COMMONWEALTH VS. SEAN BROGAN.
Supreme Judicial Court of Massachusetts
May 10, 1993
415 Mass. 169
Middlesex. January 5, 1993. — May 10, 1993. Present: LIACOS, C.J., WILKINS, ABRAMS, NOLAN, LYNCH, O‘CONNOR, & GREANEY, JJ.
A defendant charged in an indictment with violation of a preliminary injunction was properly tried for criminal contempt in the Superior Court in the county in which the injunctive order was entered. [171-174] NOLAN, J., dissenting, with whom LYNCH and O‘CONNOR, JJ., joined.
At the trial of an indictment alleging three counts of criminal contempt for violation of a lawful court order, the judge properly excluded evidence bearing on the defense of necessity, where the defendant did not demonstrate that any harm would have resulted if the defendant had not violated the order. [174-177] LIACOS, J., concurring.
The prohibitions of an injunction were not rendered unclear or ambiguous by the appearance of the conjunction “and” separating the two proscriptive elements of the injunction. [177-178]
INDICTMENT found and returned in the Superior Court Department on March 28, 1991.
A motion to dismiss was heard by Robert H. Bohn, Jr., J., and the case was tried before him.
The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.
Dwight G. Duncan for the defendant.
Elisabeth J. Medvedow, Assistant Attorney General, for the Commonwealth.
WILKINS, J. The defendant was convicted in the Superior Court in Middlesex County on three counts of an indictment charging him with violating a preliminary injunction issued in the Middlesex Superior Court. A copy of the substance of that injunction is set forth in the margin precisely as it was
The contumacious acts were alleged to have occurred in Brookline in Norfolk County, in Boston in Suffolk County, and in New Bedford in Bristol County. By pretrial motion, the defendant moved unsuccessfully to dismiss the indictment on the ground that the indictment charged no crime committed in Middlesex County and hence the venue was improper. In the first numbered portion of this opinion we shall conclude that venue was proper.
The Commonwealth moved before trial that any evidence relevant to the defense of necessity be excluded from the trial. The trial judge allowed the motion. The defendant was permitted to make an offer of proof concerning the defense of necessity in a voir dire hearing held in the course of the trial.
Both parties grant that the Commonwealth had to prove, as to each alleged incident, that “there was a clear, outstanding order of the court, that the defendant knew of that order, and that the defendant clearly and intentionally disobeyed that order in circumstances in which he was able to obey it.” Furtado v. Furtado, 380 Mass. 137, 145 (1980). The judge put the case to the jury in these terms. The defendant objects, however, to the judge‘s instruction to the jury that so interpreted the injunction as to deny to the defendant a particular argument that the injunction was not clear and unambiguous. We reject this contention in the third numbered section of this opinion.
The facts presented to prove that the defendant was guilty of criminal contempt are not important to an understanding and resolution of the issues argued on appeal. There was evidence that (1) on August 23, 1990, the defendant with others blocked entrance to an abortion clinic on Beacon Street in Brookline, (2) on November 2, 1990, he trespassed and obstructed activities at a facility that provided abortion counselling and services in the Brighton section of Boston, and (3) on January 17, 1991, he trespassed and obstructed activities at a facility in New Bedford that performed abortions.
