
550
Whether that are claims of ineffectiveness precluding this court as consti- is proceeding first time a collateral raised for the not, “previ- of proper interpretation if tutional and what 9544(b).3 § set forth in 42 Pa.C.S. litigated” is as ously Pennsylvania, of Supreme Court Per Curiam Order 9/30/2004. simply interpreta- that an general argument
Appellant’s
of precluding
that has the effect
litigated”
tion of “previously
ineffectiveness,
not been raised previous-
claims of
which have
rights granted
consideration to
ly,
give adequate
does not
constitutions or to the nature of ineffec-
the federal and state
con-
support
argument, Appellant
claims.
of his
tiveness
statutory language
merely prohibits
tends that the
is clear and
an
issue.
presenting
Appellant
a defendant from
“identical”
argues
interpretation
“previously
then
this court’s
of
claims of counsel’s ineffectiveness
litigated”
encompassing
that the discrete issue of counsel’s ineffectiveness has
ignores
has
points
not been
out that a defendant
litigated. Appellant
at trial and on direct
right
effective assistance
counsel
under both the federal and
Constitutions.
appeal
Pennsylvania
Lucey,
Evitts
his direct prior including appeal Appel- counsel. lant also out that the for the points statutory provi- reason finality prevention sion—the concern with and the of repetitive filings today and vexatious of less moment than it 35 —is this court the years ago, strictly interpreted since has one- PCRA, year by time limitations of the itself prevents which reasons, For repetitive filings. Appellant vexatious these 9544(a)(2) § offers that this court interpret literally, should limiting only filings those which raise claims of trial court error or ineffectiveness that actually presented were decided on direct appeal.
The
the
responds
previous
Commonwealth
PCRA’s
litigation
infringe
does not
a defendant’s consti-
provision
upon
Rather,
right
provision simply pre-
tutional
to counsel.
the
rejected
previously
cludes a
claim of trial court error from
as the basis of an
serving
allegation
counsel’s ineffective-
ness. Such a result is consonant -with the PCRA’s bedrock
Peterkin,
principles
finality. See Commonwealth
547,
638,
(1998);
722 A.2d
642
v. Haag,
Commonwealth
570
(2002).
271,
Thus,
Pa.
809 A.2d
287
unambig-
PCRA’s
provision
interpreted
uous
should continue to be
to foreclose
repetitive
litigated
claims that were
on direct
and to
appeal
finality
judgments.
ensure
The
asserts
Commonwealth
“previous litigation”
merely
that the
bar is
the codification of
doctrine,
of the case”
provides
“law
which
later
phases of a
matter should not
litigated
reopen issues decided
by another
of the same court or
judge
higher court
Furthermore,
in the earlier
phases
involved
of matter.
decisis,
uphold
interest
stare
this court should
its
interpreting
previous litigation
numerous cases
the PCRA’s
The
provision.
points
out that this court has
consistently interpreted the
doctrine to
previous litigation
preclude reconsideration of a claim that
serves as
basis for
an
if
allegation
underlying
of ineffectiveness
issue was
Bond,
rejected on
appeal. E.g.,
direct
Commonwealth v.
(2002);
McCall,
Pa.
With relevant sions, which are as follows:
(a) eligible General rule.—To be for relief under sub- petitioner must chapter, plead prove by prepon- derance of the all of the following: evidence :{«
si? sfc (3) allegation That the of error has not been previously litigated or waived. 9543(a)(3). §
42 Pa.C.S. (a) litigation. Previous of this an purposes subchapter, —For has been previously litigated issue if:
[*] [*] [*] [*] [*] [*] (2) highest appellate court in the petitioner which could as a right have had review matter of has ruled on the merits issue; of the 9544(a)(2).4 §
42 Pa.C.S.
subsections,
From these
it is clear that the relevant
9544(a)(2).
statutory inquiry
§
is the term “issue.” 42 Pa.C.S.
There
nothing
this subsection defining “issue”. That
term,
in “pleading
as used
and practice,” is understood to
certain,
mean “a
single,
material point,
deduced
allegations and
of the
pleadings
parties, which is affirmed on
the one side and denied on the other.”
Law Dictio
Black’s
Thus,
6th ed. 831.
“issue” refers to the discrete legal
nary,
ground that was forwarded on direct appeal and would have
See,
entitled the defendant to relief.5
e.g., Sanders v. United
PCRA,
predecessor
post-conviction
4. Under the
only
review resulting
available where the error
in the conviction has not been
waived,”
3(d).
“finally litigated
§
or
19 P.S.
An issue was "final-
1180—
ly litigated
Supreme
Pennsylvania
if the
Court of the Commonwealth of
4(a)(3).
§
has ruled on the merits of the issue.” 19 P.S.
1180—
9544(a)(3)
§
5. specifically
Pa.C.S.
refers
to issues raised on collater-
review,
today.
al
but has no relevance to our discussion
(1963)
States,
1068,
It not until the mid-1990’s was can be origin question The of this frequency. relative Peterkin, in v. this court’s decision Commonwealth traced to forth, (1994), Pa. A.2d 121 wherein we set 649 fashion, petitioner of has cursory proof burdens PCRA including that on litigated ap- of claims
post-conviction
previously
review
by alleging ineffective assistance
cannot be obtained
peal
prior
theories of relief to
by presenting
new
claims. Commonwealth v. Wil-
previously litigated
support
(1973).
son,
452 Pa.
Appellant’s because he must have been ineffective appellate that if is properly presented on this issue should have succeeded a claim for relief The PCRA unavailing. requirement if nullity would be rendered previously litigated not be decided every be to revisit issue compelled this court could that that decision the bald assertion appeal upon on direct was erroneous.
Albrecht,
703;
v. Abu-
at
see also Commonwealth
720 A.2d
(2003);
Jamal,
724,
v.
Pa.
have done fully analyzing without whether the nature an ineffectiveness claim a legal ground discrete relief, entitle would a defendant to and not some alterna tive theory allegation. This distinction been highlight has ined our recent case emphasized law and have underlying of error is claim different from the collateral claim of ineffectiveness in circumstances different from those at Gribble, 647, issue in this case. See Commonwealth v. 580 Pa. 455, (2004); Jones, 868 A.2d 471-72 Commonwealth v. 572 Pa. 343, 598, (2002); Williams, 815 A.2d 615 Commonwealth v. (2001). 553, 517, Moreover, 566 Pa. 782 A.2d 535 citing Morrison, 365, 2574, Kimmelman v. 477 U.S. 106 91 S.Ct. (1986), L.Ed.2d 305 we have indicated that underly while the claim ing of trial court error is relevant to a claim of assessing ineffectiveness, it is only relevant the extent that it impacts assessment under the three prong ineffectiveness test.7 Grib ble, Jones, 472; 615; 863 Williams, A.2d at 815 A.2d 782 Thus, A.2d at 535. we now turn our attention to the nature of an ineffectiveness claim. above,
As noted Pennsylvania United States and Consti provide tutions a defendant right with the to effective assis tance 830, of counsel. Evitts v. Lucey, U.S. 105 S.Ct. (1985) L.Ed.2d (interpreting U.S. Constitution amend. including right VI to effective assistance of counsel); direct appeal Const, V, § art. § and art. Kimmelman, the court considered whether a defendant Amendment, claim, could raise a Sixth ineffectiveness on collateral review counsel’s attacking performance regard support evidence in of the ineffectiveness claim. See Commonwealth v.
