COMMONWEALTH of Pennsylvania, Appellee v. Arthur BOMAR, Appellant.
826 A.2d 831
Supreme Court of Pennsylvania.
May 30, 2003.
Reargument Denied July 17, 2003.
Certainly, the Court should definitively answer the statutory construction question that was avoided in Reinforced Earth. However, I do not regard this as an appropriate case to afford the necessary review, as Petitioners have now conceded this issue. Further, although I also view as significant the third question presented by Petitioners, which concerns the administration of partial disability benefits in relation an undocumented workers (assuming that such persons are “employes“), I believe that it is important for the Court to first resolve the central question regarding the statute‘s scope. Accordingly, I would also deny review concerning Petitioners’ third question in the context of the present petitions.
William R. Toal, Media, Amy Zapp, Harrisburg, for Appellee, Com. of PA.
Before: FLAHERTY, C.J., and ZAPPALA, CAPPY, CASTILLE, NIGRO, NEWMAN and SAYLOR, JJ.
OPINION
JUSTICE CASTILLE.
On October 1, 1998, a jury sitting in the Court of Common Pleas of Delaware County convicted appellant of first-degree
Trial counsel subsequently withdrew from the case and present counsel entered the matter and filed post-sentence motions on appellant‘s behalf, including claims that trial coun-
I. Sufficiency of the Evidence
Although appellant has not challenged the sufficiency of the evidence underlying his first-degree murder conviction, this Court performs a self-imposed duty to review the sufficiency of that evidence in capital cases. See Commonwealth v. Zettlemoyer, 500 Pa. 16, 454 A.2d 937, 942 n. 3 (1982), cert. denied, 461 U.S. 970, 103 S.Ct. 2444, 77 L.Ed.2d 1327 (1983). In reviewing the sufficiency of the evidence, the Court must determine whether the evidence admitted at trial, and all reasonable inferences derived therefrom, when viewed in the light most favorable to the Commonwealth as verdict winner, supports the jury‘s finding of all of the elements of the offense beyond a reasonable doubt. Commonwealth v. Spotz, 563 Pa. 269, 759 A.2d 1280, 1283 (2000) (citing Commonwealth v. Rhodes, 510 Pa. 537, 510 A.2d 1217, 1218 (1986)). “Evidence is sufficient to sustain a conviction of first-degree murder where the Commonwealth establishes that the defendant acted with the specific intent to kill, that a human being was unlawfully killed, that the person accused did the killing, and that the killing was done with premeditation or deliberation.” Spotz, 759 A.2d at 1283 (citing
The evidence presented at trial established the following: At approximately 10:30 p.m. on the evening of June 19, 1996, the victim, 22-year-old Aimee Willard, met several of her high school friends at a bar located on Lancaster Avenue in Wayne,
At approximately 2:00 a.m., on June 20, 1996, the victim‘s car, a blue Honda Civic, was discovered on the southbound off-ramp of the Springfield-Lima Exit of Interstate 476 in Delaware County. The car‘s engine was still running, the driver‘s side door was open, the radio was playing and the interior lights and headlights were on. There was a rough abrasion on the back bumper of the victim‘s car. There was a pool of blood on the ground in front of the vehicle with drops of blood leading away from it. A tire iron was located near the pool of blood. Later that morning, police discovered a pair of sneakers and a pair of female underpants with a sanitary pad near the abandoned car. The sneakers were later identified as belonging to the victim and the underpants were later identified as the size worn by the victim. Hairs found on the sanitary pad were consistent with the pubic hairs of the victim. The police also obtained tire impressions from the scene.
At approximately 5:00 p.m., on June 20, 1996, Aimee Willard‘s body was found naked, positioned face down, with two plastic bags covering her head, in a vacant lot at 16th Street and Indiana Avenue in Philadelphia. The victim‘s injuries included multiple blunt force injuries to her head, brain and face; an abraded contusion on her left shoulder and upper chest; a rectangular shaped contusion beneath her left breast; a patterned, angular thermal injury resembling a flower petal on her right lower chest and upper abdomen; numerous fractures in her neck; bruises on her left and right thighs; and defensive wounds on her left and right forearms. There was intact degenerate sperm found in the victim‘s vaginal cavity. In addition, a tree branch had been forced into her vagina. There was no blood surrounding or beneath the body or leading up to or away from the body, indicating that the victim was not killed at the site but rather had been killed elsewhere and then moved to this location.
Several hours after the discovery of Aimee Willard‘s body, at approximately 11:25 p.m., on June 20, 1996, appellant was coincidentally stopped by the police at the intersection of 20th
Nearly a year later, on June 5, 1997, appellant was arrested in Ardmore, Pennsylvania, on an outstanding warrant for violating his parole from a conviction for second degree murder that occurred in Las Vegas, Nevada, and for an unrelated criminal trespass. That evening, investigators from the Delaware County Criminal Investigation Division (CID) questioned appellant concerning the Willard murder. Appellant told the investigators, among other things, that he drove a 1993 Ford Escort until March of 1997, that he had been to the same bar that the victim had been to on the night of June 19, 1996, previously with a former girlfriend, and that he routinely traveled on Interstate 476.