1. The defendant argues that he had a constitutional right to be tried in the vicinity where the facts on which the indictment is based allegedly happened and that, in these circumstances, “in the vicinity” means in the counties of Norfolk, Suffolk, and Bristol, respectively, and not in the county of Middlesex, where he was tried. See
There are opinions in which the requirement of art. 13 of a trial “in the vicinity” has been stated as meaning a trial in the county where the events are alleged to have occurred. See Commonwealth v. Ries, 337 Mass. 565, 569 (1958); Commonwealth v. Anthes, 5 Gray 185, 223 (1857). In neither opinion, however, was the comment made in connection with a defendant‘s challenge to the venue of his trial. In Commonwealth v. Parker, 2 Pick. 550, 553 (1824), this court said that the use of the general term “vicinity,” rather than the more precise, technical term “county,” by the drafters of art. 13, indicates an intention that a narrow interpretation of the word “vicinity” was not appropriate. In the Parker case, this court said that art. 13 does not bar “a trial of an offence, in any other county than that in which it happened; nor is it affirmative of a right in the citizen to be tried in any particular county.” Id. It is well established that “[a]lthough art. 13 imposes some limitation on the places where a criminal defendant may be tried, it allows the Legislature discretion, consistent with the public interest and the interests of justice, to establish venue requirements for criminal trials.” Opinion of the Justices, 372 Mass. 883, 897 (1977). See Commonwealth v. Duteau, 384 Mass. 321, 323-324 (1981). See also
There is no statute prescribing any particular venue for the trial of an indictment alleging contempt of a court order. The venue question, therefore, is one of common law within any limitation that art. 13 may impose. In Crocker v. Justices of the Superior Court, 208 Mass. 162, 180 (1911), this court held that a trial judge had the authority under the common law to transfer a criminal trial to another county, but in that case the defendant wanted the transfer and did not assert any art. 13 rights. We have said, as to a criminal contempt proceeding for nonsupport, that ordinarily such a trial “should be held in the court whose order is alleged to have been contumaciously violated.” Furtado v. Furtado, supra at 143.3
As a principle of common law, consistent with the inherent right of a court to punish for a violation of its own orders, a defendant may properly be tried for criminal contempt in the court in which the order was entered. See generally as to the contempt authority of a court, Matter of Vincent, 408 Mass. 527, 530 (1990) (“[i]t is well settled that a court has the inherent power to impose sanctions for contempt of its orders“); Doe v. Commonwealth, 396 Mass. 421, 422 (1985) (“[a] court has the inherent power to impose sanctions for contempt of its orders“); New England Novelty Co. v. Sandberg, 315 Mass. 739, 746, cert. denied, 323 U.S. 740 (1944) (“[e]very court of superior jurisdiction has the inherent power to compel obedience to its decrees and to punish those who obstruct or degrade the administration of justice“).4 Any limitation on this common law principle by ap-
One concept underlying art. 13 is that fairness to a defendant normally requires that the defendant not be transported far away for trial but rather be tried where there is access to witnesses and evidence for the defense. See D.L. Kershen, Vicinage, 29 Okla. L. Rev. 801, 806-807, 810 (1976). Today, more convenient means of communication and transportation than existed in 1780 makes geographically less narrow art. 13‘s mandate of fairness. We think it is neither mischievous nor unjust to try a person in Cambridge for contempt of a Middlesex Superior Court order committed in the abutting city of Boston or in the adjacent town of Brookline.5 Neither logic nor fairness nor art. 13 nor the common law requires that there be three separate trials in three separate counties of the violations with which the defendant is charged.6
2. The trial judge properly excluded evidence bearing on the defense of necessity. The circumstances did not warrant submission of the defense of necessity to the jury, and the judge properly allowed the Commonwealth‘s motion in limine to exclude any evidence purporting to bear on that
In deciding whether circumstances might justify a defendant‘s unlawful conduct because that conduct was necessary, courts generally have looked first to the question whether the harm of the crime committed by the defendant, as a matter of policy, was significantly exceeded by the harm that would have resulted if the defendant had not violated the law. See id. at 729-730; Commonwealth v. Schuchardt, 408 Mass. 347, 349 (1990); Commonwealth v. Hood, 389 Mass. 581, 590-591 (1983); Commonwealth v. Brugmann, 13 Mass. App. Ct. 373, 376-377 (1982).
