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Commonwealth v. Clayton
532 A.2d 385
Pa.
1987
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*1 minimum, this Court should remand to the Workmen’s Compensation Appeal Board for further proceedings an appellee opportunity allow to meet her enhanced burden newly enunciated proof by majority of this Court in Kachinski. Pennsylvania, Appellee,

COMMONWEALTH of CLAYTON, Appellant. Willie Supreme Court of Pennsylvania.

Argued Jan. 1987.

Decided Oct. 1987. *4 Stretton, Chester, Samuel C. appellant. West for Chief, Div., Ronald Eisenberg, Appeals McLaughlin Gaele Barthold, Cox, Dist. Deputy Marianne Atty., Philadelphia, Gen., Marion E. MacIntyre, Deputy Atty. Harrisburg, for appellee. NIX, C.J., LARSEN, FLAHERTY,

Before McDermott, hutchinson, zappala, PAPADAKOS, JJ. THE

OPINION OF COURT HUTCHINSON, Justice.

Willie Clayton directly appeals as of right1 two death sentences imposed by Philadelphia Common Pleas. Along with his two degree murder, convictions first appellant was convicted of two counts of and two robbery counts of possession of an instrument of crime. On appeal Court, before this he raises four issues that require full First, review. he contends that the admission of two bul- 9711(h)(1). 1. 42 Pa.C.S. §

lets and testimony, ballistics without at least a cautionary instruction, was reversible error the because Common- wealth could not show which of the two bullets was by fired appellant. he Secondly, argues that the trial court erred consolidating instance, two murder trials. In the third he asserts that his process rights due were violated because the trial grant court refused to a permit continuance to his mother stepfather testify penalty at phase his trial. Finally, he claims he is entitled to a new trial because prosecutor made a prejudicial statement to the jury.2 Appellant 2. They raises four other issues as well. are: (A) Shelton, right His to a fair trial was police denied when Lt. murders, investigated officer who special stated that he worked for a basically type unit that "is a career criminal unit within the Appellant alleges Homicide Division." N.T. at 5.23. that this im- plied he was a career criminal. (B) process rights His due were violated because he was not charged (Summers) 1984, with one of the two murders until even though place July it Appellant argues had taken 1980. police department deliberately delayed bringing charges for tactical reasons. (C) The trial dismissing juror court abused its discretion in a sides, already accepted by though had not been both even the trial had yet Appellant started. contends that the trial court's refusal to bring juror back into court and allow defense counsel to question (D) directly her was reversible error. delays experienced jurisdiction Excessive carrying in this out penalty punishment. of death rise to cruel and unusual arguments (A), All of these are without merit. As to we fail to see prejudiced how appellant. this statement There was no direct state- criminal, appellant ment that was a career and it is reasonable to assume investigates that an officer who several murders committed assigned under similar circumstances would be to a career criminal unit. (1986). Carpenter, See Commonwealth v. (B) Argument Lovasco, fails under United States v. 431 U.S. (1977), S.Ct. 52 L.Ed.2d 752 because must show that delay the wealth and of due was a deliberate tactical move in bad faith the Common- prejudiced that he was it in order to establish a denial process. Appellant produce any has failed to evidence that the delay was part a tactical move made in bad faith on the Furthermore, Commonwealth. the record shows that Lt. Shelton delayed place appellant because he had no earlier evidence to at the scene of the crime. (C). argument There is no merit to The trial court acted within its dismissing juror discretion in who was unable to find someone to court, therefore, year care for her four old child. The found undue hardship 4503(a)(3). pursuant to 42 provid- Pa.C.S. The trial § court reasons, appellant Based on these concludes that a trial new granted. should *6 review,

Upon disagree careful we for the reasons set out Furthermore, statute, as required by below. we have made independent an review of the record for sufficiency and proportionality against imposition to ensure of the arbitrary For penalty.3 purpose, death we have secured and examined the statistical data collected the Administra- of Pennsylvania tive Office Courts and determined that the penalty imposed proportional imposed is to that in other cases.4 arguments appel-

Because nature of the raised by lant, procedural an initial examination of the facts and history helpful. this case is The relevant events took 14, place May September between 26 1980. 26, 1980, evening May

On Earl Grice was found in his apartment Quill dead above the and Scroll Bar he had in Philadelphia. owned Center Grice was found City, lying on the couch. He had died as a result of a hard contact opportunity question juror phone, ed counsel an over the stenographer. provided

this discussion was recorded This opportunity question sufficient for defense counsel to her. See Com- 439, Pasco, (1938). monwealth v. 332 Pa. 2 A.2d 736 (D), delay carrying necessary As to reasonable out the sentence is person unjustifiably necessity to ensure that no is executed. This is statute, 9711(h), sentencing embodied in our 42 Pa.C.S. which § requires only by appellant, this Court not to examine issues raised but case, independent also to make an review the record. In this cases, delay year. initial has been little more than a In other delay compounded by prisoners exercising rights their condemned to collateral review in both state and federal courts. Holcomb, 9711(h)(3). 3. 42 Pa.C.S. v. § See Commonwealth 508 Pa. 425, J., (1985) (Hutchinson, Opinion Announcing 498 A.2d 833 denied, 1150, 1804, Court), Judgment of the cert. 475 U.S. 106 S.Ct. (1986); Zettlemoyer, L.Ed.2d 349 Commonwealth denied, (1982), A.2d 937 cert. 461 U.S. 103 S.Ct. 77 L.Ed.2d (1983). Sentencing juries eight appellant’s 4. other have sim- cases besides ilarly aggravating mitigating found two and no circumstances. cases, eight imposed. seven of those a sentence of death was See Frey, Commonwealth v.

