Lead Opinion
The defendant, Alan Becker, appeals from his conviction by a District Court jury of failing to register as a sex offender. See G. L. c. 6, § 178H, as amended by St. 1999, c. 74, § 2. The underlying offense was a 1995 conviction in New York for sexual abuse in the third degree. The defendant argues that as he does not come within the definition of “sex offender” in the sex offender registration statute,
On August 26, 2003, SORB mailed a letter and registration form addressed to the defendant at 4 Manville Street, Great Barrington, informing him that he was required to register as a sex offender in Massachusetts; that failure to complete the enclosed form and return it to the board within ten days would “result in prosecution”; and that if he had any questions, he could call the board at the toll-free number specified, or look at the board’s Web site, at the Web address provided. At this prehearing, “preclassification” stage, registration consists of providing name, address, place of employment, and date of birth. See G. L. c. 6, § 178E(g). The defendant claimed that he did not receive the letter; he did not return the form or respond to the letter.
The defendant was not placed in violation until January, 2005, due to an administrative error. The complaint for failing to register issued on February 4, 2005.
On January 3, 2005, State police Troopers George Hamilton and James Somerville went to Alum Hill Road in Sheffield to arrest the defendant for failing to register as a sex offender. The defendant told Hamilton that he had broken his back in an automobile accident. As it was apparent to Hamilton that the defendant was injured, he did not arrest him. Hamilton explained why he was there and advised the defendant that he had to register as a sex offender. Hamilton suggested to the defendant that he contact the police department and ask them to bring
On January 28, 2005, Troopers Shaun Cole and Steven Lord went to 471 Alum Hill Road to serve a warrant on a third person. The defendant was there, and Trooper Cole told him that he needed to register as a sex offender. The defendant told the trooper that he did not think he should have to register and that he was not going to register. Trooper Lord also told the defendant that he had to register. The defendant said that he refused to be treated as a sex offender. Trooper Lord told him that if he did not register, he would be arrested.
On February 4, 2005, Troopers Cole and Lord returned to Alum Hill Road and arrested the defendant for failing to register as a sex offender.
The defendant testified that in the year 2004, he spent most of his time in Florida and that he traveled to Massachusetts on business approximately ten or twelve times each year, spending more time in the Berkshires during the summer months. He has driver’s licenses in both Massachusetts and New York, and an expired Florida driver’s license. He has three cars registered in Massachusetts.
In December, 2004, the defendant broke his back in an automobile accident. He recuperated at his friend’s home at 471 Alum Hill Road, Sheffield, where there were a minimal number of stairs.
The defendant visited the SORB Web site on the Internet and concluded that he would not be required to register as a sex offender because he felt he did not meet the requirement of attending an institution of higher learning in Massachusetts, having a job in Massachusetts, or being a resident of Massachusetts. He also testified that the Web site “had a section that said if a conviction is more than ten years old that there’s an opt-out, if [it] was originally a non-violent offense.” The record indicates that the date of his New York conviction was May 8, 1995, and the actual date of the incident was August 16, 1994.
The defendant testified that he had been registering his vehicles
The defendant conducted Internet research of the legal definitions of the crimes listed on the SORB Web site. Friends and relatives, who were attorneys, visited the Web site and told him that unlike the crimes listed on the Web site, the crime he was convicted of was not a felony. The defendant did not call or write SORB to tell them that he did not believe he had to register as a sex offender.
1. The motion for required finding of not guilty. In assessing whether a motion for a required finding of not guilty has been properly denied, we consider “whether the evidence, in its light most favorable to the Commonwealth, notwithstanding the contrary evidence presented by the defendant, is sufficient ... to permit the jury to infer the existence of the essential elements of the crime charged.” Commonwealth v. Latimore,
a. “Like violation.” The jury could have rationally concluded that the defendant’s conviction in New York for sexual abuse in the third degree constituted a sex offense under G. L. c. 6, § 178C.
At trial, the defendant stipulated that he had been convicted in New York of sexual abuse in the third degree for touching a nineteen year old woman’s buttocks without her permission or consent. Sexual abuse in the third degree is defined by New York statutes as a “class B misdemeanor,” punishable by not more than three months’ incarceration, a fine not exceeding $500, or both. N.Y. Penal Law §§ 70.15, 80.05 (McKinney 2004). The record indicates that the defendant was sentenced to “conditional discharge” of one year, a “final order of protection” of one year, and a fine of $250.
The defendant argues that there is no “like offense” in Massachusetts because there is no such low-level misdemeanor for a sex offense. In denying the defendant’s motion for a required finding of not guilty, the judge determined that a rational trier of fact could conclude beyond a reasonable doubt that the New York statute was sufficiently like Massachusetts’s prohibition on indecent assault and battery on a person over fourteen.
