Lead Opinion
A singlе justice of this court has allowed the joint motion of the defendants under G. L. c. 279, § 4, for stay of execution of sentences pending appeal, and on the Commonwealth’s motion has reported to the full court questions of law raised by his decisions. G. L. c. 211, §§ 5, 6. We uphold those decisions. We also review the procedure to be followed in such cases. Cf. Commesso v. Commonwealth,
We summarize the agreed facts. In October, 1977, the defendants were indicted for conspiracy to commit arson and conspiracy to defraud an insurer in connection with property located in Boston. The crimes were аlleged to have been committed during 1975. Each defendant was convicted of both charges by a jury in the Superior Court in Suffolk County in September, 1978. On October 5, 1978, the defendant Allen was sentenced to two years in a house of correction and fined $10,000; the defendant Cappiello was sentenced to two and one-half years in a house of correction and fined $10,000; and the defendant Koplow was sentenced to eighteen months in a house of correction and fined $5,000.
The same day the judge, without making findings of fact or stating reasons, denied their motions for stay of sentence pending аppeal. On October 19,1978, after hearings, a single justice of the Appeals Court denied their motions for stay under G. L. c. 279, § 4, again without findings of fact or statement of reasons. The defendants appealed to the Appeals Court pursuant to Appeals Court
On March 13, 1979, the defendants filed in the county court a joint motion for stay pending appeal. After a hearing on March 14, 1979, a single justice of this court granted the motion and ordered that the defendants be released forthwith on personal recognizance pending appeal. On March 28, 1979, the single justice denied the Commonwealth’s motion for reconsideration. On April 2, 1979, the Commonwealth moved for a report of questions of law to the full court, and on April 20, 1979, the single justice reported the questions of law raised by the motion.
1. Our statutes. For nearly a century prior to 1895, execution of sentence was stayed upon the allowance of exceptions unless it appeared that the exceptions were "frivolous, immaterial, or intended for delay.” St. 1804, c. 105, § 5. Rev. Sts. c. 81, § 29 (1836). Gen. Sts. c. 115, § 10 (1860). Pub. Sts. c. 153, §§ 11, 12 (1882). Cf. St. 1891, c. 362, § 1 (appeal). See Commonwealth v. Clifford,
We have long held that the sentencing judge need not state his reasons for refusing a stay. Lebowitch, petitioner,
2. Federal and other systems. In the Federal courts, from 1891 until 1934, stay of sentence pending a writ of error or appeal in a criminal case was discretionary and was granted if the writ or appeal was not "taken merely for delay” but "taken in good faith, on grounds not frivolous but fairly debatable.” United States v. Motlow,
Bail pending appeal in Federal criminal cases is now governed by the Bail Reform Act of 1966, as amended, 18 U.S.C. §§ 3146-3152 (1976), and by Fed. R. App. P. 9 (b),
The American Bar Association’s Standards Relating to Criminal Appeals 2-4, 53-56 (Approved Draft, 1970) includes a brief survey of statutory patterns concerning bail рending appeal and a recommended standard set forth in the margin.
The usual policy of deferring review of interlocutory orders until after final judgment has no application. Cf. Stack v. Boyle,
If a stay has been denied both by the sentencing judge and by a single justice of the Appeals Court, the applicant may seek review of questions of law by a panel of the Appeals Court. At this stage the single justice of this court has jurisdiction to consider a new application for stay. That jurisdiction is rarely exercised while further consideration by the Appeals Court is in prospect, but occasionally a single justice of this court has granted a limited stay to facilitate panel review in the Appeals Court. Panel review in the Appeals Court can be conducted on an expedited basis; indeed, the Federal practice shows that such a review can be conducted without the necessity of briefs. See Fed. R. App. P. 9 (a).
