*1 Pennsylvania, COMMONWEALTH
Appellee BALDWIN, Appellant. Monroe
James Pennsylvania.
Superior Court of 17, 2009.
Argued Nov. 8, 2010.
Filed Nov. Debbis, Pittsburgh,
Matthew appel- lant. Deputy
Michael Streily, Atty., W. Dist. Preuhs, and Sandra Asst. Dist. Atty., Commonwealth, Pittsburgh, appellee. PANELLA, BEFORE: SHOGAN and *, COLVILLE JJ. SHOGAN, BY
OPINION J.: Appellant, Baldwin, ap- James Monroe peals from of sentence judgment his of life parole without sentence consecutive years one to two entered degree convictions of murder first appeal, abuse of a On corpse. challenges the court’s denial of his on his own behalf after he had waived previous day evidentiary and after of the case closed. phase Because we hold that the trial did not abuse its to reopen discretion in refusing case for submission of this additional we affirm.
* Judge assigned Superior Senior Court. Retired
902 (foot- 12/19/08, Trial 1-2 Opinion, the factual and Court at
The trial court stated omitted). appeal note This followed. as follows: history procedural the Appellant raises issue 2006, 26, a depart- road January On appeal: employee ment discovered shallow was his fun- Appellant Whether denied grave. police were called makeshift damental, constitutional to right scene, recovered from the to the and Fifth, pursuant on his own behalf containing a grave piece of backpack Sixth, Fourteenth to and Amendments name on it. paper [Appellant’s] Constitution, well States as United from the burial site were Also recovered I, Pennsylva- as Section 9 of the Article contained plastic bags five the dis- nia Constitution? [Appellant’s] membered remains at 5. housemate, Appellant’s Brief Martin. Mr. Mar- Brendan manner tin had been eviscerated. The Appellant presented in this case an to be of death was determined homicide. insanity at trial. an on the defense After colloquy, record he to waived his [Appellant] by po- interviewed was 2/21/08, testify. N.T., at 323-324. Follow and had Mr. lice admitted he attacked ing presentation testimony by of rebuttal First, hit victim [Appellant] Martin. expert regarding Ap the Commonwealth’s Then, with a claw used a hammer. he incident, pellant’s sanity at the time of the victim in large knife stab the the neck his Appellant changed attempted mind and Finally, [Appellant] and heart. said N.T., to reassert his housemate; he dismembered his at- 2/22/08, Appellant at 359-360. made his scene, tempted up clean crime day after his and waiving transported and the remains to the loca- evidentiary after phase the closure of body parts tion were eventu- [where] trial, prior closing arguments but ally found. jury Appellant and instructions. Id. did [Appellant] charged was with one give mind. changing a reason Homicide,1 count each of Criminal Id. re The trial court denied 20, Corpse.2 February Abuse of On quest because the case was 2008, trial, following jury [Appellant] day closed was previous and the Murder, Degree was First convicted of brought set to in for Id. be instructions. Abuse Corpse. of a 360. Appellant at maintains that the Com prejudiced monwealth would not been 2501(a), § 18 Pa.C.S. as amended[J by Appellant’s reassertion of his 5510, § 18 Pa.C.S. as amended!.] testify, therefore the court should trial testimony. Appellant’s have allowed the sentencing, Prior to trial counsel was Appellant Brief 22. argues permission granted to withdraw. New court’s failure the case appearance, counsel entered his and on Appellant’s testimony allow on his own 14, 2008, May [Appellant] was sentenced behalf an abuse of man discretion and prison life in the possibility without dates trial. Id. a new at 36. parole, one[-]year and a consecutive does not contend that waiver was invol two-year prison sentence on the Abuse untary, Id. unintelligent unknowing. Corpse offense. Post-sentence mo- 21. 28, 2008, July tions were filed on The right
denied
on October
of an accused to
on his
Court
is a fundamental
tenet of
behalf
American jurisprudence
explicitly Mississippi,
and is
410 U.S.
93 S.Ct.
I,
guaranteed by
1038, 1046,
(1973)).
