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Commonwealth v. Brown
314 A.2d 506
Pa.
1974
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*1 Appellant. v. Brown, 1973. Before Submitted November C.J., Jones, Nix and Man- O’Brien, Roberts, Pomeroy, Eagen, JJ. DERINO, Public Assistant

D. III, Benjamin Yansteenburgh, Defender, John It. Public Merrick, Defender, *2 appellant. Melody, and M. Porter, Jr., Joseph Gordon

James Lamb, H. and Assistant District William Attorneys, for Commonwealth, appellee. District Attorney, January Opinion Justice Jones, Me. Chief 1974: of the Unit- the order

Pursuant to October Eastern District of District Court for the ed States Criminal Action No. 71-1811, appel- at Pennsylvania on a 1965 murder second-degree lant was resentenced Quarter of Court Sessions of Chester the conviction that on December 1971.1 At sentence County time, one-half to ten was and years and eight returned to with a commitment prison was appellant duration. Three the days order for the same later, the court amended this increasing making term thus sentence twenty years, to This twenty years. appeal and one-half is from that order. that asserts lower court’s action

Appellant his maximum sentence constituted double raising jeop- the Fifth Amendment and thus violated ardy and Constitution Article Section I, United States 10 of Constitution. Pennsylvania Commonwealth, that the imposition of the contends however, longer merely corrected a prior maximum sentence “slip resentencing District order for the Court’s The basis County finding court the ‍​​​​​‌​‌‌​‌‌​‌‌‌​‌‌‌‌‌‌​​​‌​‌‌​‌‌​‌‌‌‌​‌‌‌​‌​​‌‌‍Chester had that considered a subse its imposing twenty year quently conviction a ten voided 1956 conviction. on therefore sentencing judge the tongue” theory, of this factual In support permissible. factors.2 convinсing to several points Commonwealth and particu- for reasons below given Nevertheless, v. Allen, Commonwealth of our decision view larly we are of the view Pa. 277 A. 2d 803 (1971), aid inadvertence is of no judge’s the sentencing the increased of double jeopardy. as violative being was unlawful Court has held Supreme States The United double jeopardy nor against neither the guarantee bars more severe sentence clause equal protection an accused’s successful following reconviction upon Pearce, North Carolina U.S. appeal. holds thаt pro- Pearce also (1969). However, “[d]ue a defend- against cess . . . vindictiveness requires attacked first convic- ant his having successfully in the sentence he receives after tion no play part must *3 a a at 725. Therefore time 395 U.S. new trial.” on a it imposed sentence is defendant, mоre severe conduct the de- by intervening be justified must the date of the sen- original after occurring fendant at 726. tence. 395 U.S. deals the increase with of an problem

The present an not with increase over the orig- sentence,3 existing retrial as was the case in following inal sentence prior Apparently, resentencing, to the initial there was a sentencing .iudge in which the chambers indicated conference impose going twenty year an he was and one-half to promptness Commonwealth also stressed the sentence. with changed (three days) illegality wаs the sentence and the which originally (eight ten) as and of the one-half to sentence cannot minimum exceed one-half the since the September 26, 1951, 1460, §1, of P.S. §1057. See Act original was, course, case, an sentence in There this but present to our discussion is irrelevant as fact we аre here only subsequent those events which occurred with concerned resentencing the federal order of district court significant not however, distinction, Pearce. That Court Supreme States since the United here both court is without held that a this Court have also defendant once the existing sentence, to increase an parte See Ex Lange, sentence. has to serve that begun v. Sil (18 (1873) 85 U.S. Wall.) ; 308 (1971). 442 Pa. 275 A. 2d verman, our of the instant More for resolution important Al in Commonwealth v. is our decision case, however, an inter that even len, supra, held, alia, wherein we increаse in cor merely designed sentence which is an rect mistake be scrutin judicial inadvertent must ized as as an increase which results from carefully reconsideration of factors from a judicial or change dispute of mind.4 The Commonwealth would this since that an reading it feels Allen, howevеr, increased sentence to correct a “slip tongue” there approved. it is noted While true we factors which negated “slip tongue” in that theory we never indicated case,5 that the establishment of such a “slip” would have altered our result. On con trary, we there exprеssed our “agreement with those jurisdictions holding there is no exception Lange the situation where the increase is designed allegedly to reflect the judge’s true intent. . . .” 443 Pa. at 104, 277 A. 2d at 807.6 We then concluded our discussion