First, whether a statute treats certain conduct as a misdemeanor or a felony is not necessarily determinative of what constitutes a “like offense” or “like violation.” Cf. Commonwealth v. Corbett,
Second, indecent assault and battery on a person over fourteen
Finally, where a statute does not define a term, we may interpret it “in accordance with its generally accepted plain meaning.” Commonwealth v. Boucher,
Furthermore, the Commonwealth’s case did not deteriorate after the defendant testified. Cf. Commonwealth v. Walker,
The defendant also argues that, under the version of the sex offender registry statute as in effect when he was arrested, before its amendment in July, 2006, he did not meet the definition of a person who “resided” in the Commonwealth. The 2006 amendment, see St. 2006, c. 139, §§ 5, 6, added to the definition of “sex offender” those sex offenders who have “secondary addresses” in the Commonwealth. Prior to the 2006 amendment, the statute, as pertinent here, covered only persons who “reside” in the Commonwealth. The defendant argues that by not including persons with “secondary addresses” before
2006, the Legislature expressed its intent not to include persons such as him, a temporary resident, in the registration scheme as in effect before July, 2006. The defendant’s argument is misguided. Even if he may be categorized as a temporary or part-time resident, he was still a “resident” for purposes of the statute. The amendment merely clarified the registration requirements for people with multiple residences. The judge properly denied the motion.
c. Knowingly. The defendant argues that the judge erred in not allowing his motion for a required finding of not guilty
We think that there is no doubt that the jury could have found, beyond a reasonable doubt, that the defendant “knowingly” failed to register. SORB sent the defendant a letter and a registration form. Three different State troopers advised him that he had to register. The defendant’s interpretation of the law does not control whether he had to register.
2. The jury instructions, a. Misdemeanor. The defendant
Finally, when determining whether an offense is a “like offense” or “like violation,” we consider whether the “elements of each underlying criminal act” are sufficiently similar under all of the circumstances. Id. at 396. The judge did not err in declining to instruct the jury as requested by the defendant.
The defendant also argues that because the jury were instructed that the Commonwealth had to prove that the New York offense was sufficiently similar to the Massachusetts offense and because the prosecutor argued in closing that the judge would “give you what a like statute in Massachusetts is,” the jury never understood the possibility that no like offense existed in Massachusetts. The judge instructed on the elements of failing to register, including the element of being “convicted of enumerated offenses or a like offense.” He further instructed the jury on the elements of the New York offense and the elements of the Massachusetts crime of indecent assault and battery on a person over age fourteen, and instructed the jury that if they found the elements of the two crimes to be “substantially similar,” “then the Commonwealth would have sustained its burden of proof that the defendant was convicted of a Tike offense.’ ” Last, the judge instructed the jury numerous times that the Commonwealth had the burden of proving its case beyond a reasonable doubt, and that, “if you find that the Commonwealth has failed to prove even one ... of the five elements beyond a reasonable doubt then you must find the defendant not guilty.” Taking all the instructions together, we are confident that the judge clearly communicated the Commonwealth’s burden to the jury.
Thus, to the extent the defendant argues that he should be excused from registering because he does not pose a danger (as opposed to his argument that he is not a “sex offender” under the statute, see note 5, supra), he is no differently situated than other offenders convicted under any of the Massachusetts statutes listed in § 178C. Such arguments, as to dangerousness, can be advanced during the course of SORB’s postregistration procedures. See note 6, supra.
b. Residence. The defendant argues that the jury instruction on “residence” would have been more clear if the judge had provided a dictionary definition of “residence” or if the judge had defined residence as the legal equivalent of domicile. The judge instructed the jury as follows:
*92 “[I]n the law we have the concept of domicile and residence!)] You can only have one domicile but you can have lots of residences and so we use the word residence in its common everyday [inaudible] in understanding that the person may have more than one residence at any one given time and the Commonwealth would satisfy its burden of proof on this element if they have proven to you beyond a reasonable doubt that the defendant had a residence in the Commonwealth of Massachusetts at the time of the alleged violation.”
The defendant’s constitutional claims are not supported by adequate appellate argument or citation, and it is not apparent that the constitutional claims were raised in the trial court. Where such claims are raised for the first time on appeal, and where there is no record “providing a basis for their intelligent resolution,” the issues ought not be addressed. Gagnon, petitioner,
In any event, the sex offender registration statute did not violate the defendant’s right to travel. The right to interstate travel encompasses “the right of a citizen of one State to enter and to leave another State, the right to be treated as a welcome visitor rather than an unfriendly alien when temporarily present in the second State, and, for those travelers who elect to become permanent residents, the right to be treated like other citizens of that State.” Doe v. Miller,
Nor did the registration requirement constitute cruel and unusual punishment. The sex offender registration laws are considered civil and remedial, and not primarily punitive in their purpose. See Smith v. Doe,
Judgment affirmed.
