41 Mass. App. Ct. 812 | Mass. App. Ct. | 1996
The defendant was convicted by a Superior Court jury of murder in the second degree. On appeal, he contends that his conviction should be overturned because of two errors in the jury instructions. He argues that the trial judge defined malice incorrectly and that he gave a voluntary manslaughter instruction for which there was insufficient evi
The defendant’s confession. On May 22, 1993, the day after the murder, the defendant walked into the Lynn police station and told the police that he had strangled his “girlfriend.” He directed the police to a closet in his apartment where he had put the body of fifteen year old Nicole Fenier, wrapped in plastic bags and covered with a neatly folded blanket. He then gave a detailed confession, here summarized.
Nicole was the daughter of the defendant’s former girlfriend. The teenager and the defendant had continued to maintain a relationship, referring to one another as stepfather and stepdaughter. Nicole had been in the custody of the Department of Social Services (DSS) but frequently ran away from her placements. The Sunday before her death, she arrived at the defendant’s apartment and told him that she needed food. She remained there for several days. During this time, she developed a friendship with James Owen, a man living with a roommate in an apartment down the hall from the defendant.
On Friday, May 21, the defendant arrived home from work at about 2:15 a.m. He ate his dinner, then went to Owen’s apartment where Nicole was staying that night. He told Owen’s roommate to make sure that Nicole returned to DSS the next morning and told Nicole that if she wanted to speak to him before she left she should do so then because he would not be awake in the morning. Nicole went to the defendant’s apartment and told him that she was falling in love with Owen and did not want to spend her birthday in DSS custody. Caines insisted that she return to DSS; she cursed and pushed him. They struggled. When Nicole tried to leave the room, the defendant grabbed her arm, took two neckties that were hanging on the door, tied them around her neck into a knot, and strangled her. She went into convulsions, and he tried unsuccessfully to revive her. He then looked for more neckties, intending to strangle himself. He wrote a suicide note and tore it up.
The defendant told the police that he had had three or four drinks of Bacardi rum and Coca Cola and that he thought he had been drunk, since he would not otherwise have done what he did. The defendant did not testify at trial, and his statement was read in evidence.
Further evidence presented at trial. At 5:00 p.m. on Thursday, May 20, Nicole telephoned her DSS caseworker to tell him that she would come to his office the next morning and would return to foster care. She left the defendant a note to that effect.
A psychiatrist testified for the defense. He stated that the defendant would not disclose what he had been thinking at the time of the killing, but that he did say he had been angry over Nicole’s disobedience and disrespect and what he viewed as her imminent self-destructive behavior. The psychiatrist characterized the defendant as emotionally repressed, the product of an abusive mother and a poverty stricken childhood, who nevertheless managed to achieve an education and a productive work life. Nicole had become his substitute child. He needed to protect and control her, and to have her respect him. Her refusal to return to her social worker as she had previously agreed to do had enraged him. The psychiatrist
The autopsy showed that Nicole had died of asphyxia caused by ligature strangulation. Manual strangulation had occurred as well. There was diffuse subcutaneous hemorrhage in the carotid sheath, muscles deep in the victim’s neck. The hemorrhage in this area, which does not always occur in strangulation, indicated that a great deal of force had been applied. Prolonged strangulation had caused the blood vessels of the victim’s eyes to develop small hemorrhages, or petechiae. The medical examiner testified that it would have taken approximately four minutes for the petechiae to develop and four to eight minutes for Nicole to die.
The malice instruction. The defendant challenges the trial judge’s introductory language to his instruction on malice. He linked malice to “a frame of mind which includes not only anger, hatred and revenge, but also every other unlawful or unjustifiable motive.”
