COMMONWEALTH of Pennsylvania, Appellee v. Edward BRACEY, Appellant
No. 565 CAP
Supreme Court of Pennsylvania
Decided Dec. 29, 2009
Submitted May 15, 2009.
986 A.2d 128
Hugh J. Burns, Philadelphia, Amy Zapp, Harrisburg, for Commonwealth of Pennsylvania.
BEFORE: CASTILLE, C.J., SAYLOR, EAKIN, BAER, TODD, McCAFFERY, GREENSPAN, JJ.
OPINION
Chief Justice CASTILLE.
In this appeal, this Court is asked to consider the constitu
On March 3, 1992, a jury found appellant guilty of the first-degree murder of Philadelphia police officer Daniel Boyle.2 Following a penalty hearing, the jury found two aggravating circumstances—that the victim was a police officer killed in the performance of his duties,
On May 10, 1996, appellant filed a pro se PCRA petition and the PCRA court appointed the Center for Legal Education, Advocacy, and Defense Assistance (“CLEADA“) to represent him. The PCRA court held a seven-day evidentiary hearing on appellant‘s claim that counsel was ineffective during the penalty phase of his trial for failing to adequately investigate and present evidence of his supposed organic brain damage or his mental illness. Following the hearing, the PCRA court denied relief. This Court affirmed the PCRA court‘s determination on appeal. Commonwealth v. Bracey, 568 Pa. 264, 795 A.2d 935 (2001).
On August 15, 2002, appellant, through the Philadelphia Federal Community Defender, filed a second PCRA petition (also styled as a Petition for Habeas Corpus Relief under Article 1, Section 14 of the Pennsylvania Constitution), raising a claim that he was a mentally retarded individual who was ineligible for the death penalty under the then-recent Atkins decision. In his brief in support of the PCRA petition, appellant asserted that there was sufficient evidence of mental retardation presented at the 1998 PCRA hearing and in the
The Commonwealth disagreed, arguing, in relevant part,3 that all three of appellant‘s experts agreed at the prior PCRA hearing that appellant was not mentally retarded and that his current claims were supported by nothing other than bald assertions. For this reason, the Commonwealth requested that the PCRA court dismiss the petition without an evidentiary hearing.
The PCRA court scheduled a three-day hearing on the Atkins claim for September 13-15, 2006. Appellant made no further mention of the jury issue until shortly before the scheduled Atkins hearing. On September 5, 2006, James Moreno, Esq., of the Federal Community Defender submitted a letter to the PCRA court, requesting that the hearing be cancelled in light of appellant‘s decision not to present any testimony. This letter was followed with a second letter, dated September 8, 2006, by Billy Nolas, Esq., also of the Federal Community Defender, explaining that defense counsel believed that under Ring, the appropriate factfinder for a collateral Atkins claim was a jury. The letter further stated that “proceeding to a final disposition by the court without a jury will be prejudicial to the [appellant]‘s jury trial argument.” See Letter, 9/8/2006, at 2. The letter declared that “in order not to prejudice Mr. Bracey‘s jury trial argument, we will not be presenting further evidence for the court itself.
The court, obviously surprised by the defense request and assertions, ordered all parties to be present for the September 13th hearing. At the hearing, appellant continued to demand recognition of a constitutional right to a jury determination on the Atkins question on collateral review. Appellant‘s counsel acknowledged that no such right had been declared in Pennsylvania, and cited no controlling federal authority, but expressed the belief that appellant had to “st[an]d on that jury trial 6th Amendment right like other people,” in order for the jury request to be preserved for future proceedings. N.T., 9/13/2006, at 14. Counsel also alleged a “fear” that “if we proceed to a court hearing in a case such as this, it would be either held against us in terms of the assertion of the 6th Amendment jury trial right, or it would be something that would be detrimental to the jury trial right.” Id. at 5.
The Commonwealth argued that the issue was waived and that it was “too late” for appellant to change his position and request an Atkins jury at the last minute. Alternatively, the Commonwealth renewed its position that there was no prima facie case warranting an evidentiary hearing, stating “that the defense was actually given a gift even to get, with all due respect, but it was lucky for them to even be granted a hearing because there was no basis for it.” For similar reasons, the Commonwealth asserted that it was inappropriate for the Atkins claim to go to a jury. Id. at 17-20.
