69 Mass. App. Ct. 68 | Mass. App. Ct. | 2007
Raul Cabral, suspected by a family of raping their mentally challenged daughter, expectorated on a public sidewalk. A private investigator, on sick leave from the New Bedford police department (department) — who had been hired by the family to surveil the suspect covertly and to attempt to obtain deoxyribonucleic acid (DNA) evidence — retrieved the saliva and sent it for DNA testing. Ultimately, the results provided the basis for a court-ordered DNA test, which implicated the
After a jury trial in Superior Court, the defendant was convicted of two counts of rape in violation of G. L. c. 265, § 22(b). He raises two claims on appeal: that the motion judge erred in failing to suppress the results of the court-ordered DNA test; and that he is entitled to a new trial because the prosecutor’s closing argument contained expressions of personal opinion on the weight of the evidence. We conclude that under the circumstances, the expectorating defendant had no reasonable expectation of privacy in his spittle, or in the DNA evidence derived therefrom. Moreover, his contentions concerning the prosecutor’s closing argument are not persuasive. We affirm.
Background. In ruling on the motion to suppress, the motion judge made the following findings. The victim is a mentally challenged individual who lives with her parents in New Bedford. At the time of the motion hearing, she had two daughters, ages eleven and two years old. After discovering the second pregnancy, the victim’s family attempted to determine the father.
In light of the defendant’s refusal to provide a sample and Alves’s inability to obtain a court order requiring one, the victim’s family hired a private investigator, one Albino Faria,
The results implicated the defendant.
Discussion. 1. DNA sample. The motion judge denied the defendant’s motion to suppress, mling that he had no expectation of privacy in his saliva when he abandoned it on a public sidewalk. On appeal, the defendant essentially argues that the motion judge erred because the DNA sample was obtained in a ruse devised by a State actor, and that his State and Federal constitutional rights were violated.
The decision in Commonwealth v. Bly, 448 Mass. 473, 489-491 (2007), is instructive. There, in affirming the denial of a motion to suppress DNA evidence, the Supreme Judicial Court determined that the defendant lacked an expectation of privacy in the cigarette butts and a water bottle that he had abandoned, and that the police did not act improperly in collecting DNA evidence from those items after questioning the defendant on unrelated offenses.
“[The defendant] must bear the threshold burden of show*72 ing that a warrantless search or seizure occurred. Commonwealth v. D’Onofrio, 396 Mass. 711, 714-715 (1986). This question is analyzed under the familiar two-part query whether [the defendant] had a subjective expectation of privacy in the items seized, and if so, whether that expectation was reasonable objectively. See Commonwealth v. Montanez, 410 Mass. 290, 301 (1991), citing California v. Ciraolo, 476 U.S. 207, 211 (1986).”
Commonwealth v. Bly, supra at 490. Put another way, “The Fourth Amendment and art. 14 protect from unreasonable search and seizure those areas in which individuals have a subjective expectation of privacy that is objectively ‘reasonable,’ ‘justified,’ or ‘legitimate.’ ” Commonwealth v. Krisco Corp., 421 Mass. 37, 41 (1995), citing California v. Greenwood, 486 U.S. 35, 39 (1988). Thus, in analyzing a search by a State actor, we look to whether the defendant had a subjective expectation of privacy in the place searched or the item seized, and whether as an objective matter society would recognize that expectation as reasonable. Krisco Corp., supra at 41-42, citing California v. Greenwood, supra. See generally Commonwealth v. Feyenord, 62 Mass. App. Ct. 200, 206-207 (2004), S.C., 445 Mass. 72 (2005) , cert. denied, 546 U.S. 1187 (2006); Smith, Criminal Practice and Procedure § 158 (2d ed. 1983 & Supp. 2006); Grasso & McEvoy, Suppression Matters Under Massachusetts Law § 3-5 (2006).
In the present case, although the defendant had a reasonable expectation of privacy in his saliva (and other bodily fluids), see Matter of Lavigne, 418 Mass. 831, 835-836 (1994); Jansen, petitioner, 444 Mass. 112, 120-121 (2005), when he expectorated on to a public street and did not retrieve the fluid, he voluntarily abandoned that protection; he assumed the risk of the public witnessing his action and thereafter taking possession of his bodily fluids. See Commonwealth v. Ewing, 67 Mass. App. Ct. 531, 540 (no expectation of privacy in cigarette butts abandoned as trash in interview room), S.C., 449 Mass. 1035 (2006) . See also Commonwealth v. Pratt, 407 Mass. 647, 660-661 (1990) (observations and inspections occurring after items deposited in public places generally fail to intrude upon reasonable expectation of privacy); Commonwealth v. Nutile, 31 Mass.
