450 Mass. 422 | Mass. | 2008
The defendant, Steven Burgess, was convicted of murder in the first degree on theories of deliberate premeditation and extreme atrocity and cruelty. He was also convicted of violation of a protective order. The defendant appeals from his convictions. He raises several issues concerning two sets of statements made by the victim to police. He alleges that (1) these statements were “testimonial” and thus rendered inadmissible by the confrontation clause of the Sixth Amendment to the United States Constitution
Facts and background. We recite the facts the jury could have found, reserving further details for discussion in conjunction with the specific issues raised. In the early morning of May 1, 2000, the defendant walked into the Plymouth police station and reported that he had stabbed his father during a fight the
The defense at trial was that the defendant’s father had been the aggressor and that the defendant acted in self-defense. The judge instructed the jury on self-defense and voluntary manslaughter on the theory of excessive force in self-defense, but refused to instruct on voluntary manslaughter on a theory of reasonable provocation or sudden combat and also on involuntary manslaughter.
During trial, the Commonwealth moved to introduce testimony from two police officers who had been called to the Burgess residence in the months before the murder, one on February 10, and the other on February 23, 2000.
Officer Dennis Hassan, Jr., testified that on February 23, 2000, he was dispatched to the house in response to a 911 hang-up call.
Discussion. Confrontation clause. The defendant contends that the admission in evidence of the victim’s statements to police on February 10 and 23, 2000, violate his right to confrontation under the Sixth Amendment to the United States Constitution. In particular, the defendant maintains that statements made by the victim to police were “testimonial” under the United States Supreme Court’s decision in Crawford v. Washington, 541 U.S. 36 (2004) (Crawford), and there had been no opportunity to subject those statements to cross-examination.
The defendant was tried eleven months before the decision in Crawford, supra, in which the Court announced a “new rule” concerning the confrontation clause. Whorton v. Bockting, 127 S. Ct. 1173, 1181 (2007). The Commonwealth concedes that the Crawford principles govern the disposition of the defendant’s Sixth Amendment claims. Griffith v. Kentucky, 479 U.S. 314, 322 (1987) (“failure to apply a newly declared constitutional rule to criminal cases pending on direct review violates basic norms of constitutional adjudication”).
In Crawford, the Supreme Court held that a witness’s out-of-court “testimonial” statements were inadmissible at trial except where the witness was unavailable and the defendant had prior opportunity for cross-examination. Crawford, supra at 59. The Court stated that the confrontation clause applied to “witnesses” against the accused, “in other words, those who ‘bear testimony.’ ” Id. at 51. “ ‘Testimony,’ in turn, is typically ‘[a] solemn declaration or affirmation made for the purpose of establishing or proving some fact.’ ” Id., quoting 2 N. Webster, An American Dictionary of the English Language (1828). By barring testimonial statements from evidence except in limited circumstances, the Sixth Amendment sought to avert the “principal evil [of the] civil-law mode of criminal procedure, and particularly its use of ex parte examinations as evidence against the accused.” Id. at 50. The Court declined to provide a “comprehensive definition” of testimonial statements, id. at 68, but discussed various formulations of the “core class” of testimonial statements:
“[1] ‘ex parte in-court testimony or its functional equivalent*427 — that is, material such as affidavits, custodial examinations, prior testimony that the defendant was unable to cross-examine, or similar pretrial statements that declarants would reasonably expect to be used prosecutorially’ . . . ; [2] ‘extrajudicial statements . . . contained in formalized testimonial materials, such as affidavits, depositions, prior testimony, or confessions’, White v. Illinois, 502 U.S. 346, 365 (1992) (Thomas, J., joined by Scalia, J., concurring in part and concurring in judgment); [or, 3] ‘statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial.’ ”
Id. at 51-52. The Court held that statements “taken by police officers in the course of interrogations” are testimonial “under even a narrow standard.” Id. at 52. “Interrogation” was used colloquially, rather than in any technical legal sense. Id. at 53 n.4. The Court concluded that a wife’s statements to police officers during the course of a formal police interrogation were inadmissible against her husband at his trial for assault and attempted murder of a third party. Id. at 40, 68-69.
