Lead Opinion
OPINION
The issue before the Court is whether Appellant is entitled to reinstatement of his Post Conviction Relief Act (“PCRA”)
The relevant facts are as follows: Appellant and four accomplices, Kevin Wyatt, Paul Johnson, Michael Mayo, and Kecia Ray, robbed a jewelry store in 1990. During the robbery, a salesperson was shot to death. Appellant supplied the gun, but did not enter the store, remaining in the getaway car with Wyatt. Mayo and Ray pled guilty to murder. Appellant, Wyatt, and Johnson were jointly tried for murder and related crimes in 1993. Following a jury trial, Appellant, Wyatt, and Johnson were convicted of first-degree murder and the related crimes. On June 1, 1993, the trial court sentenced Appellant to life in prison on the murder charge, and to an aggregate sentence of twenty to forty years in prison on the remaining charges. Appellant did not file a direct appeal to the Superior Court. Therefore, his judgment of sentence became final 30 days after June 1,1993. See 42 Pa.C.S. § 9545(b)(3).
Appellant filed a timely pro se PCRA petition on April 5, 1995 under the prior version of the PCRA and the PCRA court appointed counsel to represent him.
PCRA counsel did not file an appeal on Appellant’s behalf, but Appellant filed a timely pro se appeal in the Superior
On April 7, 1999, the PCRA court appointed prior trial counsel, whose stewardship was at issue on collateral review, to represent Appellant on his PCRA appeal. On August 14, 2000, the Superior Court dismissed Appellant’s appeal without prejudice for counsel’s failure to file a brief. The Superior Court did not retain jurisdiction and Appellant did not seek review in this Court.
On October 27, 2000, Appellant tiled a second pro se PCRA petition, requesting reinstatement of his PCRA appeal rights nunc pro tunc and claiming that all prior counsel were ineffective. On September 28, 2001, the PCRA court granted Appellant’s PCRA petition, restoring his right to file an appeal nunc pro kmc from the February 19, 1999 order dismissing his first PCRA petition. New counsel was appointed and on December 14, 2001, Appellant filed a PCRA appeal nunc pro tunc in the Superior Court from the PCRA court’s February 19th order dismissing his first PCRA petition. The Superior Court quashed Appellant’s appeal, concluding that Appellant’s second PCRA petition, from which his appellate rights were reinstated nunc pro kmc, was untimely and the PCRA court therefore had no jurisdiction to grant relief. Commonwealth v. Bennett,
This Court granted allowance of appeal to consider whether the Superior Court erred in quashing Appellant’s appeal.
It is well settled that the PCRA provides the “sole means for obtaining collateral relief’ on claims cognizable under the PCRA. 42 Pa.C.S. § 9542; see also Commonwealth v. Chester,
Under 42 Pa.C.S. § 9545, as amended in 1995, any PCRA petition, including a second or subsequent one, must be filed within one year of the date the judgment of sentence becomes final. This limitation is jurisdictional in nature. See Peterkin,
This preference for finality, howevеr, is tempered by the insertion of three exceptions to the one-year time limitation at subsections (b)(l)(i)-(iii). These exceptions extend the one-year time limitation under limited circumstances, reflecting that the Legislature also recognized that situations might arise when the one-year time limitation must yield. The exceptions are triggered by an event that occurs outside the control of the petitioner, including when “the facts upon which the claim is predicated were unknown to the petitioner and could not have been ascertained by the exercise of due dili
With this framework in mind, we now turn to Appellant’s arguments. Appellant urges this court to consider his petition under the exception to the one-year time limitation set forth in subsection (b)(l)(ii). As we have not previously had the opportunity to consider the exception in circumstances like Appellаnt’s, we will turn to the construction of 42 Pa.C.S. § 9545(b)(1)(h).