In response to counsel‘s arguments, the court did not rule on the Commonwealth‘s assertion that the right to a jury issue was waived due to its last minute presentation; nor did it directly rule on the merits of the asserted “right” to a jury determination of an Atkins claim posed on collateral attack. Such a ruling clearly was implied, however, where the court statеd:
This Court is in the field, in the trenches, if you will, like every other trial judge in the Commonwealth and to the
extent precedent has already been established, this Court follows that precedent. At this point in time what I have before me, frankly, is not different from many other situations and that you ask for a trial by jury or that you ask for anything in here, whether it‘s that the defendant not be shackled in the courtroom, you ask it and I say no, your request is denied. You have not waived the issue because you actually preserved it by requesting it, same thing for a jury trial. ...
The issue here today is whether or not Mr. Bracey agrees with by knowingly, intelligently, and committedly ... agrees with the decision to, quote, unquote, rest on the papers and forego an Atkins hearing, whereby there will be testimony presented for this Court without a jury to decide whether or not there is sufficient evidence to believe that it warrants this Court either using all the standards announced in Miller that he is mentally retarded, even that he‘s competent or not competent but mentally retarded such that it qualifies for him to be taken out of the realm of the imposition of the death penalty, nothing more.
Id. at 25-26 (еmphasis added). Thereafter, the court conducted a colloquy with appellant in order to ensure that he was in agreement with his counsel‘s strategy to refuse to present mental retardation evidence at a non-jury Atkins hearing. See id. at 30-33. After further argument from both sides, the court then stated, “[t]he court will allow counsel to, quote, unquote, rest on the papers. I will consider everything that‘s been filed and issue a ruling in this matter.” Id. at 33. Appellant did not renew his request that the trial court certify the jury trial question for immediate interlocutory review in this Court, nor did he seek interlocutory review directly in this Court, but instead awaited the determination of the Atkins question on the materials presented. On June 12, 2007, the court dismissed the PCRA petition and later filed an opinion in support of that order.
In the opinion, the court noted that it needed to determine whether it could properly consider the existing record evidence in support of the Atkins claim. The court pointed out
Turning to the issue of appellant‘s reliance on evidence developed in the 1998 PCRA proceedings on mental health mitigation, the court considered this Court‘s decision in Miller, wherein we explained that a PCRA court could not simply rely on existing record evidence, offered for the distinct purpose of establishing organic brain damage, in ruling on an Atkins claim. Instead, in retroactive Atkins cases, the PCRA court must hold an evidentiary hearing on colorable Atkins claims, since evidence offered to establish organic brain damage, for a purpose other than to prove Atkins mental retardation, was of limited value in assessing an Atkins claim. Miller, 888 A.2d at 632-33; see also Commonwealth v. Mitchell, 576 Pa. 258, 839 A.2d 202, 210 (2003) (“The issue of mental retardation was touched upon in passing, but it was not the focal point of the testimony of the witness, nor was it a central focus of either direct or cross-examination. It would be injudicious to reach a legal conclusion on the question of mental retardation based on the current record.“).4
Applying these cases to the matter at hand, the court correctly pointed out that Atkins did not exist at the time of appellant‘s first PCRA hearing, and the proffer at that hearing was inadequate for Atkins purposes: “The issue of any potential mental retardation was only briefly mentioned in the context of determining whether or not said brain damage or
We now review the PCRA court‘s Atkins determination as well as appellant‘s core assertion thаt he is entitled to a jury trial on the question of Atkins mental retardation on collateral attack, as well as his (or his counsel‘s) belief that he was entitled to dictate the nature and scope of the Atkins proceedings below, while he pursued his jury trial claim, which has built unnecessary delay into the resolution of this serial petition.
This Court has direct appellate review over cases involving the sentence of death.