Article
Section 9 of the
A.2d
1105
See also U.S.
that our constitution confers upon crimi-
Amend.
(guaranteeing
right
Const.
VI
nal defendants an unfettered right of
behalf).
of an accused to
on his own
self-expression in the courtroom during
In addressing
right
on one’s
guilt-determination
phase of trial.
behalf,
Supreme
the United States
Rather,
the right
is,
to be heard
as
Court has held:
always,
by
circumscribed
the rules of
right
to testify on one’s own be-
evidence.
half at a criminal trial has sources in
several provisions
460,
Commonwealth v. Jermyn,
Constitution.
516 Pa.
468-469,
It
rights
74,
(1987).
is one of the
that “are essential
Thus,
533 A.2d
78
process
adversary
to due
of law in a fair
applying its evidentiary
“[i]n
rules a
process.” The necessary ingredients of
must evaluate
[court]
whether the inter
the Fourteenth
guarantee
Amendment’s
ests
by
justify
served
a rule
the limitation
that no one shall be
of
deprived
liberty
imposed on the Defendant’s constitutional
process
without due
of law include a
Rock,
right
testify.”
56, 107
483 U.S. at
testimony:
to be heard and to offer
S.Ct.
A person’s right to reasonable notice
regard
case,
With
reopening
a
him,
charge against
of a
an oppor-
and
is within the
“[i]t
discretion of the trial
tunity to be heard in his defense—a
judge
permit
either side to reopen its
day
to his
in court—are
basic
present
case to
additional evidence.”
system
our
jurisprudence;
of
Mathis,
v.
Commonwealth
317 Pa.Super.
include,
minimum,
rights
these
as a
226,
1167,
(1983) (citations
463 A.2d
1171
right to examine the
against
witnesses
omitted).
quotations
“Under the law
him, to
offer
and to be
of this Commonwealth a trial court has the
represented by counsel.
side,
discretion to
a case for either
Arkansas,
44, 51,
Rock v.
488 U.S.
107
prior
entry
of
judgment,
final
2704, 2708-2709,
S.Ct.
Although criminal defendants have a clearly to render it erroneous. We will constitutional right on their own behalf, ruling not condemn a trial court’s as is not without limitations. merely an abuse of Sometimes this discretion because must “bow to accom- might we legitimate modate other have reached a different interests Rock, process.” criminal trial 483 U.S. at conclusion had the been decision ours 55, 107 (quoting S.Ct. at 2711 Chambers v. in the first instance.
904 84, 89, in an reading poetry Pa. Bango, stated
Commonwealth (citation (1999) 1070, 1072 omit- al- “attempt Appellant’s A.2d to demonstrate added). ted) (emphasis illness leged mental would have taken out of of the fact- proceedings the realm Jermyn, upon relies The Commonwealth inflamma- finding process into that of Ap- support position its supra, theater, speculation, if that of tion and from testi- properly precluded pellant it was within the discretion of the testimony would fying Appellant’s evidentiary Petras’, to limit such a display Dr. only expert’s, corroborate Id., 533 A.2d at grounds.” Pa. at insanity through conclusion *4 and actions. Commonwealth’s 79-80. demeanor Supreme In our Jermyn, Brief at 26.1 in Jermyn distinguishable We find to be court did concluded that the trial Court Jermyn was to take the requesting reading precluding Jermyn in from
not err
purpose
reading
stand for the limited
attempt
open
in
in an
poetry
statement,
form.2 In
prepared
verse
insanity. Jermyn,
the defense of
establish
fact,
Pennsylvania
our review of
law re
471,
support
In
Pa. at
district of ad- for submission testimony reopen if Peterson’s whether motion to left to the testimony And the is a matter value. ditional of little likely to be that conclu- discretion. sufficiently supports trial court’s record hardly gave sion. Peterson he wished as to what indication any have a criminal defendants Although only “just about, stating he on their constitutional about certain facts bring out
