182 Pa. Super. 524 | Pa. Super. Ct. | 1956
Opinion bx
Aurelio Cano and Charles Martin, defendants, were convicted and sentenced in the Court of Quarter Sessions of Schuylkill County for violation of the Anthracite Mine Law, Act of June 2,1891, P. L. 176, as amended, 52 PS §71 et seq. They have appealed to this Court.
The defendants were arrested on a warrant issued by President Judge Palmer on August 1, 1952, as a result of an affidavit filed by an anthracite mine inspector pursuant to Article XVII, §1 of the Law, 52 PS §511, charging them with being negligently guilty of thirteen violations of the Law. There was no presentment to or indictment by the grand jury as the procedure in the Law proAdded otherwise. The prosecution arose out of an occurrence in defendants’ mine on March 27, 1952, in which five miners lost their lives Avhen the mine was flooded from adjacent workings. Defendants were not charged in these proceedings with any crime directly related to the deaths.
Defendants objected to the proceeding on constitutional grounds. Upon dismissal of their objections they demanded a jury trial under the provisions of the Law, 52 PS §511; in due course they were brought to trial before Judge Dalton. At the trial a demurrer
Defendants raise a number of questions on appeal. They relate to the constitutionality of the procedure, the refusal of their motion to poll the jury, the charge of the trial judge, the sufficiency of the evidence, and the rulings of the trial judge on the admissibility of certain evidence.
Defendants contend that the procedure which was followed — the filing of an affidavit charging them with violations of the Anthracite Mine Law, and the issuance of a warrant by the judge of the Court of Quarter Sessions of Schuylkill County, in accordance with Article XVII, §1, of the Law, 52 PS §511 — violates Article I, §10 of the Constitution of this Commonwealth, PS Const. Art. I, §10, which provides: “No person shall, for any indictable offense, be proceeded against criminally by information, . . .” It is contended that the
dictable offenses” within the meaning of the Constitution. Com. v. Wadley, 169 Pa. Superior Ct. 490, 493, 83 A. 2d 417. The Legislature cannot abolish the grand jury or remove this method of criminal procedure for “indictable offenses.” Com. v. Liebowitz, 143 Pa. Superior Ct. 75, 80, 17 A. 2d 719; Dauphin County Grand Jury Investigation Proceedings (No. 2), 332 Pa. 342, 353, 354, 357, 2 A. 2d 802. See, also, Hartranft’s Appeal, 85 Pa. 433, 453, where, in a dissenting opinion, Chief Justice Agnew stated that the grand jury is “one of the boasted bulwarks of English liberty handed down to us, and protected by the Declaration of Eights.”
Our decisions indicate that the provision of Article I, §10, of the Pennsylvania Constitution was not intended to be limited to capital offenses and felonies, but that it applies also to the more serious indictable common law misdemeanors and statutory misdemeanors which the Legislature intends should be indictable. Mansfield’s Case, 22 Pa. Superior Ct. 224, 234; Mountain v. Com., 68 Pa. Superior Ct. 100, 102; Allen v. Com., 77 Pa. Superior Ct. 244, 246, 247; Com. ex rel. City of Pittsburgh v. Heiman, 127 Pa. Superior Ct. 1, 9, 10, 190 A. 479; Com. ex rel. Marsh v. Lindsey, 130 Pa. Superior Ct. 448, 450, 451, 198 A. 512.
Moreover, we do not agree with defendants’ contention that the charges against them, in the absence of the statute, would have been indictable as common law offenses. Defendants were charged and tried under Article XVII, §1 of the Law, 52 PS §511, for having been “negligently guilty of an offense against the provisions of this act, whereby a dangerous accident had resulted or might have resulted to any person or persons employed in such mine . . The four alleged violations, of which they were convicted and for which they were sentenced, relate to the following: (1) Failure to take the precautions prescribed by rule 15 of Article XII of the Law, as amended, 52 PS §286, when approaching inaccessible workings which were likely to contain water or gas (second count); (2) failure to provide an efficient brake on every drum for lowering or raising persons or materials in the mine, as required by Article IV, §14 of the Law, 52 PS §356 (seventh count); (3) failure to send reports of air measurements in the mine to the mine inspector, as required by Article X, §16 of the Law, 52 PS §564 (tenth count) ; and (4) improper and unsafe storage of explosives used in the mine contrary to rule 26 of Article XII of the Law, 52 PS §421 (twelfth count). We think it is obvious that these offenses are not within the McHale definition of common law offenses. Except as such conduct has been prohibited by this statute, they do not offend against the public peace, morals, or economy, or the due regulation and domestic order of the Commonwealth. Although the Legislature, under the valid exercise of its police power, did regulate the business of mining by this statute for the safety of miners, it is only by virtue of the statute that
The fact that the Legislature declared the violations with which defendants are charged to be misdemeanors (52 PS §514) does not make them indictable offenses.