gunshot to the wound head.5 The bullet had come from gun. a .38 caliber Ballistics tests could not identify the particular gun that fired the distorted bullet removed from pants Grice’s head. Grice’s pockets ripped had been out and an cash empty open box was found on the bedroom floor with tossed A receipts pillow about. gunshot with residue also found in apartment. Apparently, it had used to been muzzle the noise of the shot.

Evidence produced at trial showed that Grice was a known drug dealer. Evidence also showed that appellant went see Grice at his bar on evening 26,1980, of May and at 7:30 p.m. about both went upstairs into Grice’s apartment. Grice had been seen flashing around a large roll of earlier money evening. *7 30, 1980, July

On Jack Summers was found in apart- his ment Bar, above the Graduate a few blocks Quill from the and Scroll. Summers had died as a result of a gunshot wound to the head fired at range. close The bullet was from a .38 gun, caliber and could have been from the same gun which killed Grice. Both of pockets Summer’s had pulled been inside out. trial,

At it was shown that appellant had frequently visited Summers at his apartment. Summers was a known drug dealer. 26,1980,

On August the body of Terrance Dougherty was found lying face down the floor of his bedroom with a pillow over his head. Dougherty had also died from a hard contact shot to the head from gun the same that had killed Summers. This murder inwas the same general area as the other two.

An earlier trial had revealed that Dougherty was also a drug dealer, known and that appellant him.6 knew gunshot 5. A hard contact wound portion occurs when the front gun pressing against the skin when the bullet is fired. 6. No Dougherty evidence of the murder present was admitted at the trial. The one of purposes facts of this crime clarity are added for since arguments by appellant raised relies on our decision in Clayton, (1984) Commonwealth v. (plurality 14, 1980, September according On to the testimony Felder, appellant Thomas and an unidentified man came to apartment Felder’s ostensibly buy cocaine. Felder stated selling time, that he was not drugs at that but offered to them in contact put with someone who could. left They apartment go phone Felder’s to a booth. After the call made, appellant accompanied Felder back to his apart- saying ment that he had left something behind. Appellant came out of Felder’s bathroom a .38 carrying gun caliber and forced Felder to lie down on the bed. He took money pants from Felder’s pockets gold and a chain from his neck. companion He and his then bound Felder’s arms and hands. Appellant placed a pillow over his head. putHe the gun to pillow and fired. It did not go off. He again. fired This time he shot Felder in the back. Felder held his breath, pretended dead, that he was and waited for appel- lant to leave.

When back, shot him in the Felder was already a carrying bullet the stomach at the hands of a Wendell Lewis. At the hospital he had both bullets removed. Through mix-up no one identified which of the two bullets had been removed from the back. Ballistics experts were able to show that one of the two bullets was fired from the gun same that had killed Summers and Dougherty could have killed Grice.

Appellant was tried originally acquitted for the mur- der of Terrance Dougherty. Before that trial was complet- *8 ed, appellant was also charged with the Grice murder. At a jury trial for that crime in March appellant was convicted murder, of first degree robbery, and possession of opinion). appellant In charged that case was with the murder of Grice, and the Dougherty circumstances of the murder were admitted plan, at trial under design a common theory. scheme or We reversed. opinion Court, In an Zappala announcing judgment of the Mr. Justice similarity reasoned that the between the two murders was satisfy requirements insufficient to excep- of the common scheme general

tion to the prohibiting rule past the admission of evidence of Appellant’s criminal conduct. reliance on our decision in that case in arguing against here the consolidation of the Grice and Summers charges requires murder killing Dougherty. reference to the

an instrument of crime. A sentence of death imposed along with ten to twenty years for the charge robbery two and one-half years for the weapons offense. On direct Court, appeal to this we overturned the conviction and remanded for a new trial. Commonwealth v. Clayton, trial,

At the first cellmate, Grice Roy Young, a testified appellant told him he had killed both Grice and Sum- mers so that people him, would fear and he could so increase his influence drug over the traffic in Center City Philadelphia.

On this and other evidence by police, discovered Commonwealth had charged appellant with both the Grice and Summers murders. After our Grice, remand in these charges it, were consolidated for In trial. a jury found guilty two counts of murder in degree, the first two counts of robbery two counts of possession of an instrument of crime. After a penalty hearing, appellant received two death sentences. Post trial motions were denied, and appellant was formally sentenced on February 25, 1986, for the crimes involving Grice and Summers. sentences, addition to the two death appellant received two consecutive sentences of ten to twenty years for robbing Grice and A Summers. motion to modify and reconsider sentence was denied and this direct appeal taken to us on March 1986.

