699 A.2d 738 | Pa. Super. Ct. | 1997
Marshall Blair appeals from an order entered in the Court of Common Pleas of Allegheny County denying his motion to dismiss charges and vacate sentence. We affirm.
Blair was involved in a fight that took place in the Oakland section of Pittsburgh outside of a local college bar. As a result, Blair was tried by a jury and convicted of aggravated assault and simple assault. On February 24, 1993, Blair appeared for sentencing before the Honorable Joan Orie Melvin and was sentenced to twenty-four months to sixty months imprisonment, followed by a
While free on bond, Blair filed a notice of appeal on March 19, 1993. In an unpublished memorandum opinion, this court affirmed Blair’s judgment of sentence. See Commonwealth v. Blair, No. 460 Pittsburgh 1993, 435 Pa.Super. 641, 645 A.2d 885 (memorandum decision filed April 18, 1994). On May 31, 1994, the Superior Court remanded the record in this matter to the Court of Common Pleas of Allegheny County; its receipt was acknowledged on June 7,1994. At this time, the trial court was under the impression that Blair had already begun to serve his prison sentence. According to the trial court, it was unaware that Blair remained free on bond because his bond papers, which would have alerted the court to the fact that Blair was at liberty and not incarcerated, were missing from the record.
Over two years later, in September of 1996, the Pennsylvania Department of Corrections contacted the trial court to inquire into the status of Blair’s direct appeal. Upon investigation, the trial court determined that Blair was not incarcerated. A hearing was held on October 11,1996, at which time Blair was ordered to begin serving his sentence pursuant to Pa.R.A.P. 1763 (vacation of su-persedeas on affirmance of conviction). Additionally, the trial court orally denied a motion filed by Blair to dismiss or, alternatively, vacate his judgment of sentence. Blair then filed a motion to reconsider. On October 22, 1996, the trial court cited a lack of jurisdiction in the matter, and ordered that no action be taken on Blair’s motion to dismiss or to vacate sentence. This appeal followed. Blair raises one issue for our consideration:
Whether the appellant is entitled to credit for time erroneously at liberty based on the trial court’s failure to comply with the requirements of Pa.R.A.P. 1763?
Initially, we note that Pennsylvania Rule of Appellate Procedure 1763 reads as follows:
RULE 1763. VACATION OF SUPER-SEDEAS ON AFFIRMANCE OF CONVICTION
Unless otherwise ordered pursuant to this chapter, upon the remand of the record in any matter in which the judgment of sentence was affirmed a defendant who has been released pending appeal shall appear in the lower court at such time as the defendant may be there called, and shall be committed by that court until the defendant has complied with the original sentence, or any part thereof which had not been performed at the time the defendant was released pending appeal.
Pa.R.A.P. 1763 (emphasis added). Blair asserts that the trial court’s delay of over two years and four months from remand of the record to the date that he was required to begin serving his sentence via Rule 1763 is egregious and warrants relief. Blair asserts that he has been seriously prejudiced by the delay; specifically, Blair contends that he had become gainfully employed, secured his own apartment, purchased an automobile, and was continuing his education when, on October 11, 1996, all of his gains “were ripped away from him ... when he was required to return to jail[J” Blair argues that he is entitled to credit for the period of time that he erroneously remained free due to the trial court’s failure to comply with Rule 1763.