The second question raised on behalf of defendants relates to the trial judge’s refusal to permit a poll of the jury. When a motion to poll the jury is timely made by the Commonwealth or by a defendant it should be granted. Com. v. Martin, 379 Pa. 587, 592, 593, 109 A. 2d 325. The controversy in the instant case is whether the motion was made too late. The original transcript of the events at the trial was ambiguous in this respect. After objections were filed and a hearing held, the record was amended by the court below. In passing upon the allegation of defendants that the motion was timely under the circumstances, the court in its opinion said: “The original transcript of testimony failed to show the motion, although it did refer to a discussion at side-bar between the trial judge and one of counsel for defendants, at the conclusion of which the trial judge said: ‘Your motion comes after the jury has been dismissed.’ Objections were filed to the stenographer’s transcript, whereupon a hearing was held pursuant to the Act of May 11, 1911, P. L. 279, Section 4, 12 P.S. Section 1199, and an order was entered directing the transcript to be amended so as to show:
“ ‘. . . that the Court directed the verdict to be recorded after it had been read to the jury; that the Court then spoke to the jury and then directed that they be*539 discharged; that thereafter the Clerk of the Courts ivas starting to pay the jurors and thereupon John C. Cur-ran, Esq., one of counsel for the defendants, moved that the jury be polled, and that thereupon the Court refused the motion to poll on the ground that the jury had been dismissed and the motion came too late.’
“The ruling was clearly correct. Upon its discharge, the jury became defunct as a legal body and was therefore without legal power to alter or amend the verdict, whether by motion to poll or otherwise: Com. v. Johnson, 359 Pa. 287, 291-294 [59 A. 2d 128].
“We do not agree with the defendants’ argument now made, that The premature dismissal of the jury . . . prevented a motion to poll prior to dismissal.’ It is the recollection of the trial judge that the verdict of the jury on each of the twelve counts submitted was read to the jury by the clerk, and when the clerk finished reading, nothing was said by any of counsel for the defense nor was there any indication that counsel for defense wished to say anything. Since no motion to poll was made at that time, the trial judge directed the verdict to be recorded; thanked the jury for their services; and discharged them. The motion to poll was not made until the clerk was in the midst of paying the jurors after their discharge and after their separation. It is the recollection of the trial judge that at least ten minutes had then elapsed since the verdict had been directed to be recorded. The defendants had ample opportunity to make a timely motion but they failed to avail themselves of that opportunity before the jury was discharged.”
Counsel for defendants testified at the hearing to correct the record that there were no intervals of sufficient duration within which to make the motion from the time the jury entered the jury box to give their
Defendants’ third contention is that the trial judge erred in several respects concerning defendants’ requests for clarification of the charge to the jury. It is argued that he did not adequately explain the stand
Defendants’ fourth question in the statement of questions involved relates to the sufficiency of the evidence to support convictions on the second and tenth counts. The second count pertains to the establishment of stopping distances and the starting of test holes when approaching inaccessible workings which are likely to contain water or gas. Eule 15, Article XII of the Law, as amended, 52 PS §286, upon which the charge was based, provides in part: “Whenever a place is approaching inaccessible workings, which are likely to contain a dangerous accumulation of water or gas, the operator shall establish and clearly show on the map furnished the mine foreman a stopping distance not less than one hundred (100) feet from the said inaccessible workings and such stopping point shall not be passed until after the coal company officials, the mining engineer and the mine inspector have agreed on the width of any such approaching place or places and the point or distance at which test holes shall be started. The said test holes shall not be less than twenty (20) feet in advance of the working face.” It is argued that there is no evidence to establish that defendants had knowledge of any inaccessible workings which they might be approaching except two — one 1,625 feet west of the face of the mine, and the other encountered near the slope of their mine which they had passed. We think the evidence substantiates the charge in the second count of the information. Defendants began their operation several months prior to the accident on March 27, 1952. Their mine is located in the Holmes vein which runs east and west near what is known as the York Tunnel. There are certain
If an operator has specific knowledge of- an old working which hé is approaching, the rule requires the notation thereof on a map, the establishment of stopping-distances, and a conference Avith the mine engi
In connection with this violation it is also contended that the trial judge improperly charged the jury with respect to the duty imposed by rule 15, 52 PS §2S6. The trial judge originally made an erroneous statement of the Law, but at the request of counsel it was corrected and the entire provision read to the jury. Defendants accepted this correction, and they made no further request for amplification or clarification. Under the circumstances, the contention is not well taken.
