*1 after post-verdict denied, facts motions were but before he should have sentencing, asked court to vacate the post-verdict order motions and to denying grant him leave to file a motion. If supplemental he learned the facts after before he filed sentencing appeal, but this he should have filed a for petition reconsideration for a hearing after-discovered evidence. If he learned the facts after he his appeal, only filed recourse was to raise the claim us, his brief to us when telling he had facts, learned the as so to enable tous decide whether we should remand hearing.
None these steps Therefore, if taken. appellant to pursue wishes the claim that counsel was ineffec- interest, of a tive because conflict he must do so aby Act, under Post-Conviction Hearing raising first question of effectiveness of post-verdict/appellate coun- sel.
Argued Dec. 1976. April Decided *2 Smith, Media, G. Guy for appellant.
D. Michael Assistant Emuryan, District Attorney, Media, Commonwealth, appellee. WATKINS, Before Judge, President and JACOBS, HOFFMAN, CERCONE, PRICE, VAN der VOORT and SPAETH, JJ.
PRICE, Judge: Arthur Appellant Lee Bycer indicted on two counts of involuntary manslaughter as the result of a motor vehicle accident which two pedestrians were killed. The instant lower court denying an of the is from order taken the lower discharge. We affirm motion for appellant’s order. court’s on January commenced the instant case
Trial in evidence, presentation the Commonwealth’s During photo- to introduce a attorney attempted district assistant informed the court deceased. He also of one of the graph of the other photograph offer similar intended to that he objection to appellant’s sustained The lower court victim. ground photographs introduction were prejudicial. testified, the court had declared
After three witnesses women, who were appar- recess several During recess. the assistant victims, were observed relatives of the ently holding pictures defense counsel attorney district *3 to the them visible potentially as to make a manner such who were the courtroom. leaving of the jury members reconvened, objected counsel and appellant’s When court was refused and request initially mistrial. The requested The members of the were was cleared. the courtroom and observation concerning knowledge their questioned then as jurors they the indicated that incident. Two of of the seen several individu- courtroom, had leaving the were however, jurors, of the had None holding pictures. als pictures. the contents of observed the for lunch and conducted the court recessed At this point, attor- appellant’s with appellant, interview an in-chambers The trial attorney. district and the assistant ney have been may prejudiced case that explained appellant’s he was informed that Appellant the incident. because of He was also granted. the mistrial be retried if would motion, request cautionary withdraw told that he could with the first jury. to verdict and proceed instructions he the attorney, with his asked conferred After appellant Appellant instructions. cautionary with proceed court he this course he would waive if pursued was advised that as his case was prejudiced that to claim any right the incident. a result of
The assistant district attorney the opposed withdrawal of motion for stating mistrial that:
“The Commonwealth feels now with the clearing courtroom, polling Jury, session lengthy afternoon, Chambers this as well as anticipated cautionary instructions, it could well very prejudice the Common- wealth to have the Jury proceed with the evidence and we also feel and presented, would submit that al- though it on record that Mr. appears Bycer would know- withdraw ingly intelligently that Motion . regarding possibility later developments it an prove could to be unwise decision on Mr. Bycer’s part. (NT 24).1 ...”
The trial court informed the assistant district attorney that “Rule Criminal Procedure, states that only Defend- ant may mistrial,” (NT 24) move for a and thus rejected the argument that a mistrial should be granted simply because the Commonwealth’s case may prejudiced. been (See also NT 26).
The judge then informed the parties that he intended to declare a mistrial sua sponte, stating that:
“As I to you gentlemen, indicated I think that has permeated this entire Jury because of the necessity questioning entire and the fact Jury two of them did see and hear something; and I foresee problems convicted, future he is if as his own lawyer has stated.
Therefore, *4 circumstances, under the the Court feels and holds that there is a manifest to necessity declare a mistrial. The prejudice permeated has the entire Jury by now as we have indicated. Very (NT 25). well.” The lower court then ordered a mistrial and discharged the jury.
Appellant subsequently filed a petition for a writ of
corpus alleging
retrial,
habeas
that his
which was scheduled
Testimony
opinion
The Notes of
referred to in this
are from a
24, 1976,
hearing
appellant’s petition
held March
for a writ of
corpus.
habeas
on double
jeopardy
was precluded
March
for
This
after a hearing.
was denied
grounds.
this court as
to,
accepted by,
and
was certified
501(b)
to
of the Appel-
section
appeal pursuant
discretionary
Act of 1970.2
Court Jurisdiction
late
that “the trial
1118(b) provides,
part,
Pa.R.Crim.P.
for reasons of manifest
only
mistrial
judge may declare
requirement
reiterates
simply
This Rule
necessity.”