Historically, courts from various jurisdictions applied the rule that where a final sentence of imprisonment had been rendered, delay in executing such a sentence did not preclude a subsequent enforcement of the sentence. See 98 A.L.R.2d 687,
Many of these early cases espoused a simple, logical approach that, regardless of the delay between sentencing and confinement, a judgment of sentence could only be satisfied with a term of imprisonment. See United States ex rel. Mayer v. Loisel, 25 F.2d 300 (5th Cir.1928) (where six months had elapsed before process was issued enforcing defendant’s judgment of sentence, the court held that the mere lapse of time without defendant undergoing the imprisonment to which she was sentenced did not constitute service
More recently, the United States Court of Appeals for the Ninth Circuit recognized that, “under common law a convicted person erroneously at liberty must, when the error is discovered, serve the full sentence imposed.” United States v. Martinez, 837 F.2d 861, 864 (9th Cir.1988). See United States v. Vann, 207 F.Supp. 108, 113 (E.D.N.Y.1962) (“where the court’s judgment is that the defendant be imprisoned for a certain term and for any reason, other than death or remission of sentence, time elapses without the imprisonment being endured, the sentence remains valid and subsisting in its entirety.”). As discussed in Martinez, however, more current eases examine the totality of the circumstances surrounding the delay in execution of sentence. Martinez, 837 F.2d at 864. Specifically, in cases dealing with delay in execution of sentencing, federal courts have examined alleged due process violations under the theories of waiver or estoppel. Id. (citing Green v. Christiansen, 732 F.2d 1397, 1399 (9th Cir.1984)).
Addressing the waiver theory, the Martinez court declared that the government waives the right to incarcerate only “when its agents’ actions are so affirmatively improper or grossly negligent that it would be unequivocally inconsistent with ‘fundamental principles of liberty and justice’ to require a legal sentence to be served in its aftermath.” Martinez, 837 F.2d at 864 (quoting Green, 732 F.2d at 1399). Under the estoppel theory, the Martinez court identified a four-part test requiring the following: the party to be estopped must know the facts; he must intend that his conduct shall be acted upon or must act so that the party asserting the estoppel has a right to believe it is so intended; the party asserting the estoppel must be ignorant of the facts; and that party must rely on the former’s conduct to his injury. Martinez, 837 F.2d at 865 (citing Green, 732 F.2d at 1399).
In addition to noting the waiver and estop-pel exceptions to the common law rule, which serve to discharge a defendant from sentence, Martinez and Green recognized an additional exception/trend, specifically, the doctrine of “credit for time spent erroneously at liberty.”
*742 Under the doctrine of credit for time at liberty, a convicted person is entitled to credit against his sentence for the time he was erroneously at liberty provided there is a showing of simple or mere negligence on behalf of the government and provided the delay in execution of sentence was through no fault of his own. See Green, 732 F.2d at 1400; Smith v. Swope, 91 F.2d 260, 262 (9th Cir.1937); [White v.]Pearlman, 42 F.2d 788, 789 (10th Cir.1930)
Martinez, 837 F.2d at 865.
Citing to both Martinez and Green, Blair asks this court to apply the doctrine of credit for time erroneously at liberty
We note that the doctrine of credit for time spent erroneously at liberty based on simple or mere negligence, as applied under the circumstances herein, presents an issue of first impression in Pennsylvania; we are not bound by other jurisdictions’ application of this doctrine.
We acknowledge the fact that Blair failed to be incarcerated because of an error not his own. Further, Blair did nothing to hinder the order to commence service of sentence; he did not flee, did not conceal his identity, lived and worked in the Western Pennsylvania area, and had attended the Community College of Allegheny County.
In Clark v. Floyd, 80 F.3d 371 (9th Cir. 1996), the 9th Circuit found that appellant was entitled to credit toward his federal sentence from November 27, 1989, the date on which he was erroneously released from a Montana prison rather than being delivered to the custody of federal marshals, to August 18, 1992, the date on which he was actually taken into federal custody to begin serving his federal sentence.
[Appellant] now asserts that he should be credited for the time he was at liberty between his release from the Montana State Prison and his arrest by United States marshals. He suggests that he was confused and somehow just did not understand that the federal authorities might still expect him to serve his 15 year sentence for federal crimes. Of course, he never did ask or otherwise try to find out; he just took advantage of his freedom. I am far from impressed by his claim that fairness requires that he be given the credit he seeks.
