*1
Antoine Pennsylvania, of COMMONWEALTH v. (at 27) COLEMAN, Jr., Appellant L.
Robert Pennsylvania, COMMONWEALTH (at 111) FREEMAN, Appellant Brian L. Pennsylvania. Superior Argued April 1995. Aug.
Filed 13, 1995. Reargument Denied Oct. *4 Renn, York, Breeland, appellant. K. for Antoine
Richard Coleman, Jr., York, for Robert L. Eugene Campbell, R. appellant. Pell, York, Freeman, appellant. for Brian L.
Daniel M. *5 Com., Fawcett, York, Christy Atty., H. Asst. Dist. for appellee. SOLE, CAVANAUGH, DEL
Before McEWEN and JJ. CAVANAUGH, Judge: 19,1994, Breeland, April appellants Antoine Robert
On
Coleman,
charged, by
L.
Brian L. Freeman were
Jr. and
indictment,
federal
with distribution of crack cocaine and
19, 1994,
conspiracy
April
to distribute crack cocaine. Also
homicide,
City
charged appellants
York
Police
with criminal
assault, robbery,
conspiracy
and criminal
to com
aggravated
mit
arose out of a
charges
these three offenses. The
drug-related shooting incident
which one man was killed
seriously
and another was
wounded. The case on the federal
to trial
and Free
charges proceeded
appellants
Coleman
counts;
guilty
appellant
man were found
on both
while
Bree
guilty
charge
acquitted
land was found
of the distribution
but
charge.
all
filed
conspiracy
Appellants
subsequently
motions
that the state
was barred
pretrial
alleging
trial,
principles
virtue of the federal
under
of double
rejected
collateral
The trial court
jeopardy
estoppel.
and/or
and denied relief. These consolidated
appellants’ arguments
review,
appeals followed. After careful
we affirm.1
first contend that
the federal verdict bars the
Appellants
trial of the related state offenses under
of double
principles
jeopardy,
underlying
because
same
facts and conduct are
necessary
prove
both the federal and state offenses. More
quash
appeal,
1. The Commonwealth has filed a motion to
this
Brady,
accordance with Commonwealth v.
510 Pa.
Before
inquiry. Appel-
of our double
scope
jeopardy
determine the
by the
inquiry
lants
the
was established
proper
contend that
Corbin, 495
v.
U.S.
Supreme
Grady
United States
Court
(1990),
508,
2084,
adopted by
109
548
110 S.Ct.
L.Ed.2d
jeopardy analysis in
this
for
of state double
purposes
Court
Labelle,
179,
To determine whether a
requires
applica
the
the
the
jeopardy,
prong
inquiry
first
of
U.S.,
299,
180,
Blockburger
tion
the
284 U.S.
52 S.Ct.
of
[v.
the stаtu
compares
76
306
test. Blockburger
]
L.Ed.
determine whether
elements
the
offenses to
tory
charged
of
is a
offense
are
identical or one
lesser included
they
either
of
statutory provision requires proof
of
other.
If each
the
not,
not the
they
an additional fact which the other does
are
as such
Blockburger
prosecu
“same offense” under
the
initial
the
prong
inquiry.
tion survives the
in Gra-
inquiry
The second
the
was established
prong
if
muster under
the
dy.
pass
Even
the offenses would
Labelle,
adopted
Grady
by this
that
test was not
Court
We note
the
Supreme
decision.
in the sense that we chose to follow
Court’s
Supreme
interpreting federal
Decisions of the United States
provisions, provide
degree
of constitutional
constitutional
minimum
defendant,
protection
a
and are
which must be afforded
criminal
provisions.
equally applicable
analogous
state constitutional
Com-
Edmunds,
374, 388,
887,
894
monwealth v.
526 Pa.
586
mandate,
Grady
a
Court could
test was
constitutional
this
accept
reject
recognized
simply
not
as we
fit. We
this
or
test
saw
jeopardy analysis in
Appellants
fact in Labelle.
misstate our double
Grady
they reprеsent
simply adopted
case when
that we
test.
test,
Grady
Court held that an additional
Blockburger
must be met to overcome
requirement
challenge.
government,
“[whether]
We must determine
offense charged
[a
to establish an essential element of an
conduct
that consti-
subsequent] prosecution,
prove
will
already
the defendant has
tutes an offense for which
been
prosecuted.”
