COMMONWEALTH OF VIRGINIA V. CHRISTOPHER LYANCE CHATMAN
Record No. 992706
Commonwealth of Virginia
November 3, 2000
Present: Carrico, C.J., Lacy, Hassell, Keenan, Koontz, and Kinser, JJ., and Compton, S.J.
C. Gilbert Hudson, Jr. (Hudson, Novey, Robinson & Tomko, on brief), for appellee.
JUSTICE KINSER delivered the opinion of the Court.
In this appeal, we address a question of first impression in this Commonwealth, whether a 13-year-old juvenile has either a constitu-
MATERIAL PROCEEDINGS
Christopher Lyance Chatman was charged with delinquency in a petition alleging that he had committed the crime of malicious wounding in violation of
In the circuit court, Chatman moved for a psychiatric evaluation to determine whether he was insane at the time of the offense. In support of his motion, Chatman asserted that he “has a long history of mental illness and seeks a psychiatric evaluation to establish an insanity defense.” He alleged that on the day of the offense, a medical doctor examined him and opined that Chatman displayed homicidal ideations. Chatman further alleged that a licensed clinical psychologist evaluated him two days after the offense and diagnosed a “Schizophreniform Disorder.”1
At a hearing on Chatman‘s motion, the Commonwealth did not contest that Chatman‘s alleged mental problems would entitle him to a psychiatric evaluation to determine his sanity at the time of the offense if he were an adult.2 However, the Commonwealth argued that, as a 13-year-old juvenile, Chatman had neither a due process right under the Fourteenth Amendment of the Constitution of the United States nor a statutory right to assert an insanity defense at the adjudicatory phase of a juvenile delinquency proceeding. The circuit court agreed with the Commonwealth and denied the motion. After a bench trial on the petition charging delinquency, the court, in an amended order, found “the defendant guilty of the delinquency
Chatman then petitioned the Court of Appeals for an appeal from the circuit court‘s judgment. The Court of Appeals awarded the appeal, reversed the judgment of the circuit court, and remanded the case for a determination of whether Chatman is entitled to a mental health evaluation pursuant to
The Commonwealth petitioned the Court of Appeals for rehearing and also requested a rehearing en banc. The Court of Appeals denied both petitions, and we awarded the Commonwealth this appeal.
FACTS
Since the facts of the underlying offense are not essential to the issue on appeal, we will not discuss them in detail. Both Chatman, who was 13 years old at the time of the offense, and the victim were students in a public school special education program. They had exchanged angry words at school on January 22, 1997, and after school rode home together in a school vehicle. When the vehicle stopped at Chatman‘s house for him to exit, the victim also got out of the vehicle. Chatman then pulled out a knife and stabbed the victim in the shoulder.
ANAYLSIS
Although the Court of Appeals based its decision on the Due Process Clause of the Fourteenth Amendment, the Commonwealth
In Virginia, we have recognized the defense of insanity as set forth in M‘Naghten‘s Case, 10 Cl. and F. 200, 8 Eng. Rep. 718 (H.L. 1843), since 1871. Price v. Commonwealth, 228 Va. 452, 459, 323 S.E.2d 106, 110 (1984); Dejarnette v. Commonwealth, 75 Va. 867, 876-78 (1881); Boswell v. Commonwealth, 61 Va. (20 Gratt.) 860, 874-76 (1871). Under the M‘Naghten definition, an accused must establish that he or she did not know the difference between right and wrong, or that he or she did not understand the nature and consequences of the acts in question. Price, 228 Va. at 457-58, 323 S.E.2d at 108-09. If a defendant relies on the defense of insanity, the burden rests on the defendant “to prove to the satisfaction of the jury” that he or she was insane at the time of the offense. Thompson v. Commonwealth, 193 Va. 704, 711, 70 S.E.2d 284, 288 (1952).
Chatman asserts that he has a right under the Due Process Clause of the Fourteenth Amendment to assert this insanity defense. Relying on the decisions of the Supreme Court in In re Gault, 387 U.S. 1 (1967), and In re Winship, 397 U.S. 358 (1970), Chatman argues that “the right to present an insanity defense goes to fundamental due process fairness and is not one of those rights that can be withheld from him.”