want[ed] behalf, right must sometimes allegedly his counsel certain issues” legitimate other “bow to accommodate during cross-examina- develop failed process.” interests in the criminal witnesses. government’s tion of the the need for order and Unquestionably, trials is sufficient fairness criminal to the reasonableness Finally, as firm, inflexi- though always justify testifying dur- excuse for Peterson’s testify; ble, limiting rules case-in-chief, Peterson offered no ing his and, course, of un- numerous rules Pe- excuse, reasonable one. let alone a circum- constitutionality do doubted during his case- ample time terson had right. scribe testimony; he admitted to offer in-chief he agreed had he and counsel limiting generally The rule option. Even not exercise *6 trial does evidence-taking stage of to the testimony would Peterson’s assuming unconstitutionally infringe upon valuable, Peterson still owed have been right testify. plac- to While defendant’s expla- some sort of reasonable the court right, limitation on the ing only minor change in tack. for his sudden nation and or- both fairness promotes the rule requirement of ex- such a Without which, course, trials, interests der limiting cuse, generally testi- the rule the trial legitimacy to the are crucial mony evidence-taking stage of a and In the interests of fairness process. all, hardly and be a rule at trial would order, a commonsense simply imposes it easy a defendant to be too it would testify right that the be requirement strategic testifying rea- postpone timely in a fashion. exercised close of evidence. until after the sons added). Thus, citations omit- (quotations (emphasis Id. at 107 Id. at 59-60 ted). no abuse of discretion First Circuit found infringement court and no
by the district by the court then noted that The Jones testify. right constitutional of Peterson’s testify, the was made to time the Id. jury instructions parties prepared had Jones, 880 F.2d find States v. We United rebuttal wit- summations Cir.1989) (8th as well. to be instructive released and were un- had been nesses Jones, argued that In the defendant also Additionally, n. Id. at available. his constitutional the district court violated that Jones acknowl- the court also noted the evi- rights when it refused that he knew he had on the record edged Jones, 880 him to dence to allow testify during the evidence issue, the addressing F.2d at 59. to do so. voluntarily chose not phase, but factors, stated: Eighth Circuit these at n. 6. Given Id. abuse of that there was no court concluded must be exercised testify The refusing to court in by the trial of trial. discretion evidence-taking stage reopen the evidence to allow Jones to testi- The you Court: Do understand that no Id. fy. at 60. one can you testify force to your [sic] own trial? us, Appellant In the case before volun- The Defendant: Yes. tarily testify. Although waived his The you Court: Have discussed this de- requirement there is no that the trial court cision of whether or testify not to colloquy conduct an on-the-record when a your attorney? testify5, defendant waives his trial court in fact thorough did conduct a The Defendant: Yes. colloquy before Appellant that, The Having Court: done you do
rested his case. The colloquy wish to in this trial? place took on the record: The Defendant: I’m not sure. Baldwin, The Court: Mr. I have a cou- Well, Okay. Court: I’m going to let
ple questions I want to you ask about you speak to Mr. Elash a little longer. your decision of whether or not to Mr. Elash: I say Can something on the in this trial. my understanding It’s record, Honor, Your maybe clarify you give up your right intend to to take James, your— that? is it the stand and your own be- The Court: Sure. half. I want you questions to ask a few James, Mr. your Elash: desire would be about this decision. Please understand get statement; up give is that that I am neither encouraging nor dis- correct? your couraging you decision. Do under- The Defendant: Yes. stand that? Mr. your mind, Elash: And in that was (Witness head.) The Defendant: nods you what would consider testifying? yes Court: I need or no for the The Defendant: Yes. reporter. Mr. Elash: I explained you that the *7 The Defendant: Yes. procedure, rules of procedure The you Court: Do understand that un- permit you would not to do that. der both the Constitution the United The Defendant: Yes. States of America Constitution Mr. Elash: you So understand that even of the Commonwealth of Pennsylvania, though you testify would want to you have an testify absolute on you form that by just want to giving a your own behalf. statement, you’re permitted not to. You The Defendant: Yes. have questions to answer and then The you Court: And do understand that would be by cross-examined Ms. Neces- deny you no one can the opportunity to sary. youDo understand that now? your on own behalf? The Defendant: Yes. The Defendant: Yes. Mr. my Elash: So is it understanding The you Court: Do also understand that you that do not want to under the you have an absolute not to testify Court, Rules of you’d subject that be your own behalf? questions and answers and cross-exami- The Defendant: Yes. nation? 1132, denied, Duffy,
