COMMONWEALTH vs. 707 MAIN CORP.
Supreme Judicial Court of Massachusetts, Worcester
September 13, 1976. — November 23, 1976.
371 Mass. 374
Present: HENNESSEY, C.J., REARDON, QUIRICO, BRAUCHER, KAPLAN, & WILKINS, JJ.
A judgment in favor of the defendant in a civil proceeding under
Inasmuch as the classifications of obscene material in
Under
The provisions of
TWO COMPLAINTS received and sworn to in the District Court of Fitchburg on July 8, 1974, and July 12, 1974, respectively.
On appeal to the Superior Court, the cases were tried before Garbose, J., a District Court judge sitting under statutory authority.
After review was sought in the Appeals Court, the Supreme Judicial Court, on its own initiative, ordered direct appellate review.
John D. Keeton, Jr., Assistant District Attorney, for the Commonwealth.
HENNESSEY, C.J. A judge of the District Court of Fitchburg, in August, 1974, found the defendant guilty on two complaints charging violations of
On December 17, 1974, a jury trial on both complaints commenced in the Superior Court. The defendant filed as to both complaints motions to dismiss which were denied and exceptions were duly noted.
At the close of the Commonwealth‘s case, which included a showing of the motion picture before the jury, the defendant moved for directed verdicts on both complaints. The motions were denied and exceptions were duly noted. The defendant presented no evidence and rested at the conclusion of the Commonwealth‘s case. On December 18, 1974, the jury returned a verdict of guilty on each complaint.
The defendant makes no contention that the jury were not warranted in concluding that the motion picture “Deep Throat” was obscene, and the uncontroverted summary in the record as to the content of the motion picture confirms the correctness of this approach. However, the defendant contends that its motions for dismissal and for directed verdicts were improperly denied for three reasons. First, a prior civil proceeding against this defendant under
We conclude that the Massachusetts obscenity statutes,
1. Estoppel.
We turn first to the defendant‘s contention that the judgment of the Superior Court in a proceeding against it pursuant to
The United States Supreme Court has suggested that State law determines the collateral effect of prior findings of nonobscenity in subsequent proceedings. Miller v. California, 413 U.S. 15, 34 n.14 (1973). As a general rule, Massachusetts has subscribed to the doctrine of res judicata for the same cause of action between the same parties or those in privity with them and to the doctrine of collateral estoppel for separate causes of action. Eastman Marble Co. v. Vermont Marble Co., 236 Mass. 138, 148 (1920). It can be argued that the mere taking of an appeal from the prior judgment, as occurred in this instance, has no effect on the operation of these principles.2 However, that rea-
By specifically providing that the § 30 proceeding is in addition to and not a condition precedent to a § 29 criminal proceeding, the Legislature indicated its desire to leave as many procedural and remedial options open to prosecutors as possible. It established a civil proceeding which would provide notice of potential criminal liability to disseminators of matter alleged to be obscene, while reserving for law enforcement officials the right to use criminal proceedings as a primary enforcement tool when necessary. In addition, it provided for concurrent use of civil and criminal proceedings so that courts could enjoin further acts in possible or proven violation of
In this case public officials used the two types of enforcement proceedings concurrently. The same acts, commercial showings of “Deep Throat” in early July, 1974, formed the bases for both proceedings. Thus, the defendant‘s reliance on the civil judgment in its favor played no role in its allegedly criminal conduct.3 Nor did public officials
Thus the Legislature, making enforcement through concurrent use of civil and criminal proceedings available to prosecutors, did not intend that the first proceeding to reach judgment would estop further action in the second proceeding. Such an estoppel effect would make concurrent proceedings meaningless. In addition, we note that common sense indicates that we should give no estoppel effect to a judgment we reverse today against these criminal proceedings which resulted in error-free judgments.