This Court has previously held that we have jurisdiction over an Atkins claim pursuant to
Appellant contends that he has established a genuine issue of material fact as to whether he is mentally retarded as defined by this Court in Miller. According to appellant, a mental retardation diagnosis may be appropriate for individuals with IQ scores between 71-75 if they also have significant deficits in adaptive behavior. Appellant then asserts that the existing record demonstrated that his IQ score falls within this borderline range, which he believes is sufficient on its own to trigger an Atkins inquiry. If there is a genuine issue of material fact on the Atkins issue, аppellant argues, there is a preliminary procedural question of who is the appropriate factfinder to make the mental retardation determination on PCRA review.
Appellant asks this Court to hold that he has a federal constitutional right to a jury in these circumstances. Appellant cites Ring, 536 U.S. at 602, 122 S.Ct. 2428, which reiterated the principle from Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), that “[i]f a State makes an increase in a defendant‘s authorized punishment contingent on the finding of fact, that fact—no matter how the state labels it—must be found by a jury beyond a reasonable
Appellant then urges this Court to follow other states which he claims have extended the right to a jury trial on the mental retardation issue in post-conviction proceedings. Most pointedly, appellant invokes the pre-Atkins ruling of the Georgia Supreme Court in Fleming v. Zant, 259 Ga. 687, 386 S.E.2d 339 (1989), which concluded that a defendant is entitled to a trial by jury on the question of mental retardation in post-conviction proceedings when thеre is a genuine issue as to whether the defendant is mentally retarded. Appellant also points to decisions from the Supreme Court of Virginia and an intermediate appellate court in Oklahoma, as well as statutes adopted in five other states, which he alleges similarly require the question of mental retardation to be answered by a jury in post-conviction proceedings. See Burns v. Warden, 269 Va. 351, 609 S.E.2d 608 (2005); Lambert v. State, 71 P.3d 30 (Okla.Crim.App.2003);
Appellant next asks this Court to consider that the Commonwealth forwarded a right to jury trial argument on PCRA review on the mental retardation issue in an unrelated Philadelphia capital case, Commonwealth v. DeJesus, 546-547 CAP (appeal currently pending before this Court). Appellant asserts that the Commonwealth‘s argument in DeJesus amounts to an admission of merit in appellant‘s claimed constitutional right in this case.
Appellant then turns to the PCRA court‘s opinion. He asserts that the PCRA court erroneously deemed the jury trial issue to be “moot,” since he asked the court to find that the pre-Atkins record was sufficient to create a jury question,
In addition to seeking a remand for a jury determination of his Atkins claim, appellant requests in the alternative that, if we reject his request for a jury on the mental retardation question, the case should be remanded for the bench hearing that the PCRA judge offered him, but which he strategically refused. Appellant argues that this result is commanded by this Court‘s decision in Commonwealth v. Banks, 596 Pa. 297, 943 A.2d 230 (2007) (per curiam), which he claims held that the Commonwealth‘s “refusal” to proceed to a hearing on competency to be executed with a new expert witness did not waive its right to raise the issue on appeal, but instead led to a remand to the PCRA court with instructions to hold another hearing, even though the Commonwealth had refused to comply with the PCRA court‘s directive.6
Preliminarily, we reject the notion that appellant is entitled to a remand premised on Banks. In Banks, this Court exercised plenary jurisdiction in the face of an existing death warrant and a claim that the defendant was incompetent to be executed. We essentially drafted the trial court to act as a special master for the limited purpоse of holding an expeditious hearing on the narrow question of the capital defendant‘s competency to be executed. Furthermore, the driving force behind the Banks per curiam opinion was the trial court‘s purported “order,” which had neither been memorialized by
The Commonwealth responds, accurately enough, that Pennsylvania Rule of Criminal Procedure 908 provides that “the judge shall determine all material issues” raised in a PCRA petition.