On July 10, 1997, two Pennsylvania State Police troopers met with appellant‘s then-girlfriend, Mary Rumer. Rumer told the troopers that appellant had confessed to her that he murdered Aimee Willard. She told police that appellant related the following events to her: Appellant observed Aimee leave the bar, get into her car, and begin to drive away. He followed in his own car. Appellant stopped Aimee‘s car on Interstate 476 and flashed a fake police badge. When Aimee asked why she was being stopped, appellant told her that she was swerving on the road. Aimee then became angry, at which point appellant punched her, knocking her unconscious. After placing the victim in his car, appellant drove to an abandoned building. Appellant took the victim‘s clothes, placed them in a trash bag and threw them away. Appellant hit the victim‘s head with a hard object and killed her. He also admitted raping the victim to Rumer.
Rumer also told the troopers that appellant had shown her the location on Interstate 476 where Aimee Willard‘s car was abandoned as well as the vacant lot where her body was recovered.
On July 13, 1997, the police executed a search warrant for samples of appellant‘s blood. DNA testing of the blood samples established that appellant‘s DNA profile matched the DNA profile of the male fraction developed from vaginal swabs taken from Aimee Willard. There was but a one in 500 million chance that someone other than appellant was the source of the genetic material taken from the victim.
Also in July of 1997, David O‘Donald, appellant‘s ex-brother-in-law, who was incarcerated in a federal prison for unrelated offenses, met with law enforcement officials to offer his assistance in the ongoing investigation of appellant‘s involvement in the Willard murder. Pursuant to those discussions, O‘Donald was transferred to the Montgomery County Correctional Facility where appellant was being held. O‘Donald was placed on the same cellblock as appellant for approximately two weeks in July. On July 17, 1997, while appellant was in O‘Donald‘s cell, appellant told him, “if I had disposed of the body, there would be no problem,” and “no body, no Grand Jury indictment.” In addition, appellant stated that, “if everyone does what I tell them, I‘ll be alright.” Later that day, while O‘Donald was in appellant‘s cell, appellant stated, “I grabbed the bitch and she said please don‘t do this.” He told
The foregoing physical, confessional, scientific and circumstantial evidence overwhelmingly supports the jury‘s finding that Aimee Willard was unlawfully killed, that appellant is the person who committed this slaying, that he acted with specific intent to kill, and that the killing was done with premeditation and deliberation.
II. Trial Court Error
Appellant alleges a total of eight claims of trial court error. Appellant‘s first three such claims allege that the trial court erred in denying his pre-trial motion to suppress statements he made to the police on June 5, 1997, July 17, 1997, and October 15, 1997. Our standard of review in addressing a challenge to a trial court‘s denial of a suppression motion is limited to determining whether the factual findings are supported by the record and whether the legal conclusions drawn from those facts are correct. Fletcher, 750 A.2d at 268 (citing Commonwealth v. Hall, 549 Pa. 269, 701 A.2d 190, 197 (1997), cert. denied, 523 U.S. 1082, 118 S.Ct. 1534, 140 L.Ed.2d 684 (1998)). Since the prosecution prevailed in the suppression court, we may consider only the evidence of the prosecution and so much of the evidence for the defense as remains uncontradicted when read in the context of the record as a whole. Where the record supports the factual findings of the trial court, we are bound by those facts and may reverse only if the legal conclusions drawn therefrom are in error.
Appellant first claims that the trial court erred in declining to suppress his statements to law enforcement officials on June 5, 1997. Appellant contends that while Sergeant J. Mark Keenan, the first officer who questioned him on June 5, was in
Sergeant Keenan testified at the suppression hearing that appellant interrupted his recitation of the Miranda warnings, not to invoke his right to counsel, but rather to inform the Sergeant that he understood his rights and that he did not need to continue with the warnings. The Sergeant further testified that he informed appellant that, regardless of whether appellant was aware of his constitutional rights, he nonetheless had to advise him of his complete Miranda rights and that he then proceeded to recite the warnings in their entirety from the beginning. Sergeant Keenan testified that he asked appellant if he understood the warnings and appellant answered that he did, at which point Sergeant Keenan began to question appellant concerning the criminal trespass then under investigation. The Sergeant testified that appellant never declined to speak with him after being advised of his Miranda warnings and that he never requested an attorney. The trial court found Sergeant Keenan‘s testimony to be credible and accorded it great weight. See Trial Court slip op. at 21. This Court must defer to the credibility determinations of the trial court which had the opportunity to observe the demeanor of Sergeant Keenan and heard him testify. Commonwealth v. McCracken, 540 Pa. 541, 659 A.2d 541, 546 (1995). Accordingly, there is ample evidence in the record to support the trial court‘s finding that appellant did not invoke his
Further, although appellant did not make an explicit statement of waiver after being advised of his Miranda rights, such a statement is not necessary to a finding of waiver under the
Appellant next alleges that the trial court erred in failing to suppress the statements he made to David O‘Donald on July 17, 1997, while both men were incarcerated at the Montgomery County Correctional Facility. Appellant concedes, as he must, that the police‘s use of O‘Donald to obtain incriminating statements from him did not violate his right to counsel under the
