COMMONWEALTH of Pennsylvania, Appellee, v. Matthew BULLOCK, Appellant.
Supreme Court of Pennsylvania.
Argued Oct. 18, 2006. Decided Dec. 27, 2006.
913 A.2d 207
David W. Lupas, Esq., Scott C. Gartley, Esq., Luzerne County District Attorney‘s Office, for Commonwealth of Pennsylvania.
BEFORE: CAPPY, C.J., and CASTILLE, NEWMAN, SAYLOR, EAKIN, BAER and BALDWIN, JJ.
OPINION
Justice SAYLOR.
This case primarily concerns the constitutionality of Pennsylvania‘s fetal homicide statute; it additionally entails a challenge to jury instructions given at Appellant‘s trial, where he was convicted of voluntary manslaughter of an unborn child.
I.
In the late 1990s, Pennsylvania‘s General Assembly enacted the Crimes Against the Unborn Child Act.1 The Act added Chapter 26 to the Pennsylvania Crimes Code, which created several new offenses designed to protect unborn children from unlawful injury or death. Under the Act, an individual commits criminal homicide of an unborn child if he or she intentionally, knowingly, recklessly, or negligently causes the death of an unborn child, see
(a) Offense defined.—A person who kills an unborn child without lawful justification commits voluntary manslaughter of an unborn child if at the time of the killing he is acting under a sudden and intense passion resulting from serious provocation by: (1) the mother of the unborn child whom the actor endeavors to kill, but he negligently or accidentally causes the death of the unborn child. . . .
*
(c) Penalty.—The penalty for voluntary manslaughter of an unborn child shall be the same as the penalty for voluntary manslaughter.
II.
In late 2002, Appellant was living with his girlfriend, Lisa Hargrave, who was 22 to 23 weeks pregnant. According to Appellant‘s statement to police, on New Year‘s Eve 2002, he and Hargrave consumed alcohol and cocaine at a party and then returned to their apartment, where Hargrave continued to ingest cocaine. Appellant asked Hargrave to cease using drugs for the remainder of the night in view of her pregnancy. When Hargrave failed to comply, an argument ensued, during
On January 6, 2003, Appellant arrived at the Wilkes-Barre Police Department and informed an officer that he had strangled his girlfriend to death. When the police arrived at the apartment, they found Hargrave‘s partially decomposed body in the closet with her hands, feet, and mouth bound with masking tape. Appellant was charged with the murder of Hargrave, see
At trial, the coroner stated that, after performing autopsies of Hargrave and her unborn child, he concluded that Hargrave‘s cause of death was “strangulation by history,” which refers to the events immediately preceding the death, see N.T. October 20, 2003, at 142-44; this conclusion was apparently based, in part, upon the occurrences as related by Appellant in his statement to police. The coroner also found that the fetus‘s death was caused by “asphyxia due to the death of the mother by homicide.” Id. at 148. In both cases, the coroner determined that the manner of death was homicide.
Before deliberations began, Appellant objected to the trial court‘s refusal to charge the jury on the mens rea elements “negligently” and “accidentally” found in the voluntary manslaughter provision of the Crimes Against the Unborn Child Act (see supra). The trial court overruled the objection, however, opting to allow the jury to use the “common and
After a unanimous panel of the Superior Court affirmed in a published opinion, see Commonwealth v. Bullock, 868 A.2d 516 (Pa.Super.2005), this Court granted discretionary review. See Commonwealth v. Bullock, 584 Pa. 705, 885 A.2d 40 (2005) (per curiam). Only the judgment of sentence for voluntary manslaughter of an unborn child is at issue in this appeal.
III.
We turn first to the question of the constitutionality of the Crimes Against the Unborn Child Act.3 It is foundational that all legislation duly enacted by the General Assembly enjoys a strong presumption of validity, and “will only be declared void if it violates the Constitution ‘clearly, palpably and plainly.‘” City of Phila. v. Commonwealth, 575 Pa. 542, 573, 838 A.2d 566, 585 (2003) (quoting Commonwealth, Dep‘t of Transp. v. McCafferty, 563 Pa. 146, 155, 758 A.2d 1155, 1160 (2000)). The party challenging the statute‘s constitutionality “bears a very heavy burden to prove that it is unconstitutional,” moreover, and all doubts on the question are resolved in favor of a finding of constitutionality. Payne v. Commonwealth, Dep‘t of Corr., 582 Pa. 375, 383, 871 A.2d 795, 800 (2005). Because this is an issue of law, our scope of review is plenary and our standard of review is de novo. See Commonwealth v. Cousin, 585 Pa. 287, 294, 888 A.2d 710, 714 (2005).