As a threshold matter, we must examine whether Appellant waived application of the exception by not raising it in his second or second amended PCRA petition. Instead, he raised it for the first time before this Court. Normally, the PCRA requires a petitioner to allege and prove an exception to the one-year time limitation in his petition. 42 Pa.C.S. § 9545(b); see also Commonwealth v. Wharton,
While Appellant’s appeal was pending before the Superior Court, the extension theory was explicitly rejected by this Court in Commonwealth v. Robinson, 575 Pa. 500,
This Court has been faced with this type of question in the context of the PCRA on more than one occasion and we have allowed PCRA petitioners some leeway in the preservation of claims in their petitions when we determined that the circumstances demanded it. For example, we provided for liberal amendment of PCRA petitions following our decision in Commonwealth v. McGill,
Similarly, in Commonwealth v. Hernandez, 572 Pa. 477,
The Superior Court did not believe that Lantzy required dismissal оf Hernandez’s claim, since Hernandez had filed his NPT petition before this court’s decision in Lantzy. Ultimately, however, the court affirmed the judgment of sentence on the basis that Hernandez’s claims were without merit. Following the Superior Court’s decision, we granted the Commonwealth’s petition for allowance of appeal to determine whether it should have reached the merits of Hernandez’s NPT petition in light of Lantzy.
Rather than rejecting Hernandez’s claim under Lantzy, we explained that at the time of his petition Hernandez “reasonably relied” on the process utilized by the Superior Court. Hernandez,
In this case, declining to entertain Appellant’s petition for his failure to plead subsection (b)(1)(h) at the time he filed his instant petition, would be inconsistent with the spirit of McGill and Hernandez,
The proper interpretation and scope of subsection (b)(1)(h) is one of statutory construction. As such, we rely upon the Statutory Construction Act (“Act”) for guidance. See 1 Pa. C.S. § 1501 et seq. The goal of statutory construction is to ascertain the Legislature’s intent. 1 Pa.C.S. § 1921(a). To this end, every statute shall be construed, if possible, to give effect to all its provisions. Id. When the words of a statute are clear and free from ambiguity, the letter of it is not to be disregarded under the pretext of following its spirit. 1 Pa. C.S. § 1921(b). Furthermore, we must construe the provisions of the PCRA liberally “to effect their objects and to promote justice.” See 1 Pa.C.S. § 1928(c).
By imprecisely referring to this subsection as the “after-discovered evidence” exception, we have ignored its plain language. Indeed, by employing the misnomer, we have erroneously engrafted Brady
The “after discovered evidence” misnomer and our suggestion that there is some overlap between the doctrine and § 9545(b)(1)(h) have created additional problems in the Superior Court. In one case, the Superior Court specifically held that a petitioner asserting the exception provided in 42 Pa.C.S. § 9545(b)(1)(h) had to meet the statutory requirements and, in addition, show that these new facts constituted “ ‘exculpatory evidence’ that ‘would have changed the outcome of the trial if it had been introduced.’ ” Commonwealth v. Palmer,
Any confusion created by the mislabeling of this subsection, however, should have been dispelled by our decision in Commonwealth v. Lambert,
In this case, by invoking the exception at subsection (b)(l)(ii), Appellant alleges that he did not know that his trial counsel was appointed to represent him in his PCRA appeal until much later in the process. Likewise, he contends that he never received a copy of the Superior Court’s order dismissing his appeal. Rather, he alleges that he attempted to find out the status of his appeal from the PCRA and Superior Courts. Ultimately, he contends that he did not know of PCRA appellate counsel’s failure to file an appellate brief until October 4, 2000, when he received a letter from the Superior Court explaining that his appeal was dismissed due to PCRA counsel’s failure to file a brief. Therefore, Appellant has alleged that there were facts that were unknown to him. Additionally, Appellant has provided a description of the steps he took to ascertain the status of his case. These steps included writing to the PCRA court and the Superior Court. Accordingly, Appellant alleges that he exercised due diligence in ascertaining those facts.
We must acknowledge,- however, that this is not our first time interpreting this subsection. In Commonwealth v. Gamboa-Taylor,
In Gamboar-Taylor and subsequent cases, we addressed situations when PCRA counsel had allegedly ineffectively narrowed the class of claims raised by not including all of the viable claims in the first petition. In such instances, we concluded that by allowing the claim to go forward “the timeliness requirements crafted by the legislature would thus effectively be eviscerated by any petitioner who was willing to file serial PCRA petitions alleging ineffective assistance of counsel.” Howard,
Those cases, however, have no relevance when the claim emanates from the complete denial of counsel. Rather, in such instances, the United States Supreme Court mandates the presumption of prejudice because the process itself has been rendered “presumptively unreliable” under the Sixth Amendment. See Roe v. Flores-Ortega,
Consistent with this jurisprudence, this Court has recognized a distinction between situations in which counsel has narrowed the ambit of appellate review by the claims he has raised or foregone versus those instances, as here, in which counsel has failed to file an appeal at all. Commonwealth v.
