OPINION
This is an action brought by the Commonwealth of Pennsylvania, the Attorney General of the Commonwealth, the City of Philadelphia, and seven minor Negro male orphans, by their guardians. The individual plaintiffs sue in behalf of themselves and all others similarly sit *328 uated. The defendants are the trustees of the Girard Estate. They are charged with the duty of administering Girard College, a charitable educational establishment created under the will of Stephen Girard.
The complaint alleges that the defendants have refused to admit the individual plaintiffs to Girard College solely because of their race. The relief prayed is an injunction to prohibit defendants’ continued refusal to admit the minor plaintiffs and other applicants merely because they are Negroes, and such additional relief as might be necessary.
The complaint consists of three counts and seeks relief from the alleged violation of, respectively, (1) the Constitution of the United States, and particularly the equal protection clause of the Fourteenth Amendment; (2) the testamentary intent of the settlor, Stephen Girard, in the context of previous actions of the trustees and present-day circumstances; and (3) the statutes and public policy of Pennsylvania precluding the denial of admission solely on the basis of a racial criterion.
The defendants have moved to dismiss the complaint for (1) lack of jurisdiction over the subject matter, due to the asserted absence of a substantial federal question presented by the first count of the complaint and diversity or pendent jurisdiction over the second and third counts; (2) res judicata, by reason of a final order of the Orphans’ Court of Philadelphia County; 1 (3) failure to state a claim upon which relief can be granted; and (4) lack of standing to sue on the part of the Commonwealth, the Attorney General and the City.
I. THE COMPLAINT
For the purpose of deciding a motion to dismiss pursuant to Rule 12 of the Federal Rules of Civil Procedure, the well-pleaded allegations of the complaint must be assumed to be true. Cooper v. Pate,
The complaint alleges that Girard College, a school for boys between six and eighteen years of age, was constructed in 1848 pursuant to a trust established under the will of Stephen Girard, who died in 1831. Girard left the principal part of his estate to the “Mayor, Aider-men and citizens of Philadelphia their successors and assigns in trust” for the creation and administration of the school, the construction and improvement of certain streets in the City of Philadelphia, neighborhood improvement in the vicinity of the Delaware River and the demolition of the wooden buildings in the city. He left $2,000,000 of the residue of the estate in trust for the College, and substantially the rest for the *329 maintenance of a more adequate police force, the improvement of city property and the appearance of the city.
In 1832, the city accepted the trust by the passage of an ordinance, and administered the College until 1959. The Board of City Trusts consistently refused to admit those applicants for admission to the College whom they deemed not to be “white.” This practice, engaged in by an instrumentality of the state, was held by the Supreme Court of the United States to constitute governmental discrimination in violation of the Fourteenth Amendment. Commonwealth of Pennsylvania v. Board of Directors of City Trusts,
Girard’s will (a copy of which is attached to the complaint) recited in paragraph XX that he was “particularly desirous to provide for such a number of poor male white orphan children, as can be trained in one institution, a better education as well as a more comfortable maintenance than they usually receive from the application of public funds.” Pursuant to that aim, Girard provided in paragraph XXI (3) that “[a]s many poor white male orphans, between the ages of six and ten years, as said income shall be adequate to maintain, shall be introduced into the college as soon as possible; and from time to time as there may be vacancies, or as increased ability from income may warrant, others shall be introduced.” He specified that if there were “more applicants than vacancies, and the applying orphans shall have been born in different places, a preference shall be given,— first to orphans born in the city of Philadelphia,” and then to those born in other enumerated areas of the country. Will, if XXI(6).
The complaint alleges that each individual plaintiff is a poor male orphan (father deceased) 2 between the age of six and ten, was born in Philadelphia, and would be eligible for admission to Girard College except that defendants deem him not to be white. The ultimate question, therefore, is the validity of the racial exclusion. The complaint attacks it from numerous angles. The several grounds for relief, which are asserted either by explicit statement or by fair inference from the complaint, follow.
(a) COUNT I
The first count relies principally on alleged violations of the Fourteenth Amendment of the United States Constitution. 3 It alleges that the public policies in force in 1830 induced Stephen Girard to discriminate, as these public policies themselves did, against Negroes. This continuing discrimination, if private, is viewed nevertheless as having emanated from earlier state and federal policies especially hospitable to it, which *330 created an environment perhaps unreceptive to anything else. More direct governmental assistance is also averred. It is said that Girard College “is so impressed with state involvement and state action” that its acts must be imputed to the state itself, and the College must accordingly comply with the Fourteenth Amendment.
The state action alleged in the first count includes both laws of general application which have benefitted the College and the passage of numerous statutes, ordinances and resolutions designed to effectuate the terms of the will and accommodate the law of Pennsylvania and of Philadelphia to its implementation. In the former category are the waiver of the rule against perpetuities, immunity from tort liability, and exemption from taxation. In the latter are the acts enabling the city to accept and perform the trust duties, denying the city the power to place a road through the property, authorizing the construction of a boundary road around it, providing the College library with a set of the Colonial Records, and creating a Select Committee of the House of Representatives on the Estate of Stephen Girard to oversee the College’s operation and receive the annual reports which Girard’s will required the trustees to submit to the legislature.
It is alleged that municipal management of the estate for longer than a century resulted in a more than fifteen-fold increase in the amount of the trust corpus, because of the provision of administrative services without charge by the city’s personnel, as well as the various pecuniary exemptions in which the estate shares with charitable trusts generally. This, plaintiffs say, is a permanent benefit conferred by the public which cannot be dissipated.
It is also contended that the state courts have contributed to the discrimination by failing to correct harmful and racially-motivated deviations by the trustees from the terms of the will and by appointing, sua sponte, substitute trustees to adminster the College when city administration was found to violate the Constitution.
The first count thus alleges that Girard himself irretrievably entangled the city and state governments in the administration of the College, that they obligingly became enmeshed, that they have, wittingly and unwittingly, fostered racial discrimination in its operation and, finally, that education is in any event an inherently public function, to which the strictures of the Fourteenth Amendment attach.
(b) COUNT II
The second count asks for the application of the doctrine of cy pres to fulfill Girard’s alleged intentions to benefit the City of Philadelphia and eradicate poverty. Plaintiffs allege changes in the condition of the city and the College which in their view would warrant a judicially-decreed deviation from the literal terms of the will to effectuate its less literal purposes. The complaint states that at the time of Girard’s death the proportion of Negro to white inhabitants of Philadelphia was less than one to eight, whereas the present ratio is more than one to four. In Girard’s time, poverty and ignorance were widespread among the white population, while now they are far greater among the Negro population. Girard College can best fulfill its functions, it is averred, by the admission of poor male orphans without regard to race.
Count two also contains another line of approach. The College is alleged to be able to accommodate 2,000 boys. It presently serves only 700. Capacity, therefore, exceeds enrollment. Notwithstanding the large number of vacancies, the trustees are charged with having deviated from the terms of the will arbitrarily and discriminatorily. They have, according to the complaint, been faced with a dearth of applications from poor white children within Philadelphia and have resorted to accepting, in derogation of the will provisions, boys who are not “poor” but, on the contrary, “come from families of considerable means.” Likewise, they have sought and *331 admitted large numbers of students who were not born in and do not reside in Philadelphia. If circumstances demand deviations from the will, the plaintiffs maintain that, as a matter of proper construction, the deviations may not be motivated by caprice or racial malice. The plaintiffs argue that if the requirement of poverty and the preference to Phila-delphians may partially be dispensed with, then so must the requisite of whiteness, at least to the same extent.