In Davis v. Washington, 126 S. Ct. 2266, 2273 (2006) (Davis), the Court discussed the nature of “testimonial” statements barred from admission in the specific context of police interrogation. The Davis decision involved two consolidated cases concerning 911 calls and initial police interrogation. In the first case, the victim, as she was being attacked, reported a domestic disturbance to the 911 dispatcher and identified her attacker as her former boy friend. Id. at 2270-2271. At trial, the caller did not testify, and the judge admitted a tape recording of the 911 conversation. Id. In the second case, police responded to a “reported domestic disturbance,” id. at 2272, but when they arrived, the wife told them that “nothing was the matter.” Id. The husband reported that the couple had been arguing but that no physical violence had occurred. Id. The police separated the spouses and took a statement from the wife in which she recounted that her husband “[bjroke” furniture, “shoved” and “[h]it’* her, and “[ajttacked my daughter.” Id. The husband was later charged with domestic battery and violating his probation. Id. At the subsequent bench trial, the wife was
The Davis Court again declined to produce an exhaustive definition of testimonial versus nontestimonial statements. Id. at 2273. It did, however, indicate that “[statements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency. They are testimonial when the circumstances objectively indicate that there is no such ongoing emergency . . . .” Id. at 2273-2274. In addition, the Court provided various indicia that help determine whether the “primary purpose” of a statement obtained during interrogation may be seen as testimonial, including (1) whether the declarant was speaking about “events as they were actually happening rather than describing] past events”; (2) whether a reasonable interrogator would recognize that the declarant was facing an “ongoing emergency”; (3) whether the question and answer were, viewed objectively, “necessary to be able to resolve the present emergency, rather than simply to learn . . . what had happened in the past,” including whether it was necessary for the interrogator to know the identity of the alleged perpetrator; and (4) the “level of formality” of the interview. Id. at 2276-2277 (emphasis in original). The Court noted that “statements made in the absence of any interrogation are [not] necessarily nontestimonial,” id. at 2274 n.1, and that “even when interrogation exists, it is in the final analysis the declarant’s statements, not the interrogator’s questions, that the [c]onfrontation [c]louse requires us to evaluate,” id.
The Court determined that the victim’s statements in the first case in Davis were made “in an environment that was not tranquil, or even (as far as any reasonable 911 operator could make out) safe.” Id. at 2277. The operator’s efforts to establish the identity of the assailant and the details of the crime scene
After the Supreme Court’s decision in Crawford, but before its decision in Davis, this court addressed the issue of testimonial statements in Commonwealth v. Gonsalves, 445 Mass 1 (2005), cert. denied, 126 S. Ct. 2980, 2982 (2006). Our decision in Gonsalves attempted to fill in the gaps left by the Supreme Court’s opinion in Crawford by providing a two-step procedure for distinguishing testimonial from nontestimonial statements. We held that statements “made in response to questioning by law enforcement agents are per se testimonial, except when the questioning is meant to secure a volatile scene or to establish the need for or provide medical care.” Commonwealth v. Gonsalves, supra at 3. “[O]ut-of-court statements made in response to questions from people who are not law enforcement agents” and “statements offered spontaneously, without prompting, regardless of who heard them,” are not testimonial per se. Id. at 11. However, “out-of-court statements that are not testimonial per se must be examined to determine if they are nonetheless testimonial in fact by evaluating whether a reasonable person in the declarant’s position would anticipate his statement being used against the accused in investigating and prosecuting a crime.” Id. at 3. We adopted this articulation as the approach most consistent with Crawford and the historical purpose of the confrontation clause. Id. at 12.
Applying this two-step test to the facts of the Gonsalves case, we concluded that the complainant’s answers to police questioning were testimonial per se because, “although the complainant remained upset, the situation had diffused”; nothing in the record indicated that the officer’s questioning of the complainant was designed to secure the scene or to inquire about medical needs. Id. at 16-17. The complainant’s responses to her mother’s questions before the police arrived, however, were nontestimonial. Id. at 17-18. The statements were not testimonial per se because the mother’s questioning could not be considered to be police interrogation, id. at 17; they were not testimonial in fact
Our rationale in the Gonsalves decision is in accord with the Supreme Court’s decision in Davis, and we apply the Gonsalves two-step test to the facts of the present case. We conclude that all but one of the victim’s statements to police on February 10 and 23 were testimonial, and that it was therefore error to admit them.