Furthermore, we believe that the Statutory Construction Act requires such a result. In addition to requiring us to interpret the language plainly, the Act requires that we employ the presumption that the General Assembly does not intend to violate the United States or Pennsylvania Constitutions, see 1 Pa.C.S. § 1922. While we have declared the PCRA to be constitutional generally, see Peterkin, this does not mean that it is constitutional as applied to all petitioners.
There is no federal constitutional mandate requiring collateral review. Pennsylvania v. Finley,
In this case, Appellant alleges that his counsel abandoned him by failing to file an appellate brief. The record establishes that Appellant filed a pro se statement under Pa.R.A.P.1925(b) indicating a desire to appeal. It was then that counsel was appointed, but failed to file anything with the Superior Court. Accordingly, we hold that Appellant has made ' sufficient allegations that counsel abandoned him for purposes of his first PCRA appeal by failing to file an appellate brief and that Appellant’s relief under subsection (b)(l)(ii) is not controlled by the Gamboa-Taylor line of case law.
Thus, as discussed previously, Appellant has made sufficient allegations to invoke subsection (b)(l)(ii). Appellant alleges that he did not receive the review to which he was entitled through no fault оf his own. On appeal, Appellant was assigned counsel who could not raise the ineffectiveness claims he wanted to pursue. See Commonwealth v. Appel,
Having concluded that Appellant’s allegations bring his claim within the ambit of subsection (b)(1)(h), he must still prove that it meets the requirements therein. Under subsection (b)(1)(h), he must also prove that the facts were “unknown” to him and that he could not uncover them with the exercise of “due diligence.” Such questions require further fact-finding and the PCRA court, acting as fact finder, should determine whether Appellant met the “proof’ requirement under 42 Pa.C.S. § 9545(b)(1)(ii).
The dissent by Justice Eakin points out that Appellant cannot establish that the facts were “unknown” to him as a matter of law under this court’s decision in Chester,
In Chester, petitioner filed a PCRA petition nearly 10 years after his conviction and argued that he had “after discovered evidence” that his trial counsel was arrested for driving under the influence only days after entering his appearance on behalf of petitioner. Petitioner alleged that the arrest created a conflict of interest. In considering the petitioner’s claim, we explained that just because the petitioner did not discover the evidence did not mean it was “unknown” to him for purposes of § 9545(b)(1)(h). Instead, we held that information is not unknown to a PCRA petitioner when the information was a matter of public record. Id. at 523,
While the dissenting opinion is attractive in its simplicity, it does not give due consideration to the circumstances the instant case raises. The August 14th order was a matter of “public record” only in the broadest sense. Such orders are not sent directly to the prisoner. Rather, counsel is sent the notice on the assumption that counsel will inform his client of the court’s action. In a case such as the instant one, it is illogical to believe that a counsel that abandons his or her client for a requested appeal will inform his client that his case has been dismissed because of his own failures. More importantly, in light of the fact that counsel abandoned Appellant, we know of no other way in which a prisoner could access the “public record.”
Accordingly, this matter is remanded to the Superior Court for remand to the PCRA court for further consideration consistent with this opinion.
Notes
. 42 Pa.C.S. § 9541 et seq.
. The prior version of the PCRA did not place time limits on the filing of petitions.
. Appellant's preservation of this issue throughout the proceedings involving his first PCRA petition is significant because the Superior Court ultimately granted a new trial as to the murder charge for co-defendant Wyatt due to the trial court’s erroneous accomplice liability instruction. Commonwealth v. Wyatt, 2050 EDA 1999 (Pa.Super.Ct, July 16, 2001) (unpublished memorandum).
. The other two alternatives are when the petition alleges and the petitioner proves that: the failure to raise the issue was a result of governmental interference or the right asserted was a constitutional right that was recognized by this Court or the United States Supreme Court and declared retroactive. 42 Pa.C.S. § 9545(b)(i), (iii).
. While this author concurred in the result in Hernandez and wrote separately on the issue discussed herein, the principle of stare decisis requires that the decision of the majority be followed here.