In Commonwealth v. Eagles, 419 Mass. 825, 836 (1995), decided some fourteen months after the verdict in this case, “frame of mind” language was disapproved. The court stated that it was “not helpful and ought in the future to be omitted” because it could “focus the jury on the need for proof of some special animosity that the defendant harbored toward the victim, when the relevant inquiry is the defendant’s intent to kill or do grievous bodily harm, or the defendant’s knowledge of circumstances which would indicate to a reasonably prudent person that the conduct in question would likely cause death; or because it may lead the jury to believe that anger, hatred, revenge or a selfish, wrongful mood is enough to show malice. The term ‘malice’ should be defined by reference to the three prongs described in Commonwealth v. Grey, [399 Mass. 469, 470 n.l (1987)], with such additional ex
In the context of the judge’s instructions as a whole, his “frame of mind” language did not create the pitfalls that troubled the court in Eagles. The judge followed that language immediately by the statement that “malice aforethought does not necessarily imply ill will towards the person killed. Any intentional killing of a human being without legal justification or excuse with no extenuating circumstances sufficient in law to reduce the crime to manslaughter is malicious within the meaning of the term . . . . ” Identical language was cited with approval in Commonwealth v. Torres, 420 Mass. 479, 484 n.5 (1995). See Commonwealth v. Morgan, 422 Mass. 373, 380-382 & 380 n.7 (1996); Commonwealth v. Johnson, 422 Mass. 420, 428-429 (1996). Compare Commonwealth v. Burke, 414 Mass. 252, 265 (1993).
As the court directed in Eagles, the judge went on to describe the three prongs of malice: “First, an unexcused specific intent to kill. Second, an unexcused specific intent to do grievous bodily harm. And third, an unexcused intent to do an act creating a plain and strong likelihood that death or grievous bodily harm would follow. Malice aforethought may be inferred if in the circumstances known to the defendant a reasonably prudent person would have known that according to common experience there was a plain and strong likelihood that death or grievous bodily harm would follow from the contemplated act.”
The instruction concerning the third prong of malice did, however, contain an error which the defendant neither
There is no danger that the instruction may have led the jury to infer third prong malice based on the impermissibly lower standard of grievous bodily harm. Caines strangled Nicole both manually and with a ligature over a period long enough to cause petechiae to develop in the blood vessels of her eyes. Further, he used great force, so as to cause hemorrhaging deep in her neck. A reasonable jury could not fail to recognize that the defendant’s brutal attack created a clear and plain likelihood of death. Compare Commonwealth v. Garabedian, 399 Mass. 304, 316 (1987) (strangling and throwing rocks at the victim’s face was “quite ‘likely to endanger life’ ”); Commonwealth v. Fitzmeyer, 414 Mass. 540, 547-548 (1993) (intentional beating and strangling of elderly victim “involved the kind of risk that could only lead to a finding of malice”).
The voluntary manslaughter instruction. Voluntary manslaughter was the sole theory of manslaughter on which the jury were instructed.
It is error to give a manslaughter instruction for which there is no evidence. Commonwealth v. Campbell, 352 Mass 387, 392 (1967). In these circumstances, however, the volun-
Contrary to the defendant’s claim, his crime could not have been reduced to manslaughter based on diminished capacity. “[T]here is no ‘diminished capacity’ defense in this Commonwealth.” Commonwealth v. Parker, 420 Mass. 242, 245 n.3 (1995). Commonwealth v. Grey, 399 Mass, at 470 n.2.
The defendant was not entitled to an involuntary manslaughter instruction on any other basis. “When it is obvious . . . that the risk of physical harm to the victim created a plain and strong likelihood that death will follow, an instruction on involuntary manslaughter is not required.” Commonwealth v. Pierce, 419 Mass. 28, 33 (1994), citing Commonwealth v. Fitzmeyer, 414 Mass, at 547. In this case, “if there was a risk of harm arising from [strangling Nicole], it was the kind of risk (likelihood of death) that could only lead to a finding of malice.” Commonwealth v. Sires, 413 Mass, at 303.
Finally, the defense theory at trial was not, as the defendant asserts on appeal, that he was entitled to a manslaughter
Assuming that there was insufficient evidence to merit giving a voluntary manslaughter instruction,
Eradication of the third prong of malice. The defendant argues that the third definition of malice, which allows malice to be inferred, is “an anachronism impinging the presumption of innocence and complicating and stalling progress in the law of murder.” This definition of malice aforethought should, he contends, be eradicated from our jurisprudence.
