Commonwealth v. BrownCommonwealth v. Brown
Lead Opinion
¶ 1 This matter is before the Court on Timothy Brown’s (Appellant) appeal from the judgment of sentence, as made final by the denial of post-sentencing motions.
¶ 2 The charges in this case arise out of two incidents, one in which Appellant raped a seventy-four (74) year old woman and one in which he attempted to rape an officer posing as an elderly woman. On August 4, 1997, following a colloquy with
¶ 3 On January 6, 1998, Appellant timely filed his notice of appeal. By order dated August 20, 1998, this Court remanded the matter and directed the trial court to place its reasons on the record for imposing two consecutive life sentences under
¶ 4 Appellant presents six issues for our review: (1) whether
¶ 5 We begin by addressing Appellant’s sixth and final contention, as we find it to be dispositive. Appellant argues that the section of the Act governing the registration of sexual offenders, commonly known as “Megan’s Law” (hereinafter Megan’s Law), which imposes the presumption that an individual who has been convicted of an “enumerated offense” is a “sexually violent predator” and requires an individual to rebut such presumption by clear and convincing evidence, violates the individual’s right to due process of law. Appellant’s Brief at 22-23. Appellant relies on this Court’s decision in Commonwealth v. Halye,
¶ 6 In Halye, this Court concluded that the due process clause of the federal constitution is violated by the provisions of the Act which require the offender to rebut a presumption and which do not impose upon the prosecution the burden of persuasion by clear and convincing evidence. Id. at 769. This Court struck as unconstitutional
¶ 7 The Commonwealth counters that Appellant has waived this claim. We disagree. Appellant first raised this issue in his “Motion For Extraordinary Relief Challenging the Constitutionality of the ‘Sexually Violent Predator’ Provisions of Pennsylvania’s Megan’s Law, And To Bar A Second Prosecution For the Same Offense,” filed August 13, 1997. Appellant next raised the issue in the court below in his
¶ 8 After reviewing this issue, we find it to be meritorious. The Supreme Court of Pennsylvania recently definitively resolved this question and confirmed Halye in Williams and Gaffney, supra. We are thus constrained to vacate judgment of sentence and remand this matter for re-sentencing pursuant to Williams, Gaffney, and Halye, supra.
¶ 9 Notwithstanding our disposition of this case, we shall also address Appellant’s remaining five issues. In light of our status as an intermediate appellate court, we cannot predict the future course of this matter, which may include further appellate review. Commonwealth v. Byrd,
¶ 10 Appellant’s first four issues all concern
(a) Mandatory sentence.-
(2) Where the person had at the time of the commission of the current offense previously been convicted of two or more such crimes of violence arising from separate criminal transactions, the person shall be sentenced to a minimum sentence of at least 25 years total confinement, notwithstanding any other provision of this title or other statute to the contrary. Proof that the offender received notice of or otherwise knew or*732 should have known of the penalties under this paragraph shall not be required.
Upon conviction for a third or subsequent crime of violence the court may, if it determines that 25 years of total confinement is insufficient to protect the public safety, sentence the offender to life imprisonment without parole.
¶ 11 Appellant first argues that
1. The law makes an act criminal which was not criminal when done;
2. The law aggravates a crime [-] one which makes it greater than it was when committed;
3. The law changes a punishment, and makes it greater than it was when a punishable act was committed;
4. The law alters the rules of evidence and requires less or different testimony than the law required at the time the offense was committed in order to be convicted.
