Lead Opinion
OPINION
In this аppeal, the Commonwealth presents two issues for our review: first, whether the Superior Court erred in concluding that a claim of prosecutorial vindictiveness should have been presented to the jury; and second, whether the Superior Court erred in determining that appellee should have been given the opportunity to cross-examine an adverse witness for bias. For the following reasons, we affirm the order of the Superior Court.
The circumstances predicating this appeal are as follows. Janet Butler was acquitted by a jury of prostitution charges in Marсh, 1984. During the trial, while testifying in her own behalf, she was asked by her attorney if she had ever been convicted of a crime. She responded, “No, sir.” The prosecutor’s objection to this testimony was overruled, and Ms. Butler was permitted to repeat her answer. After she was acquitted, Ms. Butler filed a civil suit against Police Detective Dennis O’Leary and several other Delaware County officials based upon an allegedly coercive body cavity search.
Ms. Butler contended that the perjury charges were brought in retaliation for her civil suit. During a pre-trial conference before the perjury prosecution, defense counsel presented to the trial judge the theory of prosecutorial vindictiveness. Prior to opening argument, the judge informed counsel that he would not permit any referencе to the Commonwealth’s motive for bringing the peijury charge. The court stated that it did not consider the Commonwealth’s motive to be an issue in the case, and that it would not permit any evidence of the pending civil suit to be presented to the jury.
During the course of the peijury trial, Ms. Butler attempted to explain that she had honestly believed she had no prior convictions when she testified to that fact at the previous trial. She contended that because an appeal had been taken she thought the conviction was not final, and she indicated that, having lost track of her attorney, she was unaware of the status of that appeal. This testimony was contradicted by that of Butler’s Delaware probation officer, who testified that at a June, 1985, probation revocation Ms. Butler stated that she had been aware since mid-1982 that her appeal had been denied. This testimony was corroborated by a tape recording of the 1985 hearing.
The Commonwealth presented the testimony of the court reporter from the 1984 trial, as well as the notes of testimony from that proceeding, to prove that Ms. Butler indeed had testified that she had never been convicted of a crime. Detective O’Leary, who investigated the 1984 prostitution charge and was a named defendant in Ms. Butler’s civil action, also testified that he had heard her deny any prior convictions.
Detective O’Leary testified that he had discovered the alleged perjury while reviewing Ms. Butler’s file approximately one year after her acquittal. He testified that he
The defense then was denied the opportunity to cross-examine O’Leary for bias relating to his position as defendant in the civil suit. The trial court rejected Ms. Butler’s contention that O’Leary had a personal stake in the outcome of the perjury trial because Ms. Butler, if convicted, would be ineligiblе as a matter of law to testify in the civil suit.
Ms. Butler was cоnvicted of perjury and sentenced to three to twenty-three months imprisonment. On appeal, the Superior Court reversed her conviction on two grounds.
The Commonwealth argues that the Superior Court erred in concluding that the question of selective prosecution should have been presented at trial. The Common7 wealth contends that a claim of prosecutorial vindictiveness is a question of law to be decided by the trial judge: The Commonwealth insists that although the record does not reflect whether a motion to dismiss was made on the basis of selective prosecution, the trial judge did consider and reject the claim. The Commonwealth also submits that, because the trial judge rejected the selective prosecution claim, the trial court properly rejected Mrs. Butler’s attempt to crоss-examine Detective O’Leary for possible bias arising from the civil suit. Finally, the Commonwealth avers that the Superior Court incorrectly applied the “two-witness” rule of penury cases. We will address these claims seriatim.
Initially, it is necessary to note the distinction between the right of a party defendant to attempt to establish the bias of a witness who testified against her as it may reflect upon the credibility of the witness’ testimony, Commonwealth v. Cheatham,
In a federal criminal proceeding the claim of prosecutorial vindictiveness is instituted by means of a pre-trial motion to dismiss. Fed.R.Crim.P. 12(b)(2); see, e.g., United States v. Wallace,
We next address the Commonwealth’s contention that Ms. Butler was properly prohibited from cross-examining Detective O’Leary regarding the civil suit, based upon the trial court’s ruling that the civil suit was not at issue in the case but was a collateral matter which could confuse the jury. The Commonwealth maintains that the Superior Court erroneously characterized Detective O’Leary as a necessary witness under the “two-witness” rule, thereby ruling that the cross-examination should have been permitted.
It is well established that a criminal defendant has a right to cross-examine any adverse witness, whether or not that witness is “necessary” under the perjury rule, for the purpose of impeaching his credibility. The credibility of a witness may be impeached by evidence which tends to show that the witness had an interest in the outcome of the trial, Commonwealth v. Sullivan,
Accordingly, the order of the Superior Court is affirmed, and the matter is remanded for proceedings consistent with this opinion.