Moore, (2004) (noting 98 n. 5 that the issue *12 evidence”); litigated "previously does not rest on Commonwealth v. Miller, 500, 592, (2000) 560 Pa. (holding 602 nn. 9 & 10 that involving unchallenged claim previously litigated). evidence was not 668, 2052, Washington, In Strickland v. 466 U.S. 104 S.Ct. 80 L.Ed.2d (1984), performance 674 prejudice the court set forth a and test for evaluating Pennsylvania, adapted counsel's conduct. we have Pierce, 153, Strickland test as forth in set Commonwealth v. 515 Pa. 527 (1987) require prove A.2d 973 a prongs defendant to three —-that merit, arguable the claim has that counsel had no reasonable basis for omission, prejudiced his action or that the defendant was counsel’s conduct.
59 Powell, to a Fourth Amendment claim. The of v. case Stone 465, 3087, (1976) 428 U.S. S.Ct. L.Ed.2d 1067 established that Fourth Amendment claims for pur- were available review, poses corpus of habeas since the for a Fourth remedy Amendment exclusionary violation—the rule —existed to deter Thus, Kimmelman, police argued conduct. the state a issue, claim raising Amendment a Fourth Amendment Sixth i.e., motion, trial counsel’s failure to litigate suppression reasoning barred based on the of Stone.
The Supreme
rejected
argu
Court
the prosecution’s
ment since claims related to the Fourth Amendment and Sixth
Indeed,
Amendment were distinct.
respondent’s
“while
de
faulted Fourth Amendment claim is one element of
of
proof
claim,
his Sixth Amendment
claims have separate
two
and reflect
identities
different constitutional values.” Kim
melman,
375,
477 U.S. at
“The
S.Ct. 2574.
essence of an
claim
ineffective-assistance
is that
unprofessional
counsel’s
upset
errors so
the adversarial balance between defense and
prosecution
trial was rendered unfair and the verdict
374-75,
Id. at
suspect.”
rendered
“The
to counsel
right
is a fundamental
right
criminal
defendants;
it assures the fairness and thus the
legitimacy
377,
our adversary process.” Id. at
We
the
nature of Sixth Amendment
regarding
distinct
argument
only
the
claim of error is
highlights
underlying
claims
claim.
Amendment ineffectiveness
component
one
of
Sixth
to the same conclusion.9 In
other court has come
At least one
Rison,
(9th Cir.1989),
the Ninth
What
from those claims that are
claims are distinct’
ineffectiveness
challenge
The former claims
appeal.
raised on direct
than the
rather
conviction
adequacy
representation
hand,
of ineffective assistance of counsel concern
the other
claims
representation
appellate
and the
court is not the forum best
adequacy of
1690;
Massaro,
U.S. at
123 S.Ct.
those facts.
suited
assess
reasons,
that the
supra.
the Massaro Court concluded
Grant
For these
n
them to collateral review.
nature of ineffectiveness claims suited
jurisdictions
there are other
that adhere to similar
9. We note that that
litigated”
recognized
"previously
this court has
interpretation of
States,
(2d
v. United
Turning to the instant
we
consider
now
court as
by
merits of those claims dismissed
the PCRA
See,
Com.,
litigated.
Blackwell v.
Ethics
previously
e.g.,
State
Com’n,
1094,
(1991) (holding
1101
527
new
to the case
procedure
commonly applied only
rules
are
court). Furthermore,
pending before the
we will
currently
Furthermore, although many
in
cases the claim will be dismissed for
appeal,
on
without
reasons discussed
direct
not a distinction
difference,
distinct,
because it is
claim that deserves
constitutional
Furthermore,
analysis regardless
analysis.
its own
the result of that
may
we can envision
where a defendant
be entitled to
circumstances
attacking
performance
relief on an
claim
on
ineffectiveness
counsel’s
review.
direct
course,
this,
following
exception
rarely
11. Of
an
which should
occur
Grant,
supra
our decision in
n. would occur
claim of ineffective-
if a
appeal
ness was raised on direct
and a claimant
to raise the same
seeks
claim
review.
of ineffectiveness on collateral
remand this matter to the
court for
PCRA
further consider-
ation
if
find
only we
the claims that
considered
were
“previously litigated” by
PCRA court are in need of
further elucidation and cannot be
evaluated
this court.
Rush,
(2003).12
Commonwealth v.
A.2d
The first claim that
the PCRA court dismissed as
previously litigated
a claim that trial
counsel was ineffec
tive for
to raise a
process
support
due
claim in
joined
issue that the trial court should not
the aggravat
have
charge
ed assault
from an unrelated shooting to the murder
charges involved
the instant case.13
appeal, Appellant argued
On direct
that the trial court erred
his motion
denying
charge
aggravated
to sever the
Collins,
degree
assault from the first
murder convictions.
claim,
A.2d at 422. In denying Appellant’s
explained that
test in
a motion
proper
considering
to sever offenses that
*15
act,
are not based on the same
requires a consideration of:
thé
of each of the
whether
evidence
offenses
be admissi-
would
other;
ble in a
trial for
separate
the
whether such evidence is
capable
separation by
the
so as
jury
danger
to avoid
confusion; and
unduly
whether the defendant will be
preju-
by
diced
the consolidation.
Id.
(citing Commonwealth v.
Lark,
290,
(1988)
518 Pa.
496-97
for the proposi-
tion of the
rule
proper
deciding
a motion to sever under
Procedure).
Pennsylvania
Rules of
analyzed
Criminal
We
each of these considerations and concluded that the evidence
of the
aggravated
offenses of
assault and first degree murder
been
in separate
would have
admissible
trials for each other as
motive,
either evidence of
to demonstrate the
develop-
natural
relief,
appeal
12. On
from the denial of PCRA
our standard of review is
findings
supported by
whether
of the PCRA court are
the record
Abu-Jamal,
legal
and are free from
error. Commonwealth v.
574 Pa.
(2003)
Breakiron,
(citing
Appellant forwards his claim now of ineffectiveness relying on the Due Process Clause of the United States however, Appellant’s admission, Constitution. By own in assessing factors consider a due claim process when joined offenses have been is similar to the test employed fact, on direct See id. In in appeal. according Appellant, federal, test, due applying process the court must consider the same three factors that we considered on direct in appeal gave addition whether trial court an adequate limiting Appellant’s instruction. Brief at 55. As we made clear our claims, of “previously litigated” discussion although we will analyze a distinct claim of ineffectiveness that is based on the issue that underlying litigated on direct appeal, many cases, those claims fail for will the same as they reasons failed on appeal. direct claim, considering Appellant’s merits we need not anew,
reassess the Due Process claim since the factors that we appeal considered on direct are the same as the factors Appellant asks us to now consider on collateral review. The additional factor that exists under the test federal as set forth relief, by Appellant provides no as Appellant does not claim that the trial court failed to an give “adequate limiting instruc- tion,” independent and our review record reveals that the trial gave N.T., 10/20/1994, court such an instruction. for the Accordingly, reasons on appeal, discussed direct *16 Appellant merit, cannot establish that this claim has arguable and this claim of ineffectiveness fails.