Commonwealth v. Grady,
¶ 12 Appellant specifically claims that
¶ 13 Appellant’s second claim is that
¶ 15 A law is void on its face and violative of due process if it is so vague that persons of common intelligence must necessarily guess at its meaning and differ as to its application. Commonwealth v. Savich,
¶ 16 In the present case, Appellant claims that the phrase “protect the public safety” is vague and, therefore, the statute is unconstitutional. We disagree. We find the language in
¶ 17 Courts routinely sentence defendants under
¶ 18 Appellant next argues that section 9714 violates due process by failing to define the burden of proof necessary to determine what is “insufficient to protect the public safety.” However, our review of Appellant’s brief reveals that Appellant neither cites any authority in support of his claim nor develops it in his argument. This Court has held that the argument section of an appellant’s brief must include a relevant discussion of points raised along with citations to pertinent authorities. Commonwealth v. Zewe,
¶ 19 In his next allegation of error, Appellant asserts that the statute violates due process by requiring the Commonwealth to prove the existence of predicate offenses by a preponderance of the evidence. In Commonwealth v. Allen, the Supreme Court of Pennsylvania held that “the preponderance standard prescribed in section 9714 satisfies the minimum requirements of due process.” Commonwealth v. Allen,
¶20 Lastly, we address Appellant’s contention that the imposition of two consecutive life sentences was excessive and unduly harsh and constituted an abuse of discretion by the trial court. This issue presents a challenge to the discretionary aspects of sentence rather than the legality of sentence. See Commonwealth v. Nelson,
¶ 22 In fulfilling this requirement, the party seeking to appeal must include in his or her brief a concise statement of the reasons relied upon in support of the petition for allowance of appeal. Pa.R.A.P. Rule 2119(f), 42 Pa.C.S.A.; Commonwealth v. Saranchak,
¶23 We first note that this Court has held that a claim of excessiveness of sentence does not raise a substantial question where the sentence is within the statutory limits. Nelson,
¶ 24 However, Appellant also contends that the court failed to place its reasons on the record for imposing the sentence. An allegation that the sentencing court did not adequately set forth its reasons on the record does present a substantial question. Commonwealth v. Jones,
¶25 The Supreme Court of Pennsylvania has outlined the standard which governs whether a sentencing court has properly stated its reasons for imposing sentence and stated:
Where pre-sentence reports exist, we shall continue to presume that the sentencing judge was aware of relevant information regarding the defendant’s character and weighed those considerations along with mitigating statutory factors. A pre-sentence report constitutes the record and speaks for itself.... Having been fully informed by the pre-sentence report, the sentencing court’s discretion should not be disturbed.
Commonwealth v. Devers,
The standard of review in sentencing matters is well settled. Imposition of a sentence is vested in the discretion of the sentencing court[, whose decision] will not be disturbed absent a manifest abuse of discretion. An abuse of discretion is more than just an error in judgment.... [0]n appeal, the trial court will not be found to have abused its discretion unless the record discloses that the judgment exercised was manifestly unreasonable, or the result of partiality, prejudice, bias or ill-will.
Commonwealth v. Smith,
¶ 26 In the present case, the trial court met the requirements as set forth in Dev-ers. The trial court stated on the record that the presentence investigation report was to be made a part of the record. N.T. Sentencing 9/24/97, at 8. The judge stated specifically that the presentence report “[has] a direct impact on the ultimate issue as to sentencing on which this Court continued to rely.” Id. The trial court went on to discuss its reasons for the sentence imposed. Id. at 9-14. The court indicated that it had struggled with the sentence in this case and that sentence would not be lightly imposed. Id. at 13. The judge stated that he did not feel that jail time would serve or cure Appellant’s problem. Id. The judge took into consideration Appellant’s mindset and his antisocial behavior. Id. The judge noted the emotion displayed in the victim impact statements as well as Appellant’s own comments. Id. After considering all these facts, the trial court concluded that a sentence of 25 to 50 years would be insufficient to protect the public safety.
¶27 In the present case, a sentence of life imprisonment without parole is only to be imposed upon a finding that “25 years of total confinement is insufficient to protect the public safety.”
¶ 28 Judgment of sentence vacated. Remanded for resentencing. Jurisdiction relinquished.
Notes
. See Commonwealth v. Chamberlain,
.
.
.
.
. At the sentencing hearing, the Commonwealth introduced certified copies of official records proving Appellant’s prior convictions. The documents showed that Appellant had two prior convictions for attempted rape, arising out of separate transactions.
. Specifically, the trial judge sentenced Appellant to the following: life imprisonment without parole for rape; not less than two (2) years nor more than five (5) years for unlawful restraint, to run concurrent; life without parole for criminal attempt rape, to run consecutive; and not less than five (5) years nor more than ten (10) years for burglary, to run concurrent.
.Following issuance of the Supreme Court of Pennsylvania’s decisions in Commonwealth v. Williams,
. We note that the Halye decision was filed October 6, 1998.