Grady v.
Corbin,
[495]
U.S.
at
[520],
added)
(emphasis
[in
Commonwealth omitted). (1991) (footnote 169, 171 Smith, 31, 33-34, 626 A.2d Pa.Super. v. Commonwealth Mitchell, (1993), quoting, 179-80 *7 (1992). 229, 1093, 1094 227, Pa.Super. that the United Su-
The Commonwealth counters
States
the second or “samе con-
preme
specifically
Court
overruled
Dixon,
in
v.
509
prong
Grady
duct”
of the
test United States
(1993). Thus,
688,
2849,
the
113
Appellants,
(1)
in
the
applicable
present
duct” test is
case because:
only
application
decision in Dixon has
a limited
and
Court’s
(2) the double
only nominally
Grady;
jeopardy
overruled
affords
Pennsylvania
greater protec-
clause of the
Constitution
(3)
Constitution;
tiоns to an accused than the Federal
and
“same conduct” test has been the law of this Commonwealth
in
Bol-
since our
Court’s decision Commonwealth v.
Supreme
den,
602,
472 Pa.
After federal and reviewing applicable caselaw, agree nia we with the Commonwealth that the Block- test, “same elements” which was in Dixon burger reespoused jeopardy as the under a federal double only inquiry necessary analysis, only inquiry necessary perform is likewise the when in ing jeopardy analysis Pennsylvania. a double From a Dixon, decision in it is Supreme review the U.S. Court’s
155 and emрhatically clear the Court abundantly specifically that as Grady, test rejected the “same conduct” overruled prece- Supreme inconsistent with both earlier Court wholly understanding and the clear common law dent Dixon, at-, 125 at 509 U.S. S.Ct. jeopardy. con- that the “same at 573. The Court also noted L.Ed.2d Grady unstable espoused proved had be duct” test confusion, be and must continuing source of application at---, 2863-64, Id. at 113 S.Ct. overruled. at 576-77. L.Ed.2d recently has ad- supreme note that our court
We also
Pa.
Caufman,
dressed,
(70
1995),
July 20,
W.D.App.Dkt.1993,
filed
Grady
perform-
test
“same conduct”
when
applicability
Caufman,
recog-
In
court
jeopardy analysis.
a double
ing
Grady
the United
expressly
had been
overruled
nized
Dixon,
test
the “same conduct”
Supreme
States
Blockburger
rejected,
that the
“same elements”
had been
a double
again
inquiry
performing
was once
the sole
when
test
156 v. (1993); 646, A.2d 151 Commonwealth Pa. 633 535 granted, 871, 8, n. 8 463, 876 Marconi, 472 n. 490 Pa.Super. 340 (1985).3 “same con- the reject argument appellants’
alsoWe
law of this Commonwealth
the
long
duct” test has
been
first
courts. We
by Pennsylvania
except
overruled
cannot be
nonmajority decision
was a
the decision
Bolden
note that
Mignogna,
v.
Commonwealth
binding.
thus is not
See
decisions of
188,
(nonmajority
Pa.Super.
binding).
are not
cоurt
supreme
does not
simply
that Bolden
further
conclude
alsoWe
rely
language
on the
Appellants
appellants’ position.
support
a
Bolden,
against
protects
clause
jeopardy
that the double
single
for a
“by
prosecutions
successive
being harassed
person
After
Bolden,
618,
A.2d at 97.
supra
act.”