(c) COUNT III
The third count alleges that denial of admission to applicants for Girard College solely because of their race is vio-lative of the Pennsylvania Public Accommodations Act. Act of May 19, 1887, P.L. 130, § 1, as amended, 18 P.S. § 4654. This statute makes it a misdemeanor to refuse, withhold from, or deny to “any person on account of race, creed, or color” the “full and equal accommodations, advantages, facilities and privileges of any places of public accommodation, resort or amusement, subject only to the conditions and limitations established by law and applicable alike to all persons.” Places of public accommodation include, among other facilities, “kindergartens, primary and secondary schools, high schools, academies, colleges and universities, extension courses, and all educational institutions under the supervision of this Commonwealth ' * Excepted from the application of the statute is “any institution, club or place or places of public accommodation, resort or amusement, which is or are in its or their nature distinctly private * *
Count three contains allegations designed to establish that Girard College is an educational institution under the supervision of the Commonwealth in the same manner as all other schools and even beyond, since, as a charity, it is subject to the visitation of the Commonwealth through its Attorney General. The continued enforcement of racial restrictions by those responsible for operating such a school would, it is maintained, contravene the statute and the public policy of Pennsylvania.
II. JURISDICTION
The threshold question is jurisdiction. The jurisdiction of the federal district court must appear from the face of the complaint, F.R.Civ.P. 8(a), and the court must be satisfied before it proceeds that jurisdiction exists. Clark v. Paul Gray, Inc.,
The complaint bases jurisdiction on a number of statutory provisions:
(1) 28 U.S.C. § 1331(a), which gives district courts “original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value of $10,000, exclusive of interest and costs, and arises under the Constitution, laws, or treaties of the United States”;
(2) Civil Rights Act of 1870, § 16, 42 U.S.C. § 1981, which insures that all “persons within the jurisdiction of the United States shall have the same right * * * to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens,” and the Civil Rights Act of 1871, § 1, 42 U.S.C. § 1983, which renders liable to the person injured, in suits at law and in equity, any “person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws * * * and
(3) 28 U.S.C. § 1343, which confers jurisdiction on the district courts over “any civil action authorized by law to be commenced by any person * * * (3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege, or immunity secured by the Constitution of the United States or any Act of Congress providing for equal rights of citizens or of all per *332 sons within the jurisdiction of the United States”
In order for jurisdiction to lie under the first of these three provisions, there must be both a substantial federal question and the requisite amount. See Fuller v. Volk,
Where the question of jurisdiction is so intimately tied to the merits as it is here, the frequent practice has been to assume jurisdiction tentatively and defer final ruling on juridiction until decision on the merits of the federal claim. Campbell v. Glenwood Hills Hosp.,
If Girard College is indeed an instrumentality of the Commonwealth of Pennsylvania or the City of Philadelphia, its discrimination in the selection of students by race would be forbidden by the Fourteenth Amendment. Commonwealth of Pennsylvania v. Board of Directors of City Trusts,
Some of the constitutional questions presented by this complaint are on the frontier of the Fourteenth Amendment, but their substantiality cannot be gainsaid for that. It is certainly not clear whether, after more than a century of municipal administration, the sustaining cord from the city to the College has been cut by the substitution of trustees. The initial relationship was willed by Girard himself, and it is arguable that whatever benefits it may have brought persist.
Recently, in Evans v. Newton,
The Court assumed from the pleadings in
Evans
that the park had been maintained as a public facility, “as well as granted tax exemption * * Id. at 301,
In
Evans
it was also suggested that a city park, public or private, is “municipal in nature.”
Plaintiffs also argue that the unsolicited action of the Orphans’ Court in choosing the mode of implementing the Supreme Court’s mandate was itself a form of affirmative state action.
4
Compare Barrows v. Jackson,
What has been said so far suffices to demonstrate the substantiality of the controversy over the alleged deprivation of federal rights. If such denials have in fact occurred, clearly they were committed “under color of law.” Under color of law means under state authority or pretense of it. Cf. Monroe v. Pape,
We have so far put to one side the possible defense of res judicata. To adjudicate the merits of that defense requires jurisdiction. All the discussion to this point merely shows the seriousness of the constitutional questions present in this case. Certainly it could not be said that plaintiffs’ federal claims are “unsubstantial and frivolous.” Baker v. Carr,
In the absence of diversity of citizenship among the parties, jurisdiction over counts two and three, which rest on state law, must be pendent jurisdiction. Hurn v. Oursler,
“the conclusion that the entire action before the court comprises but one constitutional ‘case.’ The federal claim must have substance sufficient to confer subject matter jurisdiction on the *335 court. * * * The state and federal claims must derive from a common nucleus of operative fact. But if, considered without regard for their federal or state character, a plaintiff’s claims are such that he would ordinarily be expected to try them all in one judicial proceeding, then, assuming substantiality of the federal issues, there is power in federal courts to hear the whole.
“That power need not be exercised in every case in which it is found to exist. It has consistently been recognized that pendent jurisdiction is a doctrine of discretion, not of plaintiff’s right. Its justification lies in considerations of judicial economy, convenience and fairness to litigants; if these are not present a federal court should hesitate to exercise jurisdiction over state claims, even though bound to apply state law to them, Erie R. Co. v. Tompkins,304 U.S. 64 ,58 S.Ct. 817 ,82 L.Ed. 1188 . Needless decisions of state law should be avoided both as a matter of comity and to promote justice between the parties, by procuring for them a surer footed reading of applicable law. Certainly, if the federal claims are dismissed before trial, even though not insubstantial in a jurisdictional sense, the state claims should be dismissed as well. Similarly, if it appears that the state issues substantially predominate, whether in terms of proof, of the scope of the issues raised, or of the comprehensiveness of the remedy sought, the state claims may be dismissed without prejudice and left for resolution to state tribunals.” Id. at 725-727,86 S.Ct. at 1138 .
In terms of these standards, the present case is an appropriate one for the exercise of pendent jurisdiction. The three counts of the complaint constitute a single “case” for a single trial. Their’ “common nucleus of operative fact” is the operation of Girard College on a racially-exclusive basis and the consequent denial of admission to the individual plaintiff-applicants. The defendants point to the different elements of proof necessary to support each of the alternative grounds on which the plaintiffs rely. But that is true in every lawsuit involving a claim arising under more than one law unless the governing principles happen by coincidence to be coterminous. From the standpoint of administration, the considerations which militate against a multiplicity of actions over the same subject matter indicate the exercise of pendent jurisdiction here.
Moreover, it cannot be said that the state issues predominate in this lawsuit. The proof required on the several counts is overlapping, the constitutional issues are at least as significant as the state law questions, and the relief sought is unitary and identical. The state claims are by no means the “real body of [the] ease, to which the federal claim is only an appendage”. United Mine Workers of America v. Gibbs, supra at 727,
Further, in at least one respect there may be a federal constitutional question lurking in the background of one of the state claims. In count two plaintiffs ask for a construction of the will’s admission requirements in the light of alleged deviations from them by the trustees. If this claim were proved and a court declined arbitrarily to order the trustees to make a further departure, a question of invidious official discrimination might arise. In suggesting this, we do not prejudge either the state or federal issues. It is, however, of the first importance to recognize that a total compartmentalization of the counts into state and federal pigeonholes is difficult to effect. Here, as in
Gibbs,
“the state claim is so closely tied to questions of federal policy that the argument for exercise of pendent jurisdiction is particularly strong.”