Appellant also claims that the suppression court erred in failing to suppress the statements he made to police on October 15, 1997. The relevant facts concerning these statements, as determined by the suppression court, are as follows: On October 14, 1997, a judge of the Delaware County Court of Common Pleas ordered the Superintendent of SCI-Camp Hill, the prison where appellant was incarcerated, to release appellant to the custody of CID Detectives John Easton and Joseph O‘Berg the following day for transportation to the offices of the CID for the purpose of a “hearing.” On the morning of October 15, 1997, Detectives Easton and O‘Berg and Trooper Tedescung Bandy of the Pennsylvania State Police arrived at Camp Hill to transport appellant. Appellant was informed that the reason he was being taken to Delaware County was so that he could be questioned concerning the Willard murder. Appellant agreed to accompany the police. Upon appellant‘s arrival at the CID offices, Chief John McKenna of the CID orally advised appellant of the Miranda warnings. Appellant orally indicated that he understood each right. When he was asked whether, knowing these rights, he was willing to discuss what he knew about the Willard murder, he replied that he was, and that he wanted to clear his name. Appellant answered the officers’ questions until he was asked whether he
Appellant challenges the admission of those statements which were admitted on two grounds. First, appellant argues that the procedure employed by law enforcement officials to secure his transfer to the CID offices for questioning violated his rights under the
There is no doubt that the “bring-down” order authorizing the transfer of appellant to the CID offices was erroneous, since it indicated that appellant was to be removed for a hearing, when no hearing was scheduled. See Trial Court slip op. at 26. Appellant, however, does not cite to any record evidence, nor have we identified any, supporting his assertion that the error in the order was the result of false representations or other intentional wrongdoing on the part of the Commonwealth. In fact, at the suppression hearing, the prosecution characterized the error in the court‘s order as a
In any event, the transfer of appellant from the Camp Hill Prison to the CID offices in Delaware County did not implicate appellant‘s rights under the
Second, appellant contends that his October 15 statements should have been suppressed because he did not knowingly and voluntarily waive his Miranda rights prior to answering the police questions. See Fletcher, 750 A.2d at 280 (Commonwealth bears burden of establishing knowing and voluntary waiver of Miranda rights). As discussed above, however, the trial court found that appellant was informed of
Appellant‘s fourth assignment of error is that he was unconstitutionally prohibited from “life qualifying” the jury during voir dire. The term “life qualification” refers to the process in which prospective jurors who have a fixed opinion that a sentence of death should always be imposed for a conviction of first-degree murder are identified and excluded from the jury. Commonwealth v. Keaton, 556 Pa. 442, 729 A.2d 529, 543 n. 9 (1999). There is no constitutional requirement that each prospective juror be life qualified. Id. at 543. If the defendant wishes to life qualify any or all venirepersons, however, the voir dire procedure must include such an inquiry. Morgan v. Illinois, 504 U.S. 719, 733-34, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992). Accord Keaton, 729 A.2d at 543.
The trial court here specifically queried each of the jurors ultimately seated for appellant‘s trial whether they would automatically impose the death penalty simply because a defendant had been convicted of first-degree murder, and each juror answered that he or she would not automatically impose the death penalty in this instance. See N.T. 9/14/1998 at 215-16, 236-38, 256-58, 266-67, 306; N.T. 9/15/1998 at 320-21, 374, 401-02, 500-01, 512-13; N.T. 9/16/1998 at 620-21, 674-75, 706-07, 720-21, 773-74, 817-18, 845-46, 858.14 Appellant
Notwithstanding the above, appellant does identify three occasions where he alleges that he was denied the opportunity to question prospective jurors concerning specific potential mitigating circumstances. Appellant cites to the following exchange during his voir dire examination of juror number 8:
Counsel: If you were chosen as a juror in this case would you want to hear or would you consider evidence of the defendant‘s childhood as supported by the facts?
Prosecutor: Objection.
The Court: Sustained. This would be the mitigating. I‘ve ruled on that.
Counsel: Oh, okay. I don‘t have any other questions.
N.T. 9/14/1998 at 201-02. In addition, appellant makes reference to the following additional exchange which took place during the examination of juror number 9:
Counsel: Are there circumstances, the judge talked about mitigating circumstances and aggravating circumstances, are there, some mitigating circumstances may be presented by the defense. That would include the defendant‘s character or the defendant‘s record, the defendant‘s good deeds. Would these types of circumstances be considered by you? Would they be considered by you or would you consider them irrelevant if you had to make a decision?
Prosecutor: I object, your Honor.
The Court: The objection is sustained as asked. You can‘t ask him what his conclusion‘s going to be under a set of circumstances that don‘t yet exist.
Counsel: Your honor. I simply want to find out if these types of circumstances would be considered irrelevant by the juror.
The Court: Well, I think you need to ask him in the right context. And let me add to what your question is. If you need to supplement it, you may.
If the law told you, I told you, that the law said, look, these are the mitigating circumstances that you may consider if you believe evidence is presented. Would you fail to follow the law and at least consider I told you was to be considered by you?
Juror Number 9: Yes, sir, if it was presented in evidence and it was for our consideration, I would consider it, yes.
Counsel: Okay. Thank you. I have no other questions.
N.T. 9/14/1998 at 209-10. Finally, appellant cites to the following exchange during the voir dire examination of juror number 13:
Counsel: Okay. Would you consider circumstances about the Defendant, if it came to a situation where we‘re in a sentencing hearing, would you consider, would you be able to consider circumstances about the Defendant if the judge instructed you to listen to those circumstances.
Juror Number 13: Could you repeat that?
Counsel: Sure. Would you be able to consider circumstances about the Defendant in a sentencing hearing if the judge instructed you to consider those circumstances?