Supreme
the United States
recognized by
been
long
has
repeated
from making
the state
Court,
prevent
to
designed
alleged
on an
offense.
convict an individual
to
attempts
Wheat.) 579,
Perez,
(9
6 L.Ed.
States
n
establishing
clear cut rules
adopting any
than
Rather
our courts have
necessity,
pre-
constitutes manifest
what
case on its own facts in
of
light
to
each
ferred
Perez,
supra.
from United States
following language
nature,
think,
all cases
this
the law has
that in
of
“We
justice
authority
discharge
of
with the
invested courts
whenever,
verdict,
in their opinion,
from
giving any
consideration, there is a
into
all the circumstances
taking
act,
public justice
or the ends of
for
necessity
manifest
are to exercise a
They
defeated.
would otherwise be
it
and
is
subject;
impossible
on the
sound discretion
circumstances,
render it proper
which would
all the
define
sure,
used
power ought
be
with
to interfere. To
circumstances, and for
caution, under urgent
the greatest
causes;
espe-
and obvious
and
cases
very plain
capital
they
careful how
inter-
extremely
should be
courts
cially,
life,
of
chances
favor of
any
with
fere
all,
have the
to order the
right
after
But,
prisoner.
public
which
discharge;
security
discre-
faithful,
conscientious exercise
sound and
501(b)
July
No.
P.L.
P.S.
§
[17
2. Act
Haefner,
See
211.501(b) (Supp.1977-78)].
also Commonwealth
§
Bolden,
(1977);
472 Pa.
373 A.2d
(1977) (denial
quash
motion to
on double
341 this, tion, rests, cases, as in other upon responsibili- ty judges, under their oaths of office.” 22 U.S. at Perez, Under a trial court has the authority declare a without mistrial constitutional implications if the trial court all considers the circumstances and in its sound discretion determines that there is manifest necessity the act. Stewart, Pa. (1974) A.2d 616 (lead opinion Chief by Justice Jones). It is beyond [former] case, that in the instant dispute the lower court conducted an extensive into the matter with inquiry both the jury and parties.
It
true that if the
may
mistrial had not been granted,
appellant could not have asserted with success that he was
entitled to a new trial on the basis of the incident.
Such
conclusion, however, would not
compel
finding for appel
lant
this case.
fact that in refraining from declar
“[T]he
ing mistrial the court would have committed no error does
give
rise to
necessarily
the converse proposition that in
taking affirmative action the trial court erred.” Common
Stewart,
wealth v.
supra,
duct all the circumstances. consider case, are in this we presented the circumstances all Under the trial court abused its discretion to conclude unable of manifest grounds necessity. a mistrial ordering in is affirmed. of sentence judgment The in the result. CERCONE, J., concurs in which HOFFMAN, J., dissenting opinion files a J., SPAETH, joins. in participate President did
WATKINS, Judge, former this case. in decision the consideration HOFFMAN, Judge, dissenting: of Clause Jeopardy the Double contends Appellant 1118(b) and Rule of Constitution1 States the United bar his Procedure2 retrial Rules of Criminal Pennsylvania would, I there- manslaughter. agree involuntary for of the lower court denying appel- the order fore, reverse be and order that appellant corpus petition lant’s habeas discharged. officials filed County Delaware September
On with two counts of charging appellant complaint criminal from an charges stemmed manslaughter; involuntary Township accident Haverford 1, 1975 automobile August 26, 1976, trial January died. On in which two persons of in the Delaware County commenced before provides, to the United States Constitution 1. The Fifth Amendment subject any person part: be pertinent “. . . shall [N]or ” limb; jeopardy put . . life or . to be twice same offence incorporated guarantees the Due Process this clause are The are, therefore, Amendment and available of the Fourteenth Clause Maryland, proceeding. Benton v. in a criminal state a defendant L.Ed.2d Pa.R.Crim.P., Appendix, provides: 1118(b), “When an P.S. 2. Rule during only prejudicial the defendant occurs defend- event mistrial; may the motion shall be made when move for ant Otherwise, judge may the trial declare mistrial is disclosed. event necessity.” only for of manifest reasons Common Pleas. Commonwealth called as a witness the father one of the decedents and offered to introduce a of his deceased son into photograph evidence. The Assistant District also advised Attorney the court that the Common- wealth intended to offer a similar photograph of the other Appellant’s deceased victim. counsel objected, and the trial photographs court ruled the inadmissible because they would prejudicial. After the Commonwealth