Turning to the decisional law relied upon by appellant in support of his assertion of a Sixth Amendment right to a jury trial for a collateral Atkins determination, the Commonwealth asserts that Fleming was decided under Georgia law and, in fact, the Georgia Supreme Court has held that there is no Sixth Amendment right to a jury on the question of mental retardation. See Head v. Hill, 277 Ga. 255, 587 S.E.2d 613, 620 (2003). Similarly, the Virginia Supreme Court‘s decision in Burns was based on a state statute and not on the Sixth Amendment. Finally, the Court of Criminal Appeals of Oklahoma in Lambert did not rely on the Sixth Amendment. Therefore, there is no support for appellant‘s claim of a Sixth Amendment entitlement to a jury determination of an Atkins claim. To the extent appellant would have this Court derive a jury trial right from the decision in Ring, for this circumstance, the Commonwealth notes that Ring announced a new rule of procedural law which does not apply retroactively to cases already final on direct review. At the time Ring was decided, appellant‘s judgment of sentence had already been final for six years.
As to the question of mandate, however, the Commonwealth rеquests a remand for a bench determination of Atkins mental retardation, but for different reasons than those forwarded by appellant. The Commonwealth asserts that any other result might ultimately reward appellant‘s federal counsel for their gamesmanship, which the Commonwealth submits was a strategy to bypass the state courts on the substantive Atkins question. Thus, the Commonwealth avers that refusing to remand the matter would reward appellant‘s “contumacy by enabling him to raise the claim anew in a federal habeas petition, without the burden of fact-finding by the state courts.” Brief of the Commonwealth at 17. The Commonwealth argues that appellant‘s stated rationale for refusing to introduce relevant evidence before the PCRA judge of his supposed mental retardation—a professed fear of thereby waiving his claim of an existing “right” to a jury determina
As a corollary to the above position, the Commonwealth argues for the removal of the Federal Community Defender, which apparently has volunteered its services in this state court litigation, on the basis that it decided upon a strategy to “deliberately bypass the proper resolution of the Atkins claim in state court.” Brief of the Commonwealth at 20-21.
In his reply brief, appellant responds to the Commonwealth‘s legal argument based on Smith and Summerlin. According to appellant, the Smith Court merely held that the
Unfortunately, this matter should have been more focused and ready for ultimate decision on the Atkins claim. Instead, it is mired by procedural uncertainties resulting from the defense strategy below and the trial court‘s inconsistent responses. A trial level decision on the procedural question of a Sixth Amendment right to a jury trial on an Atkins сlaim raised upon serial collateral attack would be interlocutory, absent certification by the trial court and acceptance by this Court, or acceptance by this Court following a denial of certification. See
The Federal Community Defender‘s disagreement with the PCRA court‘s indication that the Atkins claim was proper
The presumptive outcome of appellant‘s refusal to present his Atkins case would be that the Atkins claim would fail on the merits—the very result that occurred here. Most parties do not risk defeat of the merits of their claims with these sorts of manipulations. But this Court recognizes that the calculations by experienced federal capital counsel are more sophisticated. See Commonwealth v. Steele, 599 Pa. 341, 961 A.2d 786, 836-38 (2008) (Castille, C.J., joined by McCaffery, J., concurring). The Federal Community Defender‘s position below was obviously risky and tenuous: both the notion that appellant would somehow waive the claim of a right to a jury, or would somehow be prejudiced by presentation of his case to
Notably, however, the Commonwealth has not pressed a waiver argument here, or even set forth an argument that appellant‘s Atkins claim fails on the merits because he chose to rest upon a proffer that does not prove the claim, and his refusal to produce additional evidence binds him to the obviously inadequate pre-Atkins record he relied upon. Instead, it suggests that this Court overlook this logical conclusion and remand this matter so that a bench Atkins hearing can be held, thus ensuring that the state court serves its primary role as the initial forum for constitutional claims, and avoiding the initial federal determination of Atkins that appellant seems to prefer.