Here, the motion judge found that the location where the defendant spat was a public street, a place freely accessible to others. See Krisco Corp., 421 Mass. at 42-44. See also Commonwealth v. Pratt, supra (no reasonable expectation of privacy in trash left on curb); Commonwealth v. Bloom, 18 Mass. App. Ct. 951, 952 (1984) (defendant had no reasonable expectation of privacy in open area of public restroom). Moreover, there is no indication that the defendant took affirmative action to recover the saliva once it had left his mouth. In Bly, supra at 490-491, the defendant did not attempt to retrieve the cigarette butts when leaving the interview room, nor did he request to go back and collect them. The court held that Ely’s “wholesale failure to manifest any expectation of privacy in the items whatsoever” compelled the “conclusion that [he] had no subjective expectation of privacy.” Id. at 491. See Ewing, supra (defendant made no attempt to take cigarette butts when leaving interview room). Contrast Krisco Corp., supra at 45 (discussing affirmative steps taken by defendant to protect dumpster from public access). Thus, where the defendant here voluntarily abandoned his saliva onto a public street, the investigator (whether deemed to be functioning in a private capacity or as a State actor) did not infringe on any reasonable expectation of privacy when he recovered the spittle from the street.
The defendant contends that Bly stands for the proposition that DNA evidence that is retrieved as the culmination of a ruse can be admissible only if the police had legitimate grounds to
In any event, the defendant’s argument misapprehends Bly. The focus of Bly is whether a defendant, by his own actions, manifested a subjective expectation of privacy in the material that yielded the DNA evidence. A factor in that determination is whether a defendant’s actions were prompted or coerced by another party. They were not in Bly, and they were not here. Plainly, neither the investigator nor anyone else prompted or coerced the defendant to spit on the sidewalk. See Ewing, supra (no evidence of coercion). Contrast Commonwealth v. Ramos, 430 Mass. 545, 550 (2000) (defendant’s action nonconsensual).
The defendant further counters that the Bly case is distinguishable because there, although the police suspected that Bly might refuse to provide a DNA sample, he had not yet refused. The defendant argues that here, by contrast, he had refused, through counsel, to give a DNA sample, such that the ruse effectively yielded the DNA evidence in which he had manifested a privacy interest by refusing voluntarily to provide. This argument is not meritorious. For one thing, the defendant in Bly had declined to give a blood sample, a fact that did not thereafter preclude the extraction of DNA evidence from the abandoned cigarette butts.
2. Closing argument. In her closing argument, the prosecutor made several comments regarding the strength of the evidence.
A prosecutor may argue the strength of the evidence. Commonwealth v. Santiago, 425 Mass. 491, 498 (1997), citing Commonwealth v. Shea, 401 Mass. 731, 738-739 (1988) (“Generally, there is no error in a prosecutor’s describing the evidence presented as ‘overwhelming’. . .”). Assessing the case’s strength for the jury is a “permissible part of marshaling the evidence and arguing forcefully for a conviction.” Santiago, supra. Here, the prosecutor’s comment that the evidence was “overwhelming” was tethered to a recitation of that evidence, permissibly describing the substantial evidence presented by the Commonwealth on the victim’s ability to consent to sexual intercourse and the evidence relating to the defendant’s intercourse with the victim.
The prosecutor’s isolated interjections of her own personal assessment of the defendant’s guilt warrant a more cautious examination. See Santiago, supra. We conclude that, while the comments were better left unsaid, they were not error. See Commonwealth v. Mitchell, 428 Mass. 852, 857 (1999). Her interjections do not imply that she (the prosecutor) had knowledge of the evidence not presented to the jury upon which the jury should premise its decision, ibid, (“[prosecutor’s] use of the phrases T think’ and T suggest’ to preface some remarks did not, viewed in their proper context, imply that the prosecutor had personal knowledge or was stating a personal belief”); do not critically misstate the evidence, see Coren, supra at 730-732; do not improperly appeal to the jury’s sympathies, Commonwealth v. Dumais, 60 Mass. App. Ct. 70, 74 (2003); and do not instruct the jury as to how it should find, see Santiago, supra.