. At the very least, it would appear that Appellant would be entitled to a remand to give him the opportunity to amend his petition to include this claim following our decision in Robinson. McGill supra. A remand would also be consistent with our decision in Commonwealth v. Williams,
. Section 1928 addresses which statutes should be liberally or strictly construed. Subsection (b) enumerates the provisions that should be strictly construed, while subsection (c) provides that "all other provisions” should be liberally construed. While subsection (b) includes "penal provisions” as part of its enumerated list, the provisions con
. See, e.g., Commonwealth v. Small,
. This refers to a claim brought under Brady v. Maryland,
. While the Superior Court cites our decisions in Yarris and D’Amato, neither of those decisions support the proposition for which they are cited. Specifically, the relevant portion of Yarris correctly analyzes subsection (b)(l)(ii) and concludes that the claim fails because the appellant did not make a sufficient proffer of why it took so long to present the claims, and therefore, did not show that he acted with due diligence.
. The PCRA also provides that any exception set forth in subsection (b)(1)(h) must be plead within 60 days of when it "could have been presented.” 42 Pa.C.S. § 9545(b)(2). In this instance, we arе content that Appellant has alleged that his petition was filed within 60 days of the date it could have been presented, since it was filed less than 25 days after when Appellant found out that the Superior Court dismissed his first PCRA appeal.
. Many of the concerns raised in this case have been alleviated by the fact that the Superior Court has altered its practice and no longer dismisses such appeals "without prejudice” due to counsel's failure to file a brief. Rather, the court retains jurisdiction over the matter and remands for the appointment of new counsel. Accordingly, the situation raised herein should not occur with frequency.
This process, however, is informal. We take this opportunity to recommend that the Criminal Procedural Rules Committee and Appellate Court Procedural Rules Committee review the rules to determine whether the Superior Court’s informal procedure should be formalized.
. Of course, the PCRA court can examine this matter on remand.
. Chester involved a "public record” extant at the time of trial during which counsel was actively representing his client. Clearly, that is distinct from a situation in which counsel has abandoned his client and yet counsel is the only way the client would have to access the information.
. On a final note, we see no reason to appoint a new trial judge to these proceedings on remand, since there is nothing to suggest that the appointment of defense counsel as PCRA appellate counsel was anything more than an oversight. See, e.g., Commonwealth v. Whitmore,
. Finally, our decision in Robinson and subsequent case law, have no relevance to this case, since Robinson did not allege any of the excep
Dissenting Opinion
Dissenting.
The majority repeatedly invokes the plain meaning of Section 9545(b)(l)(ii) of the Post Conviction Relief Act, 42 Pa.C.S. § 9545(b)(1)(h) (providing for an exception to the PCRA’s one-year time bar when “the facts upon which the claim is predicated were unknown to the petitioner and could not have been ascertained by the exercise of due diligence”), in support of its conclusion that the language of the statute affords the courts jurisdiction to review an otherwise untimely post-conviction claim whenever a post-conviction petitioner alleges that there were some facts that were unknown to him and that he exercised due diligence. See, e.g., Majority Opinion, at 1270, 1271. The primary difficulty with the majority’s analysis in this regard is that a consistent plain-meaning approach to Section 9545(b)(l)(ii) should also subsume an equally straightforward approach to the words that the statute employs, including the word “claim.”
Section 9543 of the PCRA, entitled “Eligibility for relief,” covers the range of claims that may give rise to relief under the statute. Section 9543, on its plain terms, is written to require, as the operative element of each cognizable claim, pleading and proof “[t]hat the conviction or sentence resulted from 1) a constitutional violation which so undermined the truth-determining process that no reliable adjudication of guilt or innocence could have taken place (or that yielded “prejudice”); 2) ineffective assistance of counsel yielding prejudice;
It is apparent that Appellant’s allegation of ineffective assistance of his post-conviction counsel for failure to file a brief does not qualify as a “claim” that is cognizable under the express language of the PCRA, both because Appellant’s conviction and sentence did not result from such ineffectiveness, and because the asserted prejudice does not go directly to the truth-determining process, as the language of the PCRA contemplates. Correspondingly, as a matter of a pure plain-meaning reading of the statute, Appellant’s assertion of ineffectiveness in the post-conviction appeal process also is not the subject of Section 9545(b)(l)(ii)’s exception to the one-year time bar, which clearly contemplates a “claim,” of a type such as would be cognizable under the claim provision of the PCRA. 42 Pa.C.S. § 9545(b)(1)(ii).