Are there any circumstances that you would not be able to consider.
The Court: I think we‘ve got two questions now.
Counsel: Are there any circumstances about the Defendant, any defendant, in a sentencing hearing that you would find irrelevant or would not consider?
Prosecutor: Objection, your Honor.
The Court: Sustained.
Counsel: Despite the judge instructing you to consider that?
Prosecutor: Objection.
The Court: Well, the first question, the objection has been sustained so there‘s nothing to tag the end line. Let me ask a question and then I‘ll give you another chance.
If the Defendant‘s convicted of first-degree murder, and only if the Defendant‘s convicted of first-degree murder, what I will do is tell the jury that they must consider the evidence, if any, of aggravating circumstances and the evidence, if any, of mitigating circumstances.
And I‘m going to tell the jury these are the factors that you must consider. There are the aggravating factors that have been presented and these are the mitigating factors that have been presented. And you must consider the evidence that‘s been presented with respect to each one of those in making your determination. Would you do that?
Juror Number 13: Yes.
The Court: Follow my instruction and do that?
Juror Number 13: Yes. The Court: Okay. That‘s all the question is.
Counsel: Are there any circumstances, generally speaking, that you would not be able to consider that you would find irrelevant.
Prosecutor: Objection.
The Court: Sustained.
Counsel: I have no further questions.
N.T. 9/14/1998 at 250-52.
The scope of voir dire rests in the sound discretion of the trial court, whose decision will not be reversed on appeal absent palpable error. Commonwealth v. Bridges, 563 Pa. 1, 757 A.2d 859, 872 (2000). The purpose of voir dire is solely to ensure the empanelling of a competent, fair, impartial, and unprejudiced jury capable of following the instructions of the trial court. Id. Neither counsel for the defendant nor the Commonwealth should be permitted to ask direct or hypothetical questions designed to disclose what a juror‘s present impression or opinion as to what his decision will likely be under certain facts which may be developed in the trial of the case. See Commonwealth v. Carson, 559 Pa. 460, 741 A.2d 686, 698 (1999). ”Voir dire is not to be utilized as a tool for the attorneys to ascertain the effectiveness of potential trial strategies.” Commonwealth v. Paolello, 542 Pa. 47, 665 A.2d 439, 451 (1995). The foregoing questions disallowed by the trial court were intended to elicit what the jurors’ reactions might be when and if appellant presented certain specific types of mitigating evidence. The questions were simply not relevant in seeking to determine whether the jurors would be competent, fair, impartial and unprejudiced. Rather, the queries at issue sought to gauge the efficacy of potential mitigation strategies. Moreover, in the face of these inappropriate questions, the trial court asked appropriate general questions which revealed that the jurors in question would consider all the evidence, both aggravating and mitigating, and follow the court‘s instructions. Appellant had no objection to
Appellant next claims that the testimony of the victim‘s mother, Gail Willard, during the guilt phase constituted improper victim impact evidence.15 Appellant contends that, although it may not be readily apparent from the face of the record, the “real purpose” of Gail Willard‘s testimony allegedly was to demonstrate the impact of Aimee Willard‘s death on her family. Brief of Appellant at 25. In particular, appellant cites Ms. Willard‘s concluding testimony that it had been 837 days since she had last seen her daughter alive. N.T. 9/29/1998 at 192. Appellant argues that:
[a] cold and sterile transcript cannot give justice to the emotional effect that such dramatic testimony conveys to jurors. What better way to demonstrate the inconceivable impact of the victim‘s death on a family member than to present it in terms of “837 days” and abruptly conclude the Commonwealth‘s case? The jurors, were left with the inescapable conclusion that [Ms.] Willard relives the anguish of her daughter‘s untimely demise one day at a time.
Brief of Appellant at 26. Appellant avers that Gail Willard‘s testimony amounted to a de facto victim impact statement. This claim fails.
Victim impact evidence consists of “evidence concerning the victim and the impact that the death of the victim has had on the family of the victim.”
Next, appellant contends that the trial court erred in denying his oral motion in limine to limit the extent to which the underlying circumstances of appellant‘s three prior convictions for second degree murder, battery with a deadly weapon, and battery by a prisoner would be presented to the jury at the penalty phase pursuant to
With respect to the Nevada conviction of the Defendant for murder, the offense occurring on July 25, 1978, what is agreeable is that the fact-finder will be permitted to determine—find that that was a felony, that the Defendant—the offense occurred on July 25, 1978, that the Defendant was convicted of second degree murder on April 27 of 1979, by shooting one Larry Carrier, and he was sentenced on June 18, 1979, to life in prison in a Nevada state prison, with possibility of parole after five years; with respect to a Nevada offense occurring on January 27, 1979, where the Defendant was convicted of battery with a deadly weapon, a felony, on July 24, 1979, in that the Defendant shot one Sherry Nowman with a shotgun at 90 East Lynwood Drive, Sparks, Nevada, and that he was sentenced to ten years, consecutive to any present prison term; with respect to the third Nevada conviction, the offense occurring on May 11, 1985, that the Defendant was convicted of battery by prisoner, a felony, on March 3, 1986, and sentenced to 18 months in a Nevada state prison, consecutive to any sentence he is presently serving.
Id. at 25-26. Appellant acknowledged at trial that this was the agreement reached by the parties. Id. at 27.