'wrongful
and the court’s
by appellants
cited
reviewing
language
Bolden,
support
proposition
find no
for
holding
we
a “same conduct” test
historically applied
has
Pennsylvania
The court
analysis.
jeopardy
a double
conducting
whеn
on defendant’s
that “if a mistrial
is ordered
Bolden held
misconduct
grossly negligent
to intentional or
motion due
is
judge,
reprosecution
or the
part
prosecutor
of the
641, 373 A.2d at
clause.” Id. at
the double
barred
provision
Pennsyl-
party
of the
We
that where a
contends that
note
corresponding
protection than a
provides greater
vania Constitution
Constitution,
parly must brief and
States
provision of the United
analyze
following
factors:
at least the
four
1)
provision;
Pennsylvania
the text of the
constitutional
caselaw;
2)
including Pennsylvania
history
provision,
states;
3)
caselaw from other
related
considerations,
4)
including unique
and local
policy
issues
concern,
juris-
Pennsylvania
applicability within modem
and their
prudence.
Here,
Edmunds,
appellants have failed
supra at
157 or formu- to the existence has no relevance holding 109. This respect Pennsylvania. With a “same conduct” test lation of that succes- upon by appellants, relied language specific to the we act are wrongful prohibited, a single for prosecutions sive language general to read into such attempt reject any jeopardy for double “same conduct” test of a requirement purposes. dealing with
Moreover,
Pennsylvania
review of
caselaw
our
аpplied
our courts
issues reveals that
jeopardy
double
until the time
exclusively up
“same elements” test
Blockburger
in Grady.
its decision
handed down
Supreme
the U.S.
Britcher,
515, 563 A.2d
Pa.Super.
v.
386
Commonwealth
See
(1991) (court’s
(1989),
We to the of state pellants any do not contend that the offenses the they identical or that fall into the prosecutions federal are Appellants’ argument lesser included offenses. category of their entirely prong. “same conduct” We view focused implicit failure issue concession argue to brief this as In any Blockburger prosecution. does not bar event, of statutory definitions each of after review charges jurisdictions, charged we conclude that each both proof charges offense of an additional fact which requires such, in the the state jurisdiction prosecu other do not. As by Blockburger.4 tion is not barred required part apply conduct” test as Even if we were "same jeopardy analysis, issue a we would conclude that the conduct at that the state Appellants prosecution next contend provides § 111 That section is barred of the Crimes Code. as follows: prosecution
§ former 111. When barred jurisdiction. in another the concur- conduct constitutes an offense within
When jurisdiction rent of this Commonwealth and United state, such other any States or аnother jurisdiction a bar to a this subsequent prosecution is under the circumstances: following *11 (1) acquittal first resulted an or a prosecution The (relating conviction as defined section 109 of this title to barred former for the prosecution prosecution when offense) is based on subsequent prosecution same and the the conduct same unless:
(i)
formerly
the offense of which the defendant was
for
he is
acquitted
convicted or
and the offense
which
of
fact
subsequently prosecuted
requires proof
each
a
of
required by
defining
not
the other and the law
each
substantially
offenses is intended to
a
prevent
such
evil;
different harm or
or
prosecution,
appellants
in the state
was not the same conduct for which
already
prosecuted
applying
had
been
in federal court.
In
the "same
that,
test,
Supreme
an
“[It]
conduct”
the U.S.
Court cautioned
is not
inquiry
The
is what
'actual evidence’ or 'same evidence’ test.
critical
prove,
the evidence the State will use to
conduct the State will
not
Corbin,
Smith,
quoting, Grady
prove
supra,
conduct.”
495 U.S.
508,
2084,
(1990). Thus,
purposes
for
of a
110 S.Ct.
(ii) when was not consummated the second offense began. former trial terminated, the
(2) after was The former found, a order byor final acquittal indictment was not set the which has been for defendant judgment or aside, which final order acquittal, or vacated and reversed incon- necessarily a determination judgment required or be for convic- fact which must established sistent with a subsequently is of which the defendant tion of offense prosecuted. 6, 834, 1,§ No. effective June Dec. P.L. § 111 determining applica- § 111. In whether is
18 Pa.C.S.A. case, are relevant: following inquiries given ble in a (1) un- proposes the Commonwealth Is the conduct for which individual dertake based on same jurisdiction? by the other prosecuted was (2) of a fact not require proof prosecutions Do each by the other? required designed prevent law the state offense defining Is the defining or evil the law substantially different harm than jurisdiction’s offense? other *12 359, 329, Pa.Super. 611 Scarfo, 416
Commonwealth (citations omitted). (1992) 242, It is howev- necessary, not 256 analysis. § in 111 er, every each these inquiries to make This has stated: is prosecution not based subsequent
If conclude that the we then our prosecution, as the federal the same conduct in since the statute makes clear analysis is concluded subsequent Common- prosecution such situation If, howеver, we conclude the subse- wealth is not barred. “is based on quent prosecution by appellant prosecuted conduct” for which was same if proceed only can government, federal (1) each of the following of the conditions exist: both proof required of a fact not prosecutions requires (2) other; which the Commonwealth upon the statute is prevent substantially based is intended to different harm than is the federal statute ... It would seem that an affirmative answer to the inquiry initial lowers the to the subsequent prosecution bar and that an affirma- only response tive to both of the remaining inquiries can lift the bar.