The Commonwealth, however, disagrees and argues that, since the Constitution does not require states to recognize an insanity defense for adults charged with committing criminal acts, see Medina v. California, 505 U.S. 437, (1992); Powell v. Texas, 392 U.S. 514, (1968) (plurality opinion), it follows that a juvenile likewise does not have a right under the Due Process Clause to assert such a defense in a delinquency proceeding. The Commonwealth contends that, even if the insanity defense were constitutionally guaranteed in adult criminal trials, the right to raise the defense would nonetheless still not apply in juvenile delinquency proceedings. Continuing, the Commonwealth asserts that, in contrast to those rights that were afforded to juveniles in Gault and Winship, the insanity defense is not fundamental to the factfinding process because sanity, unlike mens rea, is not an element of the offense. We agree with the Commonwealth‘s position.
The question in Powell was whether a conviction for public drunkenness violates the Cruel and Unusual Punishment Clause of
The doctrines of actus reus, mens rea, insanity, mistake, justification, and duress have historically provided the tools for a constantly shifting adjustment of the tension between the evolving aims of the criminal law and changing religious, moral, philosophical, and medical views of the nature of man. This process of adjustment has always been thought to be the province of the States.
Nothing could be less fruitful than for this Court to be impelled into defining some sort of insanity test in constitutional terms. . . . If a person in the ‘condition’ of being a chronic alcoholic cannot be criminally punished as a constitutional matter for being drunk in public, it would seem to follow that a person who contends that, in terms of one test, ‘his unlawful act was the product of mental disease or mental defect,’ would state an issue of constitutional dimension with regard to his criminal responsibility had he been tried under some different and perhaps lesser standard, e.g., the right-wrong test of M‘Naghten‘s Case.
392 U.S. at 536 (citation omitted). Twenty-four years later in Medina, the view expressed in Powell concerning the role of the states in developing certain doctrines was expressed more succinctly with regard to the insanity defense. The Court in Medina stated, “while the Due Process Clause affords an incompetent defendant the right not to be tried, we have not said that the Constitution requires the States to recognize the insanity defense.” 505 U.S. at 449 (citations omitted) (citing Powell, 392 U.S. at 536-37); accord Golden v. State, 21 S.W.3d 801, 803 (Ark. 2000) (recognizing that, under Medina, there is no constitutional right to raise insanity defense; thus defendant may assert such defense only if provided by statute).4
The plurality in Powell recognized the difficulties in elevating the opportunity to assert an insanity defense to a right of constitutional dimensions. Not all states that allow a defendant to raise an insanity defense utilize the M‘Naghten test for insanity. See, e.g., Hart v. State, 702 P.2d 651, 657-58 (Alaska Ct. App. 1985); State v. Wilson, 700 A.2d 633, 638 (Conn. 1997); State v. Cowan, 861 P.2d 884, 888-89 (Mont. 1993), cert. denied, 511 U.S. 1005 (1994). Thus, if due process includes the right to assert the defense of insanity, the Supreme Court would “be impelled into defining some sort of insanity test in constitutional terms.” Powell, 392 U.S. at 536. But, as the plurality said, “formulating a constitutional rule would reduce, if not eliminate, [the] fruitful experimentation [with different standards], and freeze the developing productive dialogue between law and psychiatry into a rigid constitutional mold.” Id. at 536-37; see also Leland v. Oregon, 343 U.S. 790, 800-01 (1952) (adoption of the irresistible impulse test is not “implicit in the concept of ordered liberty” because “choice of a test of legal sanity involves not only
Thus, we conclude that the Court of Appeals erred in holding that the circuit court violated Chatman‘s due process rights when it denied his motion for a psychiatric evaluation, thereby preventing him from asserting an insanity defense at the adjudicatory proceeding on the petition charging Chatman with delinquency.
Having disposed of Chatman‘s constitutional claim, we now turn to his argument that he also has a statutory right to raise an insanity defense. With regard to this issue, Chatman first notes that
We begin the statutory analysis by reviewing the provisions of the Code pertaining to the adjudication and disposition of a 13-year-old juvenile charged with delinquency.8 A “[d]elinquent child” is defined as “a child who has committed a delinquent act.”
Notably, in contrast to the specific statutory provisions dealing with a juvenile‘s incompetence to stand trial, see
Nevertheless, Chatman contends that the provisions of
When a defendant is acquitted by reason of insanity at the time of the offense, the court must place the acquittee in the
However, the juvenile and domestic relations district courts retain jurisdiction over a juvenile only until that juvenile attains the age of 21 years.
For these reasons, we will reverse the judgment of the Court of Appeals and reinstate the judgment of the circuit court adjudicating
Reversed and final judgment.
JUSTICE KOONTZ, dissenting.