Despite the fact that appellant agreed at trial that the foregoing ruling was the proper disposition of his motion in limine, he now claims that this ruling was erroneous. This Court cannot reach this claim, even under relaxed waiver. The subject of this claim was a matter that was specifically discussed by the parties with the trial judge, resulting in an agreement on how to resolve the question. Consistently with our prior precedents in such an instance, where the issue was joined below and appellant agreed to its resolution, we will not review the claim. See Commonwealth v. Wallace, 522 Pa. 297, 561 A.2d 719, 725 (1989) (claim that trial court erred in failing to issue cautionary instruction waived where court offered to give charge and counsel failed to “take a stand” on issue and
Appellant next claims that the trial court erred in granting the Commonwealth‘s oral motion to quash the subpoena served on Gail Willard to compel her to testify at the penalty phase regarding her personal opposition to the death penalty. Appellant contends that the trial court‘s ruling was contrary to his right under Skipper v. South Carolina, 476 U.S. 1, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986), to have the jury consider any relevant mitigation evidence. Appellant specifically alleges that this testimony was relevant evidence of mitigation under the so-called “catchall” mitigating circumstance set forth at
Appellant‘s reliance upon Skipper is misplaced. In that case, the U.S. Supreme Court held that it was error for the trial court to preclude testimony that the defendant had made a good adjustment to prison life in the time between his arrest and trial. The Court explained that, in capital cases, the sentencer may not be precluded from considering, as a mitigating factor, any aspect of a defendant‘s character or record and any of the circumstances of the offense that the defendant
Gail Willard‘s personal views on the death penalty also were not relevant under Pennsylvania‘s capital sentencing statute. This type of evidence does not fall within any of the seven specific mitigating circumstances outlined in
Finally, appellant raises a claim relating to the sentences imposed for rape and kidnapping. Specifically, appellant contends that the trial court erred in sentencing him under
Any person who is convicted in any court of this Commonwealth of a crime of violence shall, if at the time of the commission of the current offense the person had previously been convicted of a crime of violence, and has not rebutted the presumption of high risk dangerous offender ... be sentenced to a minimum sentence of ten years of total confinement, notwithstanding any other provision of this title or other statute to the contrary.
In Commonwealth v. Butler, 563 Pa. 324, 760 A.2d 384 (2000), this Court held that
III. Ineffective Assistance of Counsel
Appellant also raises four claims of ineffective assistance of trial counsel. In Commonwealth v. Grant, 572 Pa. 48, 813 A.2d 726 (2002), this Court overruled the procedural rule announced in Commonwealth v. Hubbard, 472 Pa. 259, 372 A.2d 687 (1977), requiring new counsel to raise claims of previous counsel‘s ineffectiveness at the first opportunity, even if that first opportunity is on direct appeal and the claims of ineffectiveness were not raised in the trial court. This Court announced a new general rule providing that a defendant “should wait to raise claims of ineffective assistance of trial counsel until collateral review.” 813 A.2d at 738. Grant recognized, however, the prospect of exceptions to the general rule. 813 A.2d at 738 n. 14. The Court in Grant applied the new general rule to the parties in that case, dismissing Grant‘s claims of ineffective assistance of trial counsel—which were raised for the first time on appeal—without prejudice to his ability to raise the claims on collateral review. Grant further held that its new rule applies retroactively to “any other cases on direct appeal where the issue of ineffectiveness was properly raised and preserved.” Id. at 738.
This appeal, however, involves a circumstance not present in, or addressed by, Grant: appellant‘s claims of ineffective assistance of counsel were properly raised and preserved in the trial court. Following sentencing, trial counsel withdrew
This Court‘s holding in Grant was grounded upon concerns which affected both the ability of the defendant to develop his claims and the reviewing court‘s ability to consider the claims. Thus we noted that, when appellate courts reviewed a claim of ineffective assistance of counsel raised for the first time on appeal under Hubbard, there was rarely a trial court opinion addressing the issue, which poses a “substantial impediment to meaningful and effective appellate review.” 813 A.2d at 733-34 (quoting Commonwealth v. Lord, 553 Pa. 415, 719 A.2d 306, 308 (1998)). In addition, we expressed concern that review under Hubbard frequently obliged the appellate courts to consider matters not of record, a function that appellate courts normally do not perform. Under Hubbard, appellate courts often had to engage in fact-finding in the form of speculation concerning the strategy counsel pursued at trial, a function that they were ill-suited to assume. Finally, we noted the difficult task that faced appellate counsel under Hubbard in attempting to uncover and develop extra-record claims of counsel ineffectiveness in the truncated time frame available on direct appeal review, a task further complicated by the fact that counsel‘s duty in this regard is not entirely clear, at least as a constitutional matter. 813 A.2d at 734-36.
Sub judice, there is a trial court opinion addressing the ineffectiveness claims raised on appeal. We observed in Grant that “the trial court is in the best position to review claims related to trial counsel‘s error in the first instance as
There is also a record devoted to the ineffectiveness claims. Indeed, trial counsel testified at the hearings on appellant‘s post-sentence motions concerning their versions of events at trial, their trial strategy, and their reasons for the actions or inactions that present counsel alleges to be improper. See N.T. 3/4/1999 at 12-220, 222-275. In light of this ample record, there is no need to rely upon extra-record sources, such as averments in appellate briefs or affidavits, to resolve appellant‘s ineffectiveness claims, as is so often the case when such claims have not been raised and preserved in the trial court.
