449 Mass. 316 | Mass. | 2007
In July, 2004, a jury in the Superior Court found the defendant guilty of murder in the first degree on a theory of deliberate premeditation, G. L. c. 265, § 1, for his participation in a homicide that had occurred fifteen years earlier, in July, 1989. The defendant was arrested after his coventurer confessed; the two men had successfully concealed their involvement in the crime for more than eleven years.
On appeal, the defendant challenges certain evidentiary rulings by the trial judge; argues that the prosecutor made improper statements in his closing argument; claims that certain of the jury instructions were erroneous; and contends that trial counsel was ineffective for failing to seek a jury instruction on involuntary manslaughter. We affirm the conviction, and conclude that there is no basis to exercise our power under G. L. c. 278, § 33E, to reduce the conviction of murder in the first degree or to order a new trial.
1. Facts. The evidence presented at trial permitted the jury to find the following facts. The victim was shot to death in the early morning hours of July 3, 1989. An eyewitness, James Jones, testified that he and the victim were talking in the parking lot of a Brockton bakery when Jones noticed a blue pickup truck, in which there were two white men and a tan-colored dog, driving slowly down the street toward them. As the truck approached, Jones heard the passenger say to them, “Did you see . . . ?” Jones then saw a rifle with a scope being pointed out of the passenger side window at them as the passenger said, “Well, how do you like this?” Jones testified that “something told me to get the hell out of here,” and he and the victim began to run away from the truck. Four or five rifle shots followed, one of which struck the victim in the back, killing him. Other shots hit a wall and car windows near where Jones had
At the time of the homicide the defendant was living in Whitman with his then-wife, Victoria, in an apartment above one occupied by Glen Alebord and Alebord’s girl friend at the time, Heidi Eaton. According to Eaton, between approximately 11 p.m. and midnight on the evening of July 2, the defendant and Alebord, who had been drinking together, drove to Brockton in Alebord’s pickup truck “to party,” bringing with them two dogs, one black and one tan.
Alebord then told Eaton that he and the defendant were going to return to Brockton with Alebord’s shotgun in order to “scare” the men. Alebord retrieved his shotgun from his bedroom, and he and the defendant then left the apartment in the defendant’s car. The two men returned to the apartment approximately one hour later, telling Eaton that “where they had been earlier” was now surrounded by police.
Later that same day Alebord’s brother showed Alebord a front-page story in the Brockton Enterprise, a local daily newspaper,
2. Admission of coventurer’s statements. Relying on Bruton v. United States, 391 U.S. 123, 126 (1968), and Commonwealth v. Brown, 394 Mass. 510, 515 (1985), the defendant argues that the judge erred in admitting in evidence the statements Alebord made to Eaton in the kitchen of their apartment after the shooting.
As to the joint venture basis, the defendant argues that it was error to admit Alebord’s statements in evidence because the Commonwealth had not first established by other nonhearsay evidence that there was a joint venture. The judge’s ruling was correct.
Out-of-court statements by joint venturers are admissible against each other if the statements are made “both during the pendency of the cooperative effort and in furtherance of its goal.” Commonwealth v. Colon-Cruz, 408 Mass. 533, 543 (1990), quoting Commonwealth v. White, 370 Mass. 703, 708-709 (1976). While a statement may be introduced under this
Here, Jones’s eyewitness testimony placed two men in a truck cooperating in the shooting. The driver headed toward the victim slowly enough to allow the passenger to obtain the victim’s attention orally, and then either the passenger or the driver fired the rifle at the victim through the open window on the passenger’s side of the truck. There was also sufficient evidence to establish an adequate probability that this defendant in fact participated in the shooting. Alebord and the defendant fit the description of the shooters: two white men in a pickup truck in Brockton with a medium-sized tan dog on the evening in question, having in their possession a rifle of the same caliber and description (scope equipped) that was used to commit the murder. This, together with the defendant’s repeated inculpatory statement during the Whitman meeting, “I can’t believe I shot somebody,” was sufficient to establish on the basis of nonhearsay evidence that the defendant participated in a joint venture with Alebord.
It was also proper for the judge to admit Alebord’s statements in evidence as adoptive admissions of the defendant. The theory of adoptive admissions is straightforward: “Where a party is confronted with an accusatory statement which, under the circumstances, a reasonable person would challenge, and the
There was ample evidence from which the jury could find that the defendant’s actions met the requirements articulated in Commonwealth v. MacKenzie, supra, and Commonwealth v. Olszewski, supra. Eaton testified that Alebord, in the presence of the defendant, said that the defendant “shot into the crowd,” and proceeded to provide further details of how the shooting transpired. This is precisely the type of “accusatory statement which, under the circumstances, a reasonable person would challenge.” Commonwealth v. MacKenzie, supra at 506.
