Commonwealth v. BoothCommonwealth v. Booth
OPINION
The issue presented is whether the Commonwealth may rely upon the death of an unborn child as the predicate for the crime of homicide by vehicle while driving under the influence.
On June 29,1997, a car driven by Appellant, Jeffrey Robert Booth, went through a'stop sign and collided with a car being driven by Nancy Boehm. Both Mrs.
In an omnibus pre-trial motion, Appellant asked the trial court to dismiss the charges of homicide by vehicle and homicide by vehicle/DUI on the ground that a fetus could not be the victim of such charges, as the law does not recognize a fetus as a person. The trial court agreed and dismissed the charges, citing as controlling precedent an earlier opinion from the same judicial district,
Commonwealth v. Kemp,
75 Westmoreland L.J. 5 (1992),
aff'd,
The Commonwealth appealed the dismissal of the homicide by vehicle/DUI count to the Superior Court, and a divided panel reversed.
See Commonwealth v. Booth,
(a) Offense defined. — Any person who unintentionally causes the death of another person as the result of a violation of section 3731 (relating to driving while under the influence of alcohol or controlled substance) and who is convicted of violating section 3731 is guilty of a felony of the second degree____
Turning to the Commonwealth’s assertion that a viable fetus is “a natural person” within the meaning of
The dissent faulted the majority for failing to appreciate the significance of recent legislative pronouncements on the subject, including the Crimes Against the Unborn Child Act,
see Booth,
Such public importance requires that, at the outset, we make clear the nature, and the consequent limitations, of our review. As the Supreme Court of Illinois observed, in a decision addressing substantially the same issue, “[t]he extent to which the unborn child is to be accorded the legal status of one already bom is one of the most debated questions of our time....”
People v. Greer,
Our analysis begins with the fundamental acknowledgment that
Since the adoption of the Crimes Code, however, no conduct constitutes a crime in this Commonwealth unless it is a crime under Title 18 or another statute.
See
Moreover, penal statutes are to be strictly construed.
See
Early in its opinion, the Superior Court majority acknowledged that its resolution of the matter at issue was to be guided by the principles of interpretation generally applied to criminal statutes. The court’s consideration of those principles was minimal, however; the determining factor in its resolution of the issue before it was the perceived desirability of extending the rationale of
Amadio
from the civil to the criminal law. In the court’s view, “the time had come” for the criminal justice system to expand its interpretation of the term “person” to encompass unborn children. We are unable to accept this reasoning, since determining whether the
The precise issue before the
Amadio
Court was whether there exists a right of recovery under the Wrongful Death Act,
Moreover, the Court reasoned, the decisions just cited were inconsistent with the principle, recognized by the Court in
Sinkler v. Kneale,
The significance of the controlling statutes, and the importance of achieving a correct interpretation of those statutes, received still greater emphasis in the concurring opinion of Mr. Justice Zappala.
See Amadio,
Turning to the Wrongful Death Act, Justice Zappala explained that the purpose of wrongful death statutes in this and other jurisdictions was to reverse the apparent common law rule that recovery could not be had for a tortious wrong resulting in death.
See id.
at 228,
In sum,
Amadio
is preeminently a tort decision.
See Amadio,
The Commonwealth contends, however, that the strictures inherent in the interpretation of a criminal statute may be avoided by treating the “born alive” rule
Preliminarily, we note that, prior to legislative activity in this area in recent decades, acceptance of the “born alive” rule was almost universal.
See Keeler v. Superior Court of Amador County,
In its simplest statement, the “born alive rule” prescribes that only one who has been bom alive can be the victim of homicide.
9
Causing the death of a fetus, whether viable or not, was not considered homicide at common law.
10
If, however, the fetus was born and then died of injuries inflicted prior to birth, a prosecution for homicide could be maintained.