Correspondingly, the extensive record below exploring why trial counsel proceeded in the manner that they did means that there is no danger of engaging in appellate fact-finding in the form of speculation concerning the strategy actually pursued by trial counsel. In this circumstance, an appellate court may review trial counsel‘s strategy from the “horse‘s mouth,” as it were, and not engage in after-the-fact guesswork.
Notably, a significant number of the state and federal courts that have adopted a general rule prohibiting review of ineffectiveness claims on direct appeal recognize an exception to the general rule where the claims were presented to the trial court. See United States v. McIntosh, 280 F.3d 479, 481 (5th Cir.2002) (claim of ineffective assistance of counsel may be reviewed on direct appeal if presented to trial court); Dodson v. State, 326 Ark. 637, 934 S.W.2d 198, 201 (1996) (same); Jackson v. State, 534 So.2d 689, 692 (Ala.Crim.App.1988) (same); State v. Van Cleave, 239 Kan. 117, 716 P.2d 580, 582 (1986) (same); Accord United States v. Kincaide, 145 F.3d 771, 785 (6th Cir.1998) (claim of ineffective assistance of counsel may be reviewed on direct appeal if record is adequate
to assess merits of claim); United States v. Cocivera, 104 F.3d 566, 570 (3rd Cir.1996) (same); United States v. Eltayib, 88 F.3d 157, 170 (2d Cir.1996) (same); People v. Mendoza Tello, 15 Cal.4th 264, 62 Cal.Rptr.2d 437, 933 P.2d 1134, 1135 (1997) (same); State v. Henry, 271 Mont. 491, 898 P.2d 1195, 1197-98 (1995) (same); State v. Barrett, 577 A.2d 1167, 1172 (Me.1990) (same); State v. Seiss, 428 So.2d 444, 449 (La.1983) (same); State v. Lucas, 323 N.W.2d 228, 232 (Iowa 1982) (same).
Lastly, the difficulties confronting appellate counsel in discovering and developing ineffectiveness claims within the limited amount of time available for filing a direct appeal noted by this Court in Grant are obviously not implicated—at least as to the claims presented here—since the claims have been raised and fully developed at a hearing in the trial court.
For the above reasons, we hold that this circumstance is an exception to the general rule of deferral in Grant. Accordingly, we proceed to consideration of appellant‘s ineffectiveness claims.
Appellant forwards his claims of ineffectiveness under both the federal and the Pennsylvania Constitutions. He does not argue that the right to counsel implicated by his claims differs under those charters, instead forwarding a single argument as to each claim. In any event, it is well-settled that the test for counsel ineffectiveness is the same under both charters: It is the performance and prejudice test as set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Commonwealth v. Busanet, 817 A.2d 1060, 1066 (Pa.2002); Commonwealth v. Jones, 571 Pa. 112, 811 A.2d 994, 1002 (2002); Commonwealth v. Bond, 819 A.2d 33, 41-42 (Pa.2002); Commonwealth v. (Charles) Pierce, 515 Pa.153, 527 A.2d 973 (1987). To prevail on a claim that counsel was constitutionally ineffective, the appellant must overcome the presumption of competence by showing that: (1) his underlying claim is of arguable merit; (2) the particular course of conduct pursued by counsel did not have some reasonable basis designed to effectuate his interests; and (3) but for counsel‘s ineffectiveness, there is a reasonable proba
Appellant first alleges that trial counsel was ineffective in failing to call his mother, Carrie Bomar Ganges, and a woman named Betty Powell to testify on his behalf at the guilt phase of his trial. Appellant contends that his mother would have testified that he drove her to a doctor‘s appointment at 9:30 a.m. on the morning of June 20, 1996, which would have tended to refute the Commonwealth‘s theory that appellant returned to the crime scene later on in the morning of June 20th and placed the sneakers and panties of the victim at the scene.20 Appellant further avers that Betty Powell would have testified that on the morning of June 20, 1996, she observed a white male dump an object which could have been a body at the vacant lot at 16th Street and Indiana Avenue in Philadelphia where Aimee Willard‘s body was later discovered. Appellant asserts that this testimony could have established that a third party of another race was actually responsible for disposing of the victim‘s body.