Id. 359-360, 257, quoting Commonwealth v. 611 A.2d at Abbott, (1983). 479, 488-89, 644, 319 Pa.Super. 466 A.2d § 111 begin analysis
We our an with examination of the first inquiry: whether prosecutions two are based upon the Mascaro, In Commonwealth v. same conduct. we defined “the same conduct” to encompass “any and all criminal behav- ior in support committed of a ‘common and continuing Id., 420, 427, 998, scheme.’” 260 Pa.Super. 394 A.2d different, Clearly, conduct is at issue between the charge federal of distribution of drugs, and the state charges homicide, aggravated assault and robbery. A morе difficult question is posed as to whether different conduct is at issue with respect to the state conspiracy charges (conspiracy to homicide, commit assault, aggravated and robbery), and the federal conspiracy charge (conspiracy to distribute drugs), where the homicide, assault, evidence related to the robbery is introduced attempt prove the federal conspiracy.
“The evil against which conspiracy statutes are directed is the illegal agreement or combination for criminal purposes. Separate underlying predicate merely acts are circumstantial proof of the agreement.” Commonwealth v. Savage, Pa.Super. (emphasis original). in any conspiracy charge, it will be alleged that an illegal agreement engage criminal activity has occurred. For purposes of a “same conduct” it analysis, is the object ultimate or purpose of that illegal agreement which will issue, be the conduct at may which not be the same *13 subsequent prosecution. conduct, significant therefore, The lies not in predicate the acts which or suрport establish the existence of a conspiracy, but with the actual criminal purpose offense)
(or or to be promoted intended criminal which is conspiracy. the by furthered Common analysis find for such support
We (1991). There, Traitz, Pa. 597 A.2d wealth prosecution a for considered whether Supreme Court our Act was Corrupt Organizations Pennsylvania the violations of of for violations the prior a federal barred (RICO). Act Corrupt Organizations Racketeer Influenced was at issue both the “same conduct” examining In whether and then stat the Court reviewed both stаtutes prosecutions, ed: conduct, illegal underlying not the is of
It the course acts, the are the focus of two individual criminal that therefore, examined, is to the The conduct be statutes. racketeering a of evincing pattern an individual conduct of not the individual of- The lies with activity. significance racketeering activity, of in the culminating pattern fenses of pattern the promoted the scheme is but racketeering activity. the at We same
Id. believe of here, as focus the applicable framework is analytical accomplish agreement conspiracy illegal statute is the criminal underlying and not the individual specific purpose, reviewing involving conspira §a claim acts. when only scheme” will be continuing a “common and cy charges, is the conspiracy or each goal purpose found where jurisdictions. in both same
Here, of the purpose federal prosecution, illegal drugs; clearly was distribution conspiracy in the acts involved actual appellants’ the relevant conduct was hand, In the other drug prosecution, distribution. the state kill, assault rob conspiracy wаs purpose and/or individuals; was the and the relevant conduct specific two two rival plot against execution of this these planning and was drugs by appellants’ distribution of drug dealers. The in the state was only peripherally implicated such, As conspiracy. or of that purpose goal not the ultimate *14 163 we conclude that the subsequent prosecution state was based conduct upon which was different from the prior federal Appellants’ merit, trial. argument is without § 111 does not bar the prosecution.5 state issue,
In the final appellant Breeland аsserts that the prosecution is by barred the doctrine of estop collateral pel.