4 Although possible exceptions where, there was some hint of example, (1) original below the minimum mandatory sentence and the mistake is cured within a few hours (2) where the mistake was due to a clerk’s erroneous docket *4 entry, opinion prophylactic the of thrust that indicated ‍​​​​​‌​‌‌​‌‌​‌‌‌​‌‌‌‌‌‌​​​‌​‌‌​‌‌​‌‌‌‌​‌‌‌​‌​​‌‌‍that a rule 104-05, would be more desirable. 443 Pa. at 277 A. 2d at 806-07. 5 443 Pa. at A. 2d 277 at 806. Lange case, Allen, we in which cited held that once a by defendant is sеntenced the court and has commenced to serve sentence, the court is without to increase that during parte Lange, even term of (18 court. Ew Wall.) U.S. (1873). the are of “Lastly, we following language: with the tol cannot be inadvertence alleged such opinion by best stated As public рolicy. erated as a matter of inherent abuses the of possibility Second Circuit, £[t]he increase outweighs to sentences in broad judicial power F. prisoners.’ to a few the of windfalls possibility A. 2d at 807. In of light Pa. at 2d 370.” 443 at in hold must Allen, the enunciated we principles above in case, of thе present the modification sentence returned to after the appellant occurred having a commitment violated the order, to prison pursuant guarantees against and state constitutional federal jeopardy. double one more As noted problem.

There is, hоwever, the the one- below, of court opinion after half ten year initially imposed is federal court order is unlawful since minimum one-half Act September than the maximum. greater 19 P.S. The method of §1, §1057. however, this is not to increase correcting illegality, until the sentence comports thе maximum with as did the lower court this case; rather, statute of our ac- light foregoing discussion, appropriate tion must be to reduce the minimum term until there compliance is and under no circumstances statutory either increase minimum or term. Hence, ten is the most five to severe yeаr punishment can be on at appellant which time. this Quarter the order of the Court of Accordingly, Ses- County sions Chester is reversed, judgment and the case sentence is remanded for vacated, resen- in accordance with this tencing opinion.

Concurring Opinion Mr. Justice Roberts: I readily join opinion Court and wish on the briefly impermissible comment trial court. employed It procedure admitted

279 legal only has that the is the sentence which maximum validity. v. Pa. 243 Daniel, 642, (1968) rel. A.2d Commonwealth ex Carmelo ; (1943). it Pa. 32 A.2d 913 And is con Smith, 347 495, pur the minimum sentence the sole ceded that serves pose ‍​​​​​‌​‌‌​‌‌​‌‌‌​‌‌‌‌‌‌​​​‌​‌‌​‌‌​‌‌‌‌​‌‌‌​‌​​‌‌‍parole by the of administrative notice court authorities.1 present complicated

This case does not a issue. The years trial court a maximum ten sentence of eight years. with a Faced minimum and one-half impermissible with the minimum of and one-half years, sought later court to correct error doubling increasing thereby more than the minimum, doing years twenty. the maximum term from ten In proper the court so, misconstrued its role the sen- tencing function. In this it the maxi- is Commonwealth, legal mum term which has effect as the the minimum must conform to the maximum. See supra. may Commonwealth v. Daniel, The mаximum not be increased an mini- to accommodate excessive mum. controlling

Here trial court overlooked the fea- original namely, ture of sentence the maxi- years—is entirely legal mum—ten an sentence degree pre- conviction of second murder. The sentence degree scribed statute for murder the second is imprisonment twenty years.2 for not more than The initially imposed clearly maximum sentence falls with- statutory in limits. impossible

It is as the trial assume, court did, an statutorily- minimum excessive affixed to a illegal allowed maximum created an 19, 1911, amended, Aсt June P. L. § as 19 P.S. (1964.) Generally, § 1057 the minimum is less than one-half maximum. Act of amended, June § as 18 P.S. (1963). § excessive minimum ineffec- “nullity”. Only thus not be may The legal tive. disturbed. reason nor to believe authority

There neither half when the exceeds the maximum minimum maxi- legal entire sentence is without effect. legal *6 mum sentence nоt increased more may merely by be minimum.3 than the doubling impermissible Mr. Justice and Mr. Justice Manderino O’Brien in join opinion. this concurring 3 Project Justice, ABA on See Minimum Standards for Criminal Relating Sentencing Standards Alternatives and Procedures (Approved Draft, 1968). 6.1(b), 6.2 no §§ “Under ‍​​​​​‌​‌‌​‌‌​‌‌‌​‌‌‌‌‌‌​​​‌​‌‌​‌‌​‌‌‌‌​‌‌‌​‌​​‌‌‍circumstances the court be authorized to increase a term of should imprisonment imposed.” 6.1(b). once it has been § Id. Commentary Advisory Id., See also at 279-80. “The Committee clear, however, the court should not be authorized to in- imposed.” crease a sentence once it has been Concurring Dissenting Opinion by Mr. Jus- tice Nix:

Thеre can be no serious question that a sentence once not be imposed may modified or altered, amended, within even the though statutory period of thirty days1 the effect of such where modification, alteration or amendment constitutes a violation of the double jeоp- clauses of the ardy federal and state constitutions. My difference arises from the belief that this principle of has no applicability law facts of the instant In the appeal. my view distinguishing factor here is the to 10 year direct contra- 8% of the Act of September vention 26, 1951, 1460, 19 P.S. 1057.2 1,§ § L. (Supp. Act of June P. § 12 P.S. § 1032