At the evidentiary hearings on appellant‘s post-sentence motions, trial counsel noted a number of reasonable concerns that led him to not call Ms. Ganges as a witness at the guilt phase. Trial counsel testified that, when he interviewed Ms. Ganges, she appeared to him to have no independent recollection of appellant driving her to the doctor‘s office on the morning of June 20, 1996, or of any other events on that day, and that he was concerned that she would not fare well under cross-examination by the Commonwealth. N.T. 3/4/1999 at 111-12. In addition, trial counsel testified that because Ms. Ganges was appellant‘s mother, he felt that the jury would view her as biased in favor of her son and not credible, particularly since there was no evidence that corroborated her story. Id. at 113. Further, trial counsel believed that Ms. Ganges‘s testimony might actually lend credence to, rather than cast doubt upon, the Commonwealth‘s theory that appellant returned to the scene of the crime later in the morning of June 20, and placed the victim‘s sneakers and panties at the scene. Trial counsel reasoned that there was no physical evidence or any eyewitnesses that conclusively placed appellant at the crime scene later in the morning of June 20th, and that introducing evidence to rebut the Commonwealth‘s theory would lead the jury to conclude that the theory was more compelling than it in reality was. Id. at 113-14. Trial counsel also testified that Ms. Ganges had repeatedly indicated to him that she believed the prosecution of her son was tantamount to a lynching, and that he was concerned that, if called to testify, she would express these personal views, which would alienate the jury and hinder the defense. Id. at 120. This concern proved well-founded in light of Ms. Ganges
Trial counsel was also not ineffective for failing to call Betty Powell at the guilt phase. Trial counsel had a private investigator look into Ms. Powell‘s story and the investigator determined that Powell knew Gilda Drummond, a member of appellant‘s extended family. See N.T. 4/20/1999 at 53-54. In addition, the investigator was unable to corroborate Ms. Powell‘s alleged observations through any other source. See N.T. 3/4/1999 at 88, 208. In light of Ms. Powell‘s connection to appellant‘s family, and the fact that her testimony could not be corroborated, trial counsel concluded that she would not be a helpful witness. This was a reasonable strategic decision by counsel. Further, we are more than satisfied that appellant was not prejudiced by the absence of Ms. Powell‘s testimony. Ms. Powell testified at the post-sentence evidentiary hearings that she did not see the object that was dumped by the white male on the morning of June 20, 1996, because it was covered by a white sheet. N.T. 4/20/1999 at 158. She did testify, however, that it measured only approximately three and one-half feet in length. Id. at 161. Tellingly, Ms. Powell further testified that she was alone at the time she made her observations. Id. at 181. It is highly unlikely that the vague, uncorroborated testimony of a person acquainted with a member of appellant‘s family that she saw an unidentified white male dump an unknown object much shorter in length than the victim at a vacant lot where people frequently leave trash and debris would have been even marginally helpful to appellant‘s defense—especially when his own statements and DNA tied him to the offense. Accordingly, this claim fails.
Next, appellant asserts that trial counsel was ineffective in failing to move for a second change of venue or venire. Appellant filed a motion for a change of venue or venire with the trial court on March 23, 1998. Following a hearing on June 5, 1998, the trial court denied the motion for a change of venue. The trial court granted the motion for a change of venire, however, and appellant‘s jury was selected from Westmoreland County. Appellant alleges that, on the first day of jury selection, September 14, 1998, an article appeared on the front page of the Tribune-Review, a newspaper published in Westmoreland County, which described the gruesome nature of the Willard murder, made reference to appellant‘s prior criminal history and the fact that he had served twelve years in a Nevada prison for killing another man, noted that he was later arrested on a burglary charge, and revealed that he was the prime suspect in the killing of another woman in Philadelphia in March of 1997. Appellant further contends that another article appeared in the Tribune-Review the following day, which focused on the extra security measures being taken by sheriffs from Delaware and Westmoreland counties with respect to the prosecution and made specific reference to an electric restraining harness worn under appellant‘s shirt. Appellant asserts that, in light of this allegedly “sensational” and “inflammatory” publicity, trial counsel should have requested a second change of venue or venire. Brief of Appellant at 52. No relief is due.
The factors to be considered by a trial court in determining whether there should be a change of venue or venire are as follows:
The mere existence of pretrial publicity does not warrant a presumption of prejudice. Commonwealth v. McCullum, 529 Pa. 117, 602 A.2d 313, 317 (1992). If pretrial publicity occurred, its nature and effect on the community must be
considered. Commonwealth v. Casper, 481 Pa. 143, 392 A.2d 287, 292-293 (1978). Factors to consider are whether the publicity was sensational, inflammatory, and slanted toward conviction rather than factual and objective; whether the publicity revealed the accused‘s prior criminal record, if any; whether it referred to confessions, admissions, or reenactments of the crime by the accused; and whether such information is the product of reports by the police or prosecuting officers. Id. If any of these factors exists, the publicity is deemed to be inherently prejudicial, and we must inquire whether the publicity has been so extensive, so sustained, and so pervasive that the community must be deemed to have been saturated with it. Commonwealth v. Breakiron, 524 Pa. 282, 571 A.2d 1035, 1037 (1990). Finally, even if there has been inherently prejudicial publicity which has saturated the community, no change of venue [or venire] is warranted if the passage of time has significantly dissipated the prejudicial effects of the publicity. Commonwealth v. Gorby, 527 Pa. 98, 588 A.2d 902, 906 (1991); Breakiron, 571 A.2d at 1037.
Commonwealth v. Chambers, 546 Pa. 370, 685 A.2d 96, 104 (1996).