Notes
. Ms. Butler claimed that she was forced to submit to a body cavity search, and was allegedly threatened that if she did not cooperate, she would be taken to a hospital and shackled for a gynecological examination.
. The statute precludes the testimony of one convicted оf perjury for any purpose, "... unless the matter is one to redress or prevent injury or violence attempted, done or threatened to his person ..., in which case he shall be permitted to testify." 42 Pa.C.S. § 5922.
. As previously stated, a claim of prosecutorial vindictiveness, like claims of other types of prosecutorial misconduct, addresses itself to a concern that official misconduct should prevent the institution or prosecution of criminal charges against the defendant. See U.S. v. Krezdorn,
Notwithstanding the traditional acceptance of this procedure, our criminal rules, unlike the federal rules herein discussed, make no express provision for such allegations to be raised. However, we recommend that the Criminal Procedural Rules Committee evaluate the need for establishing such a procedure.
Concurrence Opinion
concurring and dissenting.
The appellant was tried for prostitution in Delaware County, Pennsylvania. Asked by her counsel “were you ever convicted of a crime?” She answered, “No sir.” Not surprisingly, she was acquitted. Following her acquittаl, she filed suit against the county and several police officers alleging a coercive search. Upon receipt of the suit the police determined that in fact she had been previously convicted of prostitution in the State of Delaware. She was indicted for perjury and put to trial. At the perjury trial, Officer O’Leary, a defendant in her civil suit was called to testify that she in fact had said she was not previously convicted. The Superior Court and the majority of this
Two witnesses are not required to prove what one said under oath. VII Wigmore, Evidence in Trials at Common Law, § 2042(3) (1978). Two witnesses are required to show that what was said under oath was a lie. United States v. Flores-Rodriguez,
Dissenting Opinion
dissenting.
This is the appeal of the Commonwealth of Pennsylvania (Appellant) from the Opinion and Order of the Superior Court reversing the judgment of sentence entered against Janet Butler (Appellee) and remanding the matter for further proceedings. Appellee was convicted of penury and sentenсed to three to twenty-three months’ imprisonment.
In her appeal to the Superior Court, Appellee argued that the trial court erred in concluding that the “two witness” rule in perjury cases had been satisfied herein. The Superi- or Court agreed with Appellee and reversed, but in so doing, also took it upon itself to conclude, sua sponte, that the trial court should have allowed Appellee to explore a claim of prosecutorial vindictiveness as a possible defense to the perjury charges against her. Accordingly, it reversed and remanded for a new trial.
Bеcause of the importance of the issues presented us for review, we accepted discretionary review, and I would now reverse and reinstate the judgment of sentence.
This matter arises out of the following factual background. Appellee was tried on charges of prostitution on March 21, 1984, and was acquitted. During the trial, she testified on her own behalf. In response to a question by her attorney whether she had ever been convicted of a
Following the acquittal, Appellee filed a civil action against a police detective and several other county officials based on an alleged coercive body cavity search. Appellee claimed that she was forced to submit to this search or be shackled and taken to a hospital for a gynecological examination. Shortly after this suit was filed, the Delaware County authorities discovered that Appellee did, in fact, have a prior conviction for prоstitution in Delaware, and that she was in violation of her Delaware probation.
Appellee was arrested and charged with perjury based on the testimony she gave at the prostitution trial. This charge, according to Appellee, was filed in retaliation for the civil action that she instituted against the Delaware County officials.
Prior to the start of the trial, defense counsel informed the trial judge that he intended to explore his theory of prosecutorial vindictiveness. The trial court denied this request stating the Commonwealth’s motives for prosecuting this action was nоt an issue in the case and, therefore, evidence of the pending civil action would not be presented to the jury.
Appellee attempted to defend against the. charge of perjury by explaining that she did not think that she was lying because she honestly believed that the Delaware conviction was not final, since an appeal was pending.
Appellee further explained that she had lost track of her attorney and the status of that appeal. This testimony was contradicted by Appellee’s Delaware probation officer. He testified that at a June, 1985, probation revocation hearing, Appellee acknowledged that she was aware that from mid-1982 that her appeal had been denied. This testimony was corroborated by a tape recording of that hearing.
The Commonwealth also presented the testimony of the court reporter from the 1984 prostitution trial, as well as
Detective O’Leary testified that he reviewed Appellee’s file one year after the acquittal and discovered the perjury through the presence of a Department of Justice Report indicating that Appellee had a 1982 conviction in Delaware. He also stated that he verified this information with the authorities in Delaware and that it was merely coincidental that this prior conviction was discovered after the filing of the civil matter. Detective O’Leary noted that Justice Department reports are routinely requested at the time of an arrest and are usually received a short time thereafter. He also noted that this report was not found until at least one year after the request and that this delay was unusual and without explanation.