. We note that Appellant repeatedly refers to this section as "the three strikes legislation.” For clarity and ease of discussion, we will use the proper name of the section in this opinion.
Concurrence Opinion
concurring and dissenting.
¶ 1 I join Judge Joyce in finding that
¶ 2 Here based on his pleas, the defendant was facing potential consecutive sentences with a minimum penalty of over fifty years and a maximum penalty of over one hundred years. There is no finding nor any testimony that this sentence is insufficient to protect the public. I would require such.
¶ 3 A trial court’s discretion in imposing sentence is not without limitation, and the exercise of that discretion must have a
Concurrence Opinion
concurring and dissenting:
¶ 1 I agree with my distinguished colleagues that this Court’s decision in Commonwealth v. Halye,
¶ 2 I also agree that Brown’s first issue, whether
¶3 However, I respectfully disagree with my distinguished colleagues that the dispositive issue here is Brown’s sixth and final contention, inquiring whether
¶ 4 Initially, as noted by the majority, our Supreme Court has recently struck, as unconstitutional, all of those provisions of
¶ 5 After reviewing the actions of the court here vis a vis
¶ 6 At the time of Brown’s sentencing, the Commonwealth provided the requisite documentation of Brown’s two prior convictions for attempted rape. The court then determined that the mandatory minimum sentence of twenty-five to fifty years’ imprisonment under
¶ 7 I find meritorious Brown’s argument that
¶ 8 Our scope of review is plenary. Our standard of review is clear. When construing statutory provisions, we must remember that enactments of the General Assembly enjoy a strong presumption of constitutionality. Commonwealth v. Barud,
¶ 9 The constitutional protection upon which Brown relies is independently based in the due process clause of the United States Constitution and the law of the land clause of the Pennsylvania Constitution.
¶ 10 “ ‘[D]ue process of law and the equal protection of the laws are secured if the laws operate on all alike and do not subject the individual to an arbitrary exercise of the powers of government.’ ” Application of Christy,
¶ 12 In his brief, Brown argues:
The determination of what is or is not sufficient to protect the public safety clearly becomes an arbitrary decision which the court will inevitably make. Upon a determination that a defendant has been convicted of three crimes of violence, the court may sentence the defendant to twenty-five (25) years incarceration or a life sentence of incarceration. The statute fails to define what is sufficient to satisfy a sentence of less than life. Additionally, the statute fails to define what the “protection of] public safety” means. Nor are there any definitive guidelines which will assist the courts in determining whether twenty-five (25) years[’] incarceration will be sufficient to protect the public safety.
Substitute Brief for Appellant at 16 (emphasis added). My reading of Brown’s Substitute Brief forces me to conclude that the statutory phrase requiring analysis is the phrase: “insufficient to protect the public safety” and not merely the shortened phrase: “protect the public safety.” This must be so, since the discretionary power of the sentencing court is not triggered unless and until a finding of insufficiency has been made.
¶ 13 I now turn to the question of whether the requirements of due process apply to a court’s determination of whether twenty-five years of total confinement is “insufficient to protect the public safety.” To decide whether any due process protections must be afforded, we first determine
whether the nature of the interest is one within the contemplation of the liberty or property language of the Fourteenth Amendment. Once it is determined that due process applies, the question remains what process is due.... [Consideration of what procedures due process may require under any given set of circumstances must begin with a determination of the precise nature of the government function involved as well as the private interest that has been affected by governmental action.
Morrissey v. Brewer,
¶ 14 Clearly, the nature of the private interest involved here is within the contemplation of the liberty language of the Fourteenth Amendment. See Greenholtz v. Nebraska Penal Inmates,
¶ 15 Although both the Pennsylvania Constitution and the United States Constitution prohibit the delegation of the legislative function,
the legislature may confer authority and discretion upon another body in connection with the execution of a law. Where the legislature sets primary standards, it may impose the duty to carry out the legislative policy on another governmental unit.... However, such a grant of authority must contain adequate standards to guide and restrain the exercise of the delegated administrative function.