A. Vagueness
Appellant initially contends that the Act violates due process under the void-for-vagueness doctrine. He proffers that, absent a requirement that the fetus be viable outside the womb at the time of its death, the statute fails to provide fair warning of precisely what conduct is prohibited. Appellant reasons, in this regard, that, until a fetus is viable (in the sense that it could likely survive outside the womb),4 it cannot actually be alive and, hence, cannot suffer death. Such failure to include a viability component, according to Appellant, permits arbitrary application and enforcement of the statute because it is impossible for a person of ordinary intelligence to understand what “death” means when applied to a non-viable fetus. See Brief for Appellant at 13-14.
The void-for-vagueness doctrine “requires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.” Kolender v. Lawson, 461 U.S. 352, 357, 103 S.Ct. 1855, 1858, 75 L.Ed.2d 903 (1983); see Commonwealth v. Mayfield, 574 Pa. 460, 467, 832 A.2d 418, 422 (2003). Although criminal statutes should be strictly construed in favor of lenity where there is ambiguity, their words are, nonetheless, interpreted according to the “fair import of their terms.”
Presently, the Act prescribes that it is unlawful to intentionally, knowingly, recklessly, or negligently cause the death of an unborn child, defined to include all stages of gestation from fertilization to live birth. This definition is
Appellant appears to accept that the Legislature intentionally omitted any viability requirement associated with the death of an unborn child under the statute, but largely premises his vagueness claim upon an assertion that the concept of
Accordingly, viability outside of the womb is immaterial to the question of whether the defendant‘s actions have caused a cessation of the biological life of the fetus, and hence, to the question of whether the statute is vague in proscribing the killing of an unborn child. We find that individuals of ordinary intelligence are readily capable of discerning the conduct prohibited by the Act, and we fail to perceive anything in the legislation giving rise to a substantial concern that it may be discriminatorily enforced.
B. Substantive Due Process
Appellant also maintains that the statute is “unconstitutionally broad” for similar reasons, i.e., because it fails to “distinguish between viable or living organisms and nonviable or nonliving organisms.” Brief for Appellant at 15. He contends that the statute‘s allegedly unnecessary breadth is fatal to its validity because it affects his fundamental liberty interest in remaining free from confinement, and thus, must be justified by a compelling state interest. In this respect, he notes that the United States Supreme Court has determined that a State‘s interest in fetal life only becomes “compelling” at viability, see Roe v. Wade, 410 U.S. 113, 163, 93 S.Ct. 705, 732, 35 L.Ed.2d 147 (1973), a property that he alleges the unborn victim in the present case lacked.
We interpret this claim as sounding in substantive due process, as opposed to overbreadth, both because it appears in Appellant‘s brief under a general due process heading, see Brief for Appellant at 12, and because overbreadth claims only pertain in a First Amendment context. See City of Chicago v. Morales, 527 U.S. 41, 79, 119 S.Ct. 1849, 1870, 144 L.Ed.2d 67 (1999) (“[W]e have not recognized an ‘overbreadth’ doctrine outside the limited context of the First Amendment.” (quoting United States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 2100, 95 L.Ed.2d 697 (1987))). Under the doctrine of substantive due process, the United States Supreme Court has recognized that the Fourteenth Amendment‘s Due Process Clause, see
Appellant characterizes the liberty interest affected by the Crimes Against the Unborn Child Act as his fundamental right to remain free from confinement; however, complying
C. Equal Protection
Appellant next urges us to find that the statute violates the Equal Protection Clause. See
While the Equal Protection Clause assures that all similarly situated persons are treated alike, it does not obligate the government to treat all persons identically. See Small v. Horn, 554 Pa. 600, 615, 722 A.2d 664, 672 (1998) (citing City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439, 105 S.Ct. 3249, 3254, 87 L.Ed.2d 313 (1985)). Thus, the Clause does not prevent state legislatures from drawing classifications, so long as they are reasonable. See generally Harrisburg Sch. Dist. v. Zogby, 574 Pa. 121, 136, 828 A.2d 1079, 1088 (2003) (affirming that equal protection precepts “do not vitiate the Legislature‘s power to classify, which necessarily flows from its general power to enact regulations for the health, safety, and welfare of the community“). In determining constitutional reasonableness, this Court first ascertains the appropriate level of judicial scrutiny to apply, which in turn depends upon the type of categorization involved and the nature of the right affected. Where the challenged governmental action does not burden “fundamental” or “important” rights, and does not make a suspect or quasi-suspect classification, it is subject to rational-basis review. Small, 554 Pa. at 615, 722 A.2d at 672 (citing McCusker v. Workmen‘s Comp. Appeal Bd. (Rushton Mining Co.), 536 Pa. 380, 385, 639 A.2d 776, 778 (1994)). See generally Commonwealth v. Bell, 512 Pa. 334, 344-45, 516 A.2d 1172, 1178 (1986) (summarizing the three levels of scrutiny in Pennsylvania law). Suspect classes are race and national origin, and for purposes of state law, alienage; quasi-suspect classifications are gender and legitimacy. See Small, 554 Pa. at 615 nn. 14-15, 722 A.2d at 672 nn. 14-15.6
Under rational basis review, a classification will be upheld so long as it bears a reasonable relationship to a legitimate state purpose. See Harrisburg Sch. Dist. v. Zogby, 574 Pa. 121, 136, 828 A.2d 1079, 1088 (2003). Specifically, “the classification, though discriminatory, will be deemed reasonable if any state of facts reasonably can be conceived to sustain it.” Id. at 137, 828 A.2d at 1089. In undertaking this analysis, courts are free to hypothesize grounds the Legislature might have had for the classification. See id. at 137-38, 828 A.2d at 1089 (citing Baltimore & Ohio R.R. Co. v. Commonwealth, Dep‘t of Labor & Indus., 461 Pa. 68, 84, 334 A.2d 636, 644 (1975); Geary v. Retirement Bd. of Allegheny County, 426 Pa. 254, 259-60, 231 A.2d 743, 746 (1967)). It bears repeating that all doubts on this question, as with all questions of constitutional validity, are resolved in favor of upholding the statute.