11
Requirements
At least two reasons, both deriving from the state of medical knowledge in centuries past, may be discerned for such requirements. First, owing to the high incidence of prenatal mortality and stillbirths, it was exceedingly difficult to determine that a fetal death or stillbirth had resulted from a defendant’s act and not from natural causes. 12 Second, because the fetus was considered to be dependent upon, and therefore essentially a part of, its mother, a prosecution for homicide could not be maintained unless it could be shown that the fetus had become a person separate from its mother. 13
The vast strides in fetal medicine and neonatology that have occurred in recent decades have necessarily called into question the continuing viability of the bom alive rule. Today it is understood that a mother and her unborn child are separate and distinct entities,
see Sinkler,
Nevertheless, judicial recognition of the rule’s limitations has not, in most cases, resulted in its judicial abolition. 14 Throughout the decisions declining to take such action, there runs a common thread of explanation: whether to abolish the bom alive rule is, in the view of these courts, a decision for the legislature because abolition of the rule would entail a substantive change in the criminal law. Several courts have explicitly stated as much. Explaining its decision to leave the matter for the legislature, the Supreme Court of West Virginia noted that
[w]e have on occasion altered common law rules in the criminal field, but in these cases the alteration was of a procedural nature and did not create a new class or category of crime. For example, ... [i]n State v. Burton,163 W.Va. 40 ,254 S.E.2d 129 (1979), we concluded that venue in a criminal case is not an element of the substantive criminal offense and, therefore, it may be proved by a preponderance of the evidence.
There is a considerable difference between this Court making alterations in criminal procedure or practice rules, authorized under our constitutionally recognized rulemaking power, and creating a new crime.
Atkinson,
where criminal sanctions are supposed to flow from the [state’s] Penal Code rather than evolving out of court decisions, it would be fundamental error to create a crime in the absence of a statute....
This Court cannot presume that the legislature intended to license us to expand the class of persons who could be treated as victims of criminal homicide as we should deem appropriate in our own discretion.
Nothing in the decisional law of this Commonwealth, including this Court’s decision in
Ladd,
suggests that Pennsylvania has taken a different approach. The difficulty confronting the Court in
Ladd,
more than a decade before the enactment of the Crimes Code, was whether to classify the year-and-a-day rule “as being [a rule] of evidence, procedure, or pleading, on the one hand, or as being part of the definition of murder or as an essential element of it or as a matter of substance, on the other.”
Id.
at 169,
A felonious homicide (i.e. murder) occurs when a person of sound memory and discretion unlawfully and feloniously kills any human being in the peace of the sovereign prepense or aforethought....
Id.
(quoting
Redline,
The same is not true of the bom alive rule, however, as may be inferred from this Court’s decision in
Redline.
The
Red-line
Court, considering malice as an essential element of murder, noted that the Blackstonian definition of murder was substantially the same as that adopted in
Dmm,
when a person of sound memory and discretion unlawfully kills any reasonable creature in being and under the peace of the Commonwealth, with malice aforethought, expressed or implied.
Id. This Court observed in Redime that
[t]he proof requirements necessary to establish a case of murder ... are no different than they were at the time of Commonwealth v. Drum .... The “reasonable creature in being” specified in the common law definition of murder, as stated in the Dram case, was none other than the human being whose death at the hands of another is still necessary to constitute a homicide.
Id.
at 493,
Having determined that the Superior Court’s analysis does not support its conclusion, we may nevertheless affirm that conclusion if it is correct on any other ground.
See Petrovick v. Commonwealth, Dep’t of Transp.,
Enacted in 1982, the Abortion Control Act reflects the General Assembly’s stated intention to protect the life and health of the woman and the child subject to abortion.
See
(c) Construction. — In every relevant civil or criminal proceeding in which it is possible to do so without violating the Federal Constitution, the common and statutory law of Pennsylvania shall be construed so as to extend to the unborn the equal protection of the laws and to further the public policy of this commonwealth encouraging childbirth over abortion.
To accept the Commonwealth’s argument is to assume that the legislature may create-and, in this instance, has created-criminal offenses by implication. As previously discussed, however, the principles that guide the interpretation of criminal statutes in a code jurisdiction such as Pennsylvania do not permit such an assumption: where the scope of a penal statute is uncertain, such uncertainty redounds to the benefit of the accused rather than the Commonwealth. 18
Moreover, the enactment in 1997 of the Crimes Against the Unborn Child Act,
Enactment of this legislation supports the conclusion that, prior thereto, an unborn child could not have been the victim of such offenses; were it otherwise, the legislation would have been unnecessary.