Defendants also complain of the refusal of their motion for directed verdict on the tenth count, which charged them with being negligently guilty of violating Article X, §16 of the Law, 52 PS §564. This section requires that reports of air measurements be sent to the mine inspector. Defendants admit that they sent no air reports to any mine inspector, and that they therefore technically violated this section of the Law. But they argue that the failure to send in the reports is not a violation of a provision of the Law whereby a dangerous accident resulted or might have resulted to persons employed in the mine within the meaning of Article XVII, §1, 52 PS §511. In a sense the failure to send in reports may not be likely to cause an accident, but the purpose of the reports is to apprise
Finally, defendants complain of a number, of rulings by the trial judge on evidence. It is argued that the trial judge allowed a witness to convey a false impression as to the proximity of certain old workings to the defendants’ mine npon a blackboard used at the trial. For the benefit of court and jury, the Commonwealth had the mine inspector portray the workings of defendants’ mine upon a blackboard. In a later .portion of the Commonwealth’s case another witness drew iii the location of the old ■ Oakill workings • but on a different scale because of a lack of space on the black? board-.- Defendants, contend this gave the erroneous'impression that the old workings were closer to defendants'’ mine than tliey really were. ■ When, the objection was made, the trial judge directed that the proper'distance be shown by an arrow. We cannot see how there
The Commonwealth called as one of its witnesses George Horzusky who had operated previously one of the old workings near the place where defendants’ mine was located. At the time Horzusky mined his slopes, defendants’ mine was not in existence. The purpose for which this testimony was offered was to establish the existence of the old working. The Commonwealth proposed that other evidence then would show that defendants knew of its existence. This witness, however, was not offered to prove knowledge on the part of defendants. No questions relating to knowledge were asked of this witness by the Commonwealth. On cross-examination, however, defendants attempted to elicit from the witness whether he had told defendants of the existence of his working. The Commonwealth objected to the questions as being beyond the scope of direct examination, and the objections were therefore properly sustained. Moreover, it was not error to refuse to allow cross-examination on the distance from defendants’ mine to Horzusky’s mine as the witness testified that defendants’ mine was not in existence at the time of his operation, that he had no knowledge of the distance, and that he did not know where defendants’ mine was located.
The trial judge also sustained the Commonwealth’s objection to cross-examination of the. witness Michael Sukeena relatiye to drilling ahead in another portion of the mine.. The witness.stated on direct examination that .he worked only on the east side of the mine,- that he never - received instruction^ to drill ahead, and that he.did not drill- ahead looking for old workings. On-cross-examination defense counsel asked him again
The other rulings of the trial judge on matters of cross-examination are not properly before us. Defendants complain of the refusal to allow certain questions asked of the witness Ilarvey Hilbert on two occasions, the witness Edward Mullock, and the witness George Oakill. Defendants, however, did not take exceptions to the rulings on these matters. This case was tried prior, to the Act of July 20, 1953, P. L. 552, 12 PS §1196. Com. v. Guida, 298 Pa. 370, 376, 148 A. 501. We have examined the record and find the complaints relate-to.matters -of insufficient consequence to prejudice. defendants or affect the fairness of the trial.