In our view, the General Assembly had a legitimate basis for distinguishing between the mother and everyone else. Simply put, the mother is not similarly situated to everyone else, as she alone is carrying the unborn child. Under prevailing jurisprudence of the United States Supreme Court, the fact of her pregnancy gives her (and only her) certain liberty
IV.
We now turn to Appellant‘s alternate claim that he should receive a new trial due to an error in the trial court‘s jury instructions. The court first instructed the jury concerning the possible verdicts as to the killing of Hargrave, and then as to the killing of the unborn child. In this latter portion of the charge, after delineating the elements of murder of an unborn child, including malice, the trial court instructed the jury on the offense of voluntary manslaughter of an unborn child:
If you do not find that the Defendant had malice . . . you may find him guilty of voluntary manslaughter of the unborn child as long as you are satisfied that the following three elements have been proven beyond a reasonable doubt: first, that the unborn child is dead. Second, that the Defendant killed it. And, third, that the Defendant had the intent to kill the mother of the unborn child.
N.T. October 20, 2003, at 907. As discussed above, the applicable statutory definition of manslaughter of an unborn child clarifies that the defendant must have been
acting under a sudden and intense passion resulting from serious provocation by the mother of the unborn child whom the actor endeavors to kill, but he negligently or accidentally causes the death of the unborn child.
A. Negligence
In the present context, the term “negligence” means criminal negligence, see
A person acts negligently with respect to a material element of an offense when he should be aware of a substantial and unjustifiable risk that the material element exists or will result from his conduct. The risk must be of such a nature and degree that the actor‘s failure to perceive it, considering the nature and intent of his conduct and the circumstances known to him, involves a gross deviation from the standard of care that a reasonable person would observe in the actor‘s situation.
This raises the question of whether the error was harmless. The Superior Court deemed the error harmless by observing that the evidence adduced at trial was sufficient to support a finding of criminal negligence. See Bullock, 868 A.2d at 526. Evidentiary sufficiency, however, is not the correct standard where the trial court errs. Rather, under the harmless error doctrine, the judgment of sentence will be affirmed in spite of the error only where the reviewing court concludes beyond a reasonable doubt that the error did not contribute to the verdict. See Commonwealth v. Samuels, 566 Pa. 109, 112-13, 778 A.2d 638, 641 (2001).
Upon review under this standard, we conclude that the trial court‘s error in failing to define “negligently” was harmless. The jury received the charge set forth above and
B. Accident
As part of this claim, Appellant also takes issue with the trial court‘s “failure to instruct on the mens rea component of ‘accidentally.‘” Brief for Appellant at 10; see N.T. October 20, 2003, at 911 (reflecting the judge‘s decision to allow the jury to rely on the “common or ordinary” meaning of the term). Preliminarily, we find doubtful Appellant‘s sugges-
V.
For the reasons stated, the judgment of sentence for voluntary manslaughter of an unborn child is affirmed.
Chief Justice CAPPY, Justice CASTILLE, Justice NEWMAN, Justice EAKIN and Justice BALDWIN join the opinion.
Justice BAER files a concurring opinion.
Justice BAER, concurring.
I join the decision of the Majority in full. I write separately only to emphasize certain matters implicit in our decision which I believe are of particular importance and, thus, are worth reiteration.
As the Majority correctly observes, the United States Supreme Court, through Roe v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973), and its progeny, has clearly concluded that states have an important and legitimate interest in protecting fetal gestation from the outset of a pregnancy through the birth of a child. See generally Maj. at 491-92, 913 A.2d at 214. The legislature was, therefore, within its prerogative in enacting the Crimes Against the Unborn Child Act (the “Act“),
Accordingly, I stress that, in my view, our decision today upholding the legislation in question should not, and cannot, be interpreted as an attempt in any way to define, generally, a fetus as a life-in-being or as endorsing the notion that the interruption of the reproductive process is the killing of human life. Roe and its progeny remain the law in this nation and any attempt, based upon the legislature‘s choice of language in the Act, to undermine its constitutional imperative is unavailing.