The
claim that the
second
PCRA court
“previ-
dismissed as
ously
also
to
litigated”
fails
entitle Appellant to relief. On
appeal,
direct
Appellant raised a hearsay challenge to the
testimony of two witnesses. This court determined that the
hearsay statements
properly
were
admitted under the state of
Collins,
mind
to the
exception
hearsay rule.
The statements case, Anderson, who one of the victims the instant Dawn “they” she killed that were night on the made statements N.T., 10/19/1994, 99, head, her in the to shoot going the corner and would be “to work” around going that she was 10/18/1994, me, N.T., at 85. Both of kill “they” if don’t back the witnesses through were introduced these statements of the witnesses was the statements were made. One whom “they” understood to mean testify further that she allowed to Wilson, N.T., 10/18/1994, co-actor, and his Shawn Appellant returned closing arguments, prosecutor During 109-10. that the statements hearsay emphasized statements she left going Anderson was when demonstrated where Dawn before she “shortly and her words presence the witnesses’ evidence, killed,” to one conjunction pointed with the other N.T., those [Appellant] people.” “that killed thing: 10/20/1994,at 53. that “in all provides
The
Clause
Confrontation
...
enjoy
right
the accused shall
prosecutions,
criminal
him.” U.S. Const.
against
confronted with the witnesses
be
to the
applicable
The Confrontation Clause is
amend. VI.
Amendment. Pointer v. Tex
the Fourteenth
through
States
(1965).
as,
65
can be
Clause
in which the Confrontation
way
One
against
statements
hearsay
the admission of
byis
violated
instances, the
In those
as substantive evidence.
defendant
and the
of the declarant
unavailability
consider the
court must
Roberts,
56,
448
66-
v.
U.S.
of the statements. Ohio
reliability
(1980).14 In
2531,
assessing
67,
We
rooted,”
jurisprudence is
purposes
of Sixth Amendment
Robins, 812 A.2d at
of federal law.
question
be treated as a
vein,
jurisdictions
In that
we note that several federal
state of
concluded that
considering
question
have
hearsay
rooted
to the
law.
exception
firmly
exception
mind
is
(1st Cir.2004);
Allen,
75,
v.
F.3d
85
Evans
Horton v.
370
(8th Cir.2004)
Luebbers,
on Lenza v.
(relying
438
371 F.3d
(8th
York,
Cir.1981));
311 F.3d
The next claim that raises is that the trial court Appellant unduly Appellant’s ability by restricted to his defense present prohibiting showing jury him from of his co- picture actor, Wilson, that holding gun Shawn was the same or similar to the murder used to kill the weapon two victims questioned this case. The trial court relevance photo only and ruled that such evidence admissible if could establish Appellant photo Appel- when was taken. argues lant that trial counsel for to failing was ineffective witnesses, to one of the attempt have Commonwealth’s Mark Sisco, date the since photograph, “effective counsel” would have asked the if he could date the photograph.16 witness also that trial Appellant urges counsel was ineffective for failing to raise the issue of trial court error on direct appeal. Alternatively, Appellant argues that the erred Commonwealth failing According reveal information to trial counsel. trial Appellant, counsel did not know of the existence of this “critical until it him exculpatory by evidence” was revealed to present counsel.
As by Appellant’s arguments, Appellant demonstrated rais- es this claim in three different ways, and we will address them First, Appellant argues seriatim.17 that the trial court erred trial, Apparently 16. at Shawn Wilson's which occurred two months trial, Sisco, Appellant’s photo Marc after testified that the was taken December, months, around November or or about six before the instant Appellant's murders occurred. Mark Sisco also testified at trial. court, counsel, alleges Appellant also errors the trial trial process. infra, and the Commonwealth denied him due As discussed ineffec- by excluding this evidence and trial error on tive to raise this claim trial court direct claim, In order to on this must appeal. prevail Appellant establish trial error the claim has court establish merit. arguable
It is settled that the admission of evidence is well discretion of the trial court. within sound (1998). Robinson, 554 Pa. The inquiry threshold admission of is whether the evidence evidence is if it logically relevant. “Evidence is relevant tends case, to establish a material fact in the to make a fact at tends or probable, issue more less a reasonable infer supports ence or presumption regarding the existence of a material fact.” Id. (quoting Commonwealth v. Spiewak, (1992)). A.2d case,
In this the trial court questioned relevance *19 of the photograph and concluded that the photograph only was relevant if the defense photograph could establish that the was taken at or near the time of the in question. murders This reasonable, was since a temporal relationship between the and the photograph murders would lend some credence to the inference Appellant that attempting was establish —that counsel, however, the Wilson was shooter. Trial did therefore, establish the date of the photograph and the trial court did not err in the excluding proffered evidence. Accord ingly, Appellant cannot establish that his claim trial regarding counsel’s failure to raise this issue on appeal arguable had merit, and Appellant is not entitled to relief on this claim.
Alternatively, Appellant argues that trial counsel was question ineffective for Mark Sisco as whether he knew the date this photo prejudice was taken. The Appellant alleges is that he prevented presenting was from his defense that Shawn the Wilson committed murders instead of him. however, That argument, since there noth unavailing, was that ing prevented Appellant from arguing that there was however, thus, Appellant’s we find there were no errors and due process argument is also without merit.
68 shooting at the time of the apartment
another the person 10/18/1994, Indeed, trial, N.T., at 46. at it had a gun. who apartment established Shawn Wilson was N.T., 10/18/1994, shootings. at the time of the Appellant that he cannot establish Accordingly, Appellant 44-48. and this issue fails on ruling, the trial court’s prejudiced by 108, v. 541 Pa. Travaglia, that basis alone. Commonwealth (1995) (“If 352, has not Appellant it is clear 661 A.2d standard, ineffectiveness prong met the prejudice on that basis alone and the court need may claim be dismissed the first and second have prongs not first determine whether met.”). been that the
Lastly, Appellant argues
Commonwealth
Brady
material in violation of
v.
“exculpatory”
withheld
(1963).
83,
1194,
In this trial counsel had access to information, Mark to the since trial counsel called Sisco stand N.T., 10/19/1994, at at trial for additional cross-examination. *20 no for to contend that simply Appellant 14-22. There is basis Indeed, by Appel this evidence. the Commonwealth withheld he that counsel could prior argument, acknowledges lant’s information reasonable diligence. have uncovered this this issue is merit. Accordingly, without three of his arguments support next raises Appellant to the failing challenge claim that counsel was ineffective for First, that the Appellant asserts Common- ballistics evidence. erroneous, not ballistic was since it did evidence wealth’s to the shooting the from the Mark compare bullets Sisco Rather, taken from the of murders.18 bullets scene the instant from the expert erroneously compared the the bullets taken to the of the instant murders other bullets taken from scene Second, of the that Appellant alleges scene instant murders. ballistic Brady by suppressing the Commonwealth violated taken from the scene of that separate shooting evidence a attributed contends that Appellant. Lastly, Appellant also hearing the court erred in him an denying evidentiary PCRA to determine whether trial counsel ineffective for be to find request fingerprint investigation performed casings. the fired fingerprints cartridge latent on bullets or argument confounding. accepting first is Even Appellant’s the that the allegation that documents Appellant’s supported confusion in no confusing, way were the expert testimony Rather, the trial. the expert’s testimony affected ballistics at clearly that there three retrieved witness testified were bullets that, shooting following from the Mark examina- Sisco his bullets, tion of the he to a reasonable degree concluded that from the certainty scientific two the bullets were fired N.T., 10/18/1994, The weapon. expert same at 161-68. wit- then that he examined the from the ness testified bullets murders the ... from compared instant those “to bullets the Again, Mark Sisco.” Id. at 165-66. he concluded that that bullets were fired the same used in the weapon from shooting Mark Accordingly, Sisco. record does support Appellant’s allegation expert erroneously compared shooting. ballistics evidence from the same Appellant’s Brady similarly reliance on since unavailing, simply concluding there is no basis another bullet exists. on a testi- Appellant allegation bases witness that trial police fied Shawn that she saw take Wilson’s out of a shooting. bullet doorframe Aside from following important Appellant 18. This evidence was committed establish case, murders in Appellant since Mark Sisco identified as his and the evidence shooter ballistics at trial established that the bullets from scene of the Mark Sisco murder were fired from the same weapon as the bullets collected at the murders. scene instant *21 statement, however, this one Appellant points to in nothing claim, support of his Brady which would demonstrate that the possesses additional ballistics evidence that it Appellant. failed reveal to it that that
Lastly,
is well settled
a PCRA court
does not need to conduct a
on all
hearing
issues related to
909(B);
counsel’s ineffectiveness.
