Lead Opinion
OPINION ANNOUNCING THE JUDGMENT OF THE COURT
Thе issue before this Court is whether electronically intercepted conversations in a physician’s office between the physician (appellant) and his patient regarding illegal drug activity warrant suppression where the interception was undertaken without a warrant but with the patient’s consent and after a court determination that probable cause existed for seizure of the conversations. For the reasons set forth below, we affirm the Superior Court’s ruling affirming the trial court’s denial of appellant’s suppression motion.
The facts of the case sub judice are not in dispute. The evidence establishes that appellant, a licensed physician, and the patient met in 1975 when appellant began treating the patient. Appellant stopped providing medical treatment to the patient for a number of years. However, in 1983, appellant, in violation of the Health and Safety Act, began writing pharmaceutical prescriptions for the patient for the controlled substance Dilaudid, a narcotic analgesic and powerful pain killer to which the patient was addicted. In some instances the patient paid appellant in cash and at other times appellant and the patient engaged in a bartering system whereby appellant supplied the patient with Dilaudid in exchange for the
In 1986, appellant decided to expand this enterprise and conspired with the patient to sell Dilaudid illegally to addicts on appellant’s behalf. Appellant began writing Dilaudid prescriptions for the patient for batches of 100 pills. So as not to be detected, appellant directed the patient to have the prescriptions filled at different locations. Upon redeeming the prescription, the patient would sell the pills to other drug addicts and would then divide the proceeds from the illegal sales with appellant. Appellant also continued to write illegal prescriptions for the patient’s own addiction.
In May 1988, the patient was arrested on unrelated drug charges. However, the charges were dismissed on June 27, 1988, for lack of evidence. Nevertheless, the patient, who overcame his addiction to Dilaudid while in custody on the pending charges, decided he wanted to change his way of life for the better and began cooperating with police in their investigation of appellant’s illegal drug dispensing activity. Hence, shortly after his release, the patient approached Detective Lynch of the Philadelphia Police Narcotics Unit. The patient detailed the extent of appellant’s illegal drug operation based upon his personal experiences and told Detective Lynch that he was willing to cooperate with the police in an investigation of appellant’s activities.
On July 8, 1988, the patient, now informant, in coordination with the police investigators, arranged a meeting with appellant in the parking lot of appellant’s medical office. At that location, appellant again resumed his illegal activities and wrote a prescription for the patient for 100 Dilaudids and the two agreed that they would share the proceeds of the sale of the drugs. The police then accompanied the patient to a pharmacy where the prescriptions were filled. Later that same day, the patient telephoned appellant and told him that he would pay appellant his share of the profits from the sale of the Dilaudid on July 11, 1988.
As a result of the investigation, the police arrested appellant and chargеd him with numerous counts of illegally prescribing controlled substances,
Appellant claims that under Article 1, § 8 of the Pennsylvania Constitution, the police were required to obtain a search warrant prior to intercepting his conversations in his professional office.
At the outset, although Pennsylvania’s Wiretap Act provides limitations on wiretapping and most other electronic interception of communications, see 18 Pa.C.S. § 5703,
(i) such officer or person is a party to the communication; or
(ii) one of the parties to the communication has given prior consent to such interception. However, no interception under this paragraph shall be made unless the Attorney General or a deputy attorney general designated in writing by the Attorney General, or the district attorney, or an assistant district attorney designated in writing by the district attorney, of the county wherein the interception is to be made, has reviewed the facts and is satisfied that the consent is voluntary and has given prior approval for the interception....
18 Pa.C.S. § 5704(2)(i)—(ii).
Here, the evidence at the suppression hearing demonstrated that the assistant district attorney from the Philadelphia District Attorney’s Office designated to review requests for electronic surveillance pursuant to the Wiretap Act reviewed the facts of the instant matter, determined that the informant’s consent to wear a body wire was voluntary, and
Notwithstanding the Commonwealth’s full compliance with the Act, appellant argues that based upon the reasoning of Commonwealth v. Brion,
In Blystone, this Court specifically examined the issue of whether warrantless one-party consensual interceptions violated Article 1, § 8 of the Pennsylvania Constitution, and found that they did not. In Blystone, the appellant (Blystone) and three of his cohorts picked up and robbed a hitchhiker at gunpoint, ultimately murdering the hitchhiker after robbing him of thirteen dollars. Acting with an informant’s consent, police monitored and recorded a conversation Blystone had with thе informant while the two of them sat in Blystone’s truck about how Blystone had killed the hitchhiker.
In reviewing the appellant’s claim that the warrantless interception under the Act violated Article 1, § 8, the Court held that in order to determine whether a constitutional violation had occurred, it “must examine: first, whether appellant has exhibited an expectation of privacy; and second, whether that expectation is one that society is prepared to recognize as reasonable.” Id. at 463-64,
Recognizing that Pennsylvania’s Wiretap Act was based upon its federal counterpart, the Court looked to the United States Supreme Court’s analysis of the federal wiretapping act
Based upon this reasoning, this Court in Blystone similarly held that the Pennsylvania Wiretap Act allowing similar warrantless one-party consensual interceptions did not violate Article I, § 8 of the Pennsylvania Constitution:
What one chooses to do with another’s secrets may differ from the expectation of the teller, but it is no longer his secret. How, when and to whom the confidant discloses the confidence is his choosing. He may whisper it, write it, or in modern times immediately broadcast it as he hears it.
One year after Blystone, this Court decided Commonwealth v. Henlen,
After the Commonwealth’s investigation of the theft was concluded, the guard/appellant filed a complaint against the trooper alleging harassment, at which time the appellant turned over the recording to the Internal Affairs Division of the Pennsylvania State Police in order to support his complaint. The appellant was later convicted of violating the Wiretap Act as a result of the tape recording and appealed his conviction.
Under the Act, the interception of an “oral communication” is prohibited except under limited circumstances, as previously discussed. “Oral communication” was defined by the Act at the time as: “Any oral communications uttered by a person possessing an expectation that such communication is not subject to interception under circumstances justifying such expectation.” 18 Pa.C.S. § 5702. Writing for a unanimous court, Mr. Justice Zappala wrote:
*11 Resolution of the issue of whether the conversation was an “oral communication” under the Act revolves around whether there was an expectation that the communication was not subject to interception under circumstances justifying such expectation.
In Commonwealth v. Brion, supra, a majority of this Court carved a limited exception to Blystone with respect to electronic interceptions in one’s home. In Brion, a confidential informant wore a consensual body wire authorized by the District Attorney’s office under the Wiretap Act when he entered Brion’s home to purchase marijuana.
The trial court held that the taped conversations were inadmissible on the grounds that the one-party consensual interception violated Article I, § 8 of the Pennsylvania Constitution. On appeal, the Superior Court reversed. A majority of this Court reversed the Superior Court and remanded the matter for a new trial holding that even though a person had
Appellant argues that since Brion requires a warrant before communications can be intercepted by police from one’s home, a warrant was required before communications could be intercepted from his workplace. Brion, however, fails to provide relief in this matter for several reasons.
First, unlike the circumstances in Brion, here the Commonwealth did obtain a determination of probаble cause by a neutral judicial authority before proceeding with the interception, even though the Act did not require such judicial involvement.
A workplace, by its very nature, generally requires the proprietor’s interaction with other persons in order to conduct business. While the proprietor’s nature of contact with such other parties can vary in form, a workplace normally requires certain interaction with strangers or third parties over whom the proprietor has little control or about whom thе proprietor knows very little beyond the nature of the business relationship. In fact, appellant himself admits in his brief that his “medical practice is open to the public.” Appellant’s Bxief at p. 16.
While there may be some circumstances where this Court may be willing to recognize heightened levels of expectations of privacy in the workplace, for example where the communication sought to be intercepted is strictly internal (such as communications which may arise between an employee and employer) or where the communication regards something which may otherwise be protected by common law or by statute,
Nevertheless, appellant argues that by enactment of the patient/physician privilege, the legislature has deemed his expectation of privacy regarding communications with a patient to be reasonable. Therefore, he argues, he is protected under the Act. Appellant misconstrues the privilege.
Even the most cursory reading of the statutory privilege makes it clear that appellant’s argument lacks merit:
5929. Physicians not to disclose information.
No physician shall be allowed, in any civil matter, to disclose any information which he acquired attending the patient in a professional capacity, and which was necessary to enable him to act in that capacity, ... without consent of said patient, except in civil matters brought by such patient, for damages on account of personal injuries.
42 Pa.C.S. § 5929. As is obvious from the language of the statute, the privilege applies only in civil matters. Furthermore, by statutorily recognizing the patient/physician privilege, the General Assembly conferred unto the patient, not the doctor, a heightened expectation of privacy with respect to communications between the doctor and himself as it limits what the physician can divulge to third parties. Absent the patient’s waiver of this protection or a lawsuit by the patient against the doctor, a physician is expressly prohibited from using communications between the physician and patient in civil cases. Id.
The purpose of the patient/physician privilege is to:
create a confidential atmosphere in which the patient will be encouraged to disclose all possible information bearing on his or her illness so that the physician may render effective treatment.
In re: June 1979 Allegheny Cty. Investigating Grand Jury,
The only basis appellant had for expecting that his communications with his patient would remain private was that his patient would keep the conversations private in order to avoid prosecution for their agreement to traffic drugs illegally. We are simply not prepared to rеcognize such a basis as grounds for a reasonable expectation of privacy.
For the reasons set forth above, no warrant was required before the Commonwealth electronically intercepted appellant’s conversations regarding his illegal activities. Accord
Notes
. 18 Pa.C.S. § 5701, et seq.
. Specifically, the order provided, in pertinent part:
IT APPEARING that the application has been made in good faith in the furtherance of a pending criminal investigation and that there is reason to believe the aforementioned residence and the other unknown premises will be used in connection with criminal activity and, based upon the affidavit, that there is probable cause to believe that the criminal activity is ongoing;
IT IS ORDERED, pursuant to Section 5704(2) Chapter 57, Title 18, and Commonwealth v. Schaeffer, 370 Pa.Super. Ct. 179,536 A.2d 354 (1987), that District Attorney’s personnel are authorized to use electronic surveillance equipment to intercept and record one-party conversations occurring inside the office of Lawrence Alexander located at 6190 Rising Sun Avenue, Philadelphia, PA., and at any other location Lawrence Alexander leads or directs the consenting individual to, for a period ot [sic] time not to exceed ten (10) days.
. The conversations between appellant and the informant were recorded on these days except for July 12, 1988, when the recorder apparently malfunctioned.
. 35 P.S. § 780-113(a)(14).
. 35 P.S. § 780-113(a)(13).
. 35 P.S. § 780-113(a)(30).
. 18Pa.C.S. § 903.
. Article 1, § 8 of the Constitution of Pennsylvania provides:
The people shall be secure in their persons, houses, papers and possessions from unreasonable searches or seizure, and no warrant to searсh any place or to seize any person or things shall issue without describing them as nearly as may be, nor without probable cause, supported by oath or affirmation subscribed to by the affiant.
. Section 5703 in effect at the time of the interception provided:
Interception, disclosure or use of wire or oral communications.
Except as otherwise provided in this chapter, a person is guilty of a felony of the third degree if he:
(1) willfully intercepts, endeavors to intercept, or procures any other person to intercept or endeavor to intercept any wire or oral communication;
(2) willfully discloses or endeavors to disclose to any other person the contents of any wire or oral communication, or evidence derived therefrom, knowing or having reason to know that the information was obtained through the interception of a wire or oral communication: or
(3) willfully uses or еndeavors to use the contents of any wire or oral communication, or evidence derived therefrom, knowing or having reason to know that the information was obtained through the interception of a wire or oral communication.
*7 (Amended in October 21, 1988, P.L. 1000, No. 115, § 5, immediately effective). Although the constitutionality of the Wiretap Act is not at issue in this case, this Court has held that one-party consensual interceptions do not violate the Fourth Amendment or Article I, § 8 of the Pennsylvania Constitution. Commonwealth v. Blystone,519 Pa. 450 ,549 A.2d 81 (1988), aff'd on other grounds,494 U.S. 299 ,110 S.Ct. 1078 ,108 L.Ed.2d 255 (1990); Commonwealth v. Rodriguez,519 Pa. 415 , 417,548 A.2d 1211 , 1212 (1988); see also United States v. Caceres,440 U.S. 741 ,99 S.Ct. 1465 ,59 L.Ed.2d 733 (1979) (one-party consensual interceptions do not violate the United States Constitution).
. The Act was later amended on October 21, 1988, P.L. 1000, No. 115, § 5 (effective immediately); and on September 26, 1995, P.L. 1056, No. 20(SSI), § 2 (eff. in 60 days).
. As stated by Mr. Justice White in the lead opinion:
Concededly, a police agent who conceals his police connections may write down for official use his conversations with a defendant and testify concerning them, without a warrant authorizing his encounters with the defendant аnd without otherwise violating the latter's Fourth Amendment rights. For constitutional purposes, no different result is required if the agent instead of immediately reporting and transcribing his conversations with defendant, either (1) simultaneously records them with electronic equipment which he is carrying on his person,
... (2) or carries radio equipment which simultaneously transmits the conversations either to recording equipment located elsewhere or to other agents monitoring the transmitting frequency.... If the conduct and revelations made of an agent operating without electronic equipment do not invade the defendant’s constitutionally justifiable expectations of privacy, neither does a simultaneous recording of the same conversations made by the agent or by others from transmissions received from the agent to whom the defendant is talking and whose trustworthiness the defendant necessarily risks.
United States v. White,
. Although Henlen did not involve a claim that the interception violated the Pennsylvania Constitution, it is instructive in defining what constitutes a protected "oral communication” under the Act.
. Unlike the instant case, no prior judicial approval was obtained before the confidential informant in Bricm proceeded with the body wire.
. "Upon closing the door of one’s home to the outside world, a person may legitimately expect the highest degree of privacy known to our society.” Commonwealth v. Shaw,
. Appellant’s argument that the affidavit and finding of probable cause should have been reduced to a search warrant and served on him is nonsensical. Such a requirement would entirely defeat the purpose of the electronic surveillance. Once served with a search warrant, and thereby apprised of the Commonwealth’s intention to conduct electronic surveillance, a targeted suspect would then be fully aware of the purpose and time of the electronic surveillance and be able to tаilor his conversations and actions accordingly, completely avoiding police detection of his criminal activities.
His argument that the Court of Common Pleas had no jurisdiction to make a determination of probable cause is also without merit. First, because we find that no probable cause determination was required for the workplace interception in this case, it is irrelevant which court actually made the probable cause determination. Second, although a majority of this Court in Brion held that the warrants required for electronic interception in a home be authorized by the Superior Court,
. Where an informant is employed by the suspect in tire workplace, the suspect might arguably be entitled to expect a different degree of privacy as a result of the employer/employee relationship (e.g. protection of trade secrets, etc.). Such issues, however, are not before us in this matter and will have to wait resolution at a later date.
. For example, a patient may at any time request that certain records of the physician regarding the patient be transferred to another physician (i.e. for a second opinion) or another person (e.g. a lawyer), or that such matters be used at trial, thereby possibly subjecting the information to review by a jury of strangers.
. Further, while in most instances it is not difficult to determine the specific physical location which constitutes a person’s home, to identify a location which constitutes a person’s workplace is a far different matter. A place where one works can be circumscribed where one is a sole proprietor such as a person working in a single office, or it could be perceived to be the entire physical limits of the Commonwealth if one were a traveling salesman or the Governor for that matter. Arguably, if one were a factory worker, he or she would argue that the “workplace” necessarily includes the entire factory and its surrounding environs, even though such factory worker by necessity interacts with hundreds or even thousands of workers in the “workplace” аs in a steel production facility. By adopting appellant’s invitation to extend privacy expectations at issue here to the workplace, this Court would be placing the lower courts and the authorities in the difficult position of trying to define just what facility constitutes the "workplace.” However, this is a burden that this Court will not place on the judicial system or authorities.
. We need not reach appellant's claim that there was insufficient information to support a finding that probable cause existed since, as discussed herein, a probable cause determination was not required in this matter.
Concurrence Opinion
concurring.
Because the expectation of privacy in one’s office is akin to the highly protected expectation of privacy in the home, Article I, Section 8 of the Pennsylvania Constitution requires that there be a prior determination of probable cause by a neutral judicial authority before electronic surveillance is conducted in an individual’s office. However, because the court order entered in this case provided the necessary constitutional protection, the intercepted communications were properly admitted.
In Commonwealth v. Brion,
As noted by the majority, “[u]pon closing the door of one’s home to the outside wоrld, a person may legitimately expect the highest degree of privacy known to our society.” Commonwealth v. Shaw,
To hold that such expectation against government intrusion does not exist in one’s office is untenable. It is unquestionаble that citizens expect that agents of the Commonwealth will not intrude upon the private utterances spoken within the confines of a personal office. In both a home and an office, an individual spends significant amounts of time, retains personal documents and effects, and engages in conversations of the utmost confidential nature.
Furthermore, when discussing the expectation of privacy, our Court has repeatedly referred to one’s office as falling into the same category as one’s home. See Commonwealth v. Labron,
I do not suggest that a citizen’s office can never be subject to electronic surveillance. Rather, I submit that in order to do so, the Commonwealth must comply with the constitutional protection against unreasonable government intrusions. The requirement of a neutral determination of probable cause to intercept communications in an individual’s office is not too onerous a burden to place upon the Commonwealth, considering the protection accorded a citizen’s right to privacy.
Having determined that Appellant possesses a heightened expectation of privacy in his office, the next step is to examine
We stated in Brion that, “[i]n light of the General Assembly’s preference expressed elsewhere in the Act that probable cause determinations regarding other electronic surveillance be made by a judge of the Superior Court, 18 Pa.C.S. §§ 5708-5723, for consistency we believe that such procedures should be applied in fulfilling this probable cause/warrant requirement.”
In summary, I find that Appellant possesses a heightened expectation of privacy in his office which should be afforded the same constitutional protection that applies to privacy expectations in the home. However, since the order authorizing the electronic surveillance satisfied this constitutional mandate, the intercepted communications were properly admitted.
. The discussions taking place in the medical office in the instant case are excellent examples of communications that are believеd to be private. Communications between physicians and patients are statutorily protected, although such privilege was admittedly waived here by the patient/informant. The fact that such communications are of a confidential nature supports the view that a heightened expectation of privacy exists. As stated by the majority, "[t]he purpose of the physician-patient privilege is to create a confidential atmosphere in which the patient will be encouraged to disclose all possible information bearing on his or her illness so that the physician may render effective treatment.” Op. at 1257-58, citing In re June 1979 Allegheny County Investigating Grand Jury,
. The Commonwealth’s application to electronically intercept Appellant’s conversations was filed in common pleas court more than five years before we decided Brion.
Concurrence Opinion
concurring.
I join the Majority Opinion and agree that the police properly obtained the approval of the District Attorney’s designee before conducting the one-party consensual wiretap in Alexander’s office.
However, I write this Concurring Opinion to discuss the requirements of the Wiretapping and Electronic Surveillance Act
REQUIREMENTS IN THE ACT
Generally, Section 5709 of the Act requires the police, through the Attorney General or District Attorney, to apply for an Order from a Superior Court Judge before intercepting any wire, electronic or oral communication. Onсe police obtain consent from one of the parties to the conversation for a consensual interception of wire, electronic or oral communications, the police do not need to obtain an order from a Superior Court judge before conducting such a surveillance. Instead, the Act only requires that they obtain the approval of the Attorney General, the District Attorney or one of their designees. Thus, I would agree with the Majority that the police in this case complied with the Act by applying to Barbieri to approve their wiretap.
ANALYSIS OF COMMONWEALTH v. SCHAEFFER
Barbieri testified that the Commonwealth was attempting to comply with the requirements of the Superior Court’s decision in Schaeffer when it obtained judicial approval of this wiretap. In that case, the Superior Court held that Article I, Section 8 of the Pennsylvania Constitution requires police to obtain a
search warrants to intercept conversations are not entirely similar to search warrants to seize tangible property, and therefore some analogies to the wiretap act may be useful. For example, orders authorizing interceptions should specify some reasonable limitations as to time, place, and identity of the parties whose communications are to intercepted. Cf. 18 Pa.C.S. § 5712(a)-(b).
Schaeffer,
The Schaeffer opinion is problematic because it fails to provide sufficient guidance to law enforcement officials. For example, Barbieri testified here that he felt strictly applying the Schaeffer search warrant requirement would defeat the purpose of the one-party consensual wiretap. In particular, he noted that the service requirement of Pa.R.Crim.P.2004 would alert the unknowing party that their conversation was being recorded. In an effort to bypass this problem while still complying with the law, Barbieri interpreted the intent of the Schaeffer opinion to be the determination of probable cause by a neutral judicial authority. Notes of testimony, March 29, 1990, at__ (R.R. 74A). Therefore, he applied for an Order from the Court of Common Pleas authorizing the search based on Judge Abraham’s determination of probable cаuse. However, I note that there is no provision in the Wiretap Act for judges of the Courts of Common Pleas to authorize wiretaps. Although the Commonwealth was attempting to follow the requirements of Schaeffer, the Superior Court’s Opinion in
As this case demonstrates, the search warrant requirement makes this area of the law perplexing and impedes the effectiveness of law enforcement. It is nonfunctional and therefore unnecessary. I would explicitly overrule the Schaeffer search warrant requirement and uphold the wiretap in this case based solely on police compliance with Section 5704(2) of the Act, which required the police to secure an authorized District Attorney or Attorney General or their designee’s approval before conducting a one-party consensual wiretap.
WHETHER ALEXANDER HAD A REASONABLE EXPECTATION OF PRIVACY IN ORAL COMMUNICATIONS WITHIN AN OFFICE
In addition, I feel compelled to note in greater detail why I believe that Alexander’s argument that a person has a similar expectation of privacy in an office as in a home is not persuasive.
Moreover, the Act protects any privacy interest that a person may have to a conversation in an office by requiring the police to obtain written authorization from a District Attorney or Attorney General or their designee before conducting a one-party consensual wiretap. I would find that, with these provisions, the Act sufficiently protects a person’s limited privacy interests in an office.
Finally, we should be cautious before adding to the judicially created requirements of the Act. I agree with Justice White of the United States Supreme Court who opined:
[We should not] be too ready to erect constitutional barriers to relevant and probative evidence which is also accurate and reliable. An electronic recording will many times produce a more reliable rendition of what a defendant has said than will the unaided memory of a police agent. It may also be that with the recording in existence it is less likely that the informant will change his mind, less chance that threat of injury will suppress unfavorable evidence and less chance that cross-examination will confound the testimony.
U.S. v. White,
. 18 Pa.C.S. § 5701 et seq.
. Brion may have implicitly overruled the Schaeffer search warrant requirement by requiring a Superior Court judge to make probable cause determinations for interceptions of oral communications in a home. However, I would have explicitly overruled the search warrant language.
. I note that Alexander used his office to sell prescriptions for drugs later sold on the street. He is now making this unconvincing comparison of an office to a home to shield his abandonment of his professional oath and his abuse of the physician’s privilege to prescribe medications.
. I have, however, repeatedly stated that the use of a residence for illegal activity, such as the sale of drugs, should deprive even the occupants of a home of their traditional expectation of privacy. Commonwealth v. Selby,
. In White, the Supreme Court of the United States held that a warrant-less wiretap conducted with the consent of one party to the recorded conversation did not violate the Fourth Amendment. While I recognize that we are deciding this case pursuant to Article I, Section 8 of the Pennsylvania Constitution, not the Fourth Amendment of the United States Constitution, I find the reasoning in White persuasive.