5. See per.2003), appeal Commonwealth 832 A.2d 574 Pa. (Pa.Super.2003) (citing n. 3 (2003)). Common- A.2d 143 Todd, (Pa.Su- wealth v. 820 A.2d going to be any attorney, you’re not sure. I’m still Defendant: The attorney that an anything do allowed to Elash: Go on. Mr. you to do. Do not be allowed would you’re You’re—not Defendant: that? understand if I fire but anything, doing job a bad Yes. The Defendant: argu- my closing I make you, can myself? change representing ment The rules will The Court: yourself. representing you’re Mr. Elash: Well— that? youDo understand hear sorry. I couldn’t I’m The Court: Yes. The Defendant: he said. everything why And don’t Okay. him- Court: represent wants to Elash: He Mr. also— doesn’t me a second. That you just give now, Your Honor. self to tes- anything your right about change how—well— Really? And The Court: up can’t stand tify you as far as still mean, you have a I Mr. Elash: you If want to just give a statement. to. You’d you if want represent yourself have to be cross- testify, you’re going to every rules that by the same be bound cross- going You’re be examined. how by bound as far as lawyer is other Do Attorney. examined the District not be probably It try a case. that? you understand your- represent interest your best Yes. The Defendant: you do have a to do so. But self. making your you any questions decision? help The Court: Do Does any of this? about Yes. The Defendant: stay I I’ll guess The Defendant: No. Well, you’re going to have— Mr. Elash: my attorney. with speak want to you Do The Court: Well, I think that is a smart The Court: for a while? We your attorney privately decision, to make. your but it’s decision that. arrange can Yes. okay. No. That’s The Defendant: The Defendant: you want. you Elash: Whatever Mr. So if that’s what want The Court: fíne, do, you that will be too. Do wish you. I hear The Court: can’t is, you Again, in this trial? speak I don’t need to The Defendant: know, attorney your like privately. him would be you, you where described *8 you pro- want to How did The Court: That’s subject to cross-examination. point? ceed at this your right, your and it’s decision Defendant: I wanted to— The with Mr. Elash speak make. You can you want to do The What do Court: in speak I said. You can again, like right now? you want to do. private. Whatever I really I’m not sure. The Defendant: record.) (Discussion off the was held about court. really know that much don’t going I decided I’m not The Defendant: No, course, you of The Court: testify. probably You go didn’t to law school. decision right. All Is this The Court: attorney or your much as don’t know as your own free will? not to matter. You any attorney, for that The Defendant: Yes. know, by all the rules you will be bound you anyone Has threatened The Court: procedure. and court of criminal court making this decision? you forced into the same as going to be treated You’re attorney so that he could make a The Defendant: No. direct in closing argument. address After being accept your waiver then. The I Court: advised that he held to the would be same Elash, anything you else Mr. is there standard as attorney, that of an the trial clarify regarding the wanted to add to or gave Appellant ample opportunity to testify or anything? decision not to think about his and to decision discuss the No, Mr. Elash: Your Honor. Thank matter attorney. further with Appel- you. lant attorney, decided to retain his and to N.T., 2/21/08, at 818-324. on his own behalf. jury the colloquy, After the returned to Additionally, colloquy this was not the Appellant the court room rested his and Appellant first time during sought 2/21/08, N.T., case. at 326-827. The directly. address the court and jury While its rebuttal witness Commonwealth called the court were parties discussing and Id. at 327-356. and then rested its case. matter involving juror and a parties began trial court to dis- The and conflict of interest the Common- instructions, jury pres- outside of the cuss case-in-chief, wealth’s Appellant indicated jury ence of was jury, dis- that he with speak wanted to the court. Id. at 356-359. On for day. missed N.T., 2/21/08, at 224. The court informed morning, prior jury to the following Appellant that he need to would address instructions, being brought Appel- Id. After attorney. the court through his lant notified of his change the court record, discussion was held off the Appel- N.T., position and desire attorney relayed lant’s 2/22/08, at 359-360. court: Upon being presented Honor, just Mr. Elash: Your for the to withdraw waiver and to record, he exert a right wanted to testify, the trial court ruled: allocution to I jury'. And told him Well, legal procedure, that’s not in our go