I Appellant challenges the admissibility bullets re- Felder, moved from Thomas and the testimony of a ballis- expert tics that one of the bullets removed from Felder was fired from the gun Summers, same that killed and could have gun been fired from the same that killed Grice. In the alternative, appellant if argues that even this evidence was admissible, the trial court erred instructing the jury they inferences find which are equally likely from the evidence must be drawn in favor of the defendant. As a matter of logic, appellant’s argument abstract deductive *9 however, requires seems correct. it initially Concretely, inductive consideration of the factual both circumstances surrounding the removal of the bullets from Felder’s body and the other relevant produced evidence at trial. We will so consider it.

Felder testified that he was shot twice. an unrelated incident, earlier Wendell him in Lewis had shot the stomach. September 14, 1980, On shot him in the back. These two bullets were surgically removed at the same time, Hence, but not labeled. it could not be directly determined which bullet was removed from his Ap- back. pellant argues that the bullets and ballistics testimony should not have been admitted because there was no proba- bility that the bullet taken from Felder’s back was fired from gun Summers, which killed but only a 50-50 possibility, a possibility speculative too to place before a jury. Because the Commonwealth could not directly iden- tify which of the two bullets was removed from Felder’s back, appellant goes on to argue that the bullets and ballistics were testimony not relevant. This argument fails. While the inability to conclusively identify which of the bullets came from Felder’s back affects the weight of this evidence, it does not affect its admissibility. Independent bits evidence in a trial are not in splendid viewed iso- lation, as if the probability factor of each was independent of all others. are They part of a web whose interlocking strands weave a snare for the man who would upon set his fellow in secret and with pursuit stealth. The of truth is inductive more often than deductive and the snare is made out when the strands intertwine on each other warp and woof. Such is the case here. Relevance is not to be confused with deductive nor certainty, considered as if each bit of evidence must independently establish probability. Such treatment confuses the issue of relevancy with the problem of establishing a foundation for admission.

Relevant ballistics testimony weapons are admis despite sible an inability to conclusively determine that the introduced weapon was the actual one used in the crime.

See, Brown, Commonwealth e.g., v. 512, 467 359 A.2d Pierce, (1976); Commonwealth v. 393 453 Pa. A.2d 309 Ford, Commonwealth v. (1973); 451 Pa. (1973). Ford, In supra, Commonwealth v. the Commonwealth a introduced knife found in possession the of the defendant because it could have been used in the murder the two could be that victims. It not said defendant’s knife was the in weapon Still, actual used the commission of acts. both held possessed we it relevant and admissible because it was the defendant and could have been so As as long used. proper laid, the foundation had inability been to conclu- in sively establish the knife evidence weapon was actual in the crime its employed weight, affected not its admissibil- ity. case,

In present the bullets are admissible. One of the two from bullets removed Felder came from the gun Stewart, v. Commonwealth that killed Summers. 461 Pa. A.2d At issue in this case is whether killed Felder appellant Summers. testified that appellant tried to kill him in the that style same was Summers case, As in Ford murdered. the fact that appellant could have fired from the bullet that came the same gun that killed Summers would make it more probable that relevant, appellant shot Summers. it Since was laid, proper foundation evidence was admissible. The bullet’s foundation flows from the other link evidence ing appellant to the Summers This other killing. evidence made it relevant. The was aware that jury Common wealth could establish which bullet was removed from back, weigh Felder’s and could accordingly. the evidence admissible, argues Even if the trial court should have jury equally instructed the that when two and mutually inconsistent inferences can drawn from the circumstances, same set of in the inference must be drawn Com favor the defendant. in our decision Relying Tribble, monwealth (1983), appellant argues finder fact could have inferred with in Mr. Lewis or he fired the bullet reason that either equal In misplaced. reliance is Trib- this case. This question and determined that ble, we considered all of the evidence inferred. When conflicting inferences could be equally two case, present is examined it all of the evidence conflicting inferences cannot be equally clear that two inferred. Tribble, the defendant had supra, Commonwealth v. Board Montgomery County Opportunity

worked for the (Board) took on the place two months before a break-in just him required Board’s His to come into con- property. job the Board. These trucks tact with certain trucks owned investigation An revealed several of forcibly *11 were entered. There no fingerprints. the defendant’s evidence that frequently by employees, these trucks had been used other long fingerprints or how these had been on the truck. Larsen, stated, writing Mr. for the based majority, Justice on all the evidence: “While it is a reasonable inference that on the fingerprints impressed [night were [the defendant’s] crime], equally may an reasonable inference also be drawn that were fingerprints impressed [the defendant’s] break-in____” Id., 622, prior to the time of the 502 Pa. at 467 A.2d at 1131. Mr. if Justice Larsen said that other support evidence had been introduced to the Common- case, it necessary wealth’s then would not have been Court, overturn the conviction.7 He said for the “there is no evidence that these trucks were used a fact frequently; which, established, if would diminish the that the possibility prints were old.” Id. case, present if at we looked the admission of the isolation,

two bullets in two inconsistent equally inferences However, could be drawn. when of the all evidence is Hubbard, 259, 7. See also Commonwealth v. argument A similar was raised in Hubbard and this Court stated, foregoing singly none of the taken "[w]hile facts would be guilt, totality sufficient to establish thereof and [the defendant's] arising legally the reasonable inferences therefrom were sufficient to Id., guilt jury.” render an issue for the 472 Pa. at [the defendant’s] 271, Dawson, (quoting 372 A.2d at 692 464 Commonwealth Pa. (1975)). examined, significant there is a that the match- probability ing bullet was fired rather than Lewis. appellant Roy killing testified that confessed to Young Summers One of the was fired the same gun Grice. bullets from stomach, that Summers. shot Felder killed Lewis shoot him appellant attempted range while at close head, same in killing Thus, method used Summers. of the all when evidence it shows a “connected-up” stronger that the relevant bullet was fired probability appellant.