That very possibility is an additional reason for assuming pendent jurisdiction over the state law claims. “The Court” and,
a fortiori,
lower courts, “will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of.” Ashwander v. Tennessee Valley Authority,
The defendants have also attacked the jurisdiction of this court to consider plaintiffs’ claims under the will. The objection is two-fold. First, defendants contend that the nature of the individual plaintiffs’ claims is such as to require the court to have control over the trust estate before it can adjudicate rights under count two. Secondly, defendants argue that the federal courts lack power to
cy pres
a trust. These arguments are unconvincing. If jurisdiction otherwise exists, the federal courts may entertain actions to construe wills. Colton v. Colton,
“necessary to the harmonious operation of federal and state tribunals. * * * has no application to a case in federal court based upon diversity of citizenship [here pendent jurisdiction], wherein the plaintiff seeks merely an adjudication of his right or his interest as a basis of a claim against a fund in the possession of a state court * * * ”305 U.S. at 466-467 ,59 S.Ct. at 281 .
If circumstances made it necessary to apply the trust property to new uses or “to award the fund to an eleemosynary institution whose services will most nearly approximate the intention of the donor”, Womens’ Homeopathic Hosp. of Phidadelphia Case,
Defendants’ other argument is that
cy pres
is a prerogative power which, originating in the Crown, is denied to the federal courts as being “non-judicial” in the contemplation of Article III of the Constitution. This view, however, ignores the long-standing distinction between prerogative and judicial
cy pres.
While prerogative
cy pres
in England permitted diversions of the fund to purposes other than those contemplated by the settlor, see 4 Scott, Trusts, § 399.1 (2d ed. 1956), judicial
cy pres
involves an effectuation of the general charitable intent. Judicial
cy pres
is part of the “regular and inherent jurisdiction [of] a court of equity in relation to trusts * * Fontain v. Ravenel, 17 How. (58 U.S.) 369, 397,
III. STANDING OF THE GOVERNMENTAL PLAINTIFFS
The trustees have moved to dismiss this action insofar as the Commonwealth, the Attorney General and the City of Philadelphia are parties plaintiff. Their position is that the governmental plaintiffs have an insufficient interest in the claims presented in count one of the complaint, and also should be denied standing to sue in the federal court to secure what in defendants’ view would be the collateral review of previous state court decisions regarding Girard College. No challenge is made to the standing of the individual plaintiffs.
The first objection goes only to the standing to bring the federal claims of count one. Standing to litigate them is a federal question. Baker v. Carr,
Under Pennsylvania law, the Commonwealth and its Attorney General have the duty, as
parens patriae,
to oversee the operation of charitable trusts. Commonwealth v. Barnes Foundation,
The Attorney General, then, is not here contesting a practice the constitutionality of which is a matter of indifference to him; on the contrary, his office requires him to scrutinize it. The rule precluding official standing to attack a statute the officer is enforcing cannot be turned around to defeat the standing of an officer whose very obligation is to supervise and challenge. Compare Heckman v. United States,
The state law of standing is not conclusive. Doremus v. Board of Educ.,
The Commonwealth’s position is also sufficient to sustain its standing to sue. The education of their citizens “is perhaps the most important function of state and local governments.” Brown v. Board of Educ.,
It is not necessary to decide whether these considerations extend also to the City of Philadelphia, for its standing may be rested on a more narrow ground. The city does not sue merely as a municipal corporation to protect its citizens. It is the named trustee under the will, a status which it contends it will be able to reacquire if the restrictive admissions provision is no longer enforceable. A trustee named by the settlor has standing
*339
under state law to contest his removal. See Crawford’s Estate,
The city does not, and probably could not, ask for its reinstatement as trustee by this court. But there is no overlooking the fact that it was removed solely on account of its incapacity to administer the discriminatory trust provision. 8 The basis of its case for reinstatement is the alleged illegality of that provision under, inter alia, federal constitutional law. Determination of the question of legality is a necessary precondition to a request for remstatement. It is, therefore, an understatement to say that the city has a stake in the outcome of this lawsuit, and there is no reason to deny it the federal forum on the federal questions.
The defendants also argue that the governmental plaintiffs lack standing to assert the claims of count one here for reasons of comity. This court, they say, should not countenance an “attempt to bypass” the state courts which might ultimately “reflect on the competency, and indeed the fairness, of the courts of Pennsylvania.”
The argument is impassioned but inadequate. The premise that plaintiffs seek to “challenge” previous decisions of the state courts prejudges the defense of res judicata, which, if valid, is a complete answer to any such attempted challenge, Moreover, to the extent that the trustees are requesting an exercise of discretion not to hear the federal claims it suffices to say that that discretion is lacking:
“There are fundamental objections to any conclusion that a litigant who has properly invoked the jurisdiction of a Federal District Court to consider federal constitutional claims can be compelled, without his consent and through no fault of his own, to accept a state court’s determination of those claims. Such a result would be at war with the unqualified terms in which Congress, pursuant to constitutional authorization, has conferred specific categories of jurisdiction upon the federal courts, and with the principle that ‘When a Federal court is properly appealed to in a case over which it has by law jurisdiction, it is its duty to take such jurisdiction * * *. The right of a party plaintiff to choose a Federal court where there is a choice cannot be properly denied.’ ” England v. Louisiana State Bd. of Medical Examiners,375 U.S. 411 , 415,84 S.Ct. 461 , 464,11 L.Ed.2d 440 (1964).
iy THE puBLIC ACCOMMODA-TI0NS ACT: STARE DE-CISIS
Having' disposed of the liminal questions of jurisdiction and standing, we now reach the substantive questions _pre-sented by the motion. We turn initially to count three of the complaint, the count that charges a violation of the Pennsylvania Public Accommodations Act, for the questions presented by this count are principally matters of law, well-suited to determination on a motion to dismiss.
Had the applicability of the act to Girard College been settled in the prior proceedings, we would not have to reach the res judicata defense to count three, Whether or not the parties or the cause were the same, we would be bound to adhere to the Pennsylvania courts’ interpretation of the statute. Erie R. Co. v. Tompkins,
That, however, is not the case. The issue was not decided by the Pennsylvania courts in any of the former pro *340 ceedings. A fair reading of the hundreds of pages of opinions in those proceedings discloses nothing but silence on the possible application of the statute to Girard. Nowhere is it mentioned or alluded to. The reason seems to be that the argument was simply never made. While the statute was cited in the many briefs of the appellants 9 in the Supreme Court of Pennsylvania (twice in footnotes and once in a passing textual reference), each time it was included in a list of many statutes collected only to show a general and perhaps etherial disposition on the part of Pennsylvania to frown upon discrimination. Never was it suggested that the continued exclusion of Negroes from Girard College would violate the express terms of this statute; never was the statute so much as quoted; never was the court apprised of its terms. References to it were not only obscure but oblique.
In these circumstances, stare decisis does not bar consideration of the application of the statute to Girard College. Stare decisis is founded on considerations of certainty and consistency of interpretation. It is axiomatic that if there has been in fact no interpretation, the doctrine of stare decisis has no bearing. It is universally recognized that “[q]uestions which merely lurk in the record, neither brought to the attention of the court nor ruled upon, are not to be considered as having been so decided as to constitute precedents.” Webster v. Fall,
Nevertheless, merely because an issue was not raised and decided does not necessarily mean that the same parties are not precluded from raising it and having it decided in a new lawsuit. Accordingly, it becomes necessary to pass to a consideration of res judicata.