see
Pa.R.Crim.P.
Common
Lewis,
(2000).
wealth v.
A
Like the prior argument, Appellant has not pointed to any evidence that there indicating fingerprints were on the bullets or casings taken from the scene of the crime or that evidence, existed, such if it even would have been exculpatory. Accordingly, Appellant cannot establish that he preju by diced trial counsel’s action and this issue is without merit. Travaglia, supra.
Having guilt concluded that the phase issues do not entitle relief, Appellant to turn to the penalty phase now issues. Appellant forwards in penalty phase support two issues of his petition court, for relief that by were addressed the PCRA since it determined a third claim merited Appellant relief. The PCRA court Appellant awarded relief on his claim that trial counsel did not adequately investigate and present avail- able mitigating evidence during penalty phase. The Com- challenges monwealth this determination and consider we will this issue first. case,
In this awarding penalty phase new hearing, PCRA court focused on four main trial points: counsel did not childhood; uncover evidence related to Appellant’s abusive trial counsel did not uncover evidence related to a head 1990; trauma by Appellant sustained trial counsel failed to Appellant’s records; review school and psychological and Dr. Tepper’s testimony at the PCRA hearing. Regarding Ap- pellant’s background, at the PCRA hearing, Appellant pre- presented Tepper psychological expert during Trial counsel Dr. as a original penalty phase. family sented five members who testified to the fact that he father, was abused paternal grandfather, and mother’s boyfriends. The members family Appel- also testified as *22 lant’s head trauma that he in 1990.20 to regard sustained With members, of Appellant’s family contrary two who testified to trial, their at the of the the testimony penalty phase PCRA court determined that they only met trial counsel “brief- with ly” immediately prior to the At that penalty phase hearing. meeting, they to say “good things” were told about Appellant. Furthermore, in of the the support remaining findings, PCRA court relied on the fact that to counsel failed secure relevant records, school and mental health which would have demon- that Appellant diagnosed strated was with serious emotional problems from early age an and that such problems were a compounded by injury head he sustained in 1990. Dr. Tepper testified that he presented had been the docu- ments he in possession, now had he would have advised trial counsel to obtain a neurological examination and neurop- sychological At testing. hearing, the PCRA Appellant pre- sented experts two other corroborating Tepper’s Dr. testimo- All ny. three experts given testified that Appellant’s cognitive defects and his emotional problems, Appellant was under the influence of disturbance, extreme mental or emotional 42 9711(e)(2), § Pa.C.S. and his capacity appreciate the crimi- nality of his conduct conform his conduct to require- the ments of substantially law was impaired, 42 Pa.C.S. 9711(e)(3). § reasons, For these the PCRA court concluded that the evidence was relevant to two additional mitigating circumstances and trial counsel was ineffective for failing to investigate evidence mitigation. of Accordingly, the court a ordered new penalty phase hearing.
The crux of the controversy regarding this issue is the
performance
of
prong
Strickland
merit
(arguable
lack of
and
See,
reasonable
in
strategy
Pennsylvania).
e.g., Common-
Apparently,
Appellant
in
was hit in the head with a baseball
head, resulting
bat and
in
hospitalization. Although
slabbed
during
hearing,
experts
the course of
disputed
the PCRA
injury,
“seriousness"
question
Appellant
head
there was no
injury.
sustained the 1990 head
72
(Pa.2004).
The
Pa.
wealth
court erred
its determina-
the PCRA
of whether
question
investigate
ineffective for
trial counsel was
tion that
myriad
depends upon
circumstances
mitigating
present
actually
evidence
was
mitigation
including
of factors
investigation,
of counsel’s
reasonableness
presented,
See
presented.
that could have been
mitigation
evidence
however,
factors,
in and of itself
is
None of these
Malloy.
if the investi-
since even
question presented,
dispositive
unreasonable,
a fact alone
such
will
gation by
that he
cannot demonstrate
in relief if the claimant
result
See,
e.g.,
conduct.
counsel’s
prejudiced
that a
Brown,
(explaining
A.2d
a claim
always
prerequisite
showing
prejudice
counsel).21
alleging the ineffectiveness
the fact that the reason-
highlights
of cases
trilogy
A recent
*23
into
circum-
investigation
mitigating
of counsel’s
ableness
In
by
Malloy,
a case
case basis.
we
determined on
stances is
resolving
prong
this
roadmap
an extensive
provided
reiterated the United States Su-
We
inquiry.
ineffectiveness
undertaking
inquiry, explain-
such an
focus in
Court’s
preme
in deciding
concern
whether
principal
[counsel]
that “our
ing
judgment’ is not whether
professional
‘reasonable
exercised
Rather,
case.
we
mitigation
presented
should have
counsel
deci-
supporting counsel’s
investigation
on
the
focus whether
back-
[appellant’s]
evidence of
mitigating
not to introduce
sion
We counsel’s dent, in part, given the information counsel upon clear, in the course of his We made appellant investigation. however, that less complete choices made after than “strategic rea- investigation are reasonable to the extent that precisely professional judgments sonable the limitations on support investigation.” Ultimately, Id. found the failure counsel to since investigate upon strategy, based failed of the appellant’s counsel to conduct review cursory not a trial had background. “This is case where attempted to elicit information from his mitigation relevant members, abuse, client and family only have childhood family problems, potential mitigation or other evidence within reasons, these knowledge their not be mentioned.” Id. For Malloy, investigation we concluded that counsel’s unrea- sonable. *24 Brown, we consider the again were asked to reasonable investigation mitigation
ness counsel’s and presentation at the the penalty phase. pointed evidence We first out that appellant record at the time of trial that the did not indicated suffer from illness that any mental or abuse would have Brown, investigation. counsel to conduct prompted further Specifically, 872 A.2d we noted that information did counsel further available trial counsel not alert issues, he investigate such since told the appellant police had issues; never been treated for mental health a pre- sentence investigation report prepared by a psychologist indi- that the appellant cated no reported history of neurological, suicidal, psychiatric problems; and the record indicated appellant not had been abused his by father. Id. at back to (referring the lack of record in support evidence defense). Thus, of his claim regarding self we concluded that the issue did not arguable have merit appellant and the did not prove counsel did undertake a reasonable investi- gation on the basis of the record existed at the time of trial. Hall,
Lastly, in Commonwealth v. (2005), again faced an issue related to counsel’s investigation presentation of mitigation evidence. In dis- claim, of this posing we first noted that allegations” the “bald by forwarded the appellant, did not demonstrate that he any suffered from mental deficiencies as a result alleged Furthermore, abuse. Id. at 1188. in considering counsel’s investigation, we found that trial spoke counsel appellant, family, and friends for the express purpose of evidence, obtaining mitigating yet counsel was never informed of any alleged mental condition or of any mental abuse alleg- suffered edly Indeed, as a appellant child. Id. at 1189. we noted that over the appellant’s objection, trial counsel put the appellant’s mother on the stand to testify as to the appellant’s good character and trial counsel testified that he did not put the remaining witnesses on the stand in light of the appellant’s wish that no witnesses be called to on testify his behalf. Id. at 1190. Accordingly, we concluded that the appellant “has failed to demonstrate that his counsel was ineffective when he essentially appellant’s] followed [the in not wishes additional presenting evidence.” mitigating Id.