There was also sufficient evidence to warrant a finding that the defendant “heard and understood” Alebord’s statement. Commonwealth v. Olszewski, supra. Eaton testified that the kitchen was not large, and that Alebord and the defendant had been speaking loudly enough to awaken her. Eaton did testify that she did not “remember” whether the defendant “said anything or not,” but she clarified that statement by testifying that, if the defendant had said something, she “probably would have remembered it.” Her testimony permitted a reasonable inference that the defendant heard and understood Alebord’s allegations. The defendant did not respond to or correct Alebord’s statements at the time they were made. Nor did he take the opportunity to do so when Alebord left the kitchen to retrieve his shotgun, leaving Eaton and the defendant alone. Alebord’s statements were properly admitted as adoptive admissions.
3. Admission of evidence of coventurer’s postcrime actions. The defendant challenges the admission in evidence of Alebord’s actions following the shooting — disposing of his rifle, fleeing to Maine, and painting his truck black — because, the defendant argues, these actions occurred after any joint venture had concluded and therefore cannot be attributed to him. Here,
There was sufficient evidence for a jury to find (assuming they first found that the Commonwealth had proved beyond a reasonable doubt the existence of a joint venture) that the joint venture was ongoing at the time of Alebord’s actions, and that Alebord’s actions were taken during and in furtherance of the joint venture. Within ten days of the shooting, Alebord returned to Whitman, where he, Eaton, the defendant, and Victoria Braley met and agreed to conceal the involvement of Alebord and the defendant in the crime. See Commonwealth v. Angiulo, 415 Mass. 502, 519 (1993) (“Efforts on the part of a joint venturer to conceal the occurrence of the enterprise’s unlawful purpose or to effect an escape warrant the inference that the joint venture continued through the time the statements were made”).
4. Admission of the defendant’s postarrest statements. In January, 2001 (see note 5, supra), State Trooper Richard Warmington and a Brockton police detective traveled to Jacksonville, Florida, to take custody of the defendant and return him to Massachusetts. Trooper Warmington testified that he and the detective took custody of the defendant at a Florida pretrial detention facility, and then drove with the defendant to the airport for a commercial flight back to Massachusetts. While in the car on the way to the airport, Trooper Warmington advised the defendant of his Miranda rights.
On arriving at the airport in the mid-afternoon, Trooper
Before trial the defendant moved to suppress both the defendant’s statement and Trooper Warmington’s response. The motion was denied, and both statements were elicited by the Commonwealth during its examination of Trooper Warmington. On appeal, the defendant argues that because he had invoked his right to counsel, Miranda v. Arizona, 384 U.S. 436, 444-445 (1966), the subsequent conversations with Trooper Warmington and the detective were a “deliberate elicitation” of information or “the functional equivalent of an interrogation” such that the statements should have been suppressed. See Massiah v. United States, 377 U.S. 201, 206 (1964); Commonwealth v. Reynolds, 429 Mass. 388, 393 (1999). We review each statement in turn.
a. The defendant’s statement. We see no error in the judge’s finding that the defendant’s statement was not the result of interrogation, nor in her finding that the defendant’s statement was voluntary. The defendant’s statement was properly admitted.
“The procedural safeguards of Miranda are required not where a suspect is merely in police custody, but rather where a suspect is subjected to custodial interrogation.” Commonwealth v. Torres, 424 Mass. 792, 796 (1997), quoting Rhode Island v. Innis, 446 U.S. 291, 300 (1980). For Miranda purposes, interrogation “must reflect a measure of compulsion above and beyond that inherent in custody itself,” and consists of “express
At the airport the defendant was in the custody of the police, but no reasonable person would have perceived the conduct of the two officers to have constituted an “interrogation” as that term is used in Commonwealth v. Torres, supra. The circumstances in which the “light conversation and banter” transpired were unusual. Trooper Warmington, a veteran law enforcement officer, was tasked with the rendition of a suspect charged with a serious crime. The officers were required to escort the defendant through a public airport in the middle of the day, and then onto a commercial airplane for a lengthy flight back to Boston. They were prohibited throughout from using handcuffs to maintain physical control over the defendant. Trooper Warmington testified that it was therefore necessary to put the defendant at ease to ensure that there was, in the Trooper’s words, “no problem getting him on that aircraft.”