V. THE PUBLIC ACCOMMODATIONS ACT: RES JUDICATA
The defense of res judicata has been raised by motion rather than answer, notwithstanding that it is an affirmative defense. See F.R.Civ.P. 8(c). Although this procedure has been sanctioned, Williams v. Murdoch,
The effect of a former state court adjudication on the claim of count three in this action is governed by the law of Pennsylvania. Oklahoma Packing Co. v. Oklahoma Gas & Electric Co.,
Under Pennsylvania law,
“In the absence of statutory authority, no person whose interest is only that held in common with other members of the public, can compel the performance of a duty owed by the corporation to the public. Only a member of the corporation itself or someone having a special interest therein or the Commonwealth, acting through the Attorney General, is qualified to bring an action of such nature.” Wiegand v. Barnes Foundation,374 Pa. 149 , 153,97 A.2d 81 , 82 (1953).
The Pennsylvania courts have followed section 391 of the Restatement of Trusts, and have permitted actions against a charitable trust by “the Attorney General, or by a person having a specific interest in such enforcement * * *.” Miller Estate,
The Attorney General’s function is distinct. His is the public eye which watches over the exercise of the power that may be agglomerated by charitable trustees, both because quite often there are no sufficiently definite beneficiaries who can do it and because even when there are they may not do it adequately from the public standpoint. See Pruner Estate,
“Where the party to be bound in a second proceeding is different from the party against whom the original adjudication was made, a close relationship between them is a requirement of fairness and may be necessary to provide due process of law. Thus, the rule that only parties and privies are bound by a prior judgment is unquestionably correct. * * * ” Bruszewski v. United States,181 F.2d 419 , 422 (C.A. 3, 1950), cert. denied,340 U.S. 865 ,71 S.Ct. 87 ,95 L.Ed. 632 (1950).
The present minor plaintiffs were not represented by the Attorney General in the former proceedings. They have not yet had their opportunity to be heard. Cf. DEVELOPMENTS IN THE LAW-RES JUDICATA, 65 Harv.L.Rev. 818, 858 (1952). To hold that they have might even raise a serious question of due process, cf. Hansberry v. Lee,
The effect of the prior proceedings on the ability of the governmental plaintiffs to maintain the instant suit presents entirely different questions. The extent to which the Attorney General is bound by earlier judgments when he sues in his capacity as supervisor of charitable trusts has never been decided by the courts of Pennsylvania, and rarely has it been touched on in other jurisdictions. But cf. Commonwealth ex rel. Marshall v. Beeman,
Confining the discussion to count three, it is, of course, ordinarily true that a party is precluded from raising in a subsequent suit issues which were or might have been raised in the former suit on the same cause of action. Jackson v. Irving Trust Co.,
Res judicata aims at the promotion of efficient disposition of lawsuits and the discouragement of repetitious and harassing litigation. Caterpillar Tractor Co. v. International Harvester Co.,
“we find no persuasive indication in the opinions of the Supreme Court of Pennsylvania that it is prepared to make such an extension of established doctrine. Such a course may be desirable. But it is not now sufficiently foreshadowed in * * * Pennsylvania law * * Jamison v. City of Pittsburgh,360 F.2d 162 , 163 (C.A. 3, 1966).
The Pennsylvania courts have given great weight to the principle of finality in litigation. They have sometimes insisted on exact concurrence of the “four identities” of (1) “the thing .sued for”; (2) the cause of action; (3) the parties; and (4) “the quality in the persons for or against whom the claim is made.” Cameron Bank v. Aleppo Township,
“ ‘ * * * a second trial on the same cause between the same parties. The thing which the court will consider is whether the ultimate and controlling issues have been decided in a prior proceeding in which the present parties actually had an opportunity to appear and assert their rights. If this be the fact, then the matter ought not to be litigated again * * ” Stevenson v. Silverman,417 Pa. 187 , 192,208 A.2d 786 , 788 (1965), cert. denied,382 U.S. 833 ,86 S.Ct. 76 ,15 L.Ed.2d 76 (1965) (emphasis omitted).
See also Williamson v. Columbia Gas & Electric Corp.,
We are not at liberty to dispense with state policies so unequivocally stated, in the absence of any indication whatever that the rules might be different for the Attorney General. Cf. REST. JUDGMENTS §,78, comment d (1942). No such indication can be discerned. Indeed, in Duquesne Light Co. v. Pittsburgh Rys. Co.,
Applying these principles to the instant case, it must be concluded that the Attorney General, the Commonwealth and the City are precluded by res judicata from claiming that Girard College is violating the Pennsylvania Public Accommodations Act.
It' is contended by these plaintiffs that the present suit rests on a new cause of action, based on a new wrong consisting of the denial of admission to the individual plaintiffs in December 1965. This
*344
position cannot be sustained. The Pennsylvania courts have assiduously avoided exceptions to res judicata based on purely formal differences in causes of action. While the minor plaintiffs’ right to sue may derive from the events of December 1965, the governmental plaintiffs’ rights of action arose from the continuing policy of restrictive admissions which was the very reason for the substitution of trustees. Nothing new has occurred since that would make the operation of Girard College on that basis any more a violation of the statute than it might have been at the time of the substitution of trustees.
13
Plaintiffs argue, however, that the only issue in the previous litigation was “whether or not the decree of the Orphans’ Court removing the Board of City Trusts and substituting the present defendants was consistent with the prior opinion of the Supreme Court of the United States.” Cf. John McShain, Inc. v. Eagle Indemnity Co.,
We express no view, however, on the application of res judicata to bar the governmental plaintiffs from asserting the claims of counts one and two. As to count one, entirely different problems might be presented. Compare State Farm Mutual Auto. Ins. Co. v. Duel,
VI. ABSTENTION
The prayer of the complaint in this action contains a proviso stating that plaintiffs would not oppose entry of an order directing them to begin an action in the state courts to allow the Pennsylvania courts to pass upon counts two and three of the complaint. 15 Neither side has *345 urged the pursuit of this course, but a federal court should consider its appropriateness.
The assumption of pendent jurisdiction is not an irrevocable commitment to its exercise. A federal court may stay its hand pending state court resolution of a state law issue in a case “if a definitive ruling on the state issue would terminate the controversy.” Railroad Comm’n of Texas v. Pullman Co.,
If the only state law questions in this case concerned the claim under the will in count two, there could be no justification for abstention. No general public policy of Pennsylvania would be affected by a construction of Girard’s will. Such a construction is a one-time enterprise, presenting none of the hazards of tentativeness. The Pennsylvania courts have time and again cautioned against stare decisis in the interpretation of wills. See, e. g., Nicholson’s Estate,
If, therefore, there were a possibility of avoiding the unique constitutional questions presented in this case by a limiting construction of the exclusionary will provision in light of whatever new conditions might be shown, 18 this court could give it — subject to the prior state court constructions — without fear of unduly invading the law-making prerogatives of the state courts. No interest -of federalism could be said to override plaintiffs’ right to have count two decided with the rest of the lawsuit.
Count three, on the other hand, does present legal questions of more general applicability in Pennsylvania. The Public Accommodations Act, however, is hardly a new and uneonstrued state law.
19
Compare Harrison v. NAACP,
Even were this not so, to the extent that abstention rests on considerations of comity, see Harrison v. NAACP,
The considerations which have been convassed here were summed up in Harman v. Forssenius,
VII. THE PUBLIC ACCOMMODATIONS ACT: APPLICABILITY
The Pennsylvania Public Accommodations Act, enacted in 1887, Act of May 19, 1887, P.L. 130, § 1, prohibits racial discrimination in places of public accommodation, resort or amusement. Since its amendment in 1935, the term “place of public accommodation, resort or amusement” has been “deemed to include,” among many other facilities, “kindergartens, primary and secondary schools, academies, colleges and universities, extension courses, and all educational institutions under the supervision of this Commonwealth * * *.” Act of June 11, 1935, P.L. 297, § 1, as amended by Act of June 24, 1939, P.L. 872, § 654, 18 P.S. § 4654(c). The proviso of subsection (d) states: “Nothing contained in this section shall be construed to include any institution, club or place or places of public accommodation, resort or amusement, which is or are in its or their nature distinctly private * * *.” 18 P.S. § 4654(d). 21
*348 The applicability of this statute to Girard College depends on the answers to two questions: (1) Is Girard College a “public accommodation” within the meaning given that term by subsections (a) and (c) ? and (2) Is Girard College an institution “in its * * * nature distinctly private,” as that phrase is used in subsection (d) ?
