Commonwealth v. Chandler, Appellant.
Superior Court of Pennsylvania
October 28, 1975
Judgment affirmed.
DISSENTING OPINION BY HOFFMAN, J.:
I dissent for the reasons set forth in my dissenting opinion in Commonwealth v. McKennion, 235 Pa. Superior Ct. 160, 167, 340 A.2d 889 (1975).
SPAETH, J., joins in this dissenting opinion.
Paul M. Petro, Assistant District Attorney, and Jess D. Costa, District Attorney, for Commonwealth, appellee.
OPINION BY JACOBS, J., October 28, 1975:
Appellant Lawrence Chandler was convicted following a jury trial on four counts stemming from the alleged sale of heroin in violation of The Controlled Substance, Drug, Device and Cosmetic Act.1 In this appeal he argues that the lower court erred in admitting evidence of a prior criminal record which was not properly identified to appellant and in refusing to declare a mistrial due to prejudicial comments and an improper question propounded by the prosecution. For the reasons set forth below, we will affirm the judgment of sentence.
At his jury trial in February, 1974, the appellant took the witness stand to testify in his own behalf. His testimony that he was never involved in any drug transactions, contradicted that of the Commonwealth‘s chief witness, narcotics agent Ernest Fullerton. The agent testified that appellant had sold him heroin on various occasions, always using an intermediary to transfer the money and the drugs. To attack appellant Chandler‘s credibility, the Commonwealth introduced the criminal record of Lawrence A. Chandler, also known as Bubba Chandler, showing a guilty plea to charges of forgery
Appellant argues that the Commonwealth failed to prove affirmatively that the record was that of the Lawrence Chandler with whom this case is concerned. He further argues that the judge‘s decision to submit the question of identity to the jury, with the instruction that the record could only be considered to impeach the appellant‘s credibility if the jury found that the record was indeed that of the appellant, was improper. It is beyond question that in this Commonwealth the mere similarity of names, even in the absence of contradiction, is insufficient to prove that the record in question belongs to the individual on trial. Commonwealth v. King, 455 Pa. 363, 316 A.2d 878 (1974); Commonwealth v. Young, 418 Pa. 359, 211 A.2d 440 (1965). In Commonwealth v. Young, supra, at 362, 211 A.2d at 441, the Pennsylvania Supreme Court stated that “it appears to us that the identity of the person should be established by something more than mere similarity in name. The name Young is not uncommon; in fact, a perusal of the current Philadelphia City Telephone Directory manifests fifteen listings for ‘Thomas Young.’ Under the circumstances, we conclude that it was prejudicial and reversible error to permit the jury to make such an important finding on the basis of inconclusive evidence.”
In the present case, somewhat more than identity with a common name in an area the size of Philadelphia was shown. The name Lawrence Chandler is less likely to be repeated in the area of Washington, Pennsylvania,
Furthermore, we see no error in the trial judge‘s instructions to the jury to disregard the evidence of a prior crime if it is decided that the criminal record was not that of appellant. Young requires that the judge make an initial determination that there is sufficient evidence of identity as a matter of law before admitting the criminal record. No harm can arise to the appellant if, after having admitted the evidence, the jury is permitted to disregard it if they are not satisfied the record is that of the appellant.