Because there was no interrogation and the defendant’s statement was voluntary, the protections afforded by Miranda are not implicated. See Commonwealth v. Brum, supra; Commonwealth v. Reynolds, supra. We therefore need not consider whether the defendant’s earlier response in the car to the detective’s inquiry as to whether he had an attorney constituted an invocation of his right to counsel.
b. The trooper’s response. In response to the defendant’s statement, “How did you get on to me?” the judge permitted Trooper Warmington to testify that “I told him that his partner wasn’t as good as he was in keeping this quiet.” The trooper’s response should not have been admitted. Were it admitted for its truth, it would constitute impermissible hearsay, see Commonwealth v. DelValle, 351 Mass. 489, 491 (1966). The Commonwealth suggests that the testimony was properly admitted “not for its truth, but to show the state of police knowledge that
5. Limiting instruction. There is no merit to the defendant’s claim that the judge improperly allowed in evidence Eaton’s testimony concerning the newspaper article. Because Alebord’s postcrime concealment actions were properly admitted, the newspaper article was admissible to demonstrate that Alebord knew that a gun-related homicide had occurred in Brockton earlier that day, and to explain why Alebord then immediately took steps to conceal involvement in the crime.
The defendant also argues, citing Horta v. Sullivan, 4 F.3d 2, 8 (1st Cir. 1993), certified question answered by 418 Mass. 615 (1994),
6. Commonwealth’s closing argument. In his closing argument the prosecutor made the following statement:
“[Wjhat does [the defendant] say? Here’s a guy, eleven years after a homicide, living in another state, what does he say to the trooper? You’ve got the wrong man, what am I doing here, I live in Florida? I didn’t kill anybody, what*328 are you doing? What am I going back to Massachusetts for? No. He say [sic] seven words, seven words: “How did you get on to me?”
The defendant objected at trial, and asserts on appeal that this statement was an unconstitutional comment on the defendant’s right to silence, see Commonwealth v. Mahdi, 388 Mass. 679, 694 (1983), and Doyle v. Ohio, 426 U.S. 610, 617-618 (1976). The statements should not have been made by the prosecutor. We therefore “assess the record as a whole to determine the probable impact of the improper comments.” Commonwealth v. Mahdi, supra at 696. The Mahdi court suggested five factors in determining whether an error is harmless beyond a reasonable doubt: “(1) the relationship between the [statement] and the premise of the defense; (2) who introduced the issue at trial; (3) the weight or quantum of evidence of guilt; (4) the frequency of the reference; and (5) the availability or effect of curative instructions.” Id at 696-697.
The prosecutor’s comment on the defendant’s silence touched on the premise of the defense: misidentification. But there was other corroborated evidence of the defendant’s guilt, and the prosecutor’s reference was not extensive. Importantly, at the defendant’s request, the judge immediately issued a strong curative instruction, referencing directly the defendant’s challenge to that portion of the prosecutor’s closing argument. See Commonwealth v. Peixoto, 430 Mass. 654, 661 (2000) (where judge gave explicit and thorough instruction that defendant’s hesitation to speak to police was not to be held against him, and where evidence against defendant was substantial, error was harmless). Cf. Commonwealth v. Mosby, 11 Mass. App. Ct. 1, 10-11 (1980) (failure of instruction to “point out the particulars which were the basis and purpose for the defendant’s request for an additional instruction” contributed to finding of reversible error). In her final charge to the jury, the judge reinforced her instruction, reiterating the defendant’s right against self-incrimination and noting that closing arguments are not evidence.
Closing arguments must be viewed “in the context of the entire argument, and in light of the judge’s instruction to the jury, and the evidence at trial.” Commonwealth v. Colon-Cruz, 408 Mass.
Next, the defendant argues that his due process rights were violated by references in the prosecutor’s closing argument to facts not in evidence.
As to the prosecutor’s references to “murder” (to which the defendant objected at trial), the prosecutor asked Eaton whether the Whitman meeting concerned “the homicide,” and she responded in the affirmative; Victoria Braley’s testimony was that the meeting concerned “the shooting.” A homicide is the killing of one person by another. Not every homicide is a murder, nor is every shooting a murder; “murder” is not a fact but a crime that must be proved. But a prosecutor may argue the inference that a “homicide” or a “shooting” is a “murder,” and the prosecutor’s decision to do so here was warranted.