“The doctrine of estoppel collateral prevents relitigation parties between of an issue where that issue has been previously decided a competent legal forum. The doc- trine applicable is to criminal prosecutions as well as to civil Wallace, matters.” Commonwealth v. 576, 411 Pa.Super. 581, 345, 602 doctrine, 348 The part “which is of the concept of double jeopardy, requires that where an ultimate fact has been necessаrily established favor of a defendant in a former prosecution, may the issue not be re- litigated any subsequent proceeding against the defen- Wharton, dant.” Commonwealth v. 430, 432, 406 Pa.Super. 696, (citations 697 (emphasis in original) omitted).
Smith, supra 36, 626 A.2d at In 181. determining whether estoppel collateral applies general from a verdict of acquittal, the United States Supreme Court has stated: previous
Where a judgment acquittal was based upon a verdict, general case, as is usually the this approach re- quires a court to “examine the prior record оf a proceeding, Although necessary 5. it is not remaining inquiries, § review the First, briefly we will questions. address both the offenses in each prosecution required proof required of a fact not in the other. We have already so appellants' determined in our resolution of supra. claim respect With inquiry, to the final we find that the laws defining the offenses in each substantially address different Wetton, 100, Compare harms or evils. Commonwealth v. 537 Pa. (1994) (federal A.2d 574 drug charges designed are to further governmental eliminating interest pervasive drug trafficking (state society) Scarfo, network in our supra charges with stemming from individual, murder, against violent acts directed an such as are de- signed physical against to deter invasions' pro- individual citizens and public safety). tect the necessary even if it were to reach these inquiries, two we would conclude that there is no merit to the conten- § tion that the state is barred evidence, charge, and the pleadings, into account
taking matter, jury a rational and conclude whether other relevant than upon an issue other grounded its verdict could have from consider- seeks to foreclose the defendant which in a frame and practical “must be set inquiry ation.” The of the proceed- to all the circumstances eye viewed with ings.” Swenson, 444, 90 S.Ct. U.S.
Ashe *15 v. (1970); also Commonwealth Scho- see L.Ed.2d 475-6 maker, 404, 461 Pa. acquit- the jury that because Breeland contends
Appellant necessarily it con- charge, conspiracy him of the federal ted guilty not he not involved cluded that was and/or been introduced homicide/assault/robbery charges, which had such, As Breeland maintains that proof conspiracy. as prosecution on these estoppel subsequent bаrs his collateral charges in state court.6 trial, conclude of the federal we
After the record reviewing state subsequent does not bar the estoppel that collateral conspiracy acquitted of the federal Breeland was prosecution. its on a however, could have based verdict charge. The jury, no agreement appellant between finding simply that there was fact, did, in so co-conspirators. jury If the alleged his and any for it to make conclude, necessary it not have been would determinations, evidence regard any underlying to with such, charge. As conspiracy to prove offered which was lacks merit. argument this final arguments meritless the raised have reviewed found We charged The offenses by appellants. (homicide, aggravated as- subsequent state offenses)
sault, robbery, conspiracy commit these three Code, § of the Crimes jeopardy, are not barred therefore, We, affirm the lower court’s estoppel. or collateral estoppel Appellants have not raised collateral Freeman Coleman Breeland, they were cоnvicted appeal. Unlike both as issue this Thus, they charge they court. cannot now of each faced in federal in their was an fact which was established contend that there ultimate prosecution. in the former favor order which denied appellants’ pretrial motion to dismiss the charges grounds. these
Order affirmed.
McEWEN, J. concurs the result. SOLE,
DEL J. files a Concurring Statement. SOLE,
DEL Judge, concurring: join I that, the decision of the Majority but wish to reiterate for the reasons expressed footnote 3 at page we are no making determination on the issue of double jeopardy pursuant our state’s Constitution.
664A.2d 1364 Pennsylvania COMMONWEALTH of *16 CAMERON, Appellant. Ronald Superior Pennsylvania. Court of
Argued June 1995. Sept.
Filed