The mere appearance of two articles in a local Westmoreland County newspaper on succeeding days in September 1998, did not constitute publicity which was so extensive, sustained, and pervasive that the community was saturated with it. Indeed, when the trial court questioned the prospective jurors regarding their exposure to media coverage of the case, only 19 venirepersons out of a total venire of approximately 135 individuals responded that they had seen or heard anything regarding the case in the media. See N.T. 9/14/1998 at 19-64. Of the individuals who actually served on the jury, none had been exposed to media coverage of the case except for one alternate juror who did not participate in the jury deliberations.22 Thus, a change of venue or second change of
Further, the record reflects that trial counsel had a reasonable basis for failing to request a second change of venue or venire. Trial counsel testified that he conducted a thorough investigation into the suitability of selecting the jury from Westmoreland County. Among other things, trial counsel investigated the County‘s jury selection process, reviewed the County‘s population demographics, spoke with the editor of the Tribune-Review and other newspaper reporters, reviewed the local press coverage of the case, had discussions with attorneys who practice in the County, and interviewed individuals at a local mall, to determine whether people in the area were familiar with the matter. See N.T. 3/4/1999 at 153-63. Trial counsel, together with appellant, ultimately concluded that Westmoreland County was a proper county from which to select the jury because few people in the County had previously heard of the case. See id. at 163. This conclusion was clearly reasonable. Because trial counsel had a reasonable basis for not seeking a second change of venue or venire, counsel‘s performance may not be deemed ineffective in hindsight.
Finally, appellant alleges that trial counsel was ineffective in failing to request a continuance for additional neuropsychological testing at the penalty phase. Appellant asserts that further testing could have established that he has a cognitive disorder which would have been “powerful” and “compelling” evidence in mitigation at the penalty phase. Brief of Appellant at 55. As discussed above, following the initial examination of appellant by defense psychologist Dr.
IV. Denial of Post-Sentence Motion for Competency Examination
In his penultimate claim for relief, appellant alleges that the trial court erred in denying his post-sentence motion for an additional competency examination to determine his competen
Pursuant to this Commonwealth‘s Mental Health Procedures Act, a defendant must be competent to be tried, convicted, or sentenced.
Sub judice, Dr. Robert L. Sadoff, M.D., a psychiatrist appointed by the trial court, conducted a competency examination of appellant prior to trial and concluded that appellant
V. Constitutionality of Death Penalty Statute
Finally, appellant alleges that Pennsylvania‘s death penalty statute,
Even assuming these statistics are accurate, such naked statistics are obviously insufficient to demonstrate that the death penalty statute has been applied in a discriminatory fashion in Delaware County. To establish a claim of selective prosecution, a defendant must demonstrate that others similarly situated were not similarly prosecuted, and that this
VI. Statutory Review
Having addressed each of appellant‘s claims, this Court is also required to conduct a statutory review of the death sentence. Pursuant to
(i) the sentence of death was the product of passion, prejudice, or any other arbitrary factor; or (ii) the evidence fails to support the findings of at least one aggravating circumstance specified in subsection (d).
Id. After careful review of the record below, we conclude that the sentence imposed was not a product of passion, prejudice or any other arbitrary factor but, instead, was the product of overwhelming evidence. Second, the evidence produced at trial and of record is sufficient to establish the aggravating factors found by the jury: the killing was committed during the perpetration of a felony, appellant has a significant history of felony convictions involving the use or threat of violence to the person, and appellant has been convicted of another murder committed in any jurisdiction and committed either before or at the time of the offense at issue. The jury concluded that these aggravating circumstances outweighed the mitigating circumstance found, i.e., any other evidence of mitigation concerning the character and record of the defendant and the circumstances of his offense. Thus, it was statutorily required to impose this sentence of death.
Accordingly, we affirm the judgment of sentence of death. We vacate the judgments of sentence for rape, kidnapping and abuse of corpse and remand for resentencing only as to these convictions.23
Former Chief Justice FLAHERTY and former Chief Justice ZAPPALA did not participate in the decision of this case.
Justice NIGRO files a concurring opinion.
JUSTICE NIGRO CONCURRING.
I join the majority opinion with the limited exception of its discussion regarding the “bring-down” order used to transfer Appellant from the prison to the CID offices for questioning regarding the Willard murder case.
Although I fully agree with the majority that the “bring-down” order was undoubtedly erroneous, I cannot agree with the majority‘s seemingly dismissive approach to the misuse of that erroneous order. To that end, the majority notes that Appellant does not cite to any evidence of record establishing that the error in the order was anything other than a mere “mistake” or “oversight.” While that may be true, it still remains that the order only authorized the transfer of Appellant for a hearing and not for what it was ultimately used for—the questioning of Appellant regarding the Willard case. In my view, the Commonwealth should simply not be allowed to use a court order for one purpose when that order explicitly authorizes its use only for a different purpose. See Commonwealth v. Karash, 513 Pa. 6, 518 A.2d 537, 542 (1986) (“The misuse of a court order is an affront to the court issuing that order.“) Nonetheless, I ultimately agree with the majority that Appellant is not entitled to relief on this claim because the transfer did not, under the circumstances here, implicate Appellant‘s Fourth Amendment rights.
Notes
Hughes, 639 A.2d at 770. Sub judice, appellant, in twice stating that he understood his Miranda rights and then answering the questions immediately posed to him by Sergeant Keenan, similarly manifested the intent to waive his rights.Appellant by his actions, clearly manifested an intent to waive his rights at the time that these allegedly incriminating statements were made.... [H]e clearly and unequivocally indicated after each right was read to him that he understood. And, while he did not directly answer the question as to whether he wished to waive those rights and speak with the officers, he did continue to manifest his understanding of those rights.
[U]nderstanding that the law does not permit it, would you refuse to follow the law and vote to impose the death penalty just because a defendant‘s been convicted of first-degree murder, or would you follow the law and vote to impose the death penalty only if you believe the law permitted it and you believe the evidence warranted it? N.T. 9/14/1998 at 215-16.