The All we right. Court: did that he would have take the stand through plenty There was everything. subject be time, fact, to cross-examination. He we, had come to only ques- be allowed to answer charge. work on The points case know, later, tions. You that’s I know afternoon, so yesterday was I’m closed going colloquy we’re to have a concern- going any further allow ing that. anyone from time. have We brought Right. set to for the instruc- Court: be tions. question. Mr. Elash: That was said, attorney your Court: What N.T., 2/22/08, at 360. course, you’ll is correct. But some colloquy, As reflected you time to think about how want to initially uncertain as to whether he *9 proceed. happen to for going That’s testify wanted to on his behalf. After Certainly you’ll little while. by attorney, it was clear questioning his more time to it with him and discuss as Appellant opportunity that wanted the to need, fact, you much time in to as decide the make a statement to court and in you regard. what want to that do to being subject without cross-examina- N.T., 2/21/08, at 224-225. explained Appellant to tion. When it was clearly of his simply Appellant that he to make a was advised would be unable statement, in rights testifying and what his own de- dismissing he considered his Appellant’s at at 79. given entail. was 516 Pa. A.2d Appellant would
fense
testify
Appellant,
to
consists of the
right
to
his decision
consider
ample opportunity
witness,
testifying
other
under
attorney.
any
like
the
with his
discuss
matter
answering
designed to
by
questions
oath
wish to
Appellant’s
record reflects
relevant facts.
is not enti-
being
Appellant
elicit
jury directly without
address the
right
self-expres-
tled to an unfettered
of
cross-examina-
subject
questioning
to
Id.,
516 Pa.
wealth or significant delay in the trial
COLVILLE, J.
case,
proceedings.
in As
the Jones
Appellant certainly had the constitution-
parties here
begun preparing jury
had
in-
al
to testify during the presentation
structions,
jury
given
was about to be
of his defense. He chose to waive that
instructions,
begin,
summations were to
right. After the case was closed but be-
potential
rebuttal witnesses had been
instructions,
fore the
received their
released.
Appellant asked that
permitted
he be
Consequently, weighing the factors in
testify.
Majority
appropriately con-
case,
we cannot conclude that the trial
request
siders this
as a request to reopen
reopen
court’s refusal to
the evidence was
the case. The
governs
law which
such a
unreasonable,
manifestly
a misapplication
request is well-settled.
law,
partiality,
of the
or the result of
preju-
Under the law of this Commonwealth a
dice, bias or ill will. We are reminded that
trial court has the discretion to reopen a
appellate
an
court cannot
condemn
trial
side,
case
prior
for either
entry
ruling
court’s
as an abuse of discretion
judgment,
final
prevent
order to
merely
might
because we
have reached a
failure or miscarriage
justice.
different conclusion had the decision been
Commonwealth v. Tharp, 525 Pa.
ours in the first
Bango,
instance. See
(1990) (citations
omitted).
A.2d
Thus,
Pa. at
proceedings, failing pres- excuse
has a reasonable his case-in- testimony during
ent test,
chief.”). this new announcing After of discre- no abuse Majority discerns trial court. of the part
tion on the propriety any comment
I reserve Majority by the new test announced current state of I believe dispose Appellant’s sufficient
law is however, note, that neither
issue. I opinion support the trial court’s
record nor the court considered
a conclusion tes- likely value of
whether for dis-
timony outweighed proceedings, prejudice
ruption had a reasonable
and whether failing present
excuse his case-in-chief. Pennsylvania,
COMMONWEALTH
Appellee Jr., Appellant.
Ross RHOADES Pennsylvania.
Superior Court 25, 2010.
Argued Aug.
Filed Nov.