All but one of the victim’s statements to Officer Hassan on February 23 were testimonial. The victim’s response, “No, it’s not,” to Hassan’s initial inquiry whether “everything was okay”
The defendant did not object on the basis of the confrontation clause either in pretrial hearings or at trial. He thus failed to preserve a challenge to the February statements on constitutional grounds. Commonwealth v. Galicia, 447 Mass. 737, 746 (2006). Nevertheless, we excuse the failure to raise a constitutional issue at trial or on direct appeal when the constitutional theory on which the defendant relies was not sufficiently developed at the time of trial or direct appeal to afford the defendant a genuine opportunity to raise his claim at those junctures of the case. Commonwealth v. Rembiszewski, 391 Mass. 123, 126 (1984), citing DeJoinville v. Commonwealth, 381 Mass. 246, 248 (1980). If constitutional error has occurred, we reverse the
The defendant argues that the February statements substantiated the Commonwealth’s theory that the defendant murdered his father with deliberate premeditation. However, the “erroneously admitted evidence was ‘merely cumulative’ of evidence properly before the [fact finder].” Commonwealth v. Galicia, supra at 748, quoting Commonwealth v. Sinnott, 399 Mass. 863, 872 n.8 (1987). Deliberate premeditation consists of “a plan to murder . . . formed after the matter had been made a subject of deliberation and reflection,” but “in view of the quickness with which the mind may act,” such deliberation may take “a matter of days, hours, or even seconds.” Commonwealth v. Tucker, 189 Mass. 457, 494-495 (1905). “It is not so much a matter of time as of logical sequence. First the deliberation and premeditation, then the resolution to kill, and lastly the killing in pursuance of the resolution; and all this may occur in a few seconds.” Id. at 495.
There was substantial other evidence of premeditation from the testimony of the defendant’s sister, Kelly Burgess; his former girl friend, Meredith Porter; and the victim’s girl friend, Kristine Fox. Meredith Porter stated that in March, 2000, the defendant seemed unusually “upset and angry.” He told her that he had argued with his father about money, that his father did not help the defendant obtain a job, and that his father suggested that the defendant obtain counseling. The defendant told Porter that he “hated” his father, and that “he wanted to get him.”
Kelly Burgess testified that the relationship between the defendant and the victim “deteriorated” into frequent arguments between January, 2000, and the time of the murder, and that,
This testimony was supported further by the properly admitted observations of Officers Borriello and Hassan when they responded to the victim’s telephone calls. Borriello said that the victim made an “unwanted guest” call, that the victim looked “very concerned,” and that the defendant was removed from the house. Hassan observed that he responded to a 911 hang-up call at the victim’s home, that he heard two voices yelling and arguing, that the victim looked “very upset” and “was shaking” and told him that everything was not “okay,” and that the defendant said that he and the victim were arguing; as a result, the officer removed the defendant from the home. These observations further attest to the troubled relationship between the defendant and victim. Similarly, there was evidence that the victim obtained a restraining order against the defendant, requiring him to vacate the house and refrain from abusing the victim.
In addition, a finding of deliberate premeditation was clearly warranted from the stab wounds and forensic evidence. As we indicated above, deliberate premeditation can occur “within a few seconds,” Commonwealth v. Garabedian, 399 Mass. 304, 312 (1987), citing Commonwealth v. Tucker, supra at 494-495. “The severe injuries inflicted on the victim . . . demonstrated ‘a conscious and fixed purpose to kill continuing for a length of time . . . .’ ” Commonwealth v. Garabedian, supra at 312, quoting Commonwealth v. Satterfield, 362 Mass. 78, 82 (1972). The victim had two deep knife wounds, as well as a “punctate stab wound” most likely inflicted before the deeper wounds by the tip of a knife. Either of the stab wounds would have been
Hypothetical questions. The defendant argues that the judge erred by allowing the prosecutor to ask hypothetical questions to two expert witnesses because the questions contained facts not reasonably supported by the evidence and improperly invaded the fact-finding province of the jury. A hypothetical question must be “based on the facts in evidence,” Commonwealth v. Federico, 425 Mass. 844, 850 (1997), that is, “facts . . . testified to by [the expert witness] or upon facts assumed in the questions put to [the witness] and supported either by admitted facts or by the testimony of other witnesses already given or to be given at the trial, or upon facts derived partly from one source and partly from the other.” Department of Youth Servs. v. A Juvenile, 398 Mass. 516, 527 (1986), quoting Commonwealth v. Russ, 232 Mass. 58, 73 (1919).