II Appellant argues next the trial court erred in permitting consolidation of the Grice and Summers murders for trial. He relies on decision in Commonwealth v. our Clayton, (1984). There, plurali A.2d ty Dougherty reasoned evidence murder was evidence of unrelated crime and so at appel inadmissible lant’s for the trial Grice murder. Appellant argues now that the Summers and murders Grice should have been consolidated, because it similar permitted evidence un to get related crimes before the same jury. Appellant’s reliance on our previous decision is misplaced.8 Separate may long 8. crimes be consolidated for trial as as evidence other, admissible at one would be at the admissible defendant *12 1128; unduly prejudiced. 1127A(l)(a), is not Pa.R.Crim.P. Common- 535, (1981); Galloway, wealth v. 495 Pa. Common- Morris, rule, (1981). general wealth v. A.2d As a 493 Pa. 715 are, charged crimes unrelated to the are one not admissible. There however, exceptions proposition. several to this In Commonwealth v. Rose, (1979), 483 Pa. 396 A.2d we stated: (1) prove of other ‘evidence crimes is admissible when it tends to motive; intent; (2) accident; (3) (4) absence of mistake or scheme, plan design embracing common or commission two or proof more so crimes related to each other that of one tends to others; prove (5) identity person words, or establish the of the charged with the of the crime on other commission trial —in logical where there is connection such a between crimes that proof naturally one will tend to show that the accused is the person who [Citation committed the other. When the omitted.] issues, important evidence is relevant and to one of these five it is generally outweighed prejudicial may conceded that effect added.]’, probative [Emphasis quot- value. [Footnote omitted.] Mr. Clayton, supra, Zappa- In Justice Commonwealth Court,9 opinion announcing judgment in an of the said la of the murder could not be intro- Dougherty that evidence first trial for the murder because appellant’s duced at Grice Rose, in recognized exceptions supra, none of the stated applied. from a argued syllogism.

In Commonwealth Clayton, premise Dough- was that the circumstances of the major Its shooting murder were admissible at a trial for the erty gun Felder because the same was used both. Its minor , that the Felder at the premise shooting was admissible murder. From this to deduce sought trial for Grice it Dougherty that evidence of the murder was admissible for the Grice murder.

Mr. reasoned there was no direct Zappala Justice evidence, Rose, as in to connect to the appellant Dougherty fact, had of the appellant acquitted murder. been murder. Mr. Justice noted that Dougherty Zappala dependent connection was on the Dougherty completely 187, 197-8, Peterson, ing Commonwealth v. Id., 399-400, 483 Pa. at A.2d at 1230. robbery Randolf Rose was accused of the murder and of Russel trial, Leary. testimony At his was introduced that on the same murder, morning Leary as the Rose and robbed Robert also shot Crosley. attempted Gary argued Edwards and shot and to rob Rose that the admission of these two other crimes was error. rejected argument. opinion by Eagen, We this In an Chief Justice this Court reasoned: Here, Edwards, Leary Crosley were all shot in the back at close range attempt robbery. in the course of or an to commit a Crosley circumstances of and the manner in which the Edwards and very Leary crimes were committed were similar to that of the period crime. All occurred within a short of time and in a limited geographical Clearly, area. a close connection was established permit sufficient to crimes the conclusion that all three were com- individual, establishing mitted identity. one and to aid in this individual’s Thus, properly evidence of the other crimes was admitted. Id., 483 Pa. at 396 A.2d at 1230. joined by Flaherty concurring opinion Mr. Justice 9. wrote a two Flaherty Justices. Mr. Justice reasoned that since had been murder, acquitted Dougherty no evidence of that crime was any admissible under circumstances. Mr. Justice Larsen concurred *13 in the result. Felder connection. He found this indirect connection be- the major premises tween and minor of the Common- syllogism support wealth’s too tenuous to the conclusion. However, he also stated that there was sufficient similarity shooting between the Felder and the Grice murder to allow admission of evidence of the Felder shooting appellant’s at trial for the Grice murder under the exception per- which mits admission of unrelated criminal conduct in order to plan show a common or identity. case,