1973-74). pertinent part: any The statute states person, “Whenever any punish

convicted in court of this Commonwealth of crime imprisonment by penitentiary, able a State shall be sentenced assign and to criminal conduct to define power of the legis the is a prerоgative sanction to be Fur lature and not the branch of judicial government. implementa may delegate thermore, legislature limita tion of to the courts and power proscribe grant. tions the exercise of the under power A. 266 Commonwealth v. 281 Pa. Sweeney, A. 61 Kalck, Commonweаlth v. 239 Pa. (1924); ex 52 Pa. rel. Bates v. (1913); McKenty, Ct. The Act 1951 directs Superior (1913). to a sentence which seeks to commit a male offender State mini must contain a maximum and Penitentiary mum sentence. force With equal provision requires that the maximum not exceed the punishment set for the crime that the lеgislature charged minimum not exceed half of one maximum imposed the court. direc Non-compliance with express tions the act to sentence can conferring only result in an ineffective and futile to exer attempt *7 cise that power.

That we held that have it is the maximum term which has legal effеct as the sentence, v. Daniels, 430 Pa. 243 A.2d 400 Com (1968); monwealth ex rel. Carmelo v. Smith, 347 Pa. A.2d 913 Commonwealth v. (1943); Kalck, supra, Commonwealth ex rel. Bates v. McKenty, does supra, not alter the conclusion. The in failure this case was to impose proper but minimum, although the mini imprisonment any penitentiary therefor in or other institution any county State, municipal in institution, this or or court, pronouncing upon instead of such convict a definite or fixed term pronounce upon imprisonment, shall such convict a sentence of imprisonment Stating for an indefinite term: in such sentence the thereоf; minimum and maximum ‍​​​​​‌​‌‌​‌‌​‌‌‌​‌‌‌‌‌‌​​​‌​‌‌​‌‌​‌‌‌‌​‌‌‌​‌​​‌‌‍limits mawimum limit prescribed shall never eweeed mawimum time or now hereafter penalty offense; as a such and the minimum limit shall never for prescribed by the mawimum eweeed one-half court.” added.) (Emphasis mum is of the legal portion not gravaman of the error is that the employеd in a manner in direct violation terms express grant. it is immaterial my Thus, judgment, as to what portion of the sentence the error relates, if it results from a failure comply express with provisions of the Act of 1951 an efficacious sentence cannot he imposed. of the United reasoning Stаtes Court Supreme

in Bozza v. United States, 330 U.S. 160 is (1947) perti nent. There the trial judge sentenced Bozza appellant to a simple imprisonment term of in violation of the statute which a minimum required as mandatory pen both a fine and alty term of imprisonment. Five hours later the judge recalled Bozza and imposed a fine $100 in addition to the original imprisonment sentence. In upholding this action the Supreme Court “If stated: this inadvertent error cannot be corrected the man ner used here the trial no court, valid and enforce able sentence can be imposed at all. Cf. Jordan v. United 60 F.2d States, with 4, 6, Bаrrow United States, App. D.C. 295 F. 949. This Court has rejected the ‘doctrine that a prisoner, guilt whose is aby established, regular verdict, to escape punish because the altogether, ment court committed an error the sentence.’ In passing re at Bonner, supra 260. The Constitution does not require should be a game which a wrong move by the judge means immunity prisoner. See King v. United 69 App. D.C. States, 98 F.2d 296. In this case the court ‘only set aside it had what no authority to do and substitute directions required [d] law to be done upon the conviction of the offender.’ In re *8 supra at 260. It did Bonner, not twice put petitioner in jeopardy for the same offense. The as cor imposes punishment valid rected, for an offense in an stead of invalid punishment for that offense.” 330 U.S. at 166-167. (Footnote omitted.) espoused is not to reasoning contradictory

This v. Allen, our Court cases. Commonwealth prior аnd Commonwealth 443 Pa. 277 A.2d 803 (1971) v. relied Pa. 275 A.2d Silverman, (1971), in- upon judicial concerned to power majority, crease sentences the first instance. legal which were Bozza in Allen on case was Indeed, distinguished sentence was ground original illegal. I sentence of agree subsequent 8% I years must be vаcated but so conclude because of the enter attempt Court’s this sentence the appel- I lant’s absence. would vacate and remand with the instruction entered sentence erroneously does not limit or restrict Court’s manner, sentence. impose new Boyer, Appellant. Commonwealth 1973. Before November C. J., Argued Jones, Roberts, Pomeroy, Nix O’Brien, Man- Eagen, JJ. DERINO,

Case Details

Case Name: Commonwealth v. Brown
Court Name: Supreme Court of Pennsylvania
Date Published: Jan 24, 1974
Citation: 314 A.2d 506
Docket Number: Appeal, 311
Court Abbreviation: Pa.
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