If the defense strategy and obduracy were all we had here, we might be inclined to deny remand. After all, salutary Pennsylvania procedural doctrine should not be defeated by attorney manipulations or even by concerns with subsequent federal habeas corpus review. But there is more. The indeterminate procedural posture of this case is at least in part a product of the PCRA court‘s apparent indecision. At the hearing, the court could have passed upon the Commonwealth‘s argument that the Atkins jury trial issue was waived based on appellant‘s belated motion; or, the court could have explicitly passed upon appellant‘s request to proceed before a jury. If the court had specifically ruled on the jury trial question in the Commonwealth‘s favor, the court should then have proceeded to rule upon the anticipatory defense request for interlocutory review. Explicit denial of that request, in turn, would have conveyed to appellant in unmistakable terms that, absent a request for interlocutory review in this Court, a
Unfortunately, the PCRA court did not take this bull by the horns, and did not put appellant to the appropriate, explicit choice. Instead, notwithstanding its initial indication that the jury request was both preserved and denied, the cоurt delayed its definitive ruling until its later opinion and allowed appellant to “rest on the papers.” This determination was at best ambiguous concerning whether appellant‘s obduracy was being viewed as a waiver. In its later opinion, the court focused solely on “those papers,” inevitably rejected the Atkins claim on that “record,” and held that the jury issue became moot.
This analysis was not a clear or satisfactory resolution. First, the court‘s decision to allow appellant to “rest on the papers” to prove an Atkins claim was inconsistent with our existing jurisprudence. As discussed previously, the Miller opinion clearly provided that a party could not simply rest upon the existing record from a non-Atkins proceeding, but had to produce relevant Atkins evidence to actually establish mental retardation. Moreover, the court‘s finding of mootness on the jury trial question does not follow at all from the finding that the pre-Atkins record was insufficient. Logically, the jury trial issue was distinct from, and preliminary to, the Atkins question. The PCRA court essentially allowed the jury trial question to go unresolved, did not explicitly put appellant to the evidentiary choice and consequent waiver he should have faced if it was unpersuaded by the jury trial claim (as it should have been under existing authority), and then passed upon what amounted to a faux Atkins claim that not only was meritless, but also meaningless, since appellant, who was granted a hearing, chose not to proffer any evidence targeted to Atkins.
In these circumstances, we will not hold that appellant has waived any entitlement to an Atkins remand for the bench evidentiary hearing he refused below. Our holding in this regard should not be read as approval of the defense tactics
Obviously, in requesting a remand, the Commonwealth does not dispute that, on the existing record which includes the proffers for purposes of this serial PCRA petition, an evidentiary hearing is warranted to ultimately determine appellant‘s Atkins claim. Since that point is undisputed, we will remand the matter.
We turn now to the remaining question, i.e., appellant‘s procedural claim of a federal constitutional entitlement to have a jury decide his Atkins claim. Preliminarily, we recognize that the Commonwealth is correct that the identity of the appropriate Atkins factfinder presumptively is governed by the Rules of Criminal Procedure, which provide that a PCRA hearing shall be before a judge.
In Ring, the U.S. Supreme Court declared that capital defendants, like their non-capital counterparts, had a right to a “jury determination of any fact on which the legislature conditions an increase in their maximum punishment.” 536 U.S. at 589, 122 S.Ct. 2428. Specifically, in Ring, a jury convicted appellant Ring of first-degree felony murder in Arizona state court. Under the Arizona statutory scheme, the maximum penalty based upon the jury‘s guilty verdict was life in prison. The statute authorized a penalty of death only if further findings of fact were made, i.e., the existence of one or more aggravating factors. The Arizona statute provided that such further findings were to be made by the judge, who, in that case, found the existence of two aggravating factors. The question before the Court was whether Arizona‘s procedure, which permitted a judge and not a jury to determine the existence of aggravating factors, was constitutional under the
Two years later, the Court confronted the question of whether the rule in Ring applied retroactively in federal habeas corpus proceedings in Schriro v. Summerlin, 542 U.S. 348, 124 S.Ct. 2519, 159 L.Ed.2d 442 (2004), another state capital case arising from Arizona. In Summerlin, the Court first discussed the distinction between substantive and procedural rules, explaining that the former generally applied retroactively as they “necessarily carry a significant risk that a defendant stands convicted of ‘an act that the law does not make criminal’ or faces a punishment that the law cannot impose upon him.” Id. at 352, 124 S.Ct. 2519.10 On the other hand, as a general proposition, procedural rules do not apply retroactively since “they do not produce a class of persons convicted of conduct the law does not make criminal, but
Following this primer on retroactivity, the Summerlin Court turned to the issue of whether the right to a jury trial announced in Ring was substantive or procedural in nature. The Court first explained that “rules that regulate only the manner of determining the defendant‘s culpability are procedural.” Id. at 353, 124 S.Ct. 2519. Applying this standard, the Court concluded that Ring‘s holding was procedural, since it merely allocated decision-making and did not alter the range of conduct a state may criminalize or alter the penalty imposed. Furthermore, the Court determined that the rule announced in Ring did not amount to a “watershed rule.” Accordingly, the Court concluded that the new rule in Ring did not apply retroactively for purposes of federal collateral review of state court proceedings.