The defendant did not object at trial to the other aspects of the prosecutor’s closing that he now challenges on appeal. We review these claims to determine whether there exists a substantial likelihood of a miscarriage of justice. Commonwealth
7. Jury instruction on joint venture hearsay evidence. The defendant argues that the judge improperly instructed the jury on the law pertaining to joint venture hearsay.
Although a more precise instruction might have been preferable, there is no merit to the point. The Commonwealth placed in evidence only statements made (or actions taken) by Alebord that were alleged to have occurred before the Whitman meeting, and which therefore occurred during the joint venture itself. In a case of murder in the first degree, when the defendant fails at trial to claim an error in a jury instruction, “our review of the
8. Involuntary manslaughter instruction. We reject the defendant’s claim, made for the first time on appeal, that the failure of his trial counsel to seek an instruction on involuntary manslaughter, or the failure of the judge, sua sponte, to give such an instruction created a substantial likelihood of a miscarriage of justice. See Commonwealth v. DeMarco, 444 Mass. 678, 684-685 (2005). We reach this conclusion for essentially the same reasons that the Appeals Court articulated in the case of the defendant’s coventurer. Commonwealth v. Alebord, 68 Mass. App. Ct. 1, 6-9 (2006).
Even if requested, the judge need not have given the instruction. Involuntary manslaughter is an unlawful homicide where “wanton and reckless conduct causes death, or . . . where an unintentional killing ‘result[s] from a battery not amounting to a felony which the defendant knew or should have known endangered human life.’ ” Commonwealth v. Simpson, 434 Mass. 570, 590 (2001), quoting Commonwealth v. Fryar, 425 Mass. 237, 248, cert. denied, 522 U.S. 1033 (1997). In determining whether an involuntary manslaughter instruction must be given, we ask whether any “reasonable view of the evidence would have permitted the jury to find ‘wanton and reckless’ conduct rather than actions from which a ‘plain and strong likelihood’ of death would follow.” Commonwealth v. Jenks, 426 Mass. 582, 585 (1998). In doing so, “we draw all reasonable inferences from the evidence in favor of the defendant.” Commonwealth v. Dyous, 436 Mass. 719, 731 (2002). A judge is not required to instruct on involuntary manslaughter when it is obvious that “the risk of physical harm to the victim creates a ‘plain and strong likelihood that death would follow.’ ” Commonwealth v. Souza, 428 Mass. 478, 493 (1998), quoting Commonwealth v. Brooks, 422 Mass. 574, 578 (1996).
Eaton testified that, while in the kitchen, Alebord stated that the defendant “shot into the crowd” (emphasis added). The defendant did not counter this allegation. There is no suggestion in the evidence that the defendant fired into the air, thereby
This also disposes of the defendant’s claim of ineffective assistance of counsel. See Commonwealth v. Lee, 32 Mass. App. Ct. 85, 90-91 (1992) (where evidence indicates that judge would have denied motion, it is not ineffective assistance if counsel failed to file such motion).
9. General Laws c. 278, § 33E. We have reviewed the entire record in accordance with the requirements of G. L. c. 278, § 33E. We conclude that the verdict is supported by the evidence and is consonant with justice. The defendant engaged in a deliberate, unprovoked attack on two defenseless men. There is nothing in the record of this case to suggest that we exercise our extraordinary power to reverse the verdict, reduce the conviction, or order a new trial.
Judgment affirmed.
The coventurer, Glen S. Alebord, moved to sever his trial from the defendant’s, and the motion was allowed. Alebord’s conviction of murder in the second degree as a joint venturer was affirmed on appeal. Commonwealth v. Alebord, 68 Mass. App. Ct. 1 (2006).
There was evidence that Brockton is approximately fifteen to twenty minutes away from the Whitman apartment building by automobile.
Heidi Eaton testified that Alebord and the defendant returned sometime between 1 and 3 a.m. Victoria Braley testified that Alebord and the defendant returned in “the middle of the night,” but she was not sure of the time. On redirect she testified that the men had returned not later than 1 or 2 a.m.
Eaton testified that she was familiar with Alebord’s rifle, that he kept his rifle in his truck, and that his rifle had a scope on it.
Although there is some confusion in the record whether the defendant was arrested in January, 2000, or January, 2001, we infer that the correct date is 2001. In any event the date of his arrest is inconsequential to this appeal.
The defendant filed a pretrial motion in limine to exclude the evidence, which was denied by the judge.