Moreover, the jury repeatedly was reminded that arguments by the attorneys did not constitute evidence. Of particular note is the instruction after the closing arguments, in which the trial judge stated, “The lawyers are entitled to argue the evidence in this case and the reasonable inferences that you can draw from the evidence. As I told you, their arguments are not a substitute for the evidence.” These instructions placed the closing arguments in the proper perspective. See Commonwealth v. Clark, 432 Mass. 1, 10 (2000) (jury presumed to follow judge’s instructions); Commonwealth v. Correia, 65 Mass. App. Ct. 27, 36-37 (2005) (judge’s instructions capable of curing error).
Judgments affirmed.
After the first pregnancy, the victim’s family attempted unsuccessfully to discover the identity of the father. According to the victim’s sister, the family believed that the victim was impregnated at her high school. A private detective’s investigation did not reveal any pertinent information.
It is unclear from the motion judge’s findings and the record whether the defendant actually was named or just was identified sufficiently to enable the victim’s sister to form an opinion.
The victim’s sister also testified that the defendant had been working at the family residence during the time the victim became pregnant with her first child and that he had access to the victim during both periods.
“DNA sample” commonly is used as a shorthand term for the saliva or other bodily matter from which DNA evidence may be obtained after testing. See generally Giannelli and Imwinkelried, Scientific Evidence c. 18 (3d ed. 1999 & Supp. 2005).
Faria is a police officer employed by the department. At the time he was hired by the victim’s family, he was on sick leave due to a surgery. There was evidence at the suppression hearing that Faria was paid his salary throughout the relevant period.
Detective Alves testified that she had not recommended the family retain a private investigator and had no knowledge of the private investigation until February, 2003.
Faria testified that Lourenco was a part-time employee at Faria’s detective agency. Lourenco was not an employee of the department.
Faria testified that Lourenco used a napkin to pick up the spittle.
The results documentation included a stipulation that due to the collection technique the results were not admissible in a court of law.
During the course of his investigation, Faria was not in contact with members of the department in relation to this matter.
See generally Commonwealth v. Maxwell, 441 Mass. 773, 778-779 (2004);
As described in Commonwealth v. Bly, supra at 479 n.3,
“[The] police went to the Massachusetts Correctional Institution . . . where Bly was incarcerated, and he spoke with them voluntarily. During the course of the meeting, which was ostensibly held to ask Bly to provide a blood sample to the police, he smoked three cigarettes from a pack that the detectives had placed on a table in front of him and drank from a water bottle also placed on the table. Bly extinguished these cigarettes in an ashtray that had been cleaned by the detectives prior to the meeting. Bly declined to provide the detectives with a blood sample after speaking with his mother by telephone and deciding to consult an attorney. When the meeting was over, the detectives waited approximately one-half hour to allow Bly an opportunity to return and claim the cigarette butts and water bottle before collecting them for DNA testing purposes.”
Given our conclusion that, in any event, the defendant’s privacy interests were not infringed, we need not determine whether the investigator — who also happened to be a police officer on extended sick leave — was acting in a private capacity, or whether he was in fact a State actor or an agent of the State whose actions implicated constitutional protections. Jansen, petitioner, 444 Mass. at 119, quoting from District Attorney for the Plymouth Dist. v. Coffey, 386 Mass. 218, 221 (1982) (“The Fourth Amendment and art. 14 apply ‘to searches and seizures conducted by or at the direction of the State’ ”).
The defendant submitted a letter pursuant to Mass.R.A.P. 16(1), as amended, 386 Mass. 1247 (1982), as Bly was released after the oral argument of this case.
Specifically, the prosecutor made the following statements:
“The Commonwealth has proven to you . . . beyond a reasonable doubt that this defendant, Raul Cabral, had sexual intercourse with [the victim], . . .
“I think the evidence is overwhelming in this case that [the victim] is incapable of giving meaningful consent to sexual intercourse. . . .
“I think the evidence in this case is overwhelming. There’s overwhelming evidence, there’s scientific evidence, and there’s other evidence that supports that, the fact that this defendant clearly had an opportunity to be alone with her.”