In .the course of the direct testimony of the defend-, ant Martin, he was asked .whether he had knowledge
The last complaint of defendants is that the trial judge erred in refusing to allow defendants to testify as to their plans to close certain cross-cuts permanently, and as to whether or not telephones were at the mine for installation. There is no merit to this argument as the fifth and sixth counts, to which defendants’ argument is directed, contain charges upon which defendants were acquitted. See Com. v. Haun, supra, 27 Pa. Superior Ct. 33, 38.
We have thoroughly reviewed the record, and we have given detailed consideration to all the • issues, raised by defendants on these appeals. We conclude, that there is no error which would warrant further; delay or a reversal of the convictions and sentences im
Judgments of sentence are affirmed, and the record is remitted to the court below, and it is ordered that defendants appear in the court below at such time as they may there be called, and that they be by that court committed until they have complied with the sentences, or any parts thereof which have not been performed at the time each appeal was made a supersedeas.
Although we bay© the benefit of an extended brief on this question from defendants, counsel for the Commonwealth dismiss the issue with the erroneous assumption that the question is improperly raised because the defendants did not appeal from the preliminary order and decision dismissing the jurisdictional objection. The order dismissing this objection was interlocutory and not appealable at that time, but the question is now properly before us. See Com. v. Wideman, 150 Pa. Superior Ct. 524, 525, 526, 28 A. 2d 801; Com. v. Trufley, 170 Pa. Superior Ct. 200, 202, 85 A. 2d 622.
For example, see the following cases: Com. v. Mochan, 177 Pa. Superior Ct. 454, 457, 458, 110 A. 26 788 (numerous telephone calls to a married woman soliciting adultery, suggesting sodomy, and using vile language); Com. v. DeGrange, 97 Pa. Superior Ct. 181, 186 (indecent assault, because: “ ‘Whatever openly outrages decency and is injurious to public morals is a misdemeanor at common law’ ”); Com. v. Flaherty, 25 Pa. Superior Ct. 490, 492, 493 (attempt to commit larceny).
Defendants refer to several English eases where persons charged with duties in and about mines were indicted for manslaughter when they were criminally negligent in those duties and persons were killed. That is distinguishable from the present situation. Defendants here are not on trial for manslaughter as a result of the deaths of the five miners killed in the flood, but for the lesser crime of violating the statutory regulations, the punishment for which is no more than a $500 fine or imprisonment in the county jail for three months or both. See Allen v. Com., 77 Pa. Superior Ct. 244, 247.
The following cases relate to the validity of statutory offenses for which the Legislature prescribed summary procedures without the intervention of a grand jury: Allen v. Com., 11 Pa. Superior Ct. 244, 247 (cruelty to animals); Com. ex rel. Marsh v. Lindsey, 130 Pa. Superior Ct. 448, 450, 451, 198 A. 512 (compulsory school attendance); Van Swartow v. Com., 24 Pa. 131, 133, 134 (prohibiting Sale of spiritous liquors on the Sabbath, an offense which the court stated was “not a suit at common law, but a criminal proceeding under a special statute”); Com. v. Waldman, 140 Pa. 89, 21 A. 248 (performing worldly employment on the Sabbath); Com. v. Mecca Cooperative Co., 60 Pa. Superior Ct. 314, 317 (regulating hours and conditions of employment of minor females).
Tbe trial judge affirmed and read the following points to the jury:
“2. In order to convict these defendants, you must find that they were guilty of negligent violations of the provisions of the mining code. And in this connection mere negligence is not sufficient. In order to convict either of these defendants, you must be satisfied beyond a reasonable doubt that they were guilty of that degree of neglect which can be characterized as criminal. . . .
“7. The showing of a mere violation of the provisions of the mining law is not sufficient; the violation must be shown to be negligent. The law does not impute negligence to a violation which is not committed deliberately or ignorantly. The law does not impute negligence to an honest error of judgment. . . .
“8. If you find that any of the violations were the result of honest errors of judgment, and were not the result of negligence, then you must find the defendants not guilty of such violations which amounted to honest errors of judgment.”
Defendants also contend that there is no evidence in the record that defendant Martin had knowledge of any old workings. Martin testified that he had no knowledge of old workings or water anywhere. The other testimony indicated, however, that both he and Cano were in charge of the mine and that at the time of the accident Martin was in charge. .