In the present there is likewise sufficient similarity between the Grice and Summers murders to allow the admission of either at the trial of the other for the scheme, purpose showing a common appel and hence lant’s in identity as the actor both. This is though so even common scheme advanced to admit other crimes for the purpose showing in identity requires more features com mon than one used II just Wigmore, show intent. (Chad Evidence in Trials at Common Law at 249 § 1979) intent, bourn rev. (similarity sufficient for but identity on “such depends a concurrence of common features that the various acts are naturally explained as caused by a general plan of which are they the individual manifesta tions”). case, In this we believe the common features create a sufficient likelihood person that the same commit ted both crimes to their permit admission for the purpose of showing identity. produced Commonwealth testimony

confessed to killing both Grice and in Summers order to increase his influence drug over the trafficking trade Center City Philadelphia by imposing fear on drug other 4.12-14, dealers. N.T. at 4.17. Both Grice and Summers were drug dealers Center City Philadelphia. Appellant had known and interacted drug with both of these dealers. Both were killed within less than three months of each other. Both killed by were the same type weapon and possibly gun. the same Both were killed above bars in an style. execution were shot They range at close in the head pockets Thus, and their were searched for money.

279 for the murder at a trial Grice Summers admission in showing appellant’s both motive probative murder and his as the identity to murder and rob seeking out Grice the crime. who committed actor

Ill process rights that his due were argues also Appellant court abused its discretion not and that trial violated of the trial so penalty phase a continuance granting could travel from New York stepfather that his mother his Both of these lack arguments behalf. testify merit. degree a verdict of of first jury guilty

The returned 24, 24, Before Friday morning, May May murder on 1985. appellant defense counsel had asked to have his mother and present at the trial in case the returned a stepfather jury refused, guilty Appellant allegedly verdict. N.T. at 6.18. put stepfather because he did not want to his mother and through the trauma of another murder trial. did Appellant agree not to have his mother and until stepfather testify 24, May and it was not until that time that he told his defense counsel that could not arrive until the follow- they afternoon, ing Tuesday.10 At 3:11 defense counsel p.m. moved for a so that the and stepfather continuance mother testify. could This motion was denied the trial court. penalty hearing, At the heard the of a jury testimony who the difficult life had as psychiatrist explained a child. Carolina, relies on 476

Appellant Skipper v. South U.S. 1, 1669, 106 S.Ct. 90 L.Ed.2d 1 Skipper, defendant, trial, at the of his wanted to penalty phase introduce the of two and a visi- testimony jailers “regular tor” who would have stated that the defendant had made a “good his time in trial. The adjustment” during jail before irrelevant, and trial court held that this testimony therefore, 106 at 1670. inadmissible. Id. S.Ct. Monday legal holiday.

10. was a

280 appeal Supreme the United Court

On States held that exclusion of this inconsistent with the rule of testimony was 102 Oklahoma, v. 455 U.S. 71 Eddings S.Ct. (1982) precluded L.Ed.2d that “the sentencer ... not be considering, mitigating factor, any aspect from as a of a any defendant’s character or record and the circumstanc- es proffers offense the defendant as a for basis a sentence less than Id. at at death.” S.Ct. Ohio, 586, 604, (quoting 438 U.S. Lockett S.Ct. 2964, 57 (1978)) (emphasis original). L.Ed.2d Court reasoned that evidence that the defendant would *15 prison in danger potentially mitigating, be a was and the process rights defendant’s due were exclu- violated the sion such evidence. 106 at The Skipper, S.Ct. 1671. said “permitted Court the defendant must be to present any all mitigating and relevant evidence that is available.” Id. added). (emphasis 106 S.Ct. at 1673 Skipper The decision is distinguishable from the on present grounds. case two

First, the trial in this court case would admit have the ted mother and if stepfather’s testimony were they to present Appellant, unlike the in testify. Skip defendant was to per, “proffer” unable their testimony appro at the priate time because he to request presence refused their the until returned a jury guilty appel verdict. Because of act, alleged lant’s deliberate mitigating evidence was “not available” at the time of the penalty hearing.11

Moreover, unlike the disputed testimony it Skipper, appears the only testimony appellant this could from obtain stepfather his mother and that he a had child- difficult hood. This would have been to the psychia- cumulative Therefore, trist's if testimony. even the trial did court error, commit must we consider whether it was harmless beyond reasonable doubt. Commonwealth v. 476 Story, A.2d Board, Compensation 11. Mrs. Pie Co. Appeal Smith v. Workmen’s Cf. (fore- (1981) 57 Pa. Commonwealth Ct. going ample opportunity acquire to favorable evidence due vicerates process argument). argued disputed testimony Skipper, the state that his and former wife the defendant cumulative because was The satisfactory. conduct in was jail stated that his had this It reasoned argument. Supreme rejected Court as the excluded evidence cumulative characterizing on facts implausible its as harmless is exclusion us. was allowed to petitioner The evidence before his sort of jail issue of conduct present tend to would discount as jury naturally evidence that a self-serving. testimony of more disinterested wit- The had and, in who would have particular, jailers nesses — favorably predisposed to be toward particular no reason given charges quite naturally one of their —would greater weight by jury. much Skipper, at 1673. S.Ct. case, present testimony

In the had on his diffi- witness, expert cult childhood from a disinterested testimony during pen- was admitted psychiatrist, whose be more alty phase jury likely the trial. would stepfather’s consider the self-serv- testimony mother’s ing. testimony Since their would have been cumulative witness, is the this case converse of disinterested Skipper. *16 petitioner’s stepfa- as mother presence

Insofar the and him, for it should be sympathy ther would to evoke likely duty a no noted that has constitutional to consider jury —— Brown, —, v. “mere 107 U.S. sympathy.” California S.Ct. L.Ed.2d 984 course, the mother speculate stepfa-

Of we could that shows, other The ther would about factors. record testify however, counsel not specify they that defense did mitigating would other factor. We will testify any about so. See Commonwealth do they not assume that would 35, 40, (1981) (evidence Murphy, A.2d court, initial before will specified request at time of trial Therefore, appeal). not be for first time on we considered are satisfied that the denial the continuance was harm- beyond less reasonable doubt.