The hypothetical that the defendant claims are improper were posed to Detective Lieutenant Kenneth Martin, who had supervised evidence collection at the scene of the crime, and to Dr. James Weiner, who performed the autopsy of the victim. The prosecutor asked Martin two hypotheticals regarding the victim’s stab wounds and the blood spatters and trails in the victim’s home. The prosecutor first asked the expert to assume, among other facts, that (1) the victim “is poked by the assailant with the point of a knife in the abdomen area causing a punctate wound”; (2) “the assailant while behind and slightly to the right side of the victim takes the knife that he is holding in his right hand, blade down . . . and stabs the victim in a right to left, slightly downward direction once in the right chest or abdomen”; (3) “the assailant then removes the knife”; (4) “the victim places his hand with the fingers slightly curled to the wound”; (5) “the assailant in the same position as previously stated delivers a second stab wound to the right chest or abdo
The defendant argues that the Martin hypotheticals contained facts not reasonably supported by the evidence. Our review of the record indicates that the Commonwealth’s hypotheticals were reasonably based on the evidence. There was evidence of three dime-sized drops of blood that marked the beginning of the blood trail from the kitchen to the bathroom, blood smears along the hall and in the bathroom, the location of the wounds, the fact that the victim’s sweatshirt had been tom and stretched around the front of the collar, and the positioning of the defendant’s fingerprints on the knife. The victim was found dead in the bathtub, and the murder weapon, a kitchen knife, was on the edge of the bathroom sink.
However, we agree with the defendant that the hypotheticals were improper. First, the questions do not seek an expert opinion, but instead ask for Martin’s observations, phrased as expert
In contrast, the prosecutor’s hypothetical questions to Dr. Weiner were proper. The prosecutor asked Weiner, among other questions, whether the victim’s injuries were “consistent with the attacker coming up from behind and being slightly to the right side of the victim and coming in with the knife in ... a downward fashion.” The prosecutor’s questions were based on the evidence. They concerned a proper subject of expert testimony, as they asked the qualified witness to express an opinion based on the shape and placement of the wounds. Simon v.
Closing argument. The defendant also alleges that the prosecutor, in closing, improperly asked the jury to draw inferences that were not reasonably based on the evidence. In particular, the defendant points to the prosecutor’s statements to the jury that the defendant pursued the victim into the bathroom. As there were no objections to these statements at trial, our inquiry is confined to determining if they were improper and, if so, whether they created a substantial likelihood of a miscarriage of justice. Commonwealth v. Degro, 432 Mass. 319, 326 (2000).
There was no error. The Commonwealth may “attempt to assist the jury in their task of analyzing, evaluating, and applying evidence. Such assistance includes suggestions by counsel as to what conclusions the jury should draw from the evidence. Counsel may ‘fit all the pieces of evidence together so that they form a comprehensive and comprehensible picture for the jury.’ ” Commonwealth v. Corriveau, 396 Mass. 319, 336 (1985), quoting Commonwealth v. Ferreira, 381 Mass. 306, 316 (1980). The prosecutor’s portrayal of the defendant pursuing the victim into the bathroom was a reasonable inference from the evidence; there is evidence that, at some point, the defendant followed the victim into the bathroom, as the knife, with the defendant’s fingerprints, was found in the bathroom sink.
Jury instructions. The defendant contends that the judge erred in declining defense counsel’s request to instruct the jury on possible verdicts of voluntary manslaughter under a theory of heat of passion induced by reasonable provocation or by sudden combat and of involuntary manslaughter. The defendant’s trial counsel requested and received an instruction on self-defense. The judge also gave an instruction on voluntary manslaughter based on a theory of excessive force in self-defense.
A manslaughter instruction is given when “any view of the evidence will permit a finding that the offence is manslaughter and not murder.” Commonwealth v. Brown, 387 Mass. 220, 227 (1982), quoting Commonwealth v. LePage, 352 Mass. 403, 419 (1967). Manslaughter is “the taking of human life by an act not justified in law, but without malice aforethought which is neces
The jury must be able to infer that a “reasonable person would have become sufficiently provoked and that, in fact, the defendant was provoked.” Commonwealth v. Garabedian, 399 Mass. 304, 313 (1987). Furthermore, “[a] verdict of voluntary manslaughter requires the trier of fact to conclude that there is a causal connection between the provocation, the heat of passion, and the killing.” Id., quoting Commonwealth v. Schnopps, 383 Mass 178, 180-181 (1981), S.C., 390 Mass. 722 (1984).
The evidence does not warrant a finding of reasonable provocation.