It is the apparently universal view of courts that there is no harm, as that concept is understood in the necessity defense, in the lawful activities of clinics providing abortion counselling and services. Many courts reach this conclusion because a woman‘s right to an abortion is constitutionally protected under Roe v. Wade, 410 U.S. 113 (1973).7 See Moe v. Secretary of Admin. & Fin., 382 Mass. 629, 647, 654-655 (1981). Some courts have arrived at this conclusion because a State statute recognized the lawfulness of abortions.8 Other courts have relied on the existence of both a Federal constitutional right and State legislation legalizing
A claim of the defense of necessity is particularly suspect in this case. In the cases just cited from other jurisdictions, the criminal activity involved trespass, obstruction of passageways, or similar conduct. Here the defendant violated a court order directed against him by name and forbidding the specific acts that the defendant committed. Moreover, on its face, the injunction stated, pursuant to provisions of the State civil rights law (
The defendant‘s offer of proof on his defense of necessity does not make inapplicable the principles we have just stated. He offered to show the circumstances of an incident that occurred outside a Brookline clinic on December 18, 1990, to demonstrate that he believed that abortions not authorized by law were being performed. The incident did not occur at the clinic in Brookline where the defendant obstructed access. In addition, it occurred after two of the contempt violations with which the defendant is charged had taken place (Brookline and Boston), and it did not occur at the clinic (New Bedford) where the defendant thereafter allegedly violated the court order. Moreover, the incident does not tend to
3. The judge correctly construed the injunction when he instructed the jury that the defendant would be guilty if they found that he had violated any one of the six obligations set forth in the order, provided that the jury also found that the order was clear and unambiguous, that the defendant had knowledge or notice of the order, and that he clearly and intentionally disobeyed it.11 We, therefore, reject the defendant‘s argument that the judge erred in foreclosing the jury from considering whether the injunction forbade conduct that was described in clause (a) only if that conduct was coupled with conduct described in clause (b). From the format of the injunction, see note 1 above, it is apparent that the defendant was enjoined (1) from the conduct described in clause (a) (which concerns facilities) and (2) from the conduct described in clause (b) (which concerns people). If the two clauses were intended to have an interrelationship, there would be no reason to have subclauses separated and designated as “a” and “b.” Moreover, the break after the word “from” indicates that each clause is to be read with the words “enjoined from” serving as an introduction to it, so as to state in effect that the defendant is “enjoined from (a), and enjoined from (b).” No reasonable person could read the
We find some justification for the use of “and” and for its adequacy in describing two separate elements in the injunction in the Commonwealth‘s argument that the word “and” is appropriate in criminal indictments and complaints charging the violation of a crime that could be committed in more than one manner. An indictment or complaint should “not charge a party disjunctively, so as to leave it uncertain what is relied on as the accusation against him.” Commonwealth v. Grey, 2 Gray 501, 501-502 (1854). This rule of long standing is based on the requirement of certainty in criminal pleading. See Commonwealth v. Dowe, 315 Mass. 217, 220 (1943); Commonwealth v. Curtis, 9 Allen 266, 269-270 (1864). “Where a crime can be committed in any one of several ways, an indictment properly charges its commission in all those ways, using the conjunction ‘and’ in joining them. Then the defendant should be convicted if it is proved that he committed the crime in any of those ways.” Commonwealth v. Dowe, supra at 219-220. See Commonwealth v. Murphy, ante 161, 164 (1993). Thus, by analogy, an injunction forbidding the doing of (a) and (b) would be violated by the doing of either (a) or (b).
The real test for our purposes, however, is whether a reasonable person would be warranted in concluding that the prohibitions of the injunction were not clear and unambiguous because of the presence of the word “and.” We conclude that there is no reasonable basis for construing the injunction as the defendant argues that it should be construed.12
Judgments affirmed.