In a related argument appellant contends that even if right continuance, he did not have a due the process to the trial court’s failure grant to it was an abuse of discre argument tion. This is without merit as well. At the outset, appellant’s good faith in the requesting continuance question. is subject prior to Just to requesting this continu ance, persuaded prosecutor defense counsel the stipulate to the premises Sadoff, to some of underlying of Dr. the defense expert. prosecutor this agreed stipulation not, if because he did trial the would not finish “until Tuesday,” and the prosecutor delay felt the “would be to the detriment the Commonwealth.” N.T. at 6.17. Only gaining after this concession on threat of postponement did pursue the postponement defense on ground asserted here.

Appellant alleges reason the only trial court denied the continuance so jury, juror one particular, would not have to return If Tuesday. this actually case, were then trial court should be strongly criticized for clearly what would be a inappropriate motive for denying a continuance. record,

It is not clear however, from the just what was the reasoning behind the trial court’s decision. While it is true that trial court did make an unfortunate statement promised that he jury that the trial would be finished by Friday, it is not likely that this was the sole reason for denying continuance. For example, before just this statement appellant’s counsel conceded that there was no legitimate excuse for not having the witnesses available at this This, time. N.T. at 6.18-19. and other unstated rea- sons would play a role in properly the trial court’s exercise of its discretion. Estate, Mackarus (1968), we

stated:

‘When the court has come a conclusion the exercise *17 discretion, of its the party complaining of it on appeal has heavy burden; it not persuade is sufficient to appellate might court it that have reached a different place, charged duty first with the if, in the conclusion below; to further necessary go it is the court imposed See: discretionary power.’ show abuse and an Estate, 287], 292-93 A.2d Pa. supra Garrett’s [355 [6 any If for Court’s there basis [trial] 860] decision, must decision stand. (footnote omitted). A.2d

Id., 431 Pa. at 666-67 at Smith, 442 Pa. In Commonwealth in (1971), factors to considered determin- we set out the be Smith, In granted. continuance should be ing whether a stated: we discretion underlying the exercise

Considerations strengthen to necessary include whether the witness is of the witness essentiality the defendant’s case ... procure and the exercised to diligence defense appellant’s to which the witness presence his at trial ... the facts and, the the witness could could likelihood that testify ... at the next term of court. produced be omitted). (citations Id., 442 Pa. 275 A.2d at 101 at stepfather’s testimony merely would The mother’s psychiatrist. have been cumulative to that of the addi- tion, his since did to contact mother try trial, he failed to act with stepfather day until the its in diligence. due The trial court did not abuse discretion for a denying request continuance.

IV process rights contends that his due were Appellant phase prosecu violated at the of his trial when the penalty are to life people tor told the who sentenced jury spend not often their entire life in imprisonment jail. do Citing Floyd, our decision Commonwealth v. (1984), A.2d 365 that the appellant argues prosecutor impose the death

improperly persuade jury tried to someday them that by telling appellant may sentence argument fails on review of circumstanc paroled. This under statement was made. It prosecutor’s es which the to a proper response factually misleading came statement *18 284

by appellant’s meant, counsel what a life sentence therefore, right did not fair appellant’s violate to a and just trial.

The prosecutor’s comments at issue are: you Counsel stood in front of said you to that life imprisonment is life parole. Anyone without who is alive and in this knows that who society people are sentenced imprisonment to life do often spend their entire life in jail. by argument.

Do not misled that be Do not sit here with the confidence if sentence this you defendant to life imprisonment, that he spend indeed will the entire remain- der of his life in prison. at

N.T. 6.57-58. law, Pennsylvania

Under such comments de when injected the liberately by prosecutor seriously prejudice the right defendant’s to a fair and just trial.12 Commonwealth Aljoe, v. 198, also (1966). See Com monwealth v. supra. This Floyd, Court reasoned:

‘whether the might defendant any at future time be pardoned or have his sentence commuted is no of concern theirs and should not enter manner any whatsoever permissible Eighth 12. These statements are under the of Amendment States, applied through Constitution of the United as to states Ramos, the Fourteenth Amendment. v. 463 U.S. California Ramos, court, S.Ct. 77 L.Ed.2d 1171 the trial as law, required by a murder trial that a jury California penalty phase instructed the at the of imprisonment of sentence life without the possibility parole may of be commuted the Governor to a sentence (This possibility parole. Briggs includes as known Instruction). death, jury returned a verdict of but the California Supreme Briggs Court held that the Instruction violated the Federal certiorari, Supreme Constitution. The granted United States Court O’Connor, opinion by and reversed. In an Justice the Court held that possibility appropriate future commutation was an for element jury to consider. The Briggs Court reasoned that the Instruction jury invited the to consider whether the defendant has an such inappropriate provide undesirable character that it would be him society. with the chance to return to The Court concluded that the Briggs “supplies jury Instruction with accurate information its for selecting appropriate deliberation an sentence.” at Id. S.Ct. at 3458. im- proper penalty consideration their into light in the solely should be determined which posed, then exist- as they circumstances facts and relevant ed.’ Common- (quoting at 55 420 Pa. at