Our courts recognize that “malice aforethought” is a technical and confusing term and that our homicide law needs simplification. See Commonwealth v. Madeiros, 255 Mass. 304, 309 (1926); Commonwealth v. Starling, 382 Mass. 423, 428-431 (1981); Commonwealth v. Catalina, 407 Mass. 779, 788 (1990). However, we “decline the defendant’s invitation that we overrule more than one hundred years of law by doing away with the ‘largely but not . . . totally objective basis on which a juiy may infer malice ....’” Commonwealth v. Sullivan, 29 Mass. App. Ct. 93, 99 (1990), quoting from Com
Judgment affirmed.
The suicide note stated: “To whom it may concern: This way to go has always been a fantasy of mine. All my life I’ve been fucked over by women. It [sic] time to get even. I won’t miss this rotten world, especially this
The defendant told his psychiatrist that his attempts to clean up had occurred several hours after the murder and that he had dozed off in the interim.
The note stated: “Sam, look, I went to sleep over here. I don’t think it’s right that you told Jimmy to talk me into staying over there because I’m leaving first thing tomorrow. Soriy-ass excuse to get somewhere. You’re never going to get it. No, not this time. Nicole.”
In Grey the court described malice as follows: “Malice aforethought may be shown by proof that the defendant, without justification or excuse, intended to kill the victim or to do the victim grievous bodily harm. However, proof of such an intent is not required because malice aforethought may be inferred if, in the circumstances known to the defendant, a reasonably prudent person would have known that according to common experience there was a plain and strong likelihood that death would follow the contemplated act.” 399 Mass, at 470 n.l (citations omitted).
The defendant asserts at one point in his brief that the judge defined the third prong of malice as creating a purely objective standard, omitting consideration of the subjective element, which refers to the circumstances known to the defendant. However, as the defendant later acknowledges, the judge instructed the jury to consider both the subjective and objective elements required. See Commonwealth v. Mello, 420 Mass. 375, 389-390 (1995), citing Commonwealth v. Sama, 411 Mass. 293, 298 (1991).
“Voluntary ‘manslaughter ... [is] a killing from a sudden transport of passion or heat of blood, upon a reasonable provocation and without malice, or upon sudden combat.’ ” Commonwealth v. Walden, 380 Mass. 724, 727 (1980) (citation omitted).
The jury were instructed that they could consider any mental impairment caused by the defendant’s ingestion of alcohol on his ability to understand the circumstances in which he acted. See Commonwealth v. Sama, 411 Mass, at 296-299; Commonwealth v. Trapp, 423 Mass. 356, 360, cert, denied, 117 S. Ct. 618 (1996).
The defense counsel’s opening statement ended with the exhortation: “You will conclude . . . that [Caines] is a tragic, pathetic figure and he will go away for murder, but I will ask you to find a verdict of second degree murder because it is the right verdict.” The defense’s closing statement began, “I have been conceding to you second degree murder. . . . [W]hile this case is second degree murder, it is a lot closer to manslaughter than it is to first degree murder.” The statement ended with the assertion that the defendant did not “cooly deliberate the murder” and a request that the jury return a verdict of “second degree murder at the most and to [sz'c] think about manslaughter.” At a bench conference to discuss jury instructions, the defendant’s counsel stated, “Frankly, [j]udge, clearly, the jury hasn’t been hearing me if they come back [with] manslaughter. I have been pretty well conceding it.”
See Commonwealth v. Schnopps, 383 Mass. 178, 179-182 (1981) (A voluntary manslaughter instruction was required where the defendant claimed that he went “berserk” and shot his wife upon her admission of adultery). Compare Commonwealth v. Rembiszewski, 363 Mass. 311, 321 (1973) (scratches made by the victim on the defendant’s face could not “serve as provocation for a malice-free but ferocious attack by the defendant with a deadly instrument”); Commonwealth v. Pierce, 419 Mass. 28, 32 (1994) (victim’s homosexual advances did not constitute provocation warranting a voluntary manslaughter instruction).