* * * *
I fail to see, and Clark does not explain, why the mere fact of his improper release by Montana state authorities means that he can avoid service of his sentence for his*744 federal crimes. I do agree that the government cannot play cat and mouse with prisoners. I also agree that it is sad when someone begins to make a fresh start and is then arrested for his past sins. What I disagree with is allowing criminals, like Clark, to take no responsibility for themselves when state authorities err and the federal authorities do not.... Clark should not benefit. It is he who earned the 15 year punishment for his drug manufacturing. He should not be deprived of his desserts- [He] ... has now given a new meaning to carpe diem. He has seized two years and nine months.
Clark, 80 F.3d at 375-76 (Fernandez, J., concurring and dissenting).
As mentioned previously, there are no Pennsylvania cases that have specifically applied the doctrine of erroneous time at liberty as it has been examined herein. Blair does, however, cite two Pennsylvania cases awarding credit to defendants under different circumstances. We find these cases in-apposite and readily distinguishable from the case at hand. In Commonwealth v. Kriston, 527 Pa. 90, 588 A.2d 898 (1991), a defendant who had been given a 30-day mandatory sentence for a second DUI conviction was erroneously transferred into a home monitoring program. Before authorities that time spent in the program would count towards his minimum sentence; this was actually an erroneous understanding by prison authorities. The court decided that the defendant should be given credit for the time he served in this program. In so deciding, the court relied on the reasoning of the second ease cited by Blair, Jacobs v. Robinson, 49 Pa. Commw. 194, 410 A.2d 959 (1980). In Jacobs, a convict who had been serving a prison term was inadvertently released from prison due to a clerical error in recording his sen-fence. Upon release, he came under the supervision of probation authorities. When the error was discovered, the convict was taken back into custody. The Commonwealth Court held that his sentence must be credited, reasoning that a prisoner has a right to serve his sentence continuously rather than in installments. The court also noted that the release was not attributable to any wrongdoing by the prisoner.
Here, Blair cannot claim that certain assurances were made to him, Kriston, supra, or that this right to serve his sentence continuously, and not in installments, was abridged. Jacobs, supra. In contrast to Jacobs, Blair was not erroneously released from prison; he had not yet begun to serve his sentence. This case does not, therefore, implicate the concern Jacobs sought to alleviate, ie., the right to serve a continuous sentence. Furthermore, the time periods for which the defendants in these cases were credited were not spent at “liberty” within that term’s common usage. In Kriston, the appellant spent time in a home monitoring program,
As we have determined that Blair’s sentence should not be credited, it follows that we are not persuaded that Blair’s prison sentence should go unserved.
Blair does not elaborate on his assertion that the waiver and estoppel doctrines serve to obliterate the need for him to serve his sentence. Even had Blair expounded upon his waiver and estoppel allegations, we are not confronted here with conduct so “affirmatively improper or grossly negligent” by the government that due process is violated and the execution of sentence is, therefore, waived. See Martinez, supra (failure to order the execution of sentence for over seven years was not so affirmatively wrong or grossly negligent that fundamental fairness was violated); Green, supra (marshal’s inadvertence in failing to place detainer on defendant did not meet the necessary standard of misconduct to waive the government’s right to reincarcerate the defendant). Nor do we find that Blair should be discharged under an estoppel theory, as the government’s actions here did not amount to affirmative misconduct. See Martinez, supra (finding that defendant did not meet the estoppel test because the government’s actions did not amount to affirmative misconduct and defendant was not ignorant of the facts surrounding the delay in execution; all prongs of the equitable estoppel test must be met); see also Jaa v. United States I.N.S., 779 F.2d 569, 572 (9th Cir.1986) (affirmative misconduct must be more than negligence; mere unexplained delay does not reflect misconduct).