We similarly discern no evidence to warrant an instruction on involuntary manslaughter. Involuntary manslaughter is “an unlawful homicide, unintentionally caused (1) in the commission of an unlawful act, malum in se, not amounting to a felony nor likely to endanger life . . . , or (2) by an act which constitutes such a disregard of probable harmful consequences to another as to constitute wanton or reckless conduct” (citation omitted). Commonwealth v. Campbell, supra at 397. The defendant requested that the judge instruct the jury on involuntary manslaughter under two theories, either that he killed in the commission of a battery or that he killed by an act of wanton or reckless conduct and without malice. When it is obvious “that the risk of physical harm to the victim created a plain and strong likelihood that death will follow, an instruction on involuntary manslaughter is not required.” Commonwealth v. Fryar, 425 Mass. 237, 249, cert. denied, 522 U.S. 1033 (1997), quoting Commonwealth v. Pierce, 419 Mass. 28, 33 (1994). The defendant stabbed the victim twice with a knife. These injuries to the victim’s chest and abdomen were deep and fatal, creating “a plain and strong likelihood that death would follow,” Commonwealth v. Sires, 413 Mass. 292, 303 (1992), and as such, do not warrant an instruction regarding a lesser offense.
Judgments affirmed.
The Sixth Amendment to the United States Constitution provides, in relevant part: “In all criminal prosecutions, the accused shall enjoy the right. . . to be confronted with the witnesses against him.”
The defendant initially opposed both motions; after voir dire of Officer William Bordello, however, the defendant withdrew his objection to testimony about the February 10 incident.
The judge also admitted one of the victim’s utterances on February 23 under the state of mind exception to the hearsay rule.
A 911 hang-up call occurs when a caller dials 911, but hangs up the telephone before speaking to a 911 operator.
The defendant also contends that the February 23 statements were inadmissible hearsay. Because we determine that all but one of the February 23 statements were inadmissible as a violation of Crawford v. Washington, 541 U.S. 36, 52 (2004) (Crawford), we consider the defendant’s hearsay argument regarding only the one statement that was nontestimonial under the criteria of Crawford and Davis v. Washington, 126 S. Ct. 2266, 2273-2274 (2006) (Davis). See note 6, infra.
TypicaIly, a statement must first be evaluated for admissibility under normal evidence rules, i.e., whether it qualifies as a hearsay exception. Here, the victim’s statement that everything was not “okay” is admissible as a spontaneous utterance. Commonwealth v. Nunes, 430 Mass. 1, 4 (1999), quoting Commonwealth v. Zagranski, 408 Mass. 278, 285 (1990) (statement may be deemed spontaneous if “made under the influence of an exciting event and before the declarant has had time to contrive or fabricate the remark, and thus it has sufficient indicia of reliability”). Then, the statement must be appraised under the criteria of Crawford-Davis and Commonwealth v. Gonsalves, 445 Mass. 1, 3 (2005), to determine if it satisfies the confrontation clause of the Sixth Amendment. Here, the statement is nontestimonial by virtue of one of the Gonsalves exceptions.
Because we determine that the admission of the February 10 and 23 statements was harmless beyond a reasonable doubt, we need not address the defendant’s contentions regarding the judge’s failure to provide a limiting instruction on the statements and the ineffective assistance of counsel in failing to request such an instruction. Similarly, we need not consider the Commonwealth’s argument that the right to confrontation may be forfeited by a defendant’s wrongdoing, see Commonwealth v. Edwards, 444 Mass. 526, 536 (2005), i.e., that the defendant had forfeited his right to confront the victim’s testimonial statements by killing the victim.
The defendant contends also that the prosecutor improperly asked Detective Lieutenant Martin’s opinion whether the condition of the kitchen indicated that there was a “struggle,” because Martin’s testimony was not beyond the jury’s common knowledge. Passing that there was no objection to the question, the inquiry was not improper. An experienced police officer, or possibly even a lay witness, could opine whether a scene was suggestive of a struggle, just as a lay witness may testify regarding another person’s sobriety. Cf. Holton v. Boston Elevated Ry., 303 Mass. 242, 246 (1939) (“the principal objective symptoms [of intoxication] are so well known that witnesses have always been permitted to express their opinion as to the inebriety of a person”).
There is a similar lack of evidence to warrant instructions on self-defense and on voluntary manslaughter based on the excessive use of force in self-defense, and the judge need not have given these instructions. Any error, however, was harmless. The defendant received more than that to which he was entitled. Commonwealth v. Curtis, 417 Mass. 619, 632 (1994).