Considering findings of fact of the PCRA court and the evidence adduced at the PCRA hearing light most favorable to Appellant, we find that Appellant is entitled to relief on his claim of ineffectiveness. are We aware that this case is a from step Malloy, here, removed since presented evidence of Appellant’s “good character” and also *25 testimony presented expert demonstrating Appellant had abuse, intelligence, history of alcohol lack drug low and esteem, Appellant self and that lacked a male role model in his life family because his father left the Appellant when was Further young. complicating matters is the fact that Dr. Tepper asked he Appellant any inju- whether sustained head ries, N.T., 11/8/2001, Appellant told him no. at 225. Moreover, hearing, suggested at the PCRA it was that Appel- lant’s uncooperative mother was trial counsel in prepar- with for ing Appellant’s penalty phase and did not meet extensively Thus, counsel.22 there evidence that counsel did some investigation Appellant’s penalty phase hearing. find, however, differences,
We
that even in
light
these
similar to the
in Malloy,
counsel did not undertake a
investigation.
“reasonable”
Counsel could
remember
he
whether
asked either
or his
Appellant
family members
N.T., 11/9/2001,
Appellant
any
history.
whether
had
medical
admitted, however,
at 77. Counsel
that he did not ask Appel-
family
lant or his
members
Appellant
whether
ever sustained
N.T.,
injury.
11/16/2001,
Indeed,
a head
at 17.
one of the
at the
hearing,
witnesses
PCRA
who also
at the
testified
penalty phase
testified that
hearing,
she was aware of Appel-
lant’s head
but
injury,
only
interviewed
counsel imme-
before
diately
period
trial for a brief
of time and
only
was told
N.T.,
to say “good things”
11/16/2001,
about Appellant.
at 55-
Additionally, counsel admitted that he did not obtain Appel-
records23,
11/9/2001,
lant’s school
N.T.
at
ob-
never
history”
tained a “social
of Appellant from either
Appellant
exactly why
22. While it
testify Appellant’s
is unclear
Mother did not
penalty phase,
suggested
it was
that she did not have much faith in the
trial,
legal system
Appellant’s
at the time of
since her other son had
recently
degree
been convicted of first
murder and sentenced to death.
clear, however,
It
family
that several other
members testified at the
trial;
penalty phase
Appellant’s
and the evidence adduced at the
hearing suggested
any
remaining
PCRA
family
interview of the
members was
only
say “good
brief and trial counsel told them
things’’
Appellant.
about
expert
23. At least one
testified that the school records would have been
N.T., 11/8/2001,
helpful
assessing Appellant’s
ability.
overall mental
at 24-27.
11/16/2001,
under-
members, N.T.,
at 40. Counsel
family
regarding Ap-
information
to include
history”
stood a “social
i.e.,
learning
had
Appellant
whether
pellant’s background,
*26
in
Id. Based
adolescence.
significant problems
and
difficulties
that this
it
hearing,
appears
of the PCRA
testimony
the
upon
counsel; and, like the
accessible to
readily
testimony was
of counsel’s
not uncovered because
Malloy,
in
situation
Furthermore,
thorough investigation.
a
to undertake
failure
Tepper,
to Dr.
misleading statement
Appellant’s
from
aside
infor-
to
that relevant
suggest
no evidence
simply
there was
process by Appel-
the interview
during
mation was withheld
In-
The instant
at the
here,
that was available
there was relevant evidence
minimal
been uncovered with
trial that could have
time of
that medical records
question
There is no
investigation.
a
demonstrated
time of trial
would have
existed at the
evidence,
had
such
injury.
If counsel
uncovered
serious head
expert’s
to a difference in the
have led
the evidence would
Moreover,
today
United States
is consonant
the
our decision
Beard,
Rompilla
in
545 U.S.
recent decision
Supreme Court’s
wherein,
(2005),
the court held:
25. The
and
Fears,
we have failed to discuss
Furthermore,
(2003),
it believes
analyzing
issue.
in
the instant
dispositive Appellant's issue.
in
our decision Fears
impact of
opinion
respect,
responsive
overstates
With all due
First,
recognized that each time
it must be
the instant case.
Fears on
ineffective
counsel was
appellant
claim that trial
an
raises a colorable
during
penalty
mitigation evidence
failing
present sufficienl
for
unique
present-
analyzed considering
facts
phase, the case must be
no
life histories and
capital
will have the same
ed. No two
defendants
Thus, what is
proceed
will
in the identical manner.
two counsel
necessarily be considered
will not
reasonable in one case
considered
Fears,
Second,
overruling
but rather
in another.
we are not
reasonable
Fears,
court
distinguishable
In
the trial
from the case at bar.
find it
establishing
appel-
testimony
that the
appellant's expert
discounted the
that trial
impairments and concluded
from severe mental
lant suffered
present
evidence was reason-
performance in
1o
such
counsel’s
Here,
found that trial
the PCRA court
able. 836 A.2d at
n.
court
basis. The PCRA
performance lacked
reasonable
counsel’s
members,
family
testimony
by crediting the
reached this conclusion
preparing
spend time
them
that trial counsel did not
who testified
merely
history,
told
regarding Appellant’s life
but
questioning them
performance indi-
say "good things”
Appellant. Such
about
them to
part, rather than a failure
preparation
lack of
on counsel's
cates a
In addition
family
forth with relevant information.
members to come
history”
information
failure of counsel to uncover "social
to the
injury,
the additional
regarding Appellant's head
we have
information
mental
admittedly
procure
school and
did not
relevant
fact that counsel
health records.
Having concluded that counsel’s
not rea-
investigation was
sonable, we still must consider whether such failure prejudiced
Brown,
case,
Appellant.
For the reasons stated we affirm the PCRA court’s order denying Appellant guilt relief on his issues and phase on granting penalty relief issue phase supra.26 discussed this matter Accordingly, penalty is remanded a new phase hearing. NIGRO,
Justice join Justice NEWMAN and Justice BAER the opinion. concurring
Justice SAYLOR files a opinion. concurring Justice CASTILLE files a and dissenting opinion joins. which Justice EAKIN SAYLOR, Justice Concurring. the previous
On
I
litigation point,
agree with the majority
that our present criminal law
an
jurisprudence
adequate-
lacks
Finally,
acknowledge
presents
that this case
somewhat of a “close
call,”
ultimately
finding
but
err on
Appellant,
the side of
in favor of
based,
part,
on the deference that is due to a PCRA court’s determi-
nation,
supra
p.
see standard
p.
set forth
62 n.