In the next argument advanced by appellant, two statements in the district attorney‘s closing argument are pointed to as examples of impermissible and prejudicial expressions of opinion on the appellant‘s credibility. In referring to the narcotics agent, Mr. Fullerton, who was responsible for Lawrence Chandler‘s arrest, the district
As the appellant correctly notes, it is improper conduct on the part of the district attorney to express his opinion as to the credibility of a witness.3 However, such a comment does not necessarily require reversal and a new trial. A review of the recent cases on this subject would suggest that reversal is mandated only where the comment complained of contains elements clearly inclined to create prejudice or calculated to distract or mislead the jury. See Commonwealth v. Lipscomb, 455 Pa. 525, 317 A.2d 205 (1974); Commonwealth v. Toth, 455 Pa. 154, 314 A.2d 275 (1974); Commonwealth v. Revty, 448 Pa. 512, 295 A.2d 300 (1972); Commonwealth v. Potter, 445 Pa. 284, 285 A.2d 492 (1971); Commonwealth v. Shaffer, 224 Pa. Superior Ct. 564, 307 A.2d 394 (1973). Our Supreme Court has delineated the test for determining when an improper comment constitutes reversible error: “The language must be such that its ‘unavoidable effect would be to prejudice the jury, forming in their minds fixed bias and hostility toward the defendant, so that they could not weigh the evidence and render a true verdict.’ Commonwealth v. Simon, 432 Pa. 386, 394, 248 A.2d 289 (1968).” Commonwealth v. Stoltzfus, 462 Pa. 43, 61, 337 A.2d 873, 882 (1975). The rule was applied to a case where the objectionable com-
The cases that have held that the prejudice arising from the prosecutor‘s statements demanded reversal, have done so on the basis of fairly strong or abusive language. Thus in Commonwealth v. Potter, at 286, 285 A.2d at 493, where the defendant‘s statement was characterized by the prosecutor as “‘a malicious lie like all the rest of your testimony‘,” reversal was held to be required. In Commonwealth v. Lipscomb, supra, a pathetic scenario depicting the victim‘s death was created for the jury, concluding with a statement that the defendant had to be found guilty absent resurrection of the deceased. In Commonwealth v. Russell, 456 Pa. 559, 562-63, 322 A.2d 127, 129 (1974), a district attorney, testifying as a witness for the Commonwealth, stated “‘there was no doubt, no doubt whatsoever that [the defendant] had masterminded this crime‘,” thereby clearly expressing his opinion of guilt on the central issue of the case and requiring a new trial.
It is our view that the remarks made by the prosecutor in the present case, although perhaps ill-advised, do not warrant reversal in light of this precedent. It does not readily appear that the unavoidable effect of these relatively mild comments which were directed toward the credibility of the Commonwealth‘s own witness, and not the lack of credibility of the defendant, was to prejudice the jury or create bias and hostility against the defendant. Furthermore, the comments barely amount to an expression of opinion on the witness‘s credibility. A statement that the prosecutor has “been proud to be associated with [the agent]” and that, although the jury
Finally, appellant argues that the prosecutor raised a prejudicial inference in the minds of the jurors when in questioning the appellant he suggested that Lawrence Chandler had encouraged a key witness to make himself unavailable for trial. In fact, both sides had unsuccessfully tried to reach this witness, whose central involvement in the alleged drug transactions would have made his testimony valuable in clarifying the contradictory trial theories of both sides. The defense had introduced into evidence letters, returned for failure to locate addressee, to support the claim that legitimate efforts to reach the witness had been made. The defense also spent a large portion of the closing argument suggesting that the jury could presume the witness‘s testimony would be adverse to the Commonwealth due to its failure to produce him.
The question propounded by the prosecutor, which the appellant contends warrants a mistrial, was as follows: “Q. Did you suggest to Mr. Kerrigan it would be a good idea if Walter did not testify?” The question was immediately objected to, the objection sustained, and the trial judge firmly instructed the jury to disregard the question. This disposition of the matter satisfied appellant‘s counsel for the time being, but some time later he requested a mistrial which was refused. We find that this ruling was proper and no prejudice resulted to appellant. The trial judge‘s immediate instruction to the jury effectively neutralized any possible prejudice attaching to appellant as a result of this remark. In addition, the judge gave a full and adequate
Judgment of sentence affirmed.
DISSENTING OPINION BY HOFFMAN, J.:
Appellant contends that certain remarks made by the district attorney during his closing argument were improper, thereby requiring a reversal of his conviction.1
Sometime in August of 1972, Ernest Fullerton, an undercover narcotics agent for the Pennsylvania Department of Justice, met Walter Kerrigan in Pittsburgh. The agent was attempting to infiltrate Kerrigan‘s circle of friends who, the agent believed, were engaged in the sale of heroin. Kerrigan told the agent that he had no drugs for sale, but that he had a friend who was selling heroin in Washington County.