Today a majority of this Court permits Christopher Lyance Chatman, a 13-year-old juvenile who well may not have known the difference between right and wrong or not have understood the nature and consequences of his act, to be adjudicated a delinquent upon a finding that he committed the crime of unlawful wounding in violation of
The majority permits this child to be so treated even though it acknowledges that this Court has recognized the defense of insanity for adults, under the so-called M‘Naghten Rule, since 1871. See Boswell v. Commonwealth, 61 Va. (20 Gratt.) 860, 874-76 (1871).
The citizens of this Commonwealth and, indeed, the General Assembly may be rightfully troubled and surprised to learn that over the ensuing 129 years since 1871, according to the majority, this well-established common law right of adults has not been extended to 13-year-old juveniles charged with acts that would be crimes if committed by adults. For my part, I cannot join in such a conclusion and, accordingly, I respectfully dissent.
The Court of Appeals properly noted that the “Juvenile and Domestic Relations District Court Law [contained in
Upon appeal to this Court, the majority carefully limits its holding to apply only to a juvenile under age 14. Undoubtedly this is so because under the pertinent statutory scheme age 14 is the critical age in determining whether a juvenile may be tried as an adult and under certain circumstances sentenced to incarceration as an adult. See
The majority, relying upon
The United States Supreme Court‘s statement that “while the Due Process Clause affords an incompetent defendant the right not to be tried . . . , we have not said that the Constitution requires the States to recognize the insanity defense,” Medina v. California, 505 U.S. 437, 449 (1992), is not dispositive of the issue whether a 13-year-old juvenile has the right to assert that defense in this Commonwealth. Under well-established principles, that holding does not prevent this Commonwealth from extending the right to assert the insanity defense both to adults and to all juveniles as a matter of state law. And in doing so, the Commonwealth is free, for purposes of state law, to find that “fundamental fairness” requires that both adults and juveniles be permitted to assert this defense. In my view, the General Assembly, relying upon this Court‘s long recognition of the insanity defense without express limitation to the age of the accused, also has not limited or restricted this defense to cases involving adults charged with criminal acts.
The pertinent statutes contained in
statute does not limit its application to proceedings involving adult defendants. A juvenile, even one 13-years-old, is “a person.” That conclusion is not merely a simplistic one. Certainly, the Supreme Court‘s decisions in In re Gault, 387 U.S. 1 (1967), and in In re Winship, 397 U.S. 358 (1970), are clear that for certain constitutional rights the juvenile in each of these cases was a “person” under the Due Process Clause. In addition, because the insanity defense has been recognized as a part of the common law of this Commonwealth and has been deeply engrained in the practice of criminal law here since 1871, we can assume that the General Assembly intended “fair treatment” for both adults and juveniles when it enacted
Admittedly, it is mere speculation as to whether Chatman could successfully establish his insanity at the time of the charged offense. Judicial experience reflects that the insanity defense is seldom successfully asserted. However, the majority reasons, in part, that because the pertinent statutory scheme pertaining to the disposition of persons acquitted by reason of insanity conceivably could result in an indeterminate period of commitment, those provisions cannot apply to juveniles because the juvenile courts do not have jurisdiction over the juvenile beyond the juvenile‘s 21st birthday. See
The answer to the “conflict” which the majority perceives in this statutory scheme, in my view, is that the acquitted juvenile would remain committed until his or her 21st birthday only if he or she remained mentally ill. Upon reaching his or her 21st birthday the acquitted juvenile would have to be released absent any further action by the Commonwealth. In that regard, nothing would prohibit the Commissioner of Mental Health, Mental Retardation and Substance Abuse Services, into whose custody the juvenile was originally committed, to file a petition in the appropriate court to have the
Finally, and more importantly, the holding of the majority has the potential of considerable adverse impact on a juvenile who is subsequently found guilty of other criminal acts after having been adjudicated delinquent at age 13, or younger, for an offense committed while insane. This is so because the adjudication of delinquency for violating a criminal statute could then be used by the Commonwealth to effectively increase the juvenile‘s punishment for the subsequent criminal acts. See, e.g.,
If such is the case for a 13-year-old juvenile with regard to the right to assert an insanity defense at the adjudicatory phase of the juvenile proceedings in this Commonwealth, then perhaps the General Assembly, in its wisdom, will determine that such is not “fair treatment” and legislate accordingly. Again, for my part, I am compelled to believe that the common law of this Commonwealth, rather than the Due Process Clause or the various statutes addressed by the majority, already protects such a child by affording the right to assert an insanity defense to any child charged with an offense that would be a crime if committed by an adult.
For these reasons, in my view, the Court of Appeals properly determined that Chatman was entitled to a mental health evaluation in anticipation of asserting an insanity defense. Accordingly, I would affirm the judgment of the Court of Appeals.