Commonwealth v. Parker White Metal Co.,
¶ 16 The portions of
§ 9714 . Sentences for second and subsequent offenses
(a) Mandatory sentence.—
(2) Where the person had at the time of the commission of the current offense previously been convicted of two or more such crimes of violence arising from separate criminal transactions, the person shall be sentenced to a minimum sentence of at least 25 years of total confinement, notwithstanding any other provision of this title or other statute to the contrary. Proof that the offender received notice of or otherwise knew or should have known of the penalties under this paragraph shall not be required. Upon conviction for a third or subsequent crime of violence the court may, if it determines that 25 years of total confinement is insufficient to protect the public safety, sentence the offender to life imprisonment without parole.
(d) Proof at sentencing. — Provisions of this section shall not be an element of the crime and notice thereof to the defendant shall not be required prior to conviction, but reasonable notice of the Commonwealth’s intention to proceed under this section shall be provided after conviction and before sentencing. The applicability of this provision shall be determined at sentencing. The sentencing court, prior to imposing sentence on an offender under subsection (a), shall have a complete record of the previous convictions of the offender, copies of which shall be furnished to the offender. If the offender or the attorney for the Commonwealth contests the accuracy of the record, the court shall schedule a hearing and direct the offender and the attorney for the Commonwealth to submit evidence regarding the previous convictions of the offender. The court shall then determine, by a preponderance of the evidence, the previous convictions of the offender and, if this section is applicable, shall impose sentence in accordance with this section. Should a previous conviction be vacated and an acquittal or final discharge entered subsequent to imposition of sentence under this section, the offender shall have the right to petition the sentencing court for reconsideration of sentence if this sentence would not have been applicable except for the conviction which was vacated.
¶ 17
¶ 18 Consideration of the contemporaneous legislative history of this provision reveals that the General Assembly was aware of this deficiency prior to passage of the underlying bill. In 1978, when the enabling legislation for the Pennsylvania Sentencing Guidelines was introduced, Representative Scirica stated that “[t]he purpose of the amendment is to make criminal sentences more rational and consistent, to eliminate unwarranted disparity in sentencing, and to restrict the unfettered discretion we give to sentencing judges.” Pa. House Journal, 3130 (September 21, 1978). These purposes are clearly in accord with due process protections under the United States and Pennsylvania Constitutions. However, when the 1995 amendment at issue was being considered in the Senate, the legislative journal reflects that the statute was intended to give the sentencing judge complete discretion in determining whether a twenty-five year sentence would be “insufficient to protect the public safety.” Senator Greenleaf, who offered the 1995 amendment, remarked:
[W]e have given the court the discretion to give the offender life imprisonment. If he feels this guy should not be out even at 70 years of age, then the judge has the right to do that.... And if you give him life, and if the judge thinks it is appropriate, this bill provides for that as well. But I think it is important to give that judge the opportunity to decide whether it should be 25 years to 50 years or life imprisonment.
Pa. Senate Journal, 1st Spec. Sess. at 254 (September 18, 1995). See also id. at 255-56. Prior to voting on Senator Greenleafs amendment, Senator Andrezeski offered an amendment that would mandate life imprisonment when a defendant is convicted of his third violent crime. Senator Mellow remarked:
If you vote for Senator Andrezeski’s amendment, you are in favor of a person spending the rest of his life in jail for committing a violent crime for the third time. If you vote against Senator An-drezeski’s amendment and in favor of what Senator Greenleaf wants, then you are prepared to leave that discretion up to the judiciary. So let us say it exactly the way it is.
Id. at 256. By enacting Senator Green-leafs version, the legislature was aware of the discretion it was giving to the judiciary under Section 9714(a)(2).