888 A.2d at
n.
emphasize
*28
constantly evolving,
12. We
that
area of the law
this
building
each
rely solely
case
on the case that came before. To
on
Fears,
Brown,
considering
Malloy,
without
recent
our more
decisions in
Hall,
ignore
and
would
duty
pursue
be unwise. We cannot
counsel’s
mitigating
reasonably
all
evidence of which he should be
aware. See
Zook,
11,
1218,
Commonwealth v.
887 A.2d
basis failed to set forth an trial, evidence that existed at the time of which indicated that the appellant injury resulting damage). suffered a brain and brain 26. Appellant regarding We need not reach the two issues raises the penalty phase, granting penalty hearing. since are him a new ly consistently and construct to determine developed applied and to a claim has been degree previously whether what I litigated.1 agree layered also claims of ineffective are regarded underlying assistance as distinct from ineffectiveness, claims of trial error or in the sense that direct recourse to the claim no underlying may longer be available Nevertheless, light of the waiver doctrine. the Court also recognizes layered claims are not wholly ineffectiveness are, fact, distinct from the claims underlying but derivative See, Gribble, from those claims. e.g., Commonwealth v. (2004). 647, 675, Pa. 863 A.2d proof 471-72 Since underlying claim is an essential element of the derivative claim, I previous litigation ineffectiveness believe that doctrine should apply underlying where the claim has been meritless, fully fairly litigated and and deemed and a petition- nothing er seeks more on post-conviction review than differ- ent more precisely and favorable resolution of the same claim rejected that was previously on direct albeit an appeal, via ineffectiveness overlay.
I therefore do not believe that the Court needs to or should discard the precept, as discussed by majority, post- conviction petitioner may not obtain relief by mere fact of layering. From my perspective, the primary difficulty that has arisen in the previous litigation context is that occasionally courts have not confined the doctrine’s to situa- application tions in which an essential element of the ineffectiveness claim Rather, has been fully fairly addressed. courts have sometimes it extended to situations in petitioners which have sought to demonstrate that the underlying claim not fully fairly litigated counsel, on account of some dereliction by regard, In this I woodenly am not of the view that the Court is bound statutory previous litigation. Significantly, PCRA's references to that, given Legislature’s the Court has determined desire to sub- possible range post-conviction sume the broadest remedies within framework, respects yield PCRA's the statute inmust some to the proscription against Constitution's the curtailment of such remedies. Lantzy, See Commonwealth v. 222-25 & n. (1999). perspective, 569-70 & n. 4 Consistent with I do not believe previous litigation that the requires codification of the doctrine strip prudential Court to it of its character.
80 error, the asserted preserve failure to raise or
such as a facts, controlling a relevant pursue essential present reviewing the initial courts. before legal theory has view, underlying an claim in situations which my addressed, to determine required what previously been been previ- ineffectiveness claim has layered or not a whether the assessment of whether is an evaluative ously litigated faith contention that counsel’s good forth has set petitioner adjudication fair of a full and stewardship prevented deficient I that the Court should issues. also believe underlying the to the of exception application manifest error recognize a cases, that if a doctrine, petitioner such capital particularly on the of part clear and manifest error to demonstrate is able review, relief should not be foreclosed in the initial the court exception would be consistent of that review. Such by virtue doc- previous litigation of the character prudential with of the interests of trine, and in furtherance see note supra moreover, unduly it would I do not believe justice; courts, limita- one-year as the reviewing particularly burden effectively has petitions filing post-conviction on the tion challenge. single to a state collateral petitioners limited most Williams, 553, 565, Pa. 782 A.2d v. See Commonwealth (2001).2 517, 524 I the majority opinion, the balance of regard
With in the result. concur respectfully CASTILLE, Dissenting. Concurring Justice in the denial of join Majority Opinion I Although relief, I dissent from its respectfully guilt phase collateral relief. grant penalty phase of the affirmance Phase I. Guilt claims, Majority collateral guilt phase to the respect With 567-79,1 51-71, join Majority Opinion 888 A.2d op. require Although my the Court to abandon position would not layering to overcome understanding that mere alone is not sufficient employ the rubric that litigation, I would not continue to previous by presenting new theories of previous litigation can never be overcome 554, 565, relief, see, Beasley, e.g., (1996), is overbroad. I believe that such formulation because concerning the following points minor exception Act Relief Post Conviction litigation provision previous First, join in the I do not (“PCRA”), seq. § 9541 et 42 Pa.C.S. *30 where retroactivity principles, to oblique reference Majority’s Com’n, Com., 527 Pa. Ethics to Blackwell v. State it cites (1991) rules for the “new proposition 1101 currently the case only to commonly applied are procedure 61-63, 888 A.2d at at Majority op. the court.” before pending previous of the PCRA’s proper scope The of the question procedural a discretionary bar not one Implicating litigation Rather, lawful, substan- it is a by fashioned this Court. “rule” but to has no choice Court statutory requirement tive it. understand existing statute we apply Second, litiga Majority’s previous in supplementation I it is worth join, I otherwise believe analysis, tion which non- distinction between that there is an obvious emphasizing (e.g., of counsel claims of ineffective assistance record-based evidence, material or call wit investigate, failure to discover nesses) subject previous litigation be to a rarely which will in bar, attorney performance deficient allege and claims which in the litigated a claim was particular the manner which the latter to upon appeal. respect trial court or direct With circumstance, that this Court it has too often been case of coun a mere assertion presented boilerplate has been with involving a record- theory ineffectiveness attached to new sel at trial challenged and denied ruling already based which was always should undeveloped claims or on direct review. Such fail, the failure is it be a matter of semantics may whether (demonstrated) to or lack of previous litigation attributed addition, there are Amendment merit. arguable Sixth manner of on direct disposition instances other where harmless) (such any alleged as a error was finding review alternative upon any relief effectively operates preclude of ineffective assistance theory guise advanced under Gribble, See, e.g., counsel. 61-65, A.2d (2004); also at Majority op.
A.2d see sever respecting ineffectiveness claim (rejecting at 574-75 appeal”). discussed on direct process “for the reasons ance/due There obviously is an element of issue preclusion work this, such an instance. said I Having ultimately have no quarrel general Majority, distinction drawn recognizes which the constitutional underpinnings Majority’s analysis ineffectiveness claims. The should encour age the bench and bar to heed to substantive pay require (ie., claim) ments elements of the necessary prove viable Amendment claim of counsel Sixth ineffectiveness. Penalty
II.
Phase
Majority
The
affirms the
determination of the
PCRA
Hon
(who
orable
E. Temin
Carolyn
judge)
was not the trial
appellant’s trial counsel
in 1994
was ineffective
present
uncover and
a different and
case in
supplemental
mitigation focusing on appellant’s supposedly abusive child
*31
hood, an
brain
alleged
injury,
cognitive dysfunctions.
and his
granting
penalty hearing,
new
the PCRA court discussed
none
the many
of
cases from this Court
considered
which have
issues,
instead,
similar
but
relied
exclusively upon
almost
select,
decision,
Jermyn
v.
Third
non-binding
panel
Circuit
Horn,
(3d
Cir.2001).