I recognize that this type plain-meaning approach to Section 9543 was adopted by the Superior Court in Commonwealth v. Petroski,
My point here is that, in light of the incompatible objectives of the PCRA, the Court was required to move beyond a plain-meaning interpretation of the “claim” provision of the post-conviction relief statute. Since the subject of Section 9545(b)(l)(ii) exception to the one-year time bar concerns a “claim” under the PCRA, and the majority’s construction of that provision subsumes a segment of the broader category of claims sanctioned in Chester and Lantzy, whatever kind of approach the majority’s is, it is not a plain-meaning one.
This is also apparent from other aspects of the majority rationale. Despite revamping the conventional understanding of the legislative intent underlying Section 9545(b)(l)(ii) with the stated purpose of implementing the plain language, see Majority Opinion, at 392-95,
In the first instance, the majority’s rationale in this regard does not account for previous dеcisions of this Court that have held that the one-year time bar applies generally to claims of structural error. See, e.g., Commonwealth v. Baroni,
The majority’s resolution appears to be directed toward ameliorating the discomforting aspect associated with a denial of additional judicial review in the present circumstances.
Candidly, any formulation of a time limitation curtailing collateral judicial review must accept that some legitimate claims may possibly escape review.
Finally, in a footnote, the majority explains that Appellant’s issue is significant, because the Superior Court ultimately granted a new trial to a codefendant, Kevin Wyatt, based on his similar claim under Commonwealth v. Huffman, 536 Pa.
In accordance with the above, I respectfully dissent, as I would uphold the traditional understanding of the after-discovered evidence exception to the PCRA’s one-year time bar, since I believe that it is more closely in line with the Legislature’s intent than the majority’s present construction and
. The majority opinion indicates that “[wjhen the words of a statute are clear and free from ambiguity, the letter of it is not to be disregarded under the pretext of following its spirit.” Majority Opinion, at 392,
. The shift in course reflected in the majority's approach, in terms of its decision to apply a modified structural-error analysis in the time-bar context, is highlighted by the fact that no one has anticipated it. Appellant’s arguments are centered on advancing the extension theory and seeking an overruling of this Court’s decision in Commonwealth v. Robinson,
. As developed below, however, I do not believe that Appellant's case for substantive relief is as compelling as portrayed in the Superior Court's opinion.
. For example, under the majority’s approach, the PCRA’s one-year time bar would foreclose review of the claim of a petitioner who suffered a provable structural error at trial, but whose claim was not raised on account of ineffective assistance on the part of his trial, direct appeal and/or post-conviction counsel, as long as counsel asserted other, non-meritorious claims. As a matter of pure fundamental fairness, there would seem to be no reason why such a litigant is any less deserving of review than one who suffered structural-type error at the post-conviction stage, but whose trial may have been conducted entirely consistent with constitutional norms.
. The Cronic doctrine of presumed prejudice arises in the substantive relief context — the doctrine simply was not designed to address a jurisdictional time bar. Cronic highlights the deleterious effect of a certain narrow category of errors that are so fundamentally connected with the integrity of the adjudicatory process that, by their very character, they necessarily undermiire confidence in a verdict. See Cronic, 466 U.S. at. 658-60,
. The standard of proof governing criminal liability also does not require that absolute certainty be had or maintained. For example, the Federal Judicial Center Pattern Jury Instructions, which have been cited with approval by various members of the United States Supreme
. Although Appellant did not pursue a direct appeal in the Superior Court, the system provided him the opportunity to do so. Moreover, Appellant was provided with legal counsel at trial, and a neutral common pleas judge reviewed the challenges that he initially raised there.
. Notably, the statutory after-acquired evidence exception to the time bar should accommodate claims on the part of a post-conviction petitioner acquires proоf of actual innocence, which is a central concern underlying both the PCRA and traditional habeas corpus review. As developed below, I do not regard Appellant's claims as being within this category.
Dissenting Opinion
Dissenting.
I dissent because I believe Commonwealth v. Chester,
Under the Post Conviction Relief Act (PCRA), 42 Pa.C.S. § 9541 et seq., all petitions, including second or subsequent petitions, must be filed within one year of the date the judgment of sentence becomes final, unless one of the statutory exceptions applies. Chester, at 522 (citing 42 Pa.C.S. § 9545(b)(1); Commonwealth v. Yarris,
Because the time-bar is jurisdictional, and this PCRA petition is clearly time-barred, I respectfully dissent.