had presented witnesses, three the trial court declared a short recess. During recess, appellant’s counsel and the Assistant District Attorney ob- served some women holding up pictures the inadmissible *7 the deceased a victims such manner as to be visible to the the leaving members of jury courtroom. When court m., reconvened at 12:15 p. appellant’s counsel moved for a mistrial. The trial court cleared the courtroom and ques- tioned the members of the as to jury they what had ob- jurors served. Two stated that they saw some people hold- ing pictures. However, up jurors none of the saw the content of the pictures and none could identify persons who pictures. had The displayed trial court instructed to not let this incident affect its deliberations in any a way and then declared recess for lunch, lunch. After at m., about 2:15 p. the trial interviewed appellant, counsel, appellant’s and the prosecutor his chambers. The trial court informed appellant if his that attorney’s motion for a mistrial were he granted, could be tried again. Alter- appellant could withdraw natively, the motion for mistrial cautionary and request However, instruction. if appellant chose pursue course, to the latter he would waive his right grounds appeal any prejudice generated this by incident. and his Appellant counsel then conferred privately for a few minutes and the possible canvassed alternatives. discussion, After this appellant’s counsel informed court that his client wished to withdraw his motion for mistrial and the following occurred: interchange . .
“[Appellant’s . your is opinion as counsel]: [W]hat to whether or not think you Jury prejudiced is or to continue with the Motion for wish you
whether or wish to withdraw the Motion for mistrial, you whether or with a instruction? cautionary proceed mistrial and it with the cau- proceed would prefer I “[Appellant]: instructions. tionary that that by doing you understand you [D]o
“[Counsel]: limiting rights certain realistically effectively and are if you are found particular have on might appeal, you we we Jury, appeal if take an and convicted guilty to claim as a any prejudice be able not in will not have seen or jurors may may those anything result of in their minds as result thought have may they anything saw, we because thought they saw or of what over it at this gone and we have thoroughly this discussed it, I and want the you have discussed and point, you with the trial with proceed in order to withdrawn Motion Jury. I do understand this. [Y]es, “[Appellant]: that, that is still understanding your [A]nd “[Counsel]: wish? I this is what would like do.” [Y]es,
“[Appellant]: whether he had appellant fully trial court also asked and still desired to withdraw the alternatives contemplated *8 mistrial; responded affirmative- appellant motion for a the the case would proceed. court then stated that The trial ly. the trial court to Commonwealth asked At this the point, motion; the prose- to withdraw request deny appellant’s courtroom, the polling the the “clearing cutor stated that afternoon, in session Chambers Jury, lengthy cautionary as instructions anticipated well as Moreover, the Commonwealth.” well very prejudice could prove decision could appellant’s felt the Commonwealth unspecified developments. event of later unwise sua m., trial court declared mistrial 2:30 p. At about stated: sponte and preju- I think that the you gentlemen, I
“As indicated necessity because of the Jury this entire has permeated dice questioning for the entire Jury and the fact that two of them did see and hear I something; foresee future problems convicted, if he is as his own has lawyer stated.
“Therefore, circumstances, under the the Court feels and holds that there is a manifest necessity to declare a mistrial. The permeated has entire Jury by now as we have indicated. well.” Very
The Commonwealth scheduled a new for 22, March 17, 1976, 1976. March appellant On filed a petition for a writ of habeas corpus the Delaware County Pleas; petition Common alleged that a retrial would constitute double jeopardy. lower court denied this petition and this appeal followed.3 contends
Appellant
that he cannot be retried consistently
with the federal constitution’s guarantees against double
jeopardy.
“The Fifth Amendment’s prohibition against
placing
defendant ‘twice in jeopardy’ represents a consti-
tutional
policy
for the
finality
defendant’s benefit in .
criminal
A
proceedings.
power
government to subject the
individual to repeated
for the
prosecutions
same offense
would cut
into
deeply
the framework of procedural protec-
which
tions
the Constitution establishes
conduct of a
criminal trial.”
Jorn,
470,
States
479,
547, 554,
S.Ct.