On
Washington,
U.S.
104 S.Ct.
Trial John T. at the Esquire, testified PCRA that, trial, noted hearing. Counsel the time of appellant’s he had had considerable criminal trial both as a experience, prosecutor attorney, and as a defense experience which includ- ed over 100 murder cases defended and six trials. prior capital Counsel further noted that he appointed represent in other appellant contemporaneously two murder cases with here; cases, the double murder at issue in one of those acquittal counsel secured an and in the other the prosecution dropped. Counsel then testified as to his penalty phase strategy investigation appellant’s background. into Coun- strategy develop sel’s overall was to and present any mitiga- end, tion evidence that he could muster. To that retained Dr. Allan M. Tepper, who is both a licensed psycholo- gist attorney, recognized and an and a expert witness psychology. Tepper, forensic Dr. also who testified at the PCRA task hearing, understood his to be to evaluate appellant if any mitigating determine circumstances existed.
In addition to Dr. retaining Tepper, counsel interviewed mother, fiancée, appellant, appellant’s appellant’s other members of appellant’s family. These family meetings were fruitful, they revealed information positive which was about i.e., that he appellant, loving had a relationship family performed members and had numerous good family works for members and others in his community. Counsel presented positive evidence at the penalty phase along with evidence and, fact, from Dr. Tepper point jury found *32 mitigator. “catchall” trial, passage
Given time since counsel could not recall specifically what information he had to Dr. provided Tepper, but he noted that his general practice would have been to provide discovery materials, all preliminary hear- notes, record, ing appellant’s prior and some background and his concerning appellant case. Counsel numer- also met ous times not in appellant, only connection with this case but in appellant’s well, connection with other pending cases as an to observe and form his opportunity thus counsel had functioning. mental Coun- concerning appellant’s opinion
own him able to with relevant appellant provide noted that sel him in the defense. preparing and consult with information much say in could he so “only hindsight” noted that Counsel extremely might flat” that “affect was which appellant’s as noted, injury. of some brain Counsel been an indication have however, that a flat affect “absolutely” he was aware that, from other causes and over the course could result connecting the idea of years represented appellant, he two me.” “did not occur to damage simply affect to brain organic interviewed, Dr. exam- Tepper, noted that who Counsel also organic detected no evidence of appellant, and tested ined testimony Dr. Tepper’s or mental disease. damage brain addition, fact; Tepper Dr. noted that he had confirmed test- nothing neuropsychological that would warrant detected concedes, the doctor’s Majority As the ing appellant. or no doubt result- injury impairment failure to brain diagnose appellant specifically from the fact that had part ed at least Indeed, injuries. Tep- it Dr. any head suffering denied been subjects they to ask his whether had ever practice per’s over, accident, hit in the stabbed, shot, been in a car or run injury no medical/physical disclosed such Appellant head. Further, informed Dr. appellant Tepper never the doctor. any abuse. Whatever physical that he had been the victim had, it obviously was damage impairment appellant brain a trained to be to counsel or to enough apparent mild so as not spent interviewing who hours professional mental health for counsel cannot be faulted Surely, evaluating appellant. re- expert mental health he experienced assuming any mitigation purposes would uncover specifically tained health evidence. mitigation such mental the notion of a pursue that he did not Counsel testified injury penalty phase preparations, brain because his previous appellant during lengthy interaction with as his well him no gave reason believe representation, course of injury. Although head significant had suffered appellant if appellant recall he had asked specifically counsel could *33 medical and appellant’s family concerning questions and his any injuries head he had history and whether suffered “social” ask (counsel specifically he not said that in all likelihood did counsel note history), or social did injuries head prior about or forthcoming by appellant had been if such information that it upon he have acted and followed family his members would he certainly In this counsel that was regard, it noted up. that a prior significant at the of trial time evidence aware in developing a injury pursued an area that could be head was in mitigation. case defense short, the that the fact that
In record below demonstrates does mitigation did not mental health evidence present counsel here, mean that counsel failed such pursue not evidence— did, fact clearly just it did not out. pan Similarly, counsel produce negative counsel not additional information that did childhood, mental concerning background, and appellant’s develop present counsel state does mean that failed to and presented To the contrary, a case mitigation. consisting testimony of cogent mitigation appellant, case family, Tepper, members of and Dr. which served appellant’s in a present sympathetic and him personalize appellant sentencing jury appel- Dr. thus told the that light. Tepper nine family father left the appellant lant’s had home when was ten lacked a years appellant subsequently or old and male model or “father circumstance figure,” stable role led him in school. Con- develop which behavioral problems Dr. also tinuing personalized history, Tepper with this social than jury appellant slightly informed had lower grade, that he the tenth average intelligence, completed had focus, he some and opined appellant and that with more effort The could succeed in academics or doctor also his vocation. appellant drug noted that had owned to an “extensive and up history very early use problem” began alcohol marijuana grade, alcohol while in and then and seventh cocaine, frequent cough syrup, escalated into the abuse of and expert testimony, to this psychological Valium. addition mem- presented family trial counsel from several testimony aunts, bers, fiancée, cous- including three appellant’s two ins. These appellant witnesses stated that an intelligent, sweet, man, loving, caring, good acted as an who older cousins, brother to younger helpful to his aunts and *34 grandmother, and had three children of his Significant- own. none of ly, those witnesses the injury described or abuse which forms the basis for Majority’s of a grant new penalty phase hearing.
Under this Court’s authority, I do not see how counsel can
be labeled
a
upon
Indeed,
ineffective
record such as
I
this.
see little material difference in the claim
in
forwarded
case and the claim
rejected
forwarded and
in Commonwealth
Fears,
(2003),
at 583-84 n. 25. In as trial counsel produced the testimony of a mental health expert at the penalty phase in support of the catchall mitigator court, and the trial sitting factfinder, found that but mitigator, nevertheless returned a sentence of death. Fears later alleged trial counsel was ineffective for to conduct an adequate mitigation inves- tigation, one which would have uncovered additional evidence relating to his mental health and what might be called “social background,” evidence which was similar in respects material to the Thus, undiscovered evidence at issue here. according Fears, an adequate investigation would have revealed he was born to prematurely twelve-year old girl and suffered from cardiac birth, arrest within an hour of causing severe brain; lack of oxygen he placed in foster care a few later; months he suffered from a serious mental illness (including diagnosis of “severe psychopathology including disorder”). schizoid personality disorder and schizoaffective Fears, 836 A.2d at argued, 72-73. Fears as appellant does perplexing why It is more inexplicably ignored the PCRA court all authority from commonly-recurring this Court on this issue and instead only panel followed a Third Circuit decision. here, that this evidence would have supported two additional ie., circumstances, and distinct mitigating extreme mental and disturbance, 9711(e)(2), emotional § 42 Pa.C.S. and substantial of his impairment capacity appreciate criminality of his 9711(e)(3). conduct or to conform his conduct to § the law. Id. In Opinion by an Mr. Chief Justice the Fears Cappy, Court found that appellant’s possessed merit, claim arguable but we denied relief finding after that counsel had a reasonable basis for not discovering and producing additional evidence concerning the two mental mitigators. health The Chief Justice, writing for the Majority, emphasized that neither client, counsel’s interactions with his nor the client’s disclo- sures, put had counsel on reasonable notice that he should pursue this course: reiterate
We reasonableness this context depends, in *35 critical part, upon information supplied by the defen- Basemore, dant. Commonwealth 258, 560 Pa.