Appellee’s counsel attempted to cross-examine O’Leary about his position as a defendant in the civil action to show his bias. Appellee attеmpted to show that O’Leary had a personal stake in the outcome of this prosecution, because if she were convicted of perjury, Appellee would be ineligible, as a matter of law, to testify in her own behalf in the civil action. This claim was properly rejected because our penury statute precludes the testimony of one convicted of perjury for any purpose, “... unless the matter is one to redress or prevent injury or violence attempted, done or threatened to his person ..., in which cases he shall be permitted to testify.” 42 Pa.C.S. § 5922.
The trial court also continued to refuse to allow any evidence of the civil action to be brought before the jury, because ample opportunity existed to show bias, prejudice or vindictiveness, without injecting evidence of the civil action. The trial court (Judge Jerome, writing for Judge
The Superior Court reviewed the scope of cross-examination of Detective O’Leary and reasoned that the trial court improperly limited Appellee’s right to impeach the credibility of an essential witness. In the Superior Court’s view, Detective O’Leary was a necessary witness under the “two witness” rule of perjury trials and, as such, his credibility was critical. Relying on Commonwealth v. Robinson,
The trial court instructed the jury as follows:
“You should consider whether the witness has anything to gain or lose , from the outcome of the case____ In weighing the testimony, however, you may consider the fact that (Appellee) has a vital interest in the outcome of this trial. You may take (Appellee’s) interest into account just as you would the interest of any other witness along with all the other fаcts and circumstances bearing on credibility in making up your minds what weight the testimony deserves.” (Emphasis added)
Since O’Leary’s credibility was vigorously attacked by defense counsel during cross-examination, this instruction covered the impeachment of all witnesses, including
Turning to the “two witness” rule in penury cases, our law is clear that the Commonwealth must present two witnesses or one witness plus corroborating evidence to prove the falsity of the statement claimed to be perjured. Commonwealth v. Russo,
Under these circumstances it was within the trial court’s discretion to channel cross-examination away from referring to the civil suit. Such matters are committed to the sound discretion of the trial judge and absent an abuse of discretion we are loath to disturb the trial court’s decision. Commonwealth v. Sisco,
Appellee was given the opportunity to show that the witness had an interest in the outcomе of the case, as was her right. Commonwealth v. Cheatham,
Finally, I note that the Superior Court, sua sponte, determined that Appellee had established a prima facie case of prosecutorial vindictiveness which, upon remand, merited further inquiry. That Court, therefore, ordered a remand to the trial сourt for an evidentiary hearing on this claim. This was error. The only issue properly before the Superior Court concerned the scope of cross-examination of O’Leary and by reaching this issue it clearly exceeded its scope of review. We have repeatedly cautioned our appellate courts to refrain from considering issues not properly raised and briefed before them. Commonwealth v. Capitolo,
The evil in such a practice is that the litigants are adversely affected by rulings and are not given the opportunity to brief or argue the issue before the rulings are made. Here the Superior Court not only considered the vindictiveness claim, but used it as a basis for entering the order of remand. This was error.
In view of the foregoing, I must vigorously dissent to the paternalistic approach being taken by the majority in confounding the criminal justice system of this Commonwealth. Janet Butler is guilty of perjury. She admitted the perjury under oath. The written record alone conclusively establishes the perjury. (In fact, she committed perjury again in denying any knowledge that her appeal of the Delaware conviction was still pending.)
With this “open and shut” case, the tеstimony of Police Detective O’Leary and his possible bias against the defendant for her having brought a civil suit against him, was totally irrelevant and absolutely harmless to the issue of her guilt or innocence. His possible bias could not possibly have affected the credibility of the written record upon which she stands convicted.
All of the cases cited by the majority to establish the right of a defendant to be shielded from prosecution because of prosecutorial vindictiveness involve the vindictive action of the prosecuting attorney and not the police or complaining witnesses. If a police officer brings charges against the rapist and killer of the police officer’s wife or daughter, is that felon now shielded by the police officer’s obvious vindictiveness? Can anyone deny that the police officer has a thirst for revenge? Vindictiveness is defined as a seeking of revenge.
I cannot understand the convoluted reasoning of the majority and fear that much mischief will result from the principles enunciated, sub silentio, in their opinion. I, therefore, most strenuously dissent to this misapplication of justice. I would reverse the order of the Superior Court and reinstate the judgment of sеntence of the Court of Common Pleas of Delaware County.
Concurrence Opinion
concurring and dissenting.
The credibility of the police officer was not in issue inasmuch as whether the defendant had in fact previously testified that she had no convictions in the course of her trial on the charge of prostitution was not a disputed issue. Cross examination of the police officer, therefore, on the issue of defendant’s guilt would not be warranted. The question of prosecutorial vindictiveness, however, as properly set out in the majority opinion, is for the court to determine after an evidentiary hearing, and I would remand for such a hearing.