Aljoe, 569, 573 139, 148, 81 A.2d Johnson, Pa. wealth v. prosecutor, (1951)). comments Allegedly improper context of defense however, within the must be examined D’Ambro, conduct. Commonwealth *19 counsel’s 303, 456 A.2d the argument at of defense counsel’s

An examination following relevant reveals the phase of the trial penalty statement: State, is life without imprisonment in this

You understand in the last commute, but Now, can the Governor parole. commutations only has been years there eight [sic] four special case. Don’t misunder- that is a and therefore in Life prison. is years life ten imprisonment stand forever. imprisonment is life no in parole There is in this State.

Life means life can commute. the Governor imprisonment, only added). As the Commonwealth (emphasis at 6.47 N.T. is brief, counsel its defense points by out in this statement There if corrected. not wrong misleading and would be nineteen, four, of life sentences not commutations were sentencing hearing. period prior to the during eight the year the Pardons for the Action of the Board of Analyses of low Furthermore, relatively this total Years 1978-1985. period. Between to the seven before compared years Analyses commuted. 1971 and sentences were 1971- the Years Action of Board of Pardons for the commuted Also, 234 who had sentences prisoners 1977. and prison from between actually life were released who had prisoners During period, only 1985. that same died actually prison. to life their sentences commuted from obtained See Appellee’s quoting figures Brief at Corrections, Division Department State Pennsylvania of Planning, Research and Statistics. circumstances, these present

Under case is distin- guishable from Aljoe, supra, Commonwealth v. and Com- Floyd, supra. Aljoe, any monwealth without prior counsel, mention defense by prosecutor raised the issue of parole arguing that a life term did not mean really for imprisonment life. The then prosecutor speculated on might what the defendant do if he jail. were released from at Aljoe, 420 Pa. 216 A.2d at 52. Similarly in Floyd, again without any prior counsel, statement defense sentence, if prosecutor given stated that a life Floyd could paroled escape, either be or if implied and either he happened,. might next to kill try jurors. one of 506 Pa. at Floyd, at 370. These statements are more seriously plainly prejudicial prose- because the cutors there speculated on what the might defendant do if Even paroled. more importantly, they were not made in response to a misleading statement defense counsel. are They not within any analogy to the doctrine of invited error. Defense counsel in did Aljoe open Floyd for prosecution. door is, present however, case analogous Common-

wealth v. 497 Pa. Gwaltney, (1982). A.2d 236 In defense Gwaltney, interrogating counsel asked the police officer whether the requested defendant had an attorney. The officer said that he prosecutor had not. The then asked the officer whether the defendant had present counsel at interrogation. the The officer answered affirmatively. appeal Court, On before this the defendant Gwaltney argued that the prosecutor’s question concerning the pres- ence of the attorney defendant’s the interrogation at was constitutional error based this Court’s decision Com- Haideman, monwealth v. (1972). 296 A.2d 765 Haideman, we held that a testimonial reference to an accused’s silence and for request an was a attorney viola- tion of Fifth the Amendment and reversible error. We found the distinguishable Haideman decision in Gwaltney. opinion Larsen, In an Mr. by Justice agreed we this that question was if improper initially asked the by prosecution of should be drawn guilt an inference suggested it because rights Amendment exercise of his Fifth a defendant’s from However, preceded question by- the was because silence. to mislead jury to the inappropriate attempt counsel’s defense from defendant’s inference of innocence drawing an into counsel, forego stated: willingness to we for a of Fifth Amendment prosecu not a the it is violation concerning exercise testimony a defendant’s tor to elicit if to rights, designed Amendment it is of his Fifth inference rather to refute an suggest guilt, an but suggested. the has improperly inference that defense Kahley, Commonwealth officer, the de- interrogating

In his cross-examination of attempted believing mislead into jury fense counsel to a appellant requested lawyer had never that and thus day interrogation, on the was present misimpression create endeavoring to his to to forgo right decided to Fifth Amendment counsel Thus, question of innocence. suggest an inference was to prosecutor proper designed was because it being from mislead. prevent jury Pa. at 442 A.2d at 239. Gwaltney, 497 Here, in the reasoning present case. applies same prosecution parole, appellant’s had the initiated the issue of issue right just disposition penalty fair and Instead, have denied. the record shows that the might been being from misled prosecutor trying prevent jury ar- Appellant’s statements. improper defense counsel’s gument without merit. reasons, convictions and foregoing appellant’s

For the are sentences of death affirmed. *21 in J.,

FLAHERTY, dissenting opinion files which a ZAPPALA, J., joins.