¶ 19 In addition, the journals also reflect that both the Senate and the House understood that no hearing would take place to determine whether twenty-five years to life is “insufficient to protect the public safety.” Senator Greenleaf unequivocally stated that “if you are convicted of that third offense, ... [tjhere is no hearing.... [Y]ou are in the penitentiary for 25 years to 50 years, ... possibly longer, and maybe life.” Id. at 256. When the House considered the amendment, after noting that under the two strikes provision a hearing is held to determine if the convicted defendant is a high-risk dangerous offender, Representative Piccola remarked that “there is no hearing, as Mr. Blaum indicated, after the third offense.” Pa. House Journal, 406 (October 3, 1995). Clearly, then, in addition to giving the judiciary complete discretion to determine whether sentencing a third strike offender to twenty-five years’ imprisonment is “insufficient to protect the public safety,” the legislature did not intend for that determination to be made at
¶ 20 In Specht v. Patterson,
¶21 In Specht, the Court began its opinion by reaffirming its ruling first laid down in Williams v. New York,
¶22 In Gerchman, the United States Court of Appeals for the Third Circuit reviewed a comparable Pennsylvania statute, the Barr-Walker Act of January 8, 1952, P.L. 1851, Pa. Stat. Aun. tit. 19, §§ 1166-1174 (repealed and replaced by
¶23 After Gerchman was convicted, the sentencing court announced that it
¶ 24 Upon review, the Third Circuit concluded that Gerchman’s due process rights were violated “by a determination made at a hearing at which the only evidence against him was the Commissioner’s report to the court containing ultimate findings of fact based upon reports of a “confidential” psychiatric examination and a probation investigation.” Id. at 309. Because neither the Commissioner nor anyone who reported to him appeared at Gerchman’s sentencing hearing, the Third Circuit determined that Gerchman was not provided an opportunity to confront them or cross-examine them regarding the findings of the Commissioner. Though in the instant case the report provided to the sentencing court was not confidential, and in fact, Brown was provided a copy prior to sentencing, I find the facts in Gerchman to be sufficiently analogous.
¶ 25 The Third Circuit found the court’s determination that Gerchman constituted “a threat of bodily harm to members of the public” to be a new finding of fact. Id. at 810. The Third Circuit reasoned that before greater punishment than that provided by statute for conviction of the crime could be imposed, the court had to first make an additional finding of fact that was not an element of the crime committed. This determination, essentially, created an independent criminal offense because it is “ ‘independent of the determination of guilt on the underlying substantive offense.’ ” Id. at 311 (quoting Oyler v. Boles,
If the determination of the independent issue in Oyler [whether one is an habitual offender], limited as it was to judicial records and identity, made the new charge separate from the subordinate offense and thus required full due process, it is surely required here, where the critical new issue, i.e., whether petitioner, if at large, would constitute a danger of bodily harm to the public, is a complex and personal one going far beyond mere records and identification.
Id. See also Williams,
¶ 26 Based on my review of the legislative history of the statute we now review, and of relevant case law, I conclude that the determination of whether twenty-five years’ incarceration is “insufficient to protect the public safety” constitutes a conclusion that must be based upon new findings of fact. Specht,
¶27 In the instant case, Brown was denied his due process rights during that portion of the sentencing proceeding where the court determined that a sentence of twenty-five years was “insufficient to protect the public safety.” That portion of the proceeding merely consisted of the prosecutor’s requesting the court to make the presentence investigation and the State Board report part of the record. Brown’s counsel did not object. The court then asked Brown if he wished to add anything to the record for the court’s consideration. Brown’s counsel told the court that he would not be presenting any evidence regarding the Board’s report. N.T. Sentencing, September 24, 1997, at 8-9. The court then remarked that “upon review of the presentence investigation and the assessment board’s determination, we find that Timothy Brown is a sexually violent predator as defined. Being that the case, move to sentencing.” Id. at 9.
¶ 28 Although the sentencing court did invite Brown to participate in the proceedings, such an invitation was insufficient to afford Brown his due process rights. The transcript of the sentencing proceeding reflects that Brown was challenging the registration section of the Registration of Sexual Offenders Act (Megan’s Law),
¶ 29 Moreover, the procedure used by the sentencing court in the instant case to find Brown to be a sexually violent predator, exemplifies the unconstitutional methods a court may use when given complete discretion in sentencing matters. At the time the court found Brown to be a “sexually -violent predator,” Section 9794 required the court to make that determination “based on evidence presented at a hearing held prior to sentencing and before the trial judge.”
¶ 30 Regarding notice to a defendant,
¶ 31 In summary, the legislature faded to provide explicit standards in
¶ 32 At issue five, Brown further argues that the court abused its discretion in imposing two consecutive life sentences when the court failed to place reasons on the record for doing so. Substitute Brief for Appellant at 19. In reviewing whether the sentencing court has complied with the general standards set forth in the Sentencing Code, our scope of review is limited to the record developed at the time of sentencing.