I write separately to emphasize my continuing concern with the use of motions in limine to prevent evidence supporting a defense from being heard by the jury. Commonwealth v. Hood, 389 Mass. 581, 596 (1983) (Liacos, J., concurring). Additionally, I remain concerned about this court‘s use of the competing harms test to engage in “speculative judicial fact finding.” Commonwealth v. Hutchins, 410 Mass. 726, 733 (1991) (Liacos, C.J., dissenting). I need not reiterate here the analysis I set forth in those opinions. It is sufficient simply to point out that the rationale behind the common law defense of necessity is based on the recognition that “the value protected by the law is, as a matter of public policy, eclipsed by a superseding value which makes it inappropriate and unjust to apply the usual criminal rule.” Commonwealth v. Brugmann, 13 Mass. App. Ct. 373, 377 (1982). I believe that a jury, not a judge, ordinarily should be allowed to determine such an issue. “The essential purposes of the jury trial are twofold. First, the jury temper the application of strict rules of law by bringing the common sense judgment of a group of laymen to the case. Second, the jury stand as a check on arbitrary enforcement of the law. . . . The legitimacy of a jury verdict depends on the ability of the jury to perform these two functions.” [Footnote omitted.] Commonwealth v. Hood, supra at 597 (Liacos, J., concurring). See Commonwealth v. Schuchardt, supra at 352-353 (Liacos, C.J., concurring in part & dissenting in part).
We have recognized exceptions to the general rule if a fair trial in the county in which venue is proper cannot be obtained or if the Legislature amends the general rule, within constitutional limits. See Crocker v. Justices of the Superior Court, 208 Mass. 162, 180 (1911) (impartial trial impossible in court of proper venue). Each of the exceptions boasts of common law origin. We have upheld these exceptions in the face of historical evidence that they were “recognized and utilized prior to the adoption of art. 13, both in England and in Massachusetts.” Opinion of the Justices, 372 Mass. 883, 897 (1977).
In the present case, the injunction issued from the Superior Court in Middlesex County. Brogan committed the allegedly contumacious acts in Bristol, Norfolk, and Suffolk Counties. The defendant‘s trial took place in Middlesex County. As the issuance of an order is not a criminal act attributable to the defendant, and because the facts do not fall within either of the aforementioned exceptions, I conclude that a trial in Middlesex County is inappropriate. Accordingly, I dissent.
Today the court engrafts its imprimatur on the absence of venue here in a mischievous, unjust, and heretofore unprecedented manner. Lacking historical support, or any support for that matter, the court declares: “As a principle of common law, consistent with the inherent right of a court to pun-
The court states, ante at 173, “We have said as to a criminal contempt proceeding for nonsupport that ordinarily such a trial ‘should be held in the court whose order is alleged to have been contumaciously violated.’ Furtado v. Furtado, supra at 143.” The present case is unlike Furtado. Nonsupport does not involve an alleged contumacious act occurring at a specific place other than the county where the court sits. Nonsupport involves inaction and no constitutional or traditional value is offended by a rule that would require a trial in the court whose order is violated. In the present case, however, the defendant is charged with performing criminal (
In deciding that a defendant may properly be tried for criminal contempt in the court in which the underlying order was entered regardless of the locus of the act, this court rewrites the common law to mean essentially what it wants it to mean. Indeed, with the wink of an eye and a nod of the head this court disembowels a rule that has been “established by history and experience.” Commonwealth v. Ries, 337
It is clear that the court today has issued an invitation to the Commonwealth to go “forum shopping” whenever it wishes. The court neglects to point out that the Superior Court is Statewide and our settled principles of venue require the Commonwealth to bring its Superior Court actions in the appropriate county.
This court is not empowered to declare that the venue concept lacks meaning in these circumstances. Accordingly, I dissent.
Notes
“After hearing, it is ORDERED that the above named defendants, and their officers, agents, servants, employees and those persons in active concert or participation with them who receive actual notice of this Order, are preliminarily enjoined from:
“a. trespassing on, blocking, or in any way obstructing access (either ingress or egress) to any facility in the Commonwealth which provides abortion counselling or services, and
“b. physically restraining or obstructing or committing any acts of force or violence against persons entering, leaving, working at or seeking to obtain services from any facility in the Commonwealth which provides abortion counselling or services,
until further order of the Court.
“Pursuant to
/s/ Peter M. Lauriat, J.
Peter M. Lauriat
Justice of the Superior Court
“Dated: May 21, 1990.”
We observe that the dissent implicitly rejects the defendant‘s argument that art. 13 barred his trial for contempt in the Middlesex Superior Court.