Finally, in a per curiam order issued in 2005, the U.S. Supreme Court held that the Ninth Circuit erroneously ordered the Arizona state courts to conduct an Atkins mental retardation hearing in front of a jury. Schriro v. Smith, 546 U.S. 6, 126 S.Ct. 7, 163 L.Ed.2d 6 (2005). Therein, the Court explained:
Atkins stated in clear terms that “we leave to the State[s] the task of developing appropriate ways to enforce the constitutional restriction upon [their] execution of sentences.” States, including Arizona, have responded to that challengе by adopting their own measures for adjudicating claims of mental retardation. While those measures might, in their application, be subject to constitutional challenge, Arizona had not even had a chance to apply its chosen procedures when the Ninth Circuit pre-emptively imposed its jury trial condition.
This is the governing federal case law concerning Ring. In arguing that Ring must apply to Atkins hearings on collateral
The issue before this Court requires us to determine whether the
As we have noted above, the Ring jury trial claim is cognizable on this serial PCRA petition not as a stand-alone Ring claim, but because it raises a procedural question sufficiently related to an Atkins death-eligibility claim over which we have jurisdiction pursuant to
Assertion of a colorable Atkins claim will trigger a post-conviction hearing so long as the jurisdictional time requirements are met and the petitioner can demonstrate that there is a genuine question of material fact regarding his or her mental retardation. A post-conviction Atkins claim, however, is not a typical new rule claim. Most new rules look back to the proceеding producing the judgment of sentence, and if that proceeding is deficient under the new rule, and the new rule applies retroactively, the judgment will be undone and a new proceeding awarded. Not so with a collateral Atkins claim. By definition, there is no prior mental retardation/death eligibility decision, wrapped into the judgment of sentence, to be revisited under a new substantive rule. Instead, a post-conviction Atkins claim raises a new claim that was not contemplated, much less adjudicated, at the time of the earlier proceedings and judgment. Thus, properly under-
In answering this question, we find further guidance by looking to the High Court‘s new rule jurisprudence in the line of cases deriving from Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), which articulates another core restriction upon the operation of “new” constitutional rules. Justice O‘Connor‘s plurality decision in Teague is acknowledged as setting forth the legal framework for a principled approach to deciding when a pronouncement of law should be given effect to cases pending on collateral review, i.e., when a court-fashioned rule properly may “retroactively” apply to those cases in which the judgment of sentence has become final.11 In Teague, the Court confirmed the general rule of non-retroactivity of new procedural rules. The Court then explained that a rule is considered “new” when the result “was not dictated by precedent existing at the time the defendant‘s conviction became final.” Teague, 489 U.S. at 301, 109 S.Ct. 1060. Speaking for the Court in Danforth v. Minnesota, 552 U.S. 264, 128 S.Ct. 1029, 169 L.Ed.2d 859 (2008), Justice Stevens further clarified the practical ramifications of the Teague inquiry when he noted that, “What we are actually determining when we assess the ‘retroactivity’ of a new rule is not the temporal scope of a newly announced right, but whether a violation of the right that occurred prior to the announcement of the new rule will entitle a criminal defendant to the relief sought.” Id. at 1035 & n. 5.