Notes
The sex offender registration statute, G. L. c. 6, §§ 178C-178P, provides for the registration of sex offenders with the sex offender registry board (“SORB” or “board”). Section 178C defines “sex offender,” as pertinent here, as “a person who resides ... in the commonwealth and who has been convicted of a sex offense.” “Sex offense” is defined as any of the Massachusetts criminal statutes listed in § 178C, as well as “a like violation of the laws of another state . . . .” All sex offenders must participate in the board’s initial, prehearing registration process. See Roe v. Attorney Gen.,
We acknowledge receipt of the amicus brief from the American Civil
The registration process under G. L. c. 6, §§ 178C-178P, is a civil, administrative procedure, subject to review pursuant to G. L. c. 30A (see G. L. c. 6, § 178M). However, where, as here, a defendant is prosecuted for failing to register as a sex offender, the Commonwealth must prove every element of the crime beyond a reasonable doubt. Compare Annot., Constitutionality and Construction of Statute Enhancing Penalty for Second or Subsequent Offense,
No argument has been made that the judge should not have made a preliminary determination that the most similar crime to the New York offense was indecent assault and battery.
We note that a defendant convicted of a sex offense in Massachusetts can readily determine whether he is a “sex offender” under the registration law, and is thus required to participate in the prehearing registration process; G. L. c. 6, § 178C, lists all of the Massachusetts crimes which qualify as “sex offenses,” and which, therefore, require prehearing registration. Whether a defendant convicted of a crime outside of Massachusetts is a “sex offender” under the statute is more difficult to determine, as it turns on whether he has committed a “like violation” as compared to the statutes specifically enumerated in § 178C. We are aware of no regulations promulgated by SORB to give more particular definition to the term “like violation” as used in the statute.
Here, where the defendant asserts he was of the belief that he was not a “sex offender” under that statute, because, inter alla, he had not committed a “like violation,” it was open to him to seek declaratory relief and a preliminary injunction to stay prosecution for failure to register, pending a determination as to whether he came within the definition of “sex offender” under G. L. c. 6, § 178C. This was the path taken by the plaintiff in Roe v. Attorney Gen., 10 Mass. L. Rep. 709 (Mass. Super. Ct. 1999). Compare Roe v. Attorney Gen.,
The Supreme Judicial Court has commented on the breadth of the registration statute, which, by virtue of the list of Massachusetts crimes included in § 178C as “sex offenses,” sweeps into the prehearing registration process defendants who pose no danger to the public. See, e.g., Doe v. Attorney Gen.,
Nonetheless, a divided court has, to date, found acceptable a postregistration procedure by which the board may release from the obligation to register those defendants who, notwithstanding the fact that they have been convicted of a crime listed in § 178C, do not pose a danger to the public. See Roe v. Attorney Gen.,
Concurrence Opinion
(concurring). I agree with the result in this case because the defendant was provided ample notice that he needed to register as a sex offender in Massachusetts and took no steps either to register or to obtain administrative or judicial clarification as to his status. I write separately, however, to express my concern that the registration scheme contains neither an adequate time period nor an adequate process for individuals with out-of-State convictions, acting conscientiously, to determine whether they are required to register, before being exposed to potential criminal prosecution.
Unlike the situation presented in Roe v. Attorney Gen.,
If the statute contained a mechanical test — e.g., that an individual with an out-of-State conviction will be considered a “sex offender” if he has been required to register in the State where he was convicted
Furthermore, neither the statute nor the SORB regulations provide a means for an individual with an out-of-State conviction to learn whether that conviction is for a “like violation” before subjecting himself either to the prehearing registration process (and the attendant dissemination of his personal information to the police and the Federal Bureau of Investigation), or, if he fails to register, to the risk of prosecution. Even if other mechanisms have been improvised for obtaining a preregistration determination and forestalling prosecution, see note 5, ante, the absence of a uniform process means that the issue of “like violation” may be considered by different decision-makers (judge, jury, administrative agency), under potentially different approaches (as an issue of law, an issue of fact, or a mixed question of law and fact), and under potentially different standards of review on appeal.
In Roe v. Attorney Gen.,
See, e.g., N.Y. Correct. Law § 168a(2)(d)(ii) (McKinney 2003) (“sex offense” defined, inter alla, as “a felony in any other jurisdiction for which the offender is required to register as a sex offender in the jurisdiction in which the conviction occurred”).
Here, the issue has been reviewed in the context of an appeal from a criminal conviction after a jury trial. The amici John Does have sought review by way of certiorari, alleging that SORB has no jurisdiction over them because they are not “sex offenders” under the statute. See note 5, ante. The plaintiff in Roe v. Attorney Gen., 10 Mass. L. Rep. 709 (Mass. Super. Ct. 1999) (see note 5, ante) sought a declaratory judgment and obtained a preliminary injunction, successfully arguing in the Superior Court that he is not a sex offender under the registration statute. Still other individuals with out-of-State convictions may consent to participate in the prehearing registration process (thus allowing their personal information to be forwarded to the local police and the FBI) and later seek review of the SORB decision pursuant to G. L. c. 30A (see G. L. c. 6, § 178M).