On August 14, 1972, Kerrigan introduced the agent to appellant for purposes of consummating a drug deal. Fullerton offered appellant $100.00. Appellant demanded that the money be handed to Kerrigan. Kerrigan and appellant entered appellant‘s automobile where they exchanged the money. Appellant returned with the heroin.
The final transaction also occurred on August 23. Agent Fullerton attempted to force appellant to deal directly with him. “Mr. Kerrigan walked directly to me and tried to hand the alleged heroin, the packets to me. At this time I feigned anger with Mr. Chandler and I refused to accept it from Mr. Kerrigan. Mr. Kerrigan went back to Mr. Chandler to tell him this. Mr. Chandler approached me and I said to him ‘Don‘t you trust me?’ I said ‘Everybody takes turns handing the junk, or heroin to me‘. Chandler then stated to me, ‘You want to make money, don‘t you? Does it matter who hands it to you?’ At this point I had to state no, and accepted the heroin from Mr. Kerrigan.”
On November 10, 1972, Agent Fullerton swore out four criminal complaints against appellant. In February, 1973, the Washington County Grand Jury returned a true bill of indictment against appellant charging him in four counts with violation of
After the defense closed, appellant‘s counsel requested that closing arguments be recorded. During the course of his summation, the district attorney made the following statements which were objected to by appellant‘s counsel, but which were permitted by the trial court: “It‘s not easy to investigate or to convict [a person of the sale of heroin] and I might say this—I have been proud to be associated with Mr. Fullerton and I think it‘s fair for you to reach a similar conclusion based on his demeanor in this Court Room, the way he performed in Court.” Towards the end of his argument, the district attorney stated: “Fullerton is a busy agent, involved in over 100 arrests throughout the Commonwealth within a two year period. You can believe that maybe he fabricated this but I don‘t think so and I don‘t think the facts indicate it. The defendant places himself at the scene of each one of these buys that Agent Fullerton testified to.”
Appellant contends that the district attorney‘s comments were improper because he interjected his personal view of the witness‘s credibility into the case.
We noted recently that “[i]t is clearly unethical for a prosecutor to assert his personal opinion as to the credibility of a witness. Commonwealth v. Potter, 445 Pa. 284, 285 A. 2d 492 (1971). . . . Absent an immediate curative instruction and adequate charge, such comment may be reversible error.” Commonwealth v. Pfaff, 233 Pa. Superior Ct. 153, 335 A. 2d 751 (1975) (footnote omitted). We stated, further, however, that the ABA Standards which are cited as the standard of proper prosecutorial conduct are “standards of conduct, not legal principles. A violation of the Code is not per se reversible error. Commonwealth v. McNeal, 456 Pa. 394, 319 A. 2d
In Pfaff, we considered situations in which the Supreme Court has reversed a conviction because of prosecutorial misconduct: “. . . one, where the prosecutor brands the appellant with epithets depicting him as vicious or criminal in nature, thereby arousing the jury‘s passions and prejudices, . . . ; two, where the prosecutor comments from personal knowledge . . . on the guilt or innocence of the accused, thereby implying the existence of some special or additional information not before the jury, . . . ; three, where the prosecutor‘s comments are not a fair statement of the evidence in the case, thereby misleading the jury and usurping its function.” 233 Pa. Superior Ct. at 161, 335 A. 2d at 755.
In the instant case, the jury heard two versions of the same incidents. The appellant did not deny being present during the alleged drug sales; he denied his involvement in those illegal transactions. Thus, the only issue for resolution by the jury was which witness to believe. The district attorney‘s comment that “I have been proud to be associated with Mr. Fullerton . . .” not only bolstered the agent‘s credibility, but also by fair implication could have led the jury to believe that the
Judgment of sentence should be reversed and a new trial granted.
PRICE and SPAETH, JJ., join in this dissenting opinion.