20
Such enactment also provides further support
Accordingly, the order of the Superior Court is reversed, and the trial court’s order is reinstated.
Notes
. Appellant was also charged with two counts of aggravated assault by motor vehicle while driving under the influence,
. The Commonwealth did not pursue its challenge to the dismissal of the homicide by vehicle count. Id. at 1188 n. 4.
. Section 3735 is a penal statute because it imposes sanctions for violation of its provisions.
See Commonwealth v. Hill,
. The Abortion Control Act defines the term “unborn child” as "an individual organism of the species homo sapiens from fertilization until live birth,”
. We note that penal statutes falling within the Crimes Code are expressly subject to "constru[ction] according to the fair import of their terms....”
. In
Sinkler,
one of the plaintiffs was an infant born with Down’s syndrome, allegedly as the result of an automobile accident when the infant’s mother was approximately one month pregnant with the infant.
See id.
at 268,
. Notably, various other jurisdictions that have considered this issue have recognized that "the analogy between civil liability for tort and criminal liability for causing death is inapt.” Vo v.
Superior Court of Maricopa County,
In response to judicial decisions declining to abolish the bom alive rule, the legislatures in a number of jurisdictions, including California, Louisiana, Illinois, Minnesota, and Rhode Island, have enacted statutes that abolish the rule or criminalize offenses against the unborn child.
See Vo,
.
McKee
was apparently the earliest reported American decision to address the rule.
See
Forsythe,
Homicide of the Unborn Child,
21 Val U.L.Rev at 598.
See also Commonwealth v. Drum,
.
See State v. Cotton,
.
See Meadows v. State,
. In the often-quoted words of Sir Edward Coke,
If a woman be quick with childe, and by a potion or otherwise killeth it in her womb, or if a man beat her, whereby the childe dyeth in her body, and she is delivered of a dead childe, this is a great misprision [misdemeanor], and not murder; but if the childe be born alive and dyeth of the potion, battery, or other cause, this is murder; for in law it is accounted a reasonable creature, in rerum natura, when it is born alive.
3 Edward Coke, Institutes 58 (1648),
quoted in Cotton, 5
P.3d at 921 n. 2;
Keeler,
.
See Vo,
.
See Gyles,
. On this point, the Commonwealth argues that we may abolish tire born alive rule by judicial decision because courts in Massachusetts, Oklahoma, and South Carolina have done so. The decisions in question, however, are less templates to follow than exceptions that prove the rule, as each of those courts emphasized that it was empowered to play a significant role in the development of the common law. The Supreme Judicial Court of Massachusetts did so at some length, explicitly rejecting the notion that it was "unable to develop common law rules of criminal law because the Legislature has occupied the entire field.”
Cass,
Moreover, each of these courts, unlike the Superior Court in the case
sub judice,
acknowledged the "fair warning” element of due process protections and, accordingly, declared that its decision was prospective only.
See Cass,
.
See also State v. McCall,
.
Vo,
.
But see Cass,
. Furthermore, when Section 3202 (entitled "Legislative intent") is read in its entirety, a more logical explanation for the cited language emerges. In Section 3202(b), the General Assembly noted certain factual findings that caused it concern, including the steady reduction in the age of fetal viability, the significant number of late-term abortions that result in live births or could do so if appropriate measures were taken, and the need to hold physicians "to precise standards of care in cases where their actions do or may result in the death of an unborn child.”
. The Unborn Child Act was adopted on October 2, 1997, three months after Appellant committed the offenses at issue, and was made effective 180 days after enactment. We do not undertake here to determine the scope of the offenses which it defines.
. Although supporters and opponents of the proposed legislation debated its wisdom, legislators on both sides of the debate appeared to agree that the then-current state of the law did not authorize the prosecution of offenses against unborn children. See Legis. J. — House at 871-81 (April 29, 1997).