[717,]
[(2000)]....
counsel
[T]rial
testified that Appel-
lant
no
displayed
overt psychotic behavior between the time
trial____
of the arrest and
also
Appellant
did not inform
trial
any
counsel of
mental
or
impairment
of any birthing
injury that would affect his mental stability at the time of
Nevertheless,
the offense.
he presented psychiatric testi-
mony mitigation,
in
in
albeit
support of the catchall mitigat-
ing circumstance.... We find
performance in
[counsel’s]
regard
this
reasonable.
on
Based
the information trial
possessed
time,
counsel
at the
he was not ineffective for
failing to find
psychiatric
another
expert who
support
would
additional mitigating
Thus,
factors.
counsel
trial
not be
will
deemed ineffective for “failing to present mitigation evi-
dence that he did not know existed.” Commonwealth v.
Johnson,
283,
(2002).
Roderick
572 Pa.
The and Majority “distinguishes” by sug- (1) here, judge unlike the gesting judge PCRA Fears, unreasonable, performance found counsel’s is to the court’s obliged this Court defer PCRA basis; (2) “this area of assessment of reasonable the law rather constantly evolving,” strange legal articulation of most principle apparently “only means recent cases which cases) (or Majority op. matter.” 77-78 n. supporting uniquely cannot be found ineffective introduce information *36 knowledge family defendant and his which is not within the of the counsel;” family, provided appellant in and his who were ”[b]ecause position which to know about additional childhood trauma to counsel, appellant allegedly exposed, failed to reveal that trauma to appellant has how should otherwise have not shown counsel it, regard.”); counsel was not ineffective in this Roderick learned of 500, Miller, Johnson, supra; v. Pa. A.2d 592 Commonwealth 560 746 Rollins, 532, 435, (2000); v. 738 A.2d 448 Commonwealth (1999) (“We we will not find that counsel was ineffec- have stated that mitigating alleged produce relative tive in evidence to an any infirmity no had mental where there is indication might problem.”); know that the defendant have mental reason to Howard, 266, 233, (1998). v. 238 553 Commonwealth
89 persua- remotely Neither point A.2d at 583-84 n. 25. inquiry. in sive a Strickland findings of credibility to the must defer
Although Court are at material facts court in cases where contested the PCRA counsel’s issue, of the reasonableness of the determination performance prong conduct under the Sixth Amendment —the deference warranting any particular not one Strickland —is here, where, hearing judge, particularly to the PCRA trial. judge judge presided is not the same who Cf. 362, 396-99, 120 S.Ct. v. 529 U.S. Taylor, Williams (2000). Indeed, if the correct Majority L.Ed.2d 389 were assess judge’s defer to the PCRA reviewing courts should of counsel’s the U.S. performance, ment of the reasonableness its remarkable deci Court could not have rendered Supreme Beard, in v. 125 S.Ct. Rompilla sion U.S. (2005). on Rom Nigro’s opinion
L.Ed.2d 360
As Mr. Justice
noted,
in that case held a
appeal
PCRA
the PCRA court
pilla’s
hearing
question
respecting
on the
of ineffectiveness
undiscov
evidence,
claim
that the
mitigation
ered additional
determined
merit,
actions were
arguable
had
but then found that counsel’s
affirmed.
reasonably based. This Court
(1998).
Supreme
The
Rompilla, 554 Pa.
With
second
simply pick
court
seemed to assert that it could
certainly
Circuit
precedent here, non-binding
choose whichever
Third
—
course, the
ma-
precedent
supported its conclusion. Of
law
—
But,
an
requires
tures and
inquiry
evolves.
Strickland
performance
assessment of trial counsel’s
under the standards
penalty
that existed
counsel tried the matter. The
when
1994;
in
phase
penalty phase
this case was October
*37
later,
Fears
in
1995. The
have had
February
was
law would
in
to de-evolve
order to fault counsel for
to do what
do,
being
counsel in Fears also failed to
deemed effec-
while
fear,
I
tive. As
Fears
is no more.
principled precedent,
simply
Fears,
In
of the line of cases
includes
lieu
which
cases,
three recent
v. Mal
Majority discusses
Commonwealth
(2004),
v.
loy, 579 Pa.
In in this an investiga- case did undertake one, tion and it a reasonable it included retaining professional, mental health meeting appellant with an actual family presenting mitigation, case which jury finding resulted the existence of a mitigating Brown, Hall, circumstance. This case is more like Fears and such cases than it is like the outer Malloy, occupying case performance. limits deficient
I also respectfully disagree Majority’s offhanded conclusion that appellant proved prejudice. Strickland so finding, the cites Majority only Malloy, but expla- without nation; thereby appreciate Court fails rather Malloy’s *38 sophisticated application more of the In prejudice standard. this Malloy, analyzed prejudice, Court in pertinent part, as follows:
Although recognize that the in unpursued evidence case not strongest, we further note that trial counsel’s presentation penalty phase at the no included affirmative all, only argument evidence but a brief and a stipulation. performance, Such a which by any was motivated strate- decision, left the a gic jury dry assessment of appel- short, lant’s just individual circumstances. it is not failure to present appellant’s evidence of background which us, concerns but the fact that the failure in occurred a case where there little effort to personalize appellant for the Indeed, jury. personalizing appellant’s background may have made one or more of jurors more likely accept to the other mitigating circumstances which were pursued. areWe satisfied that it is probable juror that at least one would have at least one accepted mitigating circumstance and found that it outweighed the single Commonwealth’s Thus, aggravating circumstance. jury had the heard testi- mony and been to able consider all of the mitigation evi- dence and argument together, there is a reasonable proba- bility juror that at least one would a have struck different balance and voted not to impose the death penalty.
The circumstances respecting prejudice, are not the same as Malloy. Counsel the case sub judiee went great lengths personalize his client for the jury, and indeed a finding secured that a mitigating circumstance existed. Moreover, I am unconvinced that there is a reasonable proba- bility that the introduction of this belatedly somehow discover- ed evidence of appellant’s childhood abuse and his head injury would have swayed jury into returning life sentence for both murders. This is a case appellant where shot one victim woman, five times over an argument about a shot at another person because appellant suspected she stole his money, jury The killed other victims. later shot and two days
five returned a of murder and counts guilty two appellant found aggravators of the on each count. One of death sentence murder multiple found, penalty, death as to each noted in Commonwealth recently author As this aggravator. (Castille, J., (Pa.2005) Zook, “I think that it is unreal- *11: concurring), WL difficult battle uphill in the extreme ever discount istic where, here, one faces lawyer defense any capital that his client the fact circumstances involves aggravating is a murders. This degree first multiple to commit elected in kind from other that seems different of distinction mark if I could fault counsel Even aggravators.” statutory family, and appellant’s appellant, to discover what appellant until failed to expert mental health discover/disclose *39 row, I that evidence am unconvinced found himself on death in a have resulted damage and brain would abuse childhood in a case such verdict penalty and different weighing different Therefore, I this. dissent. dissenting opinion. joins concurring EAKIN Justice A.2d592 Pennsylvania, Appellant COMMONWEALTH KILLINGER, Appellee. James R. Pennsylvania. Supreme Court of 9, 2004. Submitted Nov. Dec. Decided