¶ 33 My review of the Sentencing Transcript leads me to find merit in Brown’s contention. At the sentencing healing, the prosecuting attorney argued to the court that Brown “targets the elderly” and that if Brown were sentenced and later paroled, “he would still be younger than his potential victims and would be a serious threat to those people as well as society at large.” N.T. Sentencing, supra at 12. The prosecutor went on to argue that “[Brown] is 32 years old and [the victim] was an elderly woman.” Id. The court then proceeded to put its reasons for the sentence on the record. The court stated:
THE COURT: I understand that.
MR. CHARDO: Seventy-four years old.
THE COURT: I understand that. I understand the circumstances in which you are indicating. In reading the assessment as I read it, reread it, actually took time to re-read it this morning, this is not a sentence that’s imposed lightly by any stretch of the imagination. And I struggled with the sentence to be imposed.
*746 I read Mr. Brown’s comments on page three of the presentence investigation, of the victim’s investigation and it said he did not think the jail time would serve the person’s problem.
Well, I think we have a very serious problem here. I think Mr. Brown’s antisocial behavior and his mindset is such that it becomes a grave concern to the Court, but in one respect, he may be right unless he believes jail time will cure the problem. However, the whole purpose of Megan’s law and the nature of these types of crimes are, one, to protect society and the concerns that this Court had reading the various assessments made, in fact, by two different members of the assessment board come to the same conclusion trying to find where I could deviate from that ultimate determination not only as a sexually violent predator but as to the appropriateness of sentencing through the — essentially not being caught up by the emotion of it as displayed by the victims’ statements and whatnot, but as to the comments made by the Defendant himself, this Court is convinced that a sentence of twenty-five to fifty years would not be sufficient to safeguard society under this determination of sexually violent predator and as to this particular Defendant himself.
Accordingly, this 24th day of September, 1997, in the docket of 318 C.D.1997, on the charge of rape, count one, I sentence the Defendant to be housed, fed, kept and clothed in a state Correctional Institution for life without parole.
Id. at 12-14.
¶ 34 In reviewing the reasons set forth by the trial court, I do not find a basis for the imposition of two consecutive life sentences. It may well be reasonable to conclude, as did the trial court, id. at 14, that a sentence of twenty-five to fifty years’ imprisonment would not be sufficient to safeguard society as to this particular defendant, had this finding been made at a hearing that afforded Brown his due process rights. This would support the imposition of the first life sentence. The trial court provides no reason for the second life sentence.
¶ 35 Brown was convicted of rape, criminal attempt rape, burglary, and unlawful restraint. The trial court imposed life sentences on only the rape and criminal attempt rape charges. However, the statute mandating enhanced minimum sentences includes, as a designated crime of violence: “burglary of a structure adopted for overnight accommodation in which at the time of the offense any person is present.”
¶ 36 I recognize that the imposition of two consecutive life sentences does not, without more, offend our jurisprudence. Commonwealth v. Button,
¶ 37 Had the trial court, pursuant to
¶ 38 Therefore, after review of the issues raised by Brown, I would reverse and remand for re-sentencing based on my conclusion that the challenged language in
Concurrence Opinion
concurring:
¶ 1 I agree with the Majority’s opinion in all respects. I write separately to comment on the need to preserve the trial court’s discretion in fashioning a sentence under
¶ 2 If the trial court’s discretion is questioned, our Legislature may choose to move in the direction of other jurisdictions with similar repeat offender legislation, where the judiciary is prevented from exercising its discretionary powers and is required to impose a mandatory sentence of life imprisonment. See CaLPenal Code § 667; see also Lisa E. Cowart, Comment: Legislative Prerogative vs. Judicial Discretion: California’s Three Strikes Law Takes A Hit, 47 DePaul L.Rev. 615 (1998). Such an alternative would not benefit this Commonwealth and would send a message that our judiciary is not equipped to determine a sentence that would protect the public safety. I believe our judiciary has the experience, ability and common sense to determine each individual sentence on a case-by-case basis. Each day our trial courts mete out sentences with public safety in mind. A sentence imposed pursuant to
¶ 3 In the instant case, the Appellant is a dangerous and violent repeat sex offender who preys upon the frailties of defenseless elderly women. Under the facts and circumstances of this case, the trial court properly determined that a sentence of twenty-five (25) to fifty (50) years imprisonment was insufficient to protect the public safety.