(1971)
L.Ed.2d 543
(plurality opinion);
Shaffer,
288 A.2d
Multiple prosecutions subject a defendant
to “embarrass-
ment, expense and ordeal and
him to
[compel]
live in a
continuing state of anxiety and insecurity, as well [and
possibility
that even though innocent he may
enhance]
The lower court certified in its order that
involved
controlling question of law as to which there was a substantial
ground
opinion
for difference of
and the
resolution
which would
materially
litigation.
advance the
August
termination of the
On
agreed
appeal.
July
we
to take this
See Act of
P.L.
V,
Parenthetically,
No.
art.
17 P.S.
§
211.501.
I
§
note
Supreme
that our
Court has reviewed a denial of a writ of habeas
corpus alleging that
jeopardy
a retrial would constitute double
with
explaining
jurisdiction.
out
the basis of its
*9
See Stewart,
447,
(1974),
denied,
949,
be found
See also
223,
“We
authority
discharge
with the
justice
courts of
invested
whenever,
verdict,
opinion,
their
giving any
from
consideration,
into
there is
the circumstances
all
taking
act,
justice
the ends of public
for the
necessity
manifest
to exercise a sound
are
They
otherwise be defeated.
would
it
to define all
impossible
and
is
subject;
on the
discretion
it
to interfere.
circumstances,
proper
which would render
used with the
sure,
ought
greatest
be
power
To
be
for
and
circumstances,
very plain
and
caution,
urgent
under
should
cases;
Courts
especially,
cases
capital
obvious
and
interfere with
they
any
how
extremely
careful
all,
life,
But, after
prisoner.
in favor of the
chances
discharge;
security
to order the
right
have the
faithful,
and conscien-
have for the
sound
the public
which
discretion, rests,
this, as
in other
of this
tious exercise
their
cases,
judges under
upon
responsibility
Pennsylvania
The United States and
Su-
of office.”
oaths
to this
adhered
consistently
Courts have
formulation
preme
formu-
mechanical
abjured
application
any
and have
Clause.
Jeopardy
of the Double
detecting
violations
lae
Somerville,
Dinitz,
Illinois
United States
supra;
See
Downum v.
(1973);
347
States,
734,
4033,
United
83 S.Ct.
In considering guidelines suggested v. by Illinois Som- erville, I supra, note first that if appellant’s first trial had
proceeded
completion
and resulted in a verdict of guilty,
could
appellant
attacked
conviction on the
injection
discovery
4. When
case involves the
possibly
of a
element,
prejudicial
inquire
a court should
whether
“the ends of
or,
justice”
public
precisely,
public’s
more
“the
interest
fair trials
designed
just
judgments”,
Hunter,
to end in
Wade v.
336 U.S.
justifies
Illinois v.
also
supra,
a
if
to declare mistrial
exercises his discretion
judge properly
Thompson
be reached. See also
verdict cannot
impartial
an
States,
.
very
nature of the crime involved and the
held
the deceased’s
position
father
created an air of
so
as to demand a
impropriety
great
mistrial.”
456 Pa. at
O’BRIEN,
In
our Supreme Court allowed the defendant to
measure the amount of prejudice caused to his case and to
decide
he
whether
wanted the trial to continue.
I believe
that Stewart only
displaces
defendant’s right to have his
completed
impaneled
first
jury
when an error is
so manifestly
as to
prejudicial
necessarily poison the jury’s
to bring
deliberations or
the processes of justice
public
into
disrepute.
putative
prejudice
case,
the instant
as in
Shaffer,9 is
this magnitude.
as
Resolving,
must,
we
as
doubt
to the
any
of the trial
propriety
court’s decision to
abort the
favor
proceedings
of the
liberty
citizen,
Downum United
supra; Commonwealth v. Barto
lomucci, supra; Commonwealth ex rel. Walton v. Aytch,
appellant’s objection;
The trial court declared a mistrial over
it is
constitutionally
appellant
time,
of no moment
had at one
before
questioned
jury,
requested
the trial court
a mistrial. United
Superior
States ex rel.
Jersey, supra;
Russo v.
New
Com-
Shaffer, supra.
monwealth v.
may very
9. The
in the case before us
well have been less
Shaffer, supra,
questioned
harmful
than in
since the trial court
juror
and determined that no
had observed the content of the
pictures.
*14
for a
we
grant appellant’s
must
I believe
supra,
discharged.10
and order him
corpus
writ of habeas
dissenting
in this
SPAETH, J., joins
opinion.
Decided my appellant’s Implicit federal constitutional conclusion necessity” my is there was no “manifest belief that claim has merit pursuant 1118(b), supra. to Rule justifying a of a mistrial declaration