The twist in the case sub judice is that Teague and Danforth contemplate scenarios in which the new rule inquiry involves a rule that would operate upon and affect a judgment already rendered, i.e., it will be retroactively applied to alter a final judgment of sentence. Indeed, the underpinning of the
In the Atkins arena, the overarching new constitutional rule is the
for a jury trial does not implicate the same retroactivity and Teague values as in more common new rule scenarios: although Atkins may require undoing a final judgment in an appropriate case, it does not reopen a procеeding that has already occurred, but contemplates an entirely different type of a hearing that has yet to occur and which has been deemed constitutionally necessary because it implicates death eligibility.
For these reasons, we are not entirely certain, under existing law, that the U.S. Supreme Court would hold that a Ring claim, raised in a collateral Atkins proceeding, is an automatic non-starter premised upon new procedural rule retroactivity principles.15 Given this uncertainty, as well as the importance of the question for the administration of criminal justice in Pennsylvania capital cases, and the fact that the underlying question is fully briefed and ready for decision, we will turn to the merits of appellant‘s claim of an entitlement to an Atkins jury.16
Therefore, we hold that the
Our conclusion is consistent with the near unanimous consensus of federal and state courts that have considered this issue. See Walker, supra; In re Johnson, 334 F.3d 403 (5th Cir. 2003); State v. Grell, 212 Ariz. 516, 135 P.3d 696 (2006); People v. Jackson, 45 Cal.4th 662, 88 Cal. Rptr.3d 558, 199 P.3d 1098 (2009); Arbelaez v. State, 898 So.2d 25 (Fla. 2005); Head v. Hill, 277 Ga. 255, 587 S.E.2d 613 (2003); Pruitt v. State, 834 N.E.2d 90 (Ind. 2005); Bowling v. Commonwealth, 163 S.W.3d 361 (Ky. 2005); Russell v. State, 849 So.2d 95 (Miss. 2003); State v. Flores, 135 N.M. 759, 93 P.3d 1264 (2004); State v. Were, 118 Ohio St.3d 448, 890 N.E.2d 263 (2008); State v. Laney, 367 S.C. 639, 627 S.E.2d 726 (2006); Howell v. State, 151 S.W.3d 450 (Tenn. 2004); and Briseno, supra. Generally, those states that have recognized a right to a jury determination of mental retardation have done so by statute. See
For the reasons stated herein, we remand this matter to the PCRA court to hold a bench evidentiary hearing on appellant‘s Atkins claim and in compliance with our standards as announced in Miller, supra.20
Justices SAYLOR, EAKIN, BAER, TODD and McCAFFERY join the opinion.
Justice SAYLOR files a concurring opinion.
Justice GREENSPAN concurs in the result.
Justice SAYLOR, concurring.
I join the well-reasoned majority opinion in the landscape of Pennsylvania law as it now exists. I merely note that, left to my own devices, I would treat the present category of claims of death ineligibility under traditional principles of state habeas corpus law, for the reasons stated in my dissent in Commonwealth v. Steele, 599 Pa. 341, 434-35, 961 A.2d 786, 842 (2008) (Saylor, J., dissenting).
Keith W. DODGSON and Robert Heller, Appellants
v.
The COMMONWEALTH of Pennsylvania, Thomas Corbett, Esquire, Attorney General for the Commonwealth of Pennsylvania, Appellees.
Supreme Court of Pennsylvania.
Dec. 28, 2009.
ORDER
PER CURIAM.
AND NOW, this 28th day of December, 2009, the Order of the Commonwealth Court is hereby AFFIRMED.
Notes
Ex parte Briseno, 135 S.W.3d at 20 (Holcomb, J. dissenting). Notably, Judge Holcomb later reconsidered this position in light of Summerlin, see Hall v. State, 160 S.W.3d 24, 44-45 (Tex.Crim.App. 2004) (Holcomb, J. dissenting). Nevertheless, his reasoning is instructive because it elucidates the unique nature of Atkins claims raised on collateral review.Post-conviction Atkins claims do not allege error in the process used to obtain the convictions or sentences, so there is no issue of reviewing the correctness of procedures that did not follow procedural rules that had not yet been annunciated.... Involving a jury to determine the Atkins claims does not threaten the finality of the final conviction any more than does having a trial court determine the Atkins claim without a jury. Because these claims are being addressed for the
first time, there is no reason to proceed under rules as they were understood at the time the conviction became final.