McDERMOTT, J., opinion. dissenting files a Justice,

FLAHERTY, dissenting. Although agree I that appellant’s conviction should be I this upheld, take opportunity to voice my disapproval of the extensive discussion the majority regarding a circumstances of crime which was unrelated to the mat- judice ters sub which appellant was completely exonerated of his acquittal. virtue Everyone America accused who stands presumed a crime is —is—innocent proven guilty. until Appellant was acquitted Dough- of the murder, erty acquittal and that forecloses any further con- sideration that may have committed that offense. Thus, any similarity the Grice between and Summers mur- Dougherty murder, ders and the while interesting from an perspective, historical is not a proper consideration in re- viewing appellant’s present See, my convictions. authored concurring opinion filed Commonwealth v. Clayton, 24, 34, because, view,

I dissent in my the trial court’s denial of appellant’s for a request short continuance of the sentenc- ing phase, from 3:11 p.m. to the next regular court business so mother could day, appellant’s behalf, on testify his constituted an abuse of In discretion. assessing the propri- ety ruling, court’s it is critical to remember that this case, is a death and it hardly repeating needs here that death a severe and irreversible penalty. view of the severity awesome of the punishment imposable imposed, indeed slight delay to necessary facilitate the mother’s appearance and her testimony at son’s trial for his life seems a minimal imposition on the criminal justice Moreover, system. hangs balance, when a man’s life in the preference of one of the to jurors attend a school next day scheduled court business carry should minimal weight in determining continuance, whether grant especially provide a mother’s relevant testimony on be- half of mitigating circumstances!

The majority request concludes the denial of the for a short justified continuance was because the mother’s testi- mony would have been cumulative. The mother would have *22 development by was marred early appellant’s that testified his father shooting by his mother when witnessing the of old, a subsequent the absence of years five appellant was appellant such that father-figure, poverty and extreme I his mother’s knee. would not to for food at learned steal cumulative mere- testimony as proffered dismiss the lightly psychiatrist that a would parties stipulated the because ly events, I because primarily to the same have testified has a necessarily uniquely a testimony mother’s believe different from strong certainly effect the fact upon finder — read into the hearing report psychiatric the effect of a record! argued, only way you “The closing, the Commonwealth his [appellant] supposedly saw jury] know that he

[the Dr. Clayton mother Willie told father shoot his is because Sadoff____ opinion based his what finally Dr. Sadoff man, to self-serving history in his said Clayton, this Willie is to appellant clear that lied implication Dr. Sadoff.” The to attempted The thus psychiatrist. Commonwealth arguing conclusions psychiatrist's by discredit the was unreli- underlying supplied data which was it is testify, Had allowed to appellant's able. mother been course, her could have viewed possible, jury well, it is also self-serving as but testimony as biased appellant’s would ver- that she have corroborated possible of the conclu- validity psychiatrist’s sion and bolstered the sions. of the mother’s also the exclusion majority justifies no to duty “a has constitutional

testimony jury because — Brown, U.S. sympathy.’ consider 'mere California (1987).” L.Ed.2d 984 Maj. op. S.Ct. at 281. —, required not to with defend- jury sympathize That the is to juries is it is that are cautioned ant thus indisputable, them the court to the apply given listen to and law Nevertheless, inherent properly proved. facts which are is power to It power jury dispense mercy. that, contexts, our cases have limited the true other possibility jury’s dispensing function avoid mercy Williams, verdicts that are arbitrary, Commonwealth v. 187, 191, Likewise, the penalty death statute procedure has structured the for imposing the death sentence to avoid the possibility sentences wholly Nevertheless, which are arbitrary. common jury’s capacity dispense law mercy, albeit *23 unbridled, totally has preserved. been Our cases have recognized: Pennsylvania death penalty] statute permits

[The defendant to introduce of range a broad mitigating evi- dence that can support finding of one or mitigat- more ing circumstances which may outweigh the aggravating circumstances found jury. Appeals mercy for leniency upon can be through made founded introduction evidence along this broad spectrum mitigating circumstances. DeHart,

Commonwealth v. 235, 257, 516 A.2d Peterkin, (1986), Commonwealth v. quoting (Emphasis supplied.) weighing function represents essence of the jury’s capacity dispense to in a death mercy penalty proceeding, and, under case, the circumstances of it this me appalls appellant was right denied the to adequately present all the mitigating circumstances he chose.

Because it impossible predict what effect the moth- testimony er’s might upon had I have the jury, would reverse the judgement of sentence death and for remand imposition of a life sentence.

ZAPPALA, J., joins dissenting this opinion. McDERMOTT,Justice, dissenting.

I obliged am I dissent. believe that under facts here was entitled to the jury charged have on the juridical ancient principle presumed that since one is inno- cent an inference posits guilt which either or innocence must in favor of the drawn accused.

I am not persuaded beyond a reasonable that its doubt omission was harmless.

Case Details

Case Name: Commonwealth v. Clayton
Court Name: Supreme Court of Pennsylvania
Date Published: Oct 15, 1987
Citation: 532 A.2d 385
Docket Number: 46 E.D. Appeal Docket 1983; 39 E.D. Appeal Dkt. 1986
Court Abbreviation: Pa.
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