The answer to the first inquiry admits of no doubt. The language of subsection (c) is obviously quite inclusive. Educational institutions of many varieties are comprehended. Some, such as “academies,” are most often privately-operated ; yet no distinction between those and public academies (assuming there are any in Pennsylvania) was sought to be made. All educational institutions are covered if they are “under the supervision of this Commonwealth.”
Plainly, supervision does not in this context mean ownership or operation. Rather it means that minimal supervision the Commonwealth gives even to private schools. 22 It imports the regulation of such matters as attendance, curricula and activities — matters in which private as well as public schools are subject to state standards. See, e. g., 24 P.S. § 13-1327. The complaint alleges that the Commonwealth requires compliance by Girard College with the requirements of § 13-1327 and other generally applicable- standards. The College is therefore “an educational institution under the supervision of this Commonwealth.” If only publicly-operated schools were covered by subsection (c) of the Public Accommodations Act, it would, as respects schools, be superfluous, because an older statute, the Act of May 18, 1911, as amended, 24 P.S. § 13-1310, long ago made it “unlawful for any school directors, superintendent, or teacher to make any distinction whatever, on account of, or by reason of, the *349 race or color of any pupil or scholar who may be in attendance upon, or seeking admission to, any public school maintained wholly or in part under the school laws of the Commonwealth.” The wording of that statute makes it clear that when the legislature meant to embrace only publicly-supported schools it knew how to say so in no obscure terms.
The applicability of a comparable provision in New York has previously been litigated. In McKaine v. Drake Bus. School, Inc.,
However, that issue must be reached here, for it is at the heart of the controversy over count three. What scope is to be accorded to the phrase, “in its * * * nature distinctly private”? The principal question is whether a purposeful distinction can be drawn between a school which is in its nature distinctly private (hence within the proviso) and a school which is just plain private (hence within the coverage of the main section). 24
The Pennsylvania Public Accommodations Act reflects the Commonwealth’s strong public policy against discrimination in community facilities. 25 When in 1935 the list of the types of places deemed to be public accommodations was added to the act by subsection (c), it was declared on the floor of the state Senate that the reason for the specification was “to amplify what it [the 1887 act] meant by places of amusement and other places, used in general terms.” 1935 Pa.Leg.Journ. 4434 (remarks of Sen. Shapiro). The purpose of the amendment (which also raised the penalty for violation) was to “put teeth into this bill” and give notice to would-be violators “that what the Legislature said in the original act was intended to mean something and that people should not be discriminated against because of race or color.” Id. at 4434-4435. 26 Immediately after this statement on the floor, the *350 bill was passed with but one dissenting vote.
The strength of Pennsylvania’s aversion to discrimination in public accommodations is attested by the broad construction its courts have given the statute. They have held that the enumerated places in the list of accommodations are merely illustrative and not exhaustive. Everett v. Harron,
In the instant case, there is, of course, no question of subterfuge. Apart from the allegations of state involvement in the operation of Girard College, no one denies that it is a private school. The question is whether, in the light of Pennsylvania’s strong policy against discrimination, all private schools, some private schools (if so, which kinds?), or no private schools are exempted from the strictures of subsections (a) and (c) by the proviso of subsection (d).
The exception for “places of public accommodation” which are “in their nature distinctly private” appears on the surface to be a contradiction in terms. See Note, RACE EQUALITY BY STATUTE, 84 U.Pa.L.Rev. 75, 82 (1935). But it is a traditional and important function of courts to reconcile such seeming conflicts in statutes and to give coherent implementation to legislative purposes clearly expressed in principle but less clearly in application. The process of construction often requires the harmonization of competing statutory ends. “Statutes come out of the past and aim at the future. They may carry implicit residues or mere hints of purpose. Perhaps the most delicate aspect of statutory construction is not to find more residues than are implicit nor purposes beyond the bound of hints.” FRANKFURTER, SOME REFLECTIONS ON THE READING OF STATUTES, 47 Colum.L.Rev. 527, 535 (1947). “And so the bottom problem is: What is below the surface of the words and yet fairly a part of- them ?” Id. at 533. It is therefore incumbent on us to ascertain the statutory ends and to give the act a meaning which will effectuate them concretely. Cf. Francis v. Corleto,
Defendants’ argument that all private schools were intended to be excepted from the operation of the anti-discrimination provisions manifestly cannot be supported. It has already been shown that subsections (a) and (c) unquestionably encompass at the very least
some
private schools. To adopt defendants’ construction would allow a general exception to nullify that quite explicit language. Cf. Waits’ Estate,
Since at least some private schools must be considered public accommodations within the meaning of subsections (a) and (c), the issue becomes whether schools are the type of institution which can ever be in their nature distinctly private for the purposes of this statute.
We think that they cannot. 27 Many different types of places and institutions are enumerated in subsection (c) of the statute. They range from barrooms and ice cream parlors to hospitals and race courses to bowling alleys and schools. No doubt a bar in a private home or a swimming pool for family use in a back yard is “in its * * * nature distinctly private.” But apart from these very limited illustrations, it is extremely difficult to envision private versions of the kinds of places the statute calls “public accommodations.” They are all ordinarily “in their nature” quite public in the sense that they depend for their functioning on the more-or-less indiscriminate drawing-together of people from various strata of the community. Thus there is the strong possibility that the legislature did not mean for subsection (d) to detract in the least from the public nature of any of the accommodations included in subsections (a) and (c), but merely intended to explain what was already obvious — namely, that while the list in subsection (c) was not exhaustive, subsection (a) did not extend to places of a very different order from the public places set forth in subsection (c).
According to this argument, then, the proviso may have been inserted only to express the thought that in determining what was a public accommodation the rule of
ejusdem generis
was to be employed, and only places of the same sort as those enumerated in subsection (c) were to be considered as falling within the ambit of subsection (a). “The office of a ‘proviso’ is to except something from the enacting clause, or to qualify or restrain its generality, or to exclude some possible ground of misinterpretation.” Friese’s Estate,
This interpretation of the statute is suggested by a case decided shortly after both the illustrative list of places of public accommodation and the distinctly private proviso were added in 1935. In Commonwealth v. Moore, 32 Pa.Dist. & Co.R. 630 (Q. S. Dauphin Co., 1938), it was implied that a hotel, as an accommodation listed in subsection (c), could not be in its nature distinctly private. 28 It was said that the proviso of subsection (d) is “nothing more than an attempt to clarify [the] interpretation and construction” of the act. “It designates that a proper construction of the act shall not extend to institutions or clubs, etc., which are in their nature ‘distinctly private’.” Id. at 635. On this reading, to say, as subsection (c) of the act does, that a private school is a public accommodation is to end the inquiry. 29
*352 But it is not necessary in the case at bar to read the proviso so narrowly. It is possible to concede that subsection (d) may withdraw from the operation of subsection (a) some varieties of some of the accommodations specifically named in subsection (c). But not schools. No rational distinction can be drawn between schools which would be in their nature distinctly private and all other private schools, bearing in mind that any such distinction would have to be supportable in terms of the respective legislative purposes of subsections (a) and (c) and subsection (d).
The Pennsylvania statute borrowed the “in its nature distinctly private” terminology from the comparable New York and New Jersey statutes, N.Y. Civil Rights Law, §§ 40, 41; 18 N.J. S.A. §§ 25-1 et seq. See Note, 84 U.Pa. L.Rev. 75, 82 (1935). In interpreting statutes similar to or adopted from the laws of other states, courts appropriately look to the construction given to those statutes by the courts of those states. Such decisions, while not conclusive, are certainly persuasive. See the authorities collected in 3 SUTHERLAND, STATUTORY CONSTRUCTION § 6105 (Horack ed. 1943); 20 AM.JUR.2d, COURTS, § 204 (1965); 50 AM.JUR., STATUTES, § 460 (1944); 82 C.J.S. Statutes § 373b (1953). For recent cases in which the Supreme Court of Pennsylvania has looked to foreign interpretation of similar statutes, see Thornton Estate,
Reference has already been made to McKaine v. Drake Bus. School, Inc.,
The New Jersey statute is substantially the same as the Pennsylvania statute. Both have the same exception for institutions, clubs and accommodations in their nature distinctly private. So far as schools are concerned, the provisions are virtually identical, except that the New Jersey act contains additional provisions exempting “bona fide religious or sectarian” institutions from the operation of the statute and permitting secondary and post-secondary schools to use criteria other than race, creed, color, origin or ancestry in making admissions decisions. Of course, neither statute remotely purports to impede the operation of religious schools 31 or to prohibit the denial of admission on non-discriminatory grounds with or without the additional provisos; they only make explicit what the statutes *353 did not intend. They are significant for present purposes only as further evidence of the intention to cover private schools in the main subsections.
The meaning of “in its nature distinctly private” was resolved in New Jersey by the recent case of Clover Hill Swimming Club v. Goldsboro,
“The statutory exemption for distinctly private organizations is designed to protect the personal associational preferences of their members. However, Clover Hill does not owe its existence to the associational preferences of its members but to the coincidence of their interest in the facilities offered by the owners.”47 N.J. at 34 ,219 A.2d at 166 .
We think that Clover Hill settles the proper construction of the Pennsylvania Public Accommodations Act as applied to Girard College. 32 The purpose of subsections (a) and (c) was to create equal opportunity in the broad sense — to permit everyone to enjoy the facilities afforded in the community, including schools, without regard to race. It was designed to expand the scope of the accommodations considered to be public beyond the governmentally-owned, -operated or -assisted facilities already embraced by the equal protection clause of the Fourteenth Amendment. The exception of subsection (d) was carved out to protect the associational preferences of individuals where those preferences go to the reasons for the institution’s continuing existence and where enforcement of the preferences is not likely to work a substantial interference with the equal opportunity goals of the main provisions. 33
*354
In terms of its purposes, the application of the statute to Girard College becomes clear. A school, such as Girard, does not have as its primary goal the furtherance of the private preferences of its students. In
Clover Hill
reliance was placed on the fact that the swimming club did not “owe its existence to the associational preferences of its members * * Any school — and especially a school conceived as Girard conceived his
34
— owes its existence to the predominant purpose of education. If equal opportunity is the purpose of the main portion of the statute, then there is obviously special reason to include schools,
35
as the legislature in no uncertain terms has done. To allow the uncertain and general language of the proviso to take a substantial number of private schools out of the coverage of the main subsections would pose a serious threat to the full attainment of the social goals the statute seeks to achieve and would only protect privacy of association in a relatively marginal area. Education is too close to the central purpose of the act and not close enough to the central purpose of the proviso to permit any such reading without a more precise mandate in the wording of the proviso. Compare A. H. Phillips, Inc. v. Walling,
So viewed, it is also plain that no purposeful distinction can be drawn either between schools that advertise and those that do not, or between schools that make a profit and those that do not. The instant complaint does not allege that Girard advertises or otherwise solicits students or that it makes a profit. Those questions are beside the point. They have nothing to do with the College’s purposes or the facilities it affords. It would not further the purpose of either subsections (a) and (c) or (d) to draw the line between schools that may and may not discriminate according to whether or not they solicit patronage or make money. The associational interests of students (or their parents) are not any greater if they attend a school that does not advertise or is a non-profit venture than if they attend one that does or is not.
The Clover Hill case did not turn on any such distinction. 37 The court noted *355 that Clover Hill made a profit, not because that was in itself dispositive, but because it showed that Clover Hill was not organized to further its members’ desires to share the companionship of others like themselves. The facility preceded the “club.” Likewise, its advertising and routine admission policies demonstrated that Clover Hill whs more a pool than a club. The same was true in Everett v. Harron and Lackey v. Sacoo-las, supra.
Another possible distinction which must be rejected, at least in this case, is that between boarding and non-boarding schools. There is closer contact among students at a boarding school, but that does not change its function. Certainly in the case of Girard College the reasons for having the students board-in were to facilitate their thorough and intensified education and alleviate their poverty. 38
It cannot be emphasized too strongly that the phrasing of the proviso is emphatically narrow. To be exempted by subsection (d), an accommodation would have to be, not just private, not merely distinctly private, but “in its nature”— that is, inherently or intrinsically- — distinctly private. For this reason, we find it unnecessary to decide whether the statute contemplated public (and covered) and distinctly private (and excepted) prototypes of the same kind of facility or service. For whether or not there can ever be, for example, a distinctly private ice cream parlor, we have concluded that once some private schools were labelled public accommodations, it is difficult to think of a ground on which other private schools could rationally be categorized as “in their nature distinctly private.” 39 Or, to put it more precisely, if there could be a private school which, in view of the scope to be accorded the purposes of the various subsections of the statute, would fall within the proviso, as we read the complaint 40 Girard College does not possess the requisite attributes.
With regard to schools, there is little of the ambivalence that surrounds clubs. As
Clover Hill
shows, there are several varieties of clubs which must be distinguished if the statute is to be implemented effectively. The teaching of
Clover Hill
is that clubs which are organized merely or mainly to take advantage of common facilities have an insufficient associational interest in enforcing their exclusionary preferences to defeat the anti-discriminatory policy of the statute. The burden of this opinion has been to show that schools inevitably partake of the same quality as such clubs: they too, are organized around the facilities they offer — their staffs, curricula and equipment — and their interest in racial exclusion is equally illegitimate under the proviso. Even the most exclusive private school is probably not, in the view of this statute, a social club. We, however, are not called upon
*356
to settle definitively the applicability of the Public Accommodations Act to each and every private school in Pennsylvania. We would not do that even if we could. All we need and do decide now is that — on any fair reading of the statute —Girard College, conceived by its founder as a charitable establishment for training, education and maintenance, see Girard College Trusteeship,
It may be pointed out that the Public Accommodations Act is penal, and penal statutes are strictly construed. See, e. g., Commonwealth v. Derstine,
The maxim of strict construction reflects notions of fair warning to potential criminal violators. See United States v. Standard Oil Co.,
This is an injunction action, not a criminal prosecution. Even a statute too ambiguous on its face to sustain a criminal prosecution may still be definite enough to support an injunction, which operates prospectively only. The Commonwealth has been cautious in bringing prosecutions under the Public Accommodations Act, and it would be allowing imagination to dictate to judgment to interpret the act more narrowly than intended when there is no immediate prospect of punishing criminally a violator who, lacking expertise in the art of construction, had misread it. 41
Short of that prospect or some real doubt about the statute’s applicability or a serious constitutional question arising from the statute, 42 it is impossible to find that the legislature, in formulating a rational and effective anti-discrimination policy, must have intended the very opposite of what the evidence overwhelmingly demonstrates it did intend. What Mr. Justice Cardozo wrote for a unanimous Supreme Court in a very different context is equally fitting here:
“ * * * ‘The Legislature has the power to decide what the policy of the law shall be, and if it has intimated its will, however indirectly, that will should be recognized and obeyed.’ Its intimation is clear enough in the stat *357 utes now before us that their effects shall not be stifled, without the warrant of clear necessity, by the perpetuation of a policy which now has had its day.” Van Beeck v. Sabine Towing Co.,300 U.S. 342 , 351,57 S.Ct. 452 , 456,81 L.Ed. 685 (1937).
Only a word need be said about what this interpretation does and does not do. It does not mean that a testator or settlor may not leave his property as he sees fit. It does mean that dispositions by will or trust must comply with applicable laws extant when the disposition was made and with laws which the legislature may later enact. “If the owner of property transfers it in trust and it is provided that the trustee shall do an act which at the time of the creation of the trust is legal, but which owing to a change of law or owing to a change of circumstances becomes illegal, the provision becomes unenforceable.” REST. TRUSTS 2d, § 61, comment b (1959). And it has long been established in Pennsylvania, as elsewhere, that provisions in wills or trusts which contravene statutes or public policies are unenforceable. Scholler Estate,
We have approached the task of construction with great circumspection and humility, mindful that in the federal system the state courts are the primary expositors of state law. Deference to the state courts on an important issue of state law might otherwise have been proper. Invocation of the abstention doctrine, however, requires “special circumstances.” Baggett v. Bullitt,
VIII. THE DISPOSITION OF THE MOTION TO DISMISS THE COMPLAINT
Since count three states a claim on which relief can be granted, this litigation must proceed. But in its present posture, there is no need to go on to consider whether counts one and two also state valid claims. The primary function of a motion to dismiss is to screen claims for insufficiency. If the individual plaintiffs can prove their claims under count three, then there will never be occasion in this lawsuit to decide the difficult questions underlying the other counts. If it does become necessary to reach them, they can be treated at or after trial. In the interest, therefore, of avoiding the unnecessary decision of sensitive constitutional and testamentary issues, decision on the merits of counts one and two will be deferred, and the motion to dismiss them at this time will be denied. Ample authority exists for the exercise of this discretion.
*358
Gibbs v. Buck,
So far as count one is concerned, the issues of nonobvious state involvement are probably the kind that courts are rightly reluctant to decide on a motion to dismiss anyway. See Gibbs v. Buck,
For all of the stated reasons, the defendants’ motion to dismiss the complaint will be denied as to counts one .and two, without prejudice to the rights of the defendants to renew it at the appropriate time. The motion to dismiss will be granted as to count three insofar as the Commonwealth of Pennsylvania, the Attorney General of Pennsylvania, and the City of Philadelphia are parties-plaintiff. The motion to dismiss will be denied as to count three insofar as the seven individuals are parties-plaintiff. If there are disputed issues of fact as to count three, the defendants are granted leave to answer the entire complaint within twenty (20) days. Cf. F.R.Civ.P. 12(a). It is so ordered.
Notes
. Girard Estate, 7 Pa.Fiduc.Rptr. 555 (Orph.Ct.Phila.Co., 1957), rehearing denied, 7 Pa.Fiduc.Rptr. 608 (Orph.Ct.Phila. Co., 1957), aff’d sub nom. Girard College Trusteeship,
For prior proceedings, see Girard Estate, 4 Pa.Dist. & Co.R.2d 671 (Phila.Orph.Ct.1955), aff’d on rehearing, 4 Pa. Dist. & Co.R.2d 708 (Phila.Orph.Ct.1956), aff’d sub nom. Girard Will Case,
. See Soohan v. City of Philadelphia,
. Section 1 of Amendment 14 reads as follows: “All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall _any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” .
. In Evans v. Newton, the lawsuit had been begun by the trustees, who were seeking their own replacement; here, by contrast, there was no resignation by the trustee,
. The complaint states that departures from the strict terms of other wills have been regularly allowed by the Orphans’ Court in comparable circumstances. Cf. Barr v. City of Columbia,
. Segregated publicly-supported education deprives the children of the minority group of equal educational opportunities. Brown v. Board of Educ.,
. Compare Jaffe, Standing to Secure Judicial Review: Private Actions, 75 Harv.L.Rev. 255, 300 (1961).
No question is involved in this ease of a state attempting to enforce the rights of its citizens “in respect of their relations with the federal government. In that field it is the United States, and not the state, which represents them as parens patriae, when such representation becomes appropriate * * Commonwealth of Massachusetts v. Mellon,
. See Girard College Trusteeship,
. Furnished to us by defendants.
. To the same effect, see Rest. Trusts 2d § 391 (1959); See also id., comment c; 4 Scott, Trusts § 391 (2d ed. 1956).
. In Nevil Estate,
The same cannot be said of the present individual plaintiffs, who, if successful,
*342
■would have a right to be ^reated as other eligible poor male orphans. They possess, therefore, the sufficient special interest described by the Restatement to sue in their own behalf. Indeed, the Public Accommodations Act, as will be seen, gives the victim of discrimination a civil action for damages or injunctive relief. Thus, their standing is materially different from that of the purely speculative, if hopeful, beneficiary in Nevil Estate. The Attorney General sues for the public, for those who have no such special interest. See Rest.Trusts 2d § 391, comment d (1959). He does not conclude those who do. Cf. Hughes v. Eleventh Ward Republican Club,
. Conversely, Pennsylvania has recognized that finality is of unusually great importance in certain areas. See List Adoption Case,
. Compare, however, the allegations and arguments respecting counts one and two.
. This, of course, is not inconsistent with our conclusion on stare decisis, supra, since the provisions of this particular law were not before the court.
. The proviso reads as follows:
“PROVIDED, that plaintiffs would not oppose the entry of an order directing plaintiffs to institute an action in the form set out in Appendix “JT” attached hereto in the Orphans Court of the County of Philadelphia, in order that the courts of the Commonwealth of Pennsylvania may have due opportunity to decide promptly and expeditiously all issues pendant [sic] to the present litigation arising under the law of the Commonwealth of Pennsylvania so that this matter can be disposed of before the beginning of the fall school term, as long as this Court takes and retains all jurisdiction requisite to an expeditious hearing and disposition of all issues raised *345 by the foregoing Complaint in the event that:
(i) Decisions of the Supreme Court of the United States or statutes enacted by the Congress of the United States establish individual plaintiffs’ constitutional or statutory rights to summary admission to institutions such as Girard College;
(ii) The proceedings before the Courts of the Commonwealth are unreasonably delayed for whatever reason; or
(iii) The Courts of the Commonwealth of Pennsylvania render decisions adverse to the interests of plaintiffs herein on all relevant claims of rights arising under the laws of the Commonwealth of Pennsylvania.”
. Abstention possesses the additional virtue, in contrast to outright dismissal, that when the state courts pass on the state claims they must view them “in light of the constitutional objections presented to the District Court”, Government & Civic Employees Organizing Committee v. Windsor,
. Thus, for instance, it has been held repeatedly that the federal courts should not take any premature action that might interfere with the orderly conduct of state programs or regulatory schemes. E. g., Martin v. Creasy,
. Cf. Greene v. McElroy,
. It has long been on the statute books and has several times been interpreted by Pennsylvania courts, including the state supreme court. See part VII, infra.
. Needless to say, a construction designed in part to obviate the constitutional problems would not be permissible with respect to count three, as it might for count two, because the asserted constitutional difficulties do not arise from the Public Accommodations Act. The continuing authorization, if any, for the racial exclusion stems instead from the will. See note 18, supra, and accompanying text.
. The entire statute reads as follows:
“(a) All persons within the jurisdiction of this Commonwealth shall be entitled to the full and equal accommodations, advantages, facilities, and privileges of any places of public accommodation, resort or amusement, subject only to the conditions and limitations established by law and applicable alike to all persons. Whoever, being the owner, lessee, proprietor, manager, superintendent, agent or employe of any such place, directly or indirectly refuses, withholds from, or denies to, any person, any of the accommodations, advantages, facilities or privileges thereof, or directly or indirectly publishes, circulates, issues, displays, posts or mails any written or printed communication, notice or advertisement to the effect that any of the accommodations, advantages, facilities and privileges of any such places, shall be refused, withheld from, or denied to, any person on account of race, creed, or color, or that the patronage or custom thereat of any person belonging to, or purporting to be of, any particular race, creed or color is unwelcome, objectionable or not acceptable, desired or solicited, is guilty of a misdemeanor, and upon conviction thereof, shall be sentenced to pay a fine of not more than one hundred dollars ($100), *348 or shall undergo imprisonment for not more than ninety (90) days, or both.
“(b) The production of any such written or printed communication, notice or advertisement, purporting to relate to any such place and to be made by any person being the owner, lessee, proprietor, superintendent or manager thereof, shall be presumptive evidence in any civil or criminal action that the same was authorized by such person.
“(c) A place of public accommodation, resort or amusement, within the meaning of this section shall be deemed to include inns, taverns, roadhouses, hotels, whether conducted for the entertainment of transient guests, or for the accommodation of those seeking health, recreation or rest, or restaurants or eating houses, or any place where food is sold for consumption on the premises, buffets, saloons, bar-rooms, or any store, park, or inclosure where spirituous or malt liquors are sold, ice cream parlors, con-fectionaries, soda fountains, and all stores where ice cream, ice and fruit preparations, or their derivatives, or where beverages of any kind, are retailed for consumption on the premises, drug stores, dispensaries, clinics, hospitals, bathhouses, theatres, motion picture houses, airdromes, roof gardens, music halls, race courses, skating rinks, amusement and recreation parks, fairs, bowling alleys, gymnasiums, shooting galleries, billiard and pool parlors, public libraries, kindergartens, primary and secondary schools, high schools, academies, colleges and universities, extension courses, and all edu-tional institutions under the supervision of this Oommonwealth, garages and all public conveyances operated on land or water, as well as the stations and terminals thereof.
“(d) Nothing contained in this section shall be construed to include any institution, club or place or places of public accommodation, resort or amusement, which is or are in its or their nature distinctly private, or to prohibit the mailing of a private communication in writing sent in response to a specific written inquiry.”
. An idea of what was contemplated by the phrase “all educational institutions under the supervision of this Commonwealth” can be gleaned from section 3 of the Fair Educational Opportunities Act, 24 P.S. § 5003(1), which (although it applies to post-secondary, commercial and trade schools) defines “educational institution” as a school “which is subject to the visitation, examination or inspection of, or is, or may be licensed by the Department of Public Instruction, including [any school] incorporated or chartered under any general law or special act of the General Assembly, except any religious or denominational educational institution as defined in this act.”
. Because the advertising of the Drake School made it “difficult to hold” that it could be distinctly private and in any event the burden of pleading and proving that a defendant was within the coverage of a proviso was on the defendant.
. The words “proviso” and “exception” will be used interchangeably throughout to refer to the provisions of subsection (d), notwithstanding any technical differences there may be between the two terms; and the phrase “main section” will be used to refer to the provisions of subsections (a) and (c).
. Cf. 18 P.S. § 4653, prohibiting discrimination in public accommodations on account of religion, creed or nationality, and the Pennsylvania Human Relations Act, 43 P.S. § 951 et seq., which is comparable to the Public Accommodations Act, but provides for enforcement through the administrative machinery of the Human Relations Commission. See particularly 43 P.S. § 954 (/).
. Recent Pennsylvania cases appear to countenance reference to floor debates to ascertain the meaning of statutory provisions. In Rossiter v. Whitpain Township,
. With possibly some rare exceptions not here material — a unique tutorial arrangement, perhaps.
. Although, “irrespective of this, if the place is of a private nature, it is a matter of defense and not a matter necessary to be pleaded in the' indictment.” 32 Pa.Dist. & Co.R. at 635.
. Cf. Everett v. Harron,
. It is perhaps significant that the proprietor of the facilities had conceded that the statute prohibited him from discriminating in the nursery school and private school, and had only challenged the requirement of non-discrimination in the day camp.
. Cf. Pierce v. Society of Sisters,
. The brief, broad and ill-considered dictum in Howard Sav. Inst, of Newark v. Trustees of Amherst College,
The California experience with the same statute is also enlightening. In California, the act was held not to extend to a private school. Reed v. Hollywood Professional School,
. Quite obviously, to give effect to associational preferences in all instances would be to repeal the statute, for no question of discrimination would ever arise unless those who controlled the accommodation did not “prefer” to forego the company of Negroes.
. In paragraph 21(9) of the will, Girard stated: “My desire is that all the instructors and teachers in the college shall take pains to instil into the minds of the scholars the purest principles of morality, so that, on their entrance into active life, they may, from inclination and habit, evince benevolence towards their fellow creatures, and a love of truth, sobriety and industry, adopting at the same time such religious tenets as their matured reason may enable them to prefer.” Throughout the will, the same concern for thorough moral and intellectual education is evidenced. See, e. g., If 21(7).
. Cf. Fair Educational Opportunities Act, 24 P.S. § 5002 (“Findings and declaration of policy”) : “ * * * (b) Equality of educational opportunities requires that students, otherwise qualified, be admitted to educational institutions without regard to race, religion, color, ancestry or national origin.”
. It bears mention that clubs are the only accommodations explicitly mentioned in subsection (d), lending extra support to our reading of what it was that the proviso was designed to protect. The only word in subsection (d) that might suggest an exception for certain kinds of schools is “institution.” But when the framers of the statute intended to refer compendi-ously to schools, they used the phrase “educational institutions.” “Institution” in subsection (d) was probably intended to cover any possible entity which, though distinctly private within the standards we have enunciated, is not a club. Language being what it is, it is difficult to think of any better general word for such a “thing” than the word “institution.”
. Neither did the McKaine case. All the New York court said in McKaine was that (no matter how many types of private schools might ultimately be considered public accommodations and not distinctly private enterprises) surely a school like Drake, which solicited public patronage, would have to be among those held to be public accommodations. The court *355 did not have before it the question of where, if at all, to draw the line within the category of privately-operated schools.
. In paragraph 20 of the will, Girard expressed the desire to provide “such a number of poor male white orphan children, as can be trained in one institution, a better education as well as a more comfortable maintenance than they usually receive from the application of the public funds * *
. We are apparently not the first to read the Pennsylvania Public Accommodations Act this way. See Bell v. Maryland,
. We assume, with good reason, that when the defendants argued on the motion to dismiss only that the College was within the proviso, they agreed that the matter could be determined from the material in the complaint. While ordinarily the coverage of a proviso is a matter to be pleaded and proved as a defense, the issue in this case is mainly legal, the complaint is ample to decide it, and it would be wasteful to adjudicate the coverage of the various, subsections of the statute on a piecemeal basis.
. As to violations subsequent to a decision holding the statute applicable to private schools, cf. Bouie v. City of Columbia,
. No such question is possible with respect to this legislation. See District of Columbia v. John R. Thompson Co.,
. See note 32, supra.
. In
Burton,
the Court remarked that the “trial court’s disposal of the issues on summary judgment * * * resulted in a rather incomplete record” on which to decide them.