At the pretrial hearing on the defendant’s motion to suppress the statements at issue here, Trooper Warmington testified that after he advised the defendant of his Miranda rights, he inquired as to whether the defendant understood his rights, and the defendant responded in the affirmative. Trooper Warmington also testified that the detective then asked the defendant whether he had an attorney, to which the defendant responded that, although he did not have one at the time, it was his impression that one would be appointed for
Trooper Warmington testified at the pretrial hearing that “[w]e tried to talk about sports a little bit. We talked about him going to Florida, the weather down there, what he had been doing relative to work. Things that had no relevance to the case. . . .”
Trooper Warmington testified at the pretrial hearing that “[the detective] and I would be speaking about something, and the defendant would jump in . . . I’m not going to ignore him. He’s asking us questions. We’re speaking to him. ... I mean, it’s a lot better traveling somewhere on an aircraft when it’s amicable.”
We agree with the defendant that there is some ambiguity in the record on several points. It is unclear whether the judge in fact concluded that the defendant had asserted his right to counsel and, if so, when. There is also ambiguity in Trooper Warmington’s testimony as to when any such assertion occurred. At the pretrial hearing, Trooper Warmington testified that the defendant responded to the detective’s question about an attorney in the car on the way to the airport. On cross-examination, however, defense counsel asked: “[At the point after you responded to the defendant’s statement, “How did you get on to me?” he] indicated that he was asserting those rights available to him under Miranda, correct?” The trooper responded, “He did.”
The Commonwealth’s argument also fails on factual grounds, as the prosecutor did refer to the trooper’s response substantively for its truth during his closing argument.
Because the trooper was available for cross-examination, there is no constitutional concern that implicates the confrontation clause. See Commonwealth v. Gonsalves, 445 Mass. 1, 3 (2005). In making this claim on appeal, the defendant makes reference to his constitutional right to receive due process. His challenge is, however, directed to a straightforward evidentiary ruling, and is thus reviewed under the prejudicial error standard of Commonwealth v. Flebotte, 417 Mass. 348, 353 (1994), rather than the harmless beyond a reasonable doubt standard of constitutional claims. See Commonwealth v. Vinnie, 428 Mass. 161, 163-164, cert. denied, 525 U.S. 1007 (1998).
In Horta v. Sullivan, 4 F.3d 2 (1st Cir. 1993), the United States Court of
Eaton’s testimony concerning the newspaper article was preceded by a lengthy sidebar discussion at which defense counsel objected on hearsay grounds to any testimony concerning the content of the article. The judge overruled this objection.
In overruling the objection to testimony regarding the newspaper article, the judge explained at sidebar that the evidence was “not being offered for the truth of the matter asserted; no one is disputing that [the victim] was murdered, and it was a headline in the paper. So it’s not being offered for the truth of the matter asserted, merely that it was actually shown to [Alebord] who in turn flees the jurisdiction and tries to conceal the joint venture.”
The prosecutor stated that Eaton was “sure” that Alebord and the defendant left “in a blue pickup truck”; Eaton testified that the truck was “dark color[ed].” The prosecutor stated that Eaton said the defendant “stood there, not saying a word” in the kitchen; Eaton testified that she did not “remember” if the defendant “said anything or not.” The prosecutor stated that at the Whitman meeting, the four participants all promised that “ ‘[wje’re never going to talk about this murder,’ and I submit to you, it’s the murder of [the victim]”; Eaton testified that “it would not be discussed again” (emphasis added). The prosecutor said the newspaper article concerned a “murder”; Eaton testified that the article concerned a “shooting.”
For the same reason there was no error in the prosecutor’s reference to the newspaper story as a “story of the murder of [the victim] at that parking lot.”
The judge instructed that the jury could consider Alebord’s statements and actions “only with respect to acts and statements occurring while the joint venture existed or made when the joint venturers were acting to conceal the crime, and that are relevant to the joint venture of which you have found the defendant and . . . Alebord were members” (emphasis added).
In the alternative, the defendant argues that an involuntary manslaughter instruction was warranted because Alebord told Eaton that he and the defendant only intended to “scare” the men in the parking lot. However, an intent to scare need not be mutually exclusive of an intent to aim at a particular individual. Given the evidence that the defendant intentionally shot into the crowd, his alleged intent only to scare does not satisfy the requirements for an involuntary manslaughter instruction. See Commonwealth v. Mack, 423 Mass. 288, 290 (1996) (no involuntary manslaughter instruction required where defendant fired weapon several times in direction of victim allegedly only “in order to scare”).