In Blair’s primary argument for complete discharge, he analogizes his situation to a right to speedy trial violation. He contends that “his right to a speedy trial, pursuant to the Pennsylvania and United States Constitutions, has been violated by the Court’s failure to comply with Rule 1768 of the Pennsylvania Rules of Appellate Procedure.” Specifically, Blair notes that the
court’s failure to require him to begin serving his sentence for over two years and four months is a sufficient time period to trigger a speedy trial or, more appropriately, a “speedy incarceration” inquiry. It is well settled that the same analysis used to examine speedy trial claims which arise pre-trial, Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972), is used to examine due process claims which arise post-sentencing. See Commonwealth v. Glass, 526 Pa. 329, 586 A.2d 369 (1991) (asserted right to promptness in appeals is framed in terms of due process rather than the right to speedy trial; the same factors are considered in analyzing both claims); Commonwealth v. McCord, 435 Pa.Super. 1, 644 A.2d 1206 (1994) (applicable considerations for speedy trial claims are applicable to due process claims); Commonwealth v. Bischof , 420 Pa.Super. 115, 616 A.2d 6 (1992) (modified Barker analysis used to inspect right to speedy parole revocation hearing); see also Reiser v. Ryan, 15 F.3d 299 (3d Cir.1994) (Barker analysis used in examining whether a delay in post-verdict process, in this ease an attack on a plea, violates the due process clause); Burkett v. Cunningham, 826 F.2d 1208 (3d Cir.1987) (due process clause protects against delays in appeals as of right).
In applying the Barker analysis, we must first determine whether the delay itself is sufficient to trigger further inquiry; if it does, the reason for the delay is examined, the defendant’s assertion of his or her rights is examined, and, finally, any resulting prejudice to the defendant is considered. See Barker, supra; see also Jones v. Commonwealth, 495 Pa. 490, 434 A.2d 1197 (1981); Commonwealth v. Dehoniesto, 425 Pa.Super. 83, 624 A.2d 156 (1993).
The delay in the instant case does trigger further inquiry. Cf Glass, supra (fifty-one month delay between conviction and sentencing is sufficient to trigger speedy trial analysis). As to the second factor, it has been stated that a deliberate attempt to delay should be weighed heavily against the
Affirmed.
. The trial court also recommended that Blair be considered for Boot Camp, which is an alternative method of incarceration available to persons who meet certain eligibility requirements. See 61 P.S. § 1121 et seq. The trial court indicated that if Blair successfully entered and completed six months of Boot Camp he would be eligible for immediate parole. See 61 P.S. § 1127. Further, Blair was ordered to pay the victim’s family $ 1,527.18 in restitution.
. Blair "does not seek credit for the time for which he was properly released on bond,” i.e., from March 2, 1993 (date released on bond) to April 18, 1994 (date judgment of sentence was affirmed by this court). Rather, Blair only claims credit for that period of time between April 18, 1994 (the affirmance of his judgment of sentence) and October 11, 1996 (the date the trial court ordered him to begin sentence).
. A sentence shall ordinarily be imposed within 60 days of conviction. See Pa.R.Crim.P. 1405 A(l).
. While some courts held that a delay in enforcement of sentence precluded implementation of such sentence, such courts frequently recognized the force of the general rule that delay in executing a sentence of imprisonment does not avert its ultimate enforcement. See 98 A.L.R.2d 687 § 3.
. See Gabriel J. Chin, Getting Out of Jail Free: Sentence Credit for Periods of Mistaken Liberty,. 45 Cath. U.L.Rev. 403, 404-405 (Winter, 1996) (noting that, in recent decades, to alleviate the draconian effect of the traditional rule, most courts have recognized the doctrine of credit for time erroneously at liberty, i.e., a defendant mistakenly released for a short period of time or with a
. While Martinez discussed this doctrine, it did not decide its applicability, finding the issue premature.
. One of the early leading cases on credit for time at liberty is White v. Pearlman, 42 F.2d 788 (10th Cir.1930). In White, a warden mistakenly believed a prisoner was under a three year rather than a five year sentence. Even though the prisoner called attention to the mistake, he was released, only to be reincarcerated two years later to serve the rest of his sentence. The court held that a prisoner could not be required to serve a sentence in installments, and that where a prisoner is discharged from a penal institution, through no fault of his own, the sentence continues to run while he is at liberty, Id. at 789. Another early, oft cited case dealing with credit for time at liberty is Smith v. Swope, 91 F.2d 260 (9th Cir.1937), which seems to imply that the doctrine of credit for time at liberty was designed to limit the power of ministerial officers. There, a prisoner was held to be entitled to credit from the time the court ordered him to begin serving his sentence "forthwith,” despite the marshall’s failure to execute the court’s order. The court noted that the prisoner is entitled to serve his time promptly if such is the judgment imposed, and must be deemed to be serving it from the date he is ordered to serve it and is in the custody of the marshal under the commitment even if, without his fault, the marshal neglects to place him in the proper custody. Id. at 262. Otherwise, the court reasoned, the result would be to grant the marshal, a ministerial officer, power more arbitrary and capricious than any known in the law. "A prisoner sentenced to one year might thus be required to wait forty under the shadow of his unserved sentence before it pleases the marshal to incarcerate him.” Id.
. Interestingly, we note that Martinez also states the following;
Traditionally, the doctrine of credit for time at liberty has only been applied where a convicted person has served some part of his sentence and then been erroneously released. It is immaterial whether the convicted person has served one day or ten years of his sentence; if he is erroneously released thereafter, he is entitled to full day-for-day credit for the time he was at liberty. We express no opinion whether a distinction between serving one day and serving no time at all justifies a conclusion that credit be given for time erroneously at liberty.
Martinez, 837 F.2d at 865 (citations omitted). See United States v. Nickens, 856 F.Supp. 72 (D.P.R.1994) (defendant was not "erroneously released,” but, rather, was released on bond pending appeal and remained free on bond for over one year; court chose not to apply doctrine for time erroneously at liberty).
. See Nickens, supra (choosing not to follow the doctrine of credit for time spent erroneously at liberty based on simple or mere negligence and concluding that, even if the court did recognize the doctrine, it did not apply); see also Pugh v. State of Mississippi, 563 So.2d 601, 604 (Miss. 1990) ("this Court declines at this point in time to adopt or apply a blanket doctrine under which every erroneously-released inmate is entitled to credit for his time at liberty.”); Brown v. Brittain, 773 P.2d 570, 574 (Colo.1989) (declining to categorize petitioner's rationale "into a blanket rule under which eveiy prisoner mistakenly released from confinement is entitled to credit for time he remains free.”).
. The law is not uniform with respect to whether or not a prisoner’s conduct after he is mistakenly released is a relevant consideration in determining credit for time at liberty. See Brown, 773 P.2d at 574-75 (listing cases).
. In making this determination, the court in Clark rejected the district court’s conclusion that Clark was not entitled to credit; it specifically rejected the district court's conclusion that Martinez, supra, was dispositive of Clark's case in light of Martinez ’ statement that the doctrine of credit for time at liberty has traditionally only been applied where a convicted person has served some part of his sentence and then been erroneously released. Instead, the federal court of appeals found that Clark was entitled to the benefit of the ruling in Smith v. Swope, 91 F.2d 260 (9th Cir. 1937) (holding that a prisoner was entitled to credit from the time the court ordered him to begin serving his sentence “forthwith,” despite the marshal’s failure to execute the court’s order; the court did not concern itself with the fact that the prisoner had not served any part of his federal sentence prior to the time for which he was given credit).
. See Chin, Getting Out of Jail Free, 45 Cath. U.L.Rev. at 412 (noting that an important counterbalance to the notion of fairness to defendants is the principle that "[s]entences imposed in accordance with the legal process should be served in full.... [C]riminals should not be relieved of . their debts to society.").
. Under this program, appellant was required to wear an electronic device that would sound an alarm if he ventured more than one hundred feet from his telephone. He was also subject to the possibilities of unannounced visits from prison officials and random drug and alcohol testing. Kriston, supra.
.See Chin, Getting Out of Jail Free, 45 Cath. U.L.Rev. at 418 (the body of decisions granting absolute discharge are similar to the “credit” cases because they draw on the same principles of fairness; the group is distinct, however, in that it relies on the due process clause of the