2. Equal Protection.
Next we turn to the defendant‘s contention that
This court affords statutes a presumption of constitutionality, upholding a statutory classification if any rational argument supports it, unless the statute affects a fundamental right. Commonwealth v. Henry‘s Drywall Co., 366 Mass. 539, 542 (1974). The standards applicable to statutes affecting fundamental rights are those used by the defendant. See Commonwealth v. O‘Neal, 367 Mass. 440, 444 (1975); Roe v. Wade, 410 U.S. 113, 155 (1973). However, since obscenity does not constitute constitutionally protected speech, Roth v. United States, 354 U.S. 476, 485 (1957), statutes regulating obscenity do not purport to affect the fundamental rights of speech and expression. Nevertheless, because a fine line separates obscenity from constitutionally protected expression, statutes regulating obscenity must be limited in their scope, Miller v. California, 413 U.S. 15, 23-24 (1973), and “appellate courts [should] conduct an independent review of constitutional claims when necessary” to protect First Amendment values. Id. at 25.4
The equal protection claims asserted by the defendant in this case do not involve First Amendment values. The classifications distinguish between species of materials, not
Having decided that the obscenity definition and procedures are adequate to protect constitutional values, we apply our traditional rational basis test, see Commonwealth v. Henry‘s Drywall Co., 366 Mass. 539, 544-545 (1974), to decide whether the disparity of procedural protection afforded books and other materials violates equal protection ideas. Many arguments related to the time and expense involved in § 28 proceedings could explain the disparity of procedural routes established. For example, since in rem proceedings do not allow speedy removal from the public domain of obscene matter, it is possible that the Legislature decided against their use where obscene movies are involved because movies can be made quickly available to large segments of the public. Hence the statutory distinction between books and other matter may have a rational basis and is therefore constitutional.
3. Due Process: Overbreadth; Vagueness.
Finally, we turn to the defendant‘s contentions that
The proceedings, or combinations thereof, available under
This statutory scheme is not overbroad in its proscription of dissemination of “obscene matter” or its definition of “knowledge.” See
The statutory definition of the “knowledge” required for a criminal conviction under
The statutory scheme of
Furthermore, the standards which guide the triers of fact in the determination of obscenity protect the First Amendment rights of potential and actual defendants by minimizing any chilling effects inherent in obscenity regulation. See Miller, supra at 24. Because First Amendment rights carry especially high value in our society, we now elaborate the standards set forth in the § 31 definition of “obscene” (noting their essential conformity to those required by Miller, supra at 24) in order that triers of fact and the public generally may know what expression is constitutionally protected and what expression is obscene.
First, matter is not obscene unless “taken as a whole it ... appeals to prurient interest of the average person, applying the contemporary standards of the commonwealth.”
The triers of fact must use an average citizen of Massachusetts today, not a particularly susceptible or particularly insensitive one, as a norm for this determination, as long as the matter at issue is not directed specifically to a deviant sexual group. See Miller, supra at 33. See also Mishkin v. New York, 383 U.S. 502, 508-509 (1966). Triers of fact may not use their own views as appropriate Commonwealth norms, but may use their knowledge of the views of average people in their own community as an appropriate norm for deciding if matter “appeals to prurient interest.” See Hamling, supra at 104, 105. They may con-
Second, even though a matter depicts hard core sexual conduct which appeals to prurient interest, it is not obscene unless “taken as a whole it ... depicts or describes sexual conduct in a patently offensive way.” Although
Third, even though material appeals to prurient interest and is patently offensive, it cannot be obscene constitutionally if “taken as a whole it ... [has] serious literary, artistic, political or scientific value.”
The application of this obscenity standard as to depictions of sexual conduct as defined in § 31 neither infringes nor chills the exercise of First Amendment rights. The statutory scheme, therefore, meets the requirements of the Fourteenth Amendment to the United States Constitution.
Judgments affirmed.
KAPLAN, J. (dissenting). Concurring in Commonwealth v. Horton, 365 Mass. 164, 177-178 (1974), and dissenting in part (with Tauro, C.J.) in Revere v. Aucella, 369 Mass. 138, 148, 149-150 (1975), I intimated my views on the constitutionality of legislation like that at bar. If it be assumed that a majority of the Supreme Court of the United States could be assembled to support the validity of the present statute under the Federal Constitution, I would hold nevertheless that it was void under the Massachusetts Declaration of Rights. I need not repeat the considerations brought forth in dissents in the Supreme Court cases which seem to me to apply as well under our own fundamental document.1