In the present case a new application for stay was made to the single justice of this court after a panel of the Appeals Court had denied relief. In this situation, while we think that the plain language of G. L. c. 279, § 4, confers discretion on thе single justice, we also think that in the ordinary case, in the absence of changed circum
5. Standards for granting a stay. Unlike G. L. c. 276, § 58, governing bail before trial, G. L. c. 279, § 4, does not specify factors to be taken into account in the exercise of judgment and discretion. We think, however, that the same factors specified in § 58 may properly be considered under § 4. In addition, consideration should be given to "danger to any other pеrson or to the community” (see n.4) and to the possibility of "further acts of criminality during the pendency of the appeal.” See Commonwealth v. Levin,
The judge or Justice should require that the appeal present "an issue which is worthy of presentation to an appellate court, one which offers some reasonable possibility of a successful decision in the appeal.” Commonwealth v. Levin,
6. Application to the present cases. In the absence of a stay, the sentences imposed in these cases were likely to have been served in whole or in major part before the
The Appeals Court panel quoted and followed Commonwealth v. Roberts,
7. Disposition; the reported questions. The orders of the single justice of this court are affirmed. The reported questions (see n.2) are answered as follows: (1) The single justice had jurisdiction under G. L. c. 279, § 4. (2) The exercise of that jurisdiction was a matter within his discretion. (3) A denial of stay by the trial judge under G. L. c. 279, § 4, is not subject to review, but a new application may be made to a Justice of the Appeals Court or of this court. (4) After denial of a stay by a single justice of the Appeals Court under G. L. c. 279, § 4, and affirmance by a panel of the Appeаls Court, there may be further appellate review pursuant to G. L. c. 211 A, § 11. There may also be a new application to a single justice of this court under G. L. c. 279, § 4. Where those remedies are available, no remedy is available under G. L. c. 211, § 3. (5) As to the standards to be applied by a single justice under
So ordered.
Notes
Those questions are as follows:
"1. Whether a single justice of the Supreme Judicial Court has jurisdiction under G. L. c. 279, § 4 to consider a motion for stay of execution of sentence pending appeal after a single justice of the Appeals Court has denied such a stay and after the Full Bench of the Appeals Court has affirmed the order by the single justice of that Court.
"2. Assuming the single justice of the Supreme Judicial Court had jurisdiction at all times to consider a petition for stay of execution of sentence pending appeal, whether that jurisdiction should be exercised after the matter has been reviewed by a single justice and the Full Bench of the Appeals Court.
"3. What is the appropriate procedure to be followed by a defendant under G. L. c. 279, § 4, to review the denial of a stay of execution of sentence by the trial judge?
"4. Whether G. L. c. 211, § 3 provides an alternative method of appeal from a decision of the Full Bench of the Appeals Court or is an Application for Leave to Obtain Further Appellate Review by the Full Supreme Judicial Court pursuant to G. L. c. 211A, § 11 and Massachusetts Rules of Appellate Procedure, Rule 27.1 the sole remedy.
"5. What is the appropriate standard to be applied by a single justice of the Supreme Judicial Court or Appeals Court in exercising his or her discretion under G. L. c. 279, § 4?”
In pertinent part: "Sentence shall be imposed upon conviction of a crime, exceрt as otherwise provided in section forty-seven in case of a conviction of a capital crime, although exceptions have been alleged or an appeal taken. If sentence is imposed upon conviction of a crime not punishable by death, the reservation, filing or allowance of exceptions or the entry of an appeal shall not stay the execution of the
Section 3148 provides for release in accordance with § 3146 (release prior to trial) "unless the court or judge has reason to believe that no one or more conditions of release will reasonably assure that the person will not flee or pose a danger to any other рerson or to the community. If such a risk of flight or danger is believed to exist, or if it appears that an appeal is frivolous or taken for delay, the person may be ordered detained.”
Fed. R. App. P. 9(b): "Release pending appeal from a judgment of conviction. — Application for release after a judgment of conviction shall be made in the first instance in the district court. If the district court refuses release pending appeal, or imposes conditions of release, the court shall state in writing the reasons for the action taken. Thereafter, if an appeal is pending, a motion for release, or for modification of the conditions of release, pending review may be made to the court of appeals or to a judge thereof. The motion shall be determined promptly upon such papers, affidavits, and portions of the record as the parties shall present and after reasonable notice to the appellee. The court of appeals or a judge thereof may order the release of the appellant pending disposition of the motion.”
Fed. R. App. P. 9(c): "Criteria for release. — The decision as to release pending appeal shall be made in accordance with Title 18, U.S.C. § 3148. The burden of establishing that the defendant will not flee or pose a danger to any other person or to the community rests with the defendant.”
Fed. R. Crim. P. 46(c): "Pending sentence and notice of appeal. — Eligibility for release pending sentence or pending notice of appeal or expiration of the time allowed for filing notice of appeal, shall be in accordance with 18 U.S.C. § 3148. The burden of establishing that the
"2.5 Release pending appeal; stay of execution
"(a) When an appeal has been instituted by a convicted defendant after a sentence of imprisonment has been imposed, the question of the appellant’s custody pending final decision on appeal should be reviewed and a fresh determination made by the trial court. The burden of seeking a stay of execution and release may properly be placed on the appellant. The decision of the trial court should be subject to review by an appellate judge or court on the initiative of either the prosecution or the defense.
"(b) Release should not be granted unless the court finds that there is no substantial risk the appellant will not appear to answer the judgment following conclusion of the appellate proceedings and that the appellant is not likely to commit a serious crime, intimidate witnesses or otherwise interfere with the administration of justice. In making this determination, the court should take into account the nature of the crime and length of sentence imposed as well as the factors relevant to pretrial releаse.
"(c) Execution of a death sentence should be stayed automatically when an appeal is instituted.
"(d) Procedural devices can safeguard against dilatory prosecution of appeals where such problems may be found. A provision that release is conditioned upon appellants’ perfecting their appeals promptly after notice of appeal insures against delay in the commencement of appeals. A provision for termination of the release after a period sufficient to permit cases to be arguеd or submitted to the appellate court in normal course guards against lack of diligence in preparation of briefs and records. Such limitations, if used, should be subject to extension where circumstances justify longer periods.
"(e) In a jurisdiction with an intermediate appellate court, when review in the highest court is sought by a defendant-appellant, the
Concurrence Opinion
(concurring in the result). I concur in the affirmance of the granting of the stays of execution of sentences, and in part 5 of the opinion stating the standards for granting such stays. I am unable, however, to agree with the statements in part 4 and several other parts of the opinion concerning the practice which a defendant may follow in seeking such a stay.
The opinion of the court, as I understand it, рermits a defendant who has been denied a stay of execution of sentence to pursue an application for a stay along either or both of two routes. Following one route, the defendant may apply to a single justice of the Appeals Court, who must consider the matter anew. If that Justice denies the application, the defendant may appeal to a panel of three Justices of the Appeals Court. If that panel denies him relief, the defendant may then apply to this court for further appellate review pursuant to G. L. c. 211A, § 11. That apрlication will require the affirmative action of at least three Justices of this court. If further review is granted, the appeal will be heard and decided by a quorum of at least four Justices of this court. By following this route, the defendant could engage the time and attention of at least four Justices of the Appeals Court and from four to seven Justices of this court, or a total of not less than eight nor more than eleven appellate Justices.
Following another route, the defendant may apply to a single justice of this court, who must consider the matter anew. If that Justice deniеs the application the defendant may appeal the decision to the full court, meaning four or more Justices, of this court. By following this route, he would engage the time and attention of not less than five appellate Justices.
I recognize that the court, by its opinion, has attempted to discourage or minimize the potential proliferation of appellatе proceedings on applications for stays by stating, for example, that while "the single justice of this court has jurisdiction to consider a new application for a stay [, tjhat jurisdiction is rarely exercised while further consideration by the Appeals Court is in prospect ....” However, the opinion expressly recognizes the right to seek relief from the single justice of this court either while the matter is pending before the panel of the Appeals Court or, as in the present case, even after that panel has denied relief. It is no satisfactory answer that the duplicate proceeding before the single justice of this court may be disposed of rather summarily. In my view, the evil is in authorizing or permitting duplicate proceedings to be started at all.
I am further persuaded of the necessity for the elimination or minimization of multiple avenues for simultaneous, consecutive or duplicative proceeding for appellate review by my observation of the apparently increasing notion that, failing in all other efforts, or perhaps in addition to all other options, litigants may seek still more appellate relief from a single justice of this court in any case by merely labelling or describing the petition therefor as one brought under G. L. c. 211, § 3. That statute serves a very important, necessary and useful purpose in appropriate cases, perhaps including a very limited class of cases involving an application for a stay of еxecution of sentence. Unfortunately, however, the attempted indiscriminate use of that statute in many inappropriate cases seeking relief clearly not contemplated by the statute requires the unfortunate diversion of much time and effort of the Justices and other personnel of this court from their basic and important functions and responsibilities.
For all of these reasons, I would limit the appellate review of decisions on motions to stay the execution of sentences in the manner described above.
For other similar amendments to the General Laws made by St. 1972, c. 740, see §§ 5 and 16 thereof. Section 16 amends G. L. c. 278, § 28E, by inserting the words "or to the appeals court” in the sentence which permits a single justice of the Supreme Judicial Court, after "determining that the administration of justice would be facilitated thereby, [to] grant an interlocutory appeal from a decision, order or judgment of the superior court determining a motion to suppress evidence prior to trial... [and to] report the same to the full court or to the appeals court for hearing ...” (emphasis supplied). It has never been suggested that the italicized amendatory language, which is similar to that of G. L. c. 279, § 4, would permit the report of the decision of the trial court to both the full court of this